Nasdaq PHLX LLC (Phlx) Rulemaking

We encourage the public to submit comments on the following Nasdaq PHLX LLC (Phlx) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

Nasdaq PHLX LLC File Number List for 2019

Additional Archives

Chronological List for 2019

Release No. Date Details
First Quarter
SR-Phlx-2018-72
34-85136 Feb. 14, 2019 Order Approving a Proposed Rule Change to Establish Rules Governing the Give Up of a Clearing Member by a Member Organization on Exchange Transactions
Additional Materials: Exhibit 3
SR-Phlx-2019-01
34-85125 Feb. 13, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-Phlx-2018-72
34-84981 Jan. 9, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Establish Rules Governing the Give Up of a Clearing Member by a Member Organization on Exchange Transactions


Nasdaq PHLX LLC File Number List for 2019

Release No. Date Details
SR-Phlx-2019-01
34-85125 Feb. 13, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5