Nasdaq PHLX LLC (Phlx) Rulemaking Rulemaking

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Second Quarter |  First Quarter

Nasdaq PHLX LLC (Phlx) Rulemaking File Number List for 2022

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Chronological List for 2022

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Release No. Date Details
Second Quarter
SR-Phlx-2022-27
34-95170 Jun. 29, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Pricing for Options on a Nasdaq-100® Volatility Index
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-Phlx-2022-23
34-95108 Jun. 15, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4, Multiply Listed Options Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-Phlx-2022-24
34-95103 Jun. 14, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Credits, at Equity 7, Section 3
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-Phlx-2022-22
34-95100 Jun. 14, 2022 Notice of Filing of Proposed Rule Change to Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options that Expire on Tuesday or Thursday under its Nonstandard Expirations Pilot Program
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-Phlx-2022-25
34-95077 Jun. 9, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 4A, Section 12, Terms of Index Options Contracts
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-Phlx-2022-21
34-94940 May 18, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Nasdaq Amended and Restated Certificate of Incorporation
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-Phlx-2022-20
34-94882 May 10, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 3 to Add a New Transaction Credit
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-Phlx-2022-17
34-94775 Apr. 21, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 3306(a)(3), in Light of Planned Changes to the System as well as to Address Existing Issues
Comments due: May 18, 2022
Additional Materials: Exhibit 5
SR-Phlx-2022-19
34-94765 Apr. 20, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Clearly Erroneous Pilot Until July 20, 2022
Comments due: May 17, 2022
Additional Materials: Exhibit 5
SR-Phlx-2022-18
34-94712 Apr. 13, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make the Market Wide Circuit Breaker Pilot a Permanent Program
Comments due: May 10, 2022
Additional Materials: Exhibit 5
SR-Phlx-2022-16
34-94631 Apr. 7, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot to Permit the Listing and Trading of Options Based on 1/100 the Value of the Nasdaq-100 Index and the Nonstandard Expirations Pilot
Comments due: May 4, 2022
Additional Materials: Exhibit 5
SR-Phlx-2022-15
34-94611 Apr. 5, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings
Comments due: May 2, 2022
SR-Phlx-2022-14
34-94573 Apr. 1, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 of the Pricing Schedule
Comments due: April 28, 2022
Additional Materials: Exhibit 5
First Quarter
SR-Phlx-2022-10
34-94541 Mar. 29, 2022 Notice of Withdrawal of Proposed Rule Changes to Amend Open Outcry Options Transaction Charges
SR-Phlx-2022-13
34-94533 Mar. 28, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Implementation Date Related to the Launch of Options on the Nasdaq-100 Volatility Index
Comments due: April 22, 2022
SR-Phlx-2022-10
34-94453 Mar. 17, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Open Outcry Options Transaction Charges
Comments due: April 13, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-Phlx-2022-11
34-94435 Mar. 16, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Market-Wide Circuit Breaker Pilot to April 18, 2022
Comments due: April 12, 2022
Additional Materials: Exhibit 5
SR-Phlx-2022-07
34-94293 Feb. 22, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Strategy Caps for Reversal and Conversion and Jelly Roll Strategies
Comments due: March 21, 2022
Additional Materials: Exhibit 5
SR-Phlx-2022-05
34-94219 Feb. 10, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule, at Equity 7, Section 3
Comments due: March 9, 2022
Additional Materials: Exhibit 5
SR-Phlx-2022-04
34-94096 Jan. 31, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change to Update the Obvious Error Rule
Comments due: February 25, 2022
Additional Materials: Exhibit 5
SR-Phlx-2022-03
34-94065 Jan. 26, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Phlx's Options Regulatory Fee
Comments due: February 22, 2022
Additional Materials: Exhibit 5
SR-Phlx-2022-02
34-94044 Jan. 24, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend References to FINRA Continuing Education Fees
Comments due: February 18, 2022
SR-Phlx-2022-01
34-93986 Jan. 18, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx's Pricing Schedule at Options 7, Section 3
Comments due: February 14, 2022
Additional Materials: Exhibit 5
SR-Phlx-2021-76
34-93898 Jan. 4, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Options 4A, Sections 4 and 14, Related to Index Options, and Amend Other Phlx Rules
Comments due: January 31, 2022
Additional Materials: Exhibit 5

File Number List for 2022

Release No. Date Details
SR-Phlx-2022-27
34-95170 Jun. 29, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Pricing for Options on a Nasdaq-100® Volatility Index
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-Phlx-2022-25
34-95077 Jun. 9, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 4A, Section 12, Terms of Index Options Contracts
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-Phlx-2022-24
34-95103 Jun. 14, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Credits, at Equity 7, Section 3
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-Phlx-2022-23
34-95108 Jun. 15, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4, Multiply Listed Options Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-Phlx-2022-22
34-95100 Jun. 14, 2022 Notice of Filing of Proposed Rule Change to Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options that Expire on Tuesday or Thursday under its Nonstandard Expirations Pilot Program
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-Phlx-2022-21
34-94940 May 18, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Nasdaq Amended and Restated Certificate of Incorporation
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-Phlx-2022-20
34-94882 May 10, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 3 to Add a New Transaction Credit
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-Phlx-2022-19
34-94765 Apr. 20, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Clearly Erroneous Pilot Until July 20, 2022
Comments due: May 17, 2022
Additional Materials: Exhibit 5
SR-Phlx-2022-18
34-94712 Apr. 13, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make the Market Wide Circuit Breaker Pilot a Permanent Program
Comments due: May 10, 2022
Additional Materials: Exhibit 5
SR-Phlx-2022-17
34-94775 Apr. 21, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 3306(a)(3), in Light of Planned Changes to the System as well as to Address Existing Issues
Comments due: May 18, 2022
Additional Materials: Exhibit 5
SR-Phlx-2022-16
34-94631 Apr. 7, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot to Permit the Listing and Trading of Options Based on 1/100 the Value of the Nasdaq-100 Index and the Nonstandard Expirations Pilot
Comments due: May 4, 2022
Additional Materials: Exhibit 5
SR-Phlx-2022-15
34-94611 Apr. 5, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings
Comments due: May 2, 2022
SR-Phlx-2022-14
34-94573 Apr. 1, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 of the Pricing Schedule
Comments due: April 28, 2022
Additional Materials: Exhibit 5
SR-Phlx-2022-13
34-94533 Mar. 28, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Implementation Date Related to the Launch of Options on the Nasdaq-100 Volatility Index
Comments due: April 22, 2022
SR-Phlx-2022-11
34-94435 Mar. 16, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Market-Wide Circuit Breaker Pilot to April 18, 2022
Comments due: April 12, 2022
Additional Materials: Exhibit 5
SR-Phlx-2022-10
34-94541 Mar. 29, 2022 Notice of Withdrawal of Proposed Rule Changes to Amend Open Outcry Options Transaction Charges
34-94453 Mar. 17, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Open Outcry Options Transaction Charges
Comments due: April 13, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-Phlx-2022-07
34-94293 Feb. 22, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Strategy Caps for Reversal and Conversion and Jelly Roll Strategies
Comments due: March 21, 2022
Additional Materials: Exhibit 5
SR-Phlx-2022-05
34-94219 Feb. 10, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule, at Equity 7, Section 3
Comments due: March 9, 2022
Additional Materials: Exhibit 5
SR-Phlx-2022-04
34-94096 Jan. 31, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change to Update the Obvious Error Rule
Comments due: February 25, 2022
Additional Materials: Exhibit 5
SR-Phlx-2022-03
34-94065 Jan. 26, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Phlx's Options Regulatory Fee
Comments due: February 22, 2022
Additional Materials: Exhibit 5
SR-Phlx-2022-02
34-94044 Jan. 24, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend References to FINRA Continuing Education Fees
Comments due: February 18, 2022
SR-Phlx-2022-01
34-93986 Jan. 18, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx's Pricing Schedule at Options 7, Section 3
Comments due: February 14, 2022
Additional Materials: Exhibit 5