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NYSE MKT LLC Rulemaking

We encourage the public to submit comments on the following NYSE MKT LLC filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

NYSE MKT File Number List for 2016

Additional Archives

Chronological List
Release No. Date Details
Second Quarter

SR-NYSEMKT-2016-47
34-77749 Apr. 29, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 967.1NY Regarding Price Protection for Market Maker Quotes
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-49
34-77734 Apr. 27, 2016 Notice of Filing of Proposed Rule Change Amending the Definition of "Block" for Purposes of Rule 72(d) – Equities and the Size of a Proposed Cross Transaction Eligible for the Cross Function in Rule 76 - Equities
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-17
34-77680 Apr. 21, 2016 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Establish Procedures for the Allocation of Cages to Co-located Users, Including the Waiver of Certain Fees, and to Amend the Visitor Security Escort Fee
See also: Notice: Rel. No. 34-77304

SR-NYSEMKT-2016-31
34-77676 Apr. 21, 2016 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Rule 123C-Equities to Provide for How the Exchange Would Determine an Official Closing Price if the Exchange is Unable to Conduct a Closing Transaction
See also: Notice: Rel. No. 34-77306

SR-NYSEMKT-2016-45
34-77658 Apr. 20, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-15
34-77640 Apr. 18, 2016 Notice of Filing of Proposed Rule Change Establishing Fees Relating to End Users and Amending the Definition of "Affiliate," as well as Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule to Reflect the Changes
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-43
34-77605 Apr. 13, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 72 - Equities Relating to Setting Interest
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-42
34-77540 Apr. 6, 2016 Notice of Filing of Proposed Rule Change to Amend Rule 952NY with Respect to Opening Trading in an Options Series
Comments due:  May 3, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-26
34-77536 Apr. 6, 2016 Notice of Filing of Proposed Rule Change Amending the Eighth Amended and Restated Operating Agreement of the Exchange
Comments due:  May 3, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-13
34-77518 Apr. 5, 2016 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 955NY(c) by Revising the Clearing Member Requirements for Entering an Order into the Electronic Order Capture System ("EOC")
Comments due:  May 2, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.
First Quarter

SR-NYSEMKT-2016-40
34-77478 Mar. 30, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Requirements for the Collection and Transmission of Data Pursuant to Appendices B and C of the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: April 26, 2016
Additional Materials: Exhibit 5
See Also: Exemptive Letter

SR-NYSEMKT-2016-41
34-77435 Mar. 23, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 964.2NY Regarding the Participation Entitlement Formula for Specialists and e-Specialists
Comments due: April 19, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-38
34-77433 Mar. 23, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 – Equities to Expand the Availability of Self-Trade Prevention Modifiers to Non-Algorithmically Entered Floor Broker Interest
Comments due: April 19, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-39
34-77424 Mar. 23, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Program
Comments due: April 19, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEMKT-2016-12
34-77401 Mar. 17, 2016 Order Approving Proposed Rule Change Amending the NYSE MKT Company Guide to Create a New Section 146 Under Which a Certain Category of Newly Listed Issuers Would Be Entitled to Receive Complimentary Products and Services from the Exchange
See also: Notice: Rel. No. 34-76996

SR-NYSEMKT-2016-37
34-77389 Mar. 17, 2016 Notice of Filing and Immediate Effectiveness of Proposed Change Adopting a Decommission Extension Fee for receipt of the NYSE MKT BBO and NYSE MKT Trades Market Data Products
Comments due:  April 12, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-20
34-77386 Mar. 17, 2016 Notice of Filing of Proposed Rule Change Amending and Restating the Fifth Amended and Restated Bylaws of the Exchange’s Ultimate Parent Company, Intercontinental Exchange, Inc., to Implement Proxy Access
Comments due:  April 12, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-33
34-77371 Mar. 15, 2016 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend its Price List Effective March 1, 2016
Comments due: April 11, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-35
34-77370 Mar. 15, 2016 Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule
Comments due: April 11, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-36
34-77356 Mar. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Deadline for Implementing Rule 967.1NY(a)(2) and (3)
Comments due: April 8, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-29
34-77348 Mar. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 401 and 402 of the NYSE MKT Company Guide to Harmonize the Exchange’s Immediate Release and Trading Halt Policies
Comments due: April 7, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-17
34-77304 Mar. 7, 2016 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Establishing Procedures for the Allocation of Cages to Its Co-located Users, Including the Waiver of Certain Fees, and to Amend the Visitor Security Escort Requirements and Fee
Comments due: April 1, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-77680
Comments received are available for this proposal.

SR-NYSEMKT-2016-31
34-77306 Mar. 7, 2016 Notice of Filing of Proposed Rule Change Amending Rule 123C-Equities to Provide for How the Exchange Would Determine an Official Closing Price if the Exchange is Unable to Conduct a Closing Transaction
Comments due: April 1, 2016
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-77676

SR-NYSEMKT-2016-34
34-77293 Mar. 4, 2016 Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE Amex Options Fee Schedule Relating to ByRDs Transaction Fees
Comments due: March 31, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-32
34-77279 Mar. 3, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Change Amending the Fees for NYSE MKT Proprietary Market Data as They Apply to Federal Agency Customers
Comments due: March 29, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-28
34-77275 Mar. 2, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Change Amending the Fees for NYSE Amex Options Proprietary Market Data as They Apply to Federal Agency Customers
Comments due: March 29, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-30
34-77241 Feb. 26, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Investigation, Disciplinary, Sanction, and Other Procedural Rules Modeled on the Rules of the New York Stock Exchange LLC and Certain Conforming and Technical Changes
Comments due: March 24, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-27
34-77210 Feb. 23, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 1206 and 1212T of the NYSE MKT Company Guide
Comments due: March 21, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-22
34-77174 Feb. 18, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 341A(a)(4) to Provide for Web-Based Delivery of the Exchange’s Continuing Education Program
Comments due:  March 16, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-21
34-77168 Feb. 18, 2016 Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE Amex Options Fee Schedule
Comments due:  March 15, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-02
34-77120 Feb. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-location Services Offered by the Exchange to Include a Means for Co-located Users to Receive the NASDAQ TotalView Ultra Market Data Feed Through a Wireless Connection and Reflect Changes to the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule
Comments due:  March 10, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-23
34-77110 Feb. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Amex Options Deep Market Data Product
Comments due:  March 10, 2016

SR-NYSEMKT-2016-18
34-77106 Feb. 10, 2016 Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule
Comments due:  March 9, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-19
34-77085 Feb. 9, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 990NY(8) to Correct a Typographical Error
Comments due: March 8, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-14
34-77074 Feb. 5, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Supplementary Material .10 to Rule 103B – Equities to Provide that Any Senior Official of a Listed Company with the Rank of Corporate Secretary or Higher can Sign the Written Request of a Listed Company Seeking to Change Its Designated Market Maker Unit
Comments due: March 3, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-89
34-77071 Feb. 5, 2016 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, to Provide that the Co-location Services Offered by the Exchange include Three Time Feeds and Four Partial Cabinet Bundle Options
Comments due: March 3, 2016

SR-NYSEMKT-2015-56
34-77047 Feb. 3, 2016 Notice of Withdrawal of Proposed Rule Changes Amending the NYSE Trades Market Data and NYSE MKT Trades Market Data Product Offerings
Additional File No.: SR-NYSE-2015-31
See also: Notice: Rel. No. 34-75556, Notice: Rel. No. 34-75937, Notice: Rel. No. 34-75559

SR-NYSEMKT-2015-106
34-77008 Feb. 1, 2016 Order Approving Proposed Rule Change Amending the Seventh Amended and Restated Operating Agreement of the Exchange to Establish a Committee for Review as a Sub-Committee of the ROC and Make Conforming Changes to Rules and the NYSE MKT Company Guide
See also: Notice: Rel. No. 34-76638

SR-NYSEMKT-2016-16
34-77014 Feb. 2, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain of Its Rules Related to Binary Return Derivatives Contracts
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-12
34-76996 Jan. 28, 2016 Notice of Filing of Proposed Rule Change Amending the NYSE MKT Company Guide to Create a New Section 146 Under Which a Certain Category of Newly Listed Issuers Would Be Entitled to Receive Complimentary Products and Services from the Exchange
Comments due: February 24, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-76996

SR-NYSEMKT-2016-10
34-76992 Jan. 28, 2016 Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule to Add an Early Adopter Specialist Credit
Comments due: February 24, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-80
34-76982 Jan. 28, 2016 Order Approving a Proposed Rule Change Deleting Rule 410B – Equities Governing Reporting Requirements for Off-Exchange Transactions
See also: Notice: Rel. No. 34-76276, Notice: Rel. No. 34-76669

SR-NYSEMKT-2016-11
34-76975 Jan. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE MKT Integrated Feed
Comments due: February 22, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-09
34-76935 Jan. 20, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule
Comments due: February 16, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-05
34-76911 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT Order Imbalances
Comments due: February 11, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-07
34-76907 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 132.30(9) – Equities to Conform the Exchange’s Rules to Industry-Wide Standards for Recording the Capacity in Which a Member Organization Executes a Transaction
Comments due: February 11, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-04
34-76906 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT BBO and NYSE MKT Trades
Comments due: February 11, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-03
34-76901 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT OpenBook
Comments due: February 11, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2015-113
34-76889 Jan. 13, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Market Data Fees for the NYSE Amex Options Product
Comments due: February 10, 2016
Additional Materials: Exhibit 5


NYSEMKT File Number List for 2016
Release No. Date Details

SR-NYSEMKT-2016-49
34-77734 Apr. 27, 2016 Notice of Filing of Proposed Rule Change Amending the Definition of "Block" for Purposes of Rule 72(d) – Equities and the Size of a Proposed Cross Transaction Eligible for the Cross Function in Rule 76 - Equities
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-47
34-77749 Apr. 29, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 967.1NY Regarding Price Protection for Market Maker Quotes
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-45
34-77658 Apr. 20, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-43
34-77605 Apr. 13, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 72 - Equities Relating to Setting Interest
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-42
34-77540 Apr. 6, 2016 Notice of Filing of Proposed Rule Change to Amend Rule 952NY with Respect to Opening Trading in an Options Series
Comments due:  May 3, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-41
34-77435 Mar. 23, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 964.2NY Regarding the Participation Entitlement Formula for Specialists and e-Specialists
Comments due: April 19, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-40
34-77478 Mar. 30, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Requirements for the Collection and Transmission of Data Pursuant to Appendices B and C of the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: April 26, 2016
Additional Materials: Exhibit 5
See Also: Exemptive Letter

SR-NYSEMKT-2016-39
34-77424 Mar. 23, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Program
Comments due: April 19, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEMKT-2016-38
34-77433 Mar. 23, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 – Equities to Expand the Availability of Self-Trade Prevention Modifiers to Non-Algorithmically Entered Floor Broker Interest
Comments due: April 19, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-37
34-77389 Mar. 17, 2016 Notice of Filing and Immediate Effectiveness of Proposed Change Adopting a Decommission Extension Fee for receipt of the NYSE MKT BBO and NYSE MKT Trades Market Data Products
Comments due:  April 12, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-36
34-77356 Mar. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Deadline for Implementing Rule 967.1NY(a)(2) and (3)
Comments due: April 8, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-35
34-77370 Mar. 15, 2016 Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule
Comments due: April 11, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-34
34-77293 Mar. 4, 2016 Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE Amex Options Fee Schedule Relating to ByRDs Transaction Fees
Comments due: March 31, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-33
34-77371 Mar. 15, 2016 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend its Price List Effective March 1, 2016
Comments due: April 11, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-32
34-77279 Mar. 3, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Change Amending the Fees for NYSE MKT Proprietary Market Data as They Apply to Federal Agency Customers
Comments due: March 29, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-31
34-77676 Apr. 21, 2016 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Rule 123C-Equities to Provide for How the Exchange Would Determine an Official Closing Price if the Exchange is Unable to Conduct a Closing Transaction
34-77306 Mar. 7, 2016 Notice of Filing of Proposed Rule Change Amending Rule 123C-Equities to Provide for How the Exchange Would Determine an Official Closing Price if the Exchange is Unable to Conduct a Closing Transaction
Comments due: April 1, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-30
34-77241 Feb. 26, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Investigation, Disciplinary, Sanction, and Other Procedural Rules Modeled on the Rules of the New York Stock Exchange LLC and Certain Conforming and Technical Changes
Comments due: March 24, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-29
34-77348 Mar. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 401 and 402 of the NYSE MKT Company Guide to Harmonize the Exchange’s Immediate Release and Trading Halt Policies
Comments due: April 7, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-28
34-77275 Mar. 2, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Change Amending the Fees for NYSE Amex Options Proprietary Market Data as They Apply to Federal Agency Customers
Comments due: March 29, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-27
34-77210 Feb. 23, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 1206 and 1212T of the NYSE MKT Company Guide
Comments due: March 21, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-26
34-77536 Apr. 6, 2016 Notice of Filing of Proposed Rule Change Amending the Eighth Amended and Restated Operating Agreement of the Exchange
Comments due:  May 3, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-23
34-77110 Feb. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Amex Options Deep Market Data Product
Comments due:  March 10, 2016

SR-NYSEMKT-2016-22
34-77174 Feb. 18, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 341A(a)(4) to Provide for Web-Based Delivery of the Exchange’s Continuing Education Program
Comments due:  March 16, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-21
34-77168 Feb. 18, 2016 Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE Amex Options Fee Schedule
Comments due:  March 15, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-20
34-77386 Mar. 17, 2016 Notice of Filing of Proposed Rule Change Amending and Restating the Fifth Amended and Restated Bylaws of the Exchange’s Ultimate Parent Company, Intercontinental Exchange, Inc., to Implement Proxy Access
Comments due:  April 12, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-19
34-77085 Feb. 9, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 990NY(8) to Correct a Typographical Error
Comments due: March 8, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-18
34-77106 Feb. 10, 2016 Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule
Comments due:  March 9, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-17
34-77680 Apr. 21, 2016 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Establish Procedures for the Allocation of Cages to Co-located Users, Including the Waiver of Certain Fees, and to Amend the Visitor Security Escort Fee
34-77304 Mar. 7, 2016 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Establishing Procedures for the Allocation of Cages to Its Co-located Users, Including the Waiver of Certain Fees, and to Amend the Visitor Security Escort Requirements and Fee
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEMKT-2016-16
34-77014 Feb. 2, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain of Its Rules Related to Binary Return Derivatives Contracts
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-15
34-77640 Apr. 18, 2016 Notice of Filing of Proposed Rule Change Establishing Fees Relating to End Users and Amending the Definition of "Affiliate," as well as Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule to Reflect the Changes
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-14
34-77074 Feb. 5, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Supplementary Material .10 to Rule 103B – Equities to Provide that Any Senior Official of a Listed Company with the Rank of Corporate Secretary or Higher can Sign the Written Request of a Listed Company Seeking to Change Its Designated Market Maker Unit
Comments due: March 3, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-13
34-77518 Apr. 5, 2016 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 955NY(c) by Revising the Clearing Member Requirements for Entering an Order into the Electronic Order Capture System ("EOC")
Comments due:  May 2, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEMKT-2016-12
34-77401 Mar. 17, 2016 Order Approving Proposed Rule Change Amending the NYSE MKT Company Guide to Create a New Section 146 Under Which a Certain Category of Newly Listed Issuers Would Be Entitled to Receive Complimentary Products and Services from the Exchange
34-76996 Jan. 28, 2016 Notice of Filing of Proposed Rule Change Amending the NYSE MKT Company Guide to Create a New Section 146 Under Which a Certain Category of Newly Listed Issuers Would Be Entitled to Receive Complimentary Products and Services from the Exchange
Comments due: February 24, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-11
34-76975 Jan. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE MKT Integrated Feed
Comments due: February 22, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-10
34-76992 Jan. 28, 2016 Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule to Add an Early Adopter Specialist Credit
Comments due: February 24, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-09
34-76935 Jan. 20, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule
Comments due: February 16, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-07
34-76907 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 132.30(9) – Equities to Conform the Exchange’s Rules to Industry-Wide Standards for Recording the Capacity in Which a Member Organization Executes a Transaction
Comments due: February 11, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-05
34-76911 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT Order Imbalances
Comments due: February 11, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-04
34-76906 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT BBO and NYSE MKT Trades
Comments due: February 11, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-03
34-76901 Jan. 14, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT OpenBook
Comments due: February 11, 2016
Additional Materials: Exhibit 5

SR-NYSEMKT-2016-02
34-77120 Feb. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-location Services Offered by the Exchange to Include a Means for Co-located Users to Receive the NASDAQ TotalView Ultra Market Data Feed Through a Wireless Connection and Reflect Changes to the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule
Comments due:  March 10, 2016
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/nysemkt.shtml


Modified: 02/05/2016