Nasdaq PHLX LLC (Phlx) Rulemaking

We encourage the public to submit comments on the following xxx filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

Nasdaq PHLX LLC File Number List for 2020

Additional Archives

Chronological List for 2020

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Release No. Date Details
First Quarter
SR-Phlx-2020-03
34-88213 Feb. 14, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate Rules from its Current Rulebook into its New Rulebook Shell
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-Phlx-2020-02
34-88036 Jan. 24, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Phlx's Pricing Schedule
Comments due: February 20, 2020
Additional Materials: Exhibit 5

File Number List for 2020

Release No. Date Details
SR-Phlx-2020-03
34-88213 Feb. 14, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate Rules from its Current Rulebook into its New Rulebook Shell
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-Phlx-2020-02
34-88036 Jan. 24, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Phlx's Pricing Schedule
Comments due: February 20, 2020
Additional Materials: Exhibit 5