National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-52874 | Dec 1, 2005 | SR-Amex-2005-097 | American Stock Exchange (Amex) | Order Approving Proposed Rule Change Relating to the Amex Listing Agreement See Also - Rel. No. 34-52630 |
34-52844 | Nov 28, 2005 | SR-Amex-2005-064 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Telemarketing See Also - Rel. No. 34-53085 |
34-52837 | Nov 25, 2005 | SR-Amex-2005-056 | American Stock Exchange (Amex) | Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Requirement That Registered Options Traders May Only Sign on to Auto-Ex for ETFs Traded by the Same or Adjoining Specialists and Shall Sign on to Auto-Ex for a Maximum of Fifteen ETFs See Also - Rel. No. 34-52505 |
34-52812 | Nov 21, 2005 | SR-Amex-2005-118 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for Options on Certain StreetTRACKS Exchange-Traded Funds and the SPDR Dividend Exchange-Traded Fund |
34-52804 | Nov 18, 2005 | SR-Amex-2005-114 | American Stock Exchange (Amex) | Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amex Initial Listing Standards See Also - Rel. No. 34-53050 |
34-52782 | Nov 16, 2005 | SR-Amex-2004-74 | American Stock Exchange (Amex) | Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916 and Amendment to Amex Rules Relating to the Definition of "NMS Stock" See Also - Rel. No. 34-52563 |
34-52781 | Nov 16, 2005 | SR-Amex-2005-069 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Relating to Listing Standards for Broad-Based Index Options and Concentration Limits for Narrow-Based Index Option Listing Standards |
34-52767 | Nov 10, 2005 | SR-Amex-2005-108 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for the PowerShares Lux Nanotech Portfolio (PXN) and the PowerShares Aerospace & Defense Portfolio (PPA) |
34-52765 | Nov 10, 2005 | SR-Amex-2005-102 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Interpretation of Exchange Rule 577 and Section 723 of the Amex Company Guide View Received Comments |
34-52754 | Nov 9, 2005 | SR-Amex-2005-113 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the Equity Option Transaction Fee Discount for Member Firms Facilitating Customer Orders |