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NYSE MKT LLC Rulemaking

We encourage the public to submit comments on the following NYSE MKT LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

NYSE MKT File Number List for 2017

Additional Archives

Chronological List
Release No. Date Details
First Quarter

SR-NYSEMKT-2016-120
34-79830 Jan. 18, 2017 Order Granting Accelerated Approval of a Proposed Rule Change to Amend NYSE MKT Rule 971.1NY and Make Permanent the Aspects of Customer Best Execution Auction that Are Subject to a Pilot
See also: Notice: Rel. No. 34-79599

SR-NYSEMKT-2016-103
34-79738 Jan. 4, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Allowing the Exchange to Trade Pursuant to Unlisted Trading Privileges for Any NMS Stock Listed On Another National Securities Exchange; Establishing Rules for the Trading Pursuant to UTP of Exchange-Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform
See also: Notice: Rel. No. 34-79400

SR-NYSEMKT-2016-127
34-79737 Jan. 4, 2017 Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-126
34-79728 Jan. 4, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule Related to Co-location Services to Increase LCN and IP Network Fees and Add a Description of Access to Trading and Execution Services and Connectivity to Included Data Products
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-102
34-79720 Jan. 3, 2017 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Introducing NYSE OptX
See also: Notice: Rel. No. 34-79328


NYSEMKT File Number List for 2017

There are no file number entries at this time.

 

http://www.sec.gov/rules/sro/nysemkt.shtml


Modified: 01/19/2017