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ISE Gemini Exchange Rulemaking

The Topaz Exchange has changed its name to ISE Gemini, LLC. All filings by ISE Gemini, LLC, will be posted to the ISE Gemini page. Filings filed with "Topaz" as part of the file number will be posted on the Topaz Exchange page.

We encourage the public to submit comments on the following ISE Gemini, LLC, filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter |  Second Quarter |  First Quarter

ISE Gemini File Number List for 2016

Chronological List
Release No. Date Details
Third Quarter

SR-ISEGemini-2016-08
34-78790 Sep. 8, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 100(a)(37C) (Definitions) to Add Specificity to the Definition of a Professional
Comments due:  October 5, 2016
Additional Materials: Exhibit 5

SR-ISEGemini-2015-17
34-78424 Jul. 27, 2016 Order Disapproving a Proposed Rule Change to Amend Rule 804(g)
See also: Notice: Rel. No. 34-77927, Notice: Rel. No. 34-77247, Notice: Rel. No. 34-76894, Notice: Rel. No. 34-76505

SR-ISEGemini-2016-07
34-78343 Jul. 15, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: August 11, 2016
Additional Materials: Exhibit 5
Second Quarter

SR-ISEGemini-2016-06
34-78201 Jun. 30, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 28, 2016
Additional Materials: Exhibit 5

SR-ISEGemini-2016-05
34-78119 Jun. 21, 2016 Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction in Which Nasdaq, Inc. Will Become the Indirect Parent of ISE, ISE Gemini, and ISE Mercury
Comments due: July 18, 2016
Additional File Nos.: SR-ISE-2016-11, SR-ISEMercury-2016-10
See also: Notice: Rel. No. 34-77795

SR-ISEGemini-2015-17
34-77927 May 26, 2016 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 804(g)
See also: Order: Rel. No. 34-78424, Order: Rel. No. 34-77247, Notice: Rel. No. 34-76894, Notice: Rel. No. 34-76505

SR-ISEGemini-2016-03
34-77881 May 20, 2016 Order Approving Proposed Rule Change Related to Market Wide Risk Protection
See also: Notice: Rel. No. 34-77488

SR-ISEGemini-2016-05
34-77795 May 10, 2016 Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent
Comments due: June 6, 2016
Additional Materials: Exhibit 5a,  Exhibit 5b,  Exhibit 5c,  Exhibit 5d,  Exhibit 5e,  Exhibit 5f,  Exhibit 5g
See also: Notice/Order: Rel. No. 34-78119
Comments received are available for this proposal.

SR-ISEGemini-2016-04
34-77752 May 2, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 27, 2016
First Quarter

SR-ISEGemini-2016-03
34-77488 Mar. 31, 2016 Notice of Filing of Proposed Rule Change Related to Market Wide Risk Protection
Comments due: April 27, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-77881

SR-ISEGemini-2016-02
34-77334 Mar. 9, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Limit Mandatory Participation in Scheduled Functional and Performance Testing Under Regulation SCI to Only Those Primary Market Makers That Meet Specified Criteria
Comments due: April 5, 2016
Additional Materials: Exhibit 5

SR-ISEGemini-2015-17
34-77247 Feb. 26, 2016 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 804(g)
Comments due: March 24, 2016
Rebuttal comments due: April 7, 2016
See also: Order: Rel. No. 34-78424, Notice: Rel. No. 34-77927, Notice: Rel. No. 34-76894, Notice: Rel. No. 34-76505

SR-ISEGemini-2016-01
34-77230 Feb. 25, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct the Text of ISE Gemini Rule 306
Comments due: March 23, 2016
Additional Materials: Exhibit 5

SR-ISEGemini-2015-17
34-76894 Jan. 13, 2016 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend Rule 804(g)
See also: Order: Rel. No. 34-78424, Notice: Rel. No. 34-77927, Order: Rel. No. 34-77247, Notice: Rel. No. 34-76505

SR-ISEGemini-2015-28
34-76836 Jan. 5, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories
Comments due: February 1, 2016
Additional Materials: Exhibit 5


ISE Gemini File Number List for 2016
Release No. Date Details

SR-ISEGemini-2016-08
34-78790 Sep. 8, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 100(a)(37C) (Definitions) to Add Specificity to the Definition of a Professional
Comments due:  October 5, 2016
Additional Materials: Exhibit 5

SR-ISEGemini-2016-07
34-78343 Jul. 15, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: August 11, 2016
Additional Materials: Exhibit 5

SR-ISEGemini-2016-06
34-78201 Jun. 30, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 28, 2016
Additional Materials: Exhibit 5

SR-ISEGemini-2016-05
34-78119 Jun. 21, 2016 Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction in Which Nasdaq, Inc. Will Become the Indirect Parent of ISE, ISE Gemini, and ISE Mercury
Comments due: July 18, 2016
Additional File Nos.: SR-ISE-2016-11, SR-ISEMercury-2016-10
34-77795 May 10, 2016 Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent
Comments due: June 6, 2016
Additional Materials: Exhibit 5a,  Exhibit 5b,  Exhibit 5c,  Exhibit 5d,  Exhibit 5e,  Exhibit 5f,  Exhibit 5g
Comments received are available for this proposal.

SR-ISEGemini-2016-04
34-77752 May 2, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 27, 2016

SR-ISEGemini-2016-03
34-77881 May 20, 2016 Order Approving Proposed Rule Change Related to Market Wide Risk Protection
34-77488 Mar. 31, 2016 Notice of Filing of Proposed Rule Change Related to Market Wide Risk Protection
Comments due: April 27, 2016
Additional Materials: Exhibit 5

SR-ISEGemini-2016-02
34-77334 Mar. 9, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Limit Mandatory Participation in Scheduled Functional and Performance Testing Under Regulation SCI to Only Those Primary Market Makers That Meet Specified Criteria
Comments due: April 5, 2016
Additional Materials: Exhibit 5

SR-ISEGemini-2016-01
34-77230 Feb. 25, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct the Text of ISE Gemini Rule 306
Comments due: March 23, 2016
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/isegemini.shtml


Modified: 09/22/2016