The Options Clearing Corporation Rulemaking

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date File Number SRO Organization Details
34-71090 Dec 17, 2013 SR-OCC-2013-22 The Options Clearing Corporation Notice of Filing of Proposed Rule Change To Make a Non-Material Housekeeping Rule Change So That OCC's Membership Qualifications Accurately Reflect Current Operational Practices
See Also - Rel. No. 34-71422, Rel. No. 34-71422
34-71030 Dec 11, 2013 SR-OCC-2013-18 The Options Clearing Corporation Notice of Filing of Proposed Rule Change Concerning the Governance Committee Charter
See Also - Rel. No. 34-71396, Rel. No. 34-71396
34-71022 Dec 6, 2013 SR-OCC-2013-17 The Options Clearing Corporation Order Approving Proposed Rule Change Concerning Charters for the Board of Directors, the Membership/Risk Committee, the Audit Committee and the Performance Committee
See Also - Rel. No. 34-70753, Rel. No. 34-70753
34-70947 Nov 26, 2013 SR-OCC-2013-21 The Options Clearing Corporation Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical Changes to OCC's By-Laws and Rules in Connection with the Modification of the Individual Registration Categories of the Investment Industry Regulatory Organization of Canada
34-70935 Nov 25, 2013 SR-OCC-2013-20 The Options Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify OCC's Existing Policy Regarding Use of Clearing Fund Assets in Anticipation of a Clearing Member Default
34-70838 Nov 8, 2013 SR-OCC-2013-19 The Options Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning an Amendment to the Amended and Restated Clearing and Services Agreement Between The Options Clearing Corporation and NYSE Liffe US LLC in Connection With NYSE Liffe US LLC's Transition to Electronic Vault Receipts
34-70753 Oct 24, 2013 SR-OCC-2013-17 The Options Clearing Corporation Notice of Filing of Proposed Rule Change Concerning Charters for the Board of Directors, the Membership/Risk Committee, the Audit Committee and the Performance Committee
See Also - Rel. No. 34-71022, Rel. No. 34-71022
34-70719 Oct 18, 2013 SR-OCC-2013-16 The Options Clearing Corporation Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending OCC's By-Laws and Rules To Reflect Enhancements in OCC's System for Theoretical Analysis and Numerical Simulations as Applied to Longer-Tenor Options
34-70704 Oct 17, 2013 SR-OCC-2013-10 The Options Clearing Corporation Order Approving Proposed Rule Change To Amend Policy Statement Adopted Under Rule 205 Entitled "Back-Up Communication Channel to Internet Access"
See Also - Rel. No. 34-70289, Rel. No. 34-70289
34-70545 Sep 27, 2013 SR-OCC-2013-15 The Options Clearing Corporation Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct an Inadvertent Omission in a Prior Rule Change Filing Related to the Definition of Hedge Clearing Member
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