The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-63623 | Dec 30, 2010 | SR-OCC-2010-19 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Relating to Stock Loan Programs See Also - Rel. No. 34-64181, Rel. No. 34-64181 |
34-63293 | Nov 9, 2010 | SR-OCC-2010-16 | The Options Clearing Corporation | Order Approving Proposed Rule Change Relating to Weekly Options And Monthly Options See Also - Rel. No. 34-62942, Rel. No. 34-62942 |
34-63278 | Nov 8, 2010 | SR-OCC-2010-05 | The Options Clearing Corporation | Order Granting Approval of a Proposed Rule Change Relating to Cash-Settled Foreign Currency Options With One-Cent Exercise Prices See Also - Rel. No. 34-61820, Rel. No. 34-61820 |
34-63222 | Nov 1, 2010 | SR-OCC-2010-18 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Accommodate Index Futures That Are Settled in a Non-U.S. Currency |
34-63217 | Nov 1, 2010 | SR-OCC-2010-14 | The Options Clearing Corporation | Order Approving Proposed Rule Change To Revise Its Rules To Expand the Forms of Collateral Eligible for Incorporation in the System for Theoretical Analysis and Numerical Simulations Risk Management Methodology See Also - Rel. No. 34-62854, Rel. No. 34-62854 |
34-63125 | Oct 18, 2010 | SR-ODD-2010-02 | The Options Clearing Corporation | Canadian Derivatives Clearing Corporation; Order Approving Accelerated Distribution of an Amended Options Disclosure Document |
34-63120 | Oct 15, 2010 | SR-OCC-2010-17 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearing Member Trade Assignment Arrangements |
34-63066 | Oct 8, 2010 | SR-OCC-2010-13 | The Options Clearing Corporation | Order Approving Proposed Rule Change To Allow for Adjustments to the Settlement Price of Exchange-Designated Security Futures for All Cash Dividends or Distributions Paid by the Issuer of the Underlying Security See Also - Rel. No. 34-62801, Rel. No. 34-62801 |
34-62942 | Sep 20, 2010 | SR-OCC-2010-16 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Relating to Weekly Options And Monthly Options See Also - Rel. No. 34-63293, Rel. No. 34-63293 |
34-62956 | Sep 20, 2010 | SR-OCC-2010-09 | The Options Clearing Corporation | Order Granting Approval of Proposed Rule Change Relating to Sprott Physical Gold Shares See Also - Rel. No. 34-62329, Rel. No. 34-62329 |