Nasdaq PHLX LLC (Phlx) Rulemaking
We encourage the public to submit comments on the following Nasdaq PHLX LLC (Phlx) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
Nasdaq PHLX LLC File Number List for 2019
Additional Archives
2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998
Chronological List for 2019
| Release No. | Date | Details |
|---|---|---|
| First Quarter | ||
| SR-Phlx-2018-72 | ||
| 34-85136 | Feb. 14, 2019 | Order Approving a Proposed Rule Change to Establish Rules Governing the Give Up of a Clearing Member by a Member Organization on Exchange Transactions
Additional Materials: Exhibit 3 |
| SR-Phlx-2019-01 | ||
| 34-85125 | Feb. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-Phlx-2018-72 | ||
| 34-84981 | Jan. 9, 2019 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Establish Rules Governing the Give Up of a Clearing Member by a Member Organization on Exchange Transactions |
Nasdaq PHLX LLC File Number List for 2019
| Release No. | Date | Details |
|---|---|---|
| SR-Phlx-2019-01 | ||
| 34-85125 | Feb. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |