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ISE Rulemaking Archive: 2013
We encourage the public to submit comments on the following International Securities Exchange, Inc. (ISE) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
ISE File Number List for 2013
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| Release No. |
Date |
Details |
| Fourth Quarter |
SR-ISE-2013-70 |
|
34-71213 |
Dec. 31, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: January 28, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2013-72 |
|
34-71208 |
Dec. 31, 2013 |
Notice of Filing of Proposed Rule Change to More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order
Comments due: January 28, 2014
Additional Materials:
Exhibit 5
See also:
Notice: Rel. No. 34-71560
Comments received
are available
for this proposal.
|
SR-ISE-2013-71 |
|
34-71182 |
Dec. 24, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to More Specifically Address the Number and Size of Contra-parties to a Qualified Contingent Cross Order
Comments due: January 21, 2014
Additional Materials:
Exhibit 5
Comments received
are available
for this proposal.
|
SR-ISE-2013-67 |
|
34-71153 |
Dec. 20, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Non-Controversial Changes to ISE Rules
Comments due: January 17, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2013-60 |
|
34-71160 |
Dec. 20, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rent Cabinet Space to Telecommunication Vendors in the Exchange's Backup Datacenter
Comments due: January 17, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2013-73 |
|
34-71139 |
Dec. 19, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 16, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-61 |
|
34-71092 |
Dec. 17, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Back-up Trading Arrangements
Comments due: January 13, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-65 |
|
34-71081 |
Dec. 16, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: January 10, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-66 |
|
34-71066 |
Dec. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change Procedure for Processing Fingerprints Under Existing Rule 1408
Comments due: January 8, 2013
|
SR-ISE-2013-63 |
|
34-71053 |
Dec. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: January 7, 2013
|
SR-ISE-2013-69 |
|
34-71034 |
Dec. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Short Term Option Series Program
Comments due: January 7, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-68 |
|
34-71033 |
Dec. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Short Term Option Series Program
Comments due: January 7, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-62 |
|
34-70967 |
Dec. 3, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program that Eliminated the Position and Exercise Limits for Options on SPDR S&P 500 ETF
Comments due: December 30, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-58 |
|
34-70900 |
Nov. 19, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Expiration Date for Most Options Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday
Comments due: December 16, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-59 |
|
34-70884 |
Nov. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Address the Treatment of Certain Stop Orders During a Limit State or Straddle State
Comments due: December 11, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-57 |
|
34-70872 |
Nov. 14, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 10, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-56 |
|
34-70873 |
Nov. 14, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 11, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-54 |
|
34-70859 |
Nov. 13, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 10, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-55 |
|
34-70834 |
Nov. 7, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts
Comments due: December 5, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-42 |
|
34-70787 |
Oct. 31, 2013 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List Options on the Nations VolDex Index
Rebuttal comments due: December 11, 2013
See also:
Notice: Rel. No. 34-70362,
Notice: Rel. No. 34-70059
|
SR-ISE-2013-53 |
|
34-70757 |
Oct. 25, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 21, 2013
|
SR-ISE-2013-51 |
|
34-70657 |
Oct. 10, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 12, 2013
Additional Materials:
Exhibit 5
|
| Third Quarter |
SR-ISE-2013-50 |
|
34-70647 |
Oct. 9, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 12, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-49 |
|
34-70510 |
Sep. 26, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128 Relating to Clearly Erroneous Trades
Comments due: October 23, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-48 |
|
34-70417 |
Sep. 16, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 604, Continuing Education for Registered Persons, and to Adopt a Corresponding Fee
Comments due: October 11, 2013
Additional Materials:
Exhibit 5
Comments received
are available
for this proposal.
|
SR-ISE-2013-42 |
|
34-70362 |
Sep. 10, 2013 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List Options on the Nations VolDex Index
See also:
Order: Rel. No. 34-70787,
Notice: Rel. No. 34-70059
|
SR-ISE-2013-47 |
|
34-70335 |
Sep. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $0.50 and $1 Strike Price Intervals for Classes in the Short Term Option Series Program
Comments due: October 3, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-38 |
|
34-70132 |
Aug. 7, 2013 |
Order Approving Proposed Rule Change Related to Market Maker Risk Parameters and Complex Orders
See also:
Notice: Rel. No. 34-69782
|
SR-ISE-2013-42 |
|
34-70059 |
Jul. 29, 2013 |
Notice of Filing of Proposed Rule Change to List Options on the Nations VolDex Index
Comments due: 21 days after publication in the Federal Register
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-70787,
Notice: Rel. No. 34-70362
Comments received
are available
for this proposal.
|
SR-ISE-2013-45 |
|
34-70029 |
Jul. 23, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: August 19, 2013
|
SR-ISE-2013-46 |
|
34-70028 |
Jul. 23, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Market Maker Fees
Comments due: August 19, 2013
|
| Second Quarter |
SR-ISE-2013-41 |
|
34-69853 |
Jun. 25, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: July 22, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-40 |
|
34-69828 |
Jun. 21, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 18, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-39 |
|
34-69806 |
Jun. 20, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Managed Data Access Service, on a Pilot Basis, for the Sale of a Number of Market Data Products Currently Offered by the Exchange
Comments due: July 17, 2013
|
SR-ISE-2013-38 |
|
34-69782 |
Jun. 18, 2013 |
Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters and Complex Orders
Comments due: July 15, 2013
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-70132
|
SR-ISE-2013-36 |
|
34-69757 |
Jun. 13, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: July 10, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-15 |
|
34-69467 |
Apr. 26, 2013 |
Order Granting Approval of a Proposed Rule Change to Amend the Obvious and Catastrophic Errors Rule
See also:
Notice: Rel. No. 34-69085
|
SR-ISE-2013-31 |
|
34-69395 |
Apr. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees to Increase Certain Complex Order Rebates
Comments due: May 15, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-33 |
|
34-69394 |
Apr. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees to Amend the Schedule of Fees
Comments due: May 15, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-32 |
|
34-69393 |
Apr. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees to Amend the Market Maker Plus Rebate Program
Comments due: May 15, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-18 |
|
34-69396 |
Apr. 18, 2013 |
Order Granting Approval of Proposed Rule Change by International Securities Exchange, LLC to Address Order Handling under the Options Order Protection and Locked/Crossed Market Plan, the Authority of the Exchange to Cancel Orders When a Technical or Systems Issue Occurs, and to Describe the Operation of Linkage Handler Error Accounts
See also:
Notice: Rel. No. 34-69114
|
SR-ISE-2013-14 |
|
34-69365 |
Apr. 11, 2013 |
Order Granting Approval of a Proposed Rule Change to List Options on the Dow Jones FXCM Dollar Index
See also:
Notice: Rel. No. 34-68971
|
SR-ISE-2013-29 |
|
34-69337 |
Apr. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 3, 2013
|
SR-ISE-2013-22 |
|
34-69329 |
Apr. 5, 2013 |
Order Approving, on an Accelerated Basis, Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to Suspend Certain Market Maker Quotation Requirements and to Suspend Rule 720 Regarding Obvious Errors During Limit Up-Limit Down States in Securities that Underlie Options Traded on the ISE
See also:
Notice: Rel. No. 34-69110
|
SR-ISE-2013-28 |
|
34-69270 |
Apr. 2, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees and Rebates for Mini Options
Comments due: April 29, 2013
|
| First Quarter |
SR-ISE-2013-17 |
|
34-69175 |
Mar. 19, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Quoting Requirements
Comments due: April 15, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-07 |
|
34-69164 |
Mar. 18, 2013 |
Order Approving Proposed Rule Change to Amend International Securities Exchange, LLC Amended and Restated Constitution
See also:
Notice: Rel. No. 34-68740
|
SR-ISE-2013-27 |
|
34-69163 |
Mar. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders and Mini Options
Comments due: April 12, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-23 |
|
34-69153 |
Mar. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules Related to Mini Options Traded on the Exchange
Comments due: April 12, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-20 |
|
34-69148 |
Mar. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Limit Up/Limit Down
Comments due: April 11, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-19 |
|
34-69139 |
Mar. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees
Comments due: April 10, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-08 |
|
34-69124 |
Mar. 12, 2013 |
Order Granting Accelerated Approval of Proposed Rule Changes to Permit the Minimum Price Variation for Mini Options to be the Same as Permitted for Standard Options on the Same Underlying Security
Additional File No.: SR-CBOE-2013-016
See also:
Notice: Rel. No. 34-68919
|
SR-ISE-2013-21 |
|
34-69123 |
Mar. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Reflect Regulatory Fees Related to the Central Registration Depository
Comments due: April 8, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-18 |
|
34-69114 |
Mar. 12, 2013 |
Notice of Filing of Proposed Rule Change to Address Order Handling under the Options Order Protection and Locked/Crossed Market Plan, the Authority of the Exchange to Cancel Orders When a Technical or Systems Issue Occurs, and to Describe the Operation of Linkage Handler Error Accounts
Comments due: April 8, 2013
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-69396
|
SR-ISE-2013-22 |
|
34-69110 |
Mar. 11, 2013 |
Notice of Filing of Proposed Rule Change to Suspend Certain Market Maker Quotation Requirements and to Suspend Rule 720 Regarding Obvious Errors During Limit Up-Limit Down States in Securities that Underlie Options Traded on the ISE
Comments due: April 2, 2013
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-69329
Comments received
are available
for this proposal.
|
SR-ISE-2013-15 |
|
34-69085 |
Mar. 8, 2013 |
Notice of Filing of Proposed Rule Change to Amend the Obvious and Catastrophic Errors Rule
Comments due: April 4, 2013
Additional Materials:
Exhibit 5
See also:
Notice: Rel. No. 34-69467
|
SR-ISE-2013-14 |
|
34-68971 |
Feb. 22, 2013 |
Notice of Filing of Proposed Rule Change to List Options on the Dow Jones FXCM Dollar Index
Comments due: March 21, 2013
Additional Materials:
Exhibit 3;
Exhibit 5
See also:
Order: Rel. No. 34-69365
|
SR-ISE-2013-08 |
|
34-68919 |
Feb. 13, 2013 |
Notice of Filing of Proposed Rule Change to Amend the Minimum Trading Increments for Mini Options
Comments due: March 13, 2013
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-69124
Comments received
are available
for this proposal.
|
SR-ISE-2013-13 |
|
34-68906 |
Feb. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 12, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-10 |
|
34-68886 |
Feb. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102 to Extend the Pilot Program
Comments due: March 7, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2012-100 |
|
34-68849 |
Feb. 6, 2013 |
Order Approving a Proposed Rule Change to Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism from One Second to 500 Milliseconds
See also:
Notice: Rel. No. 34-68492
|
SR-ISE-2013-12 |
|
34-68822 |
Feb. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC to Amend ISE Rule 2128 Relating to Clearly Erroneous Trades
Comments due: March 1, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-09 |
|
34-68794 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend ISE Rule 2102 to Extend the Market-Wide Circuit Breaker Pilot Program
Comments due: February 27, 2013
|
SR-ISE-2013-05 |
|
34-68760 |
Jan. 29, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Market Maker Fees
Comments due: February 25, 2013
Additional Materials:
Exhibit 5
Comments received
are available
for this proposal.
|
SR-ISE-2013-07 |
|
34-68740 |
Jan. 28, 2013 |
Notice of Filing of Proposed Rule Change to Amend the International Securities Exchange, LLC Amended and Restated Constitution
Comments due: February 22, 2013
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-69164
|
SR-ISE-2013-04 |
|
34-68693 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Obvious and Catastrophic Error Rule
Comments due: February 15, 2013
|
SR-ISE-2013-03 |
|
34-68631 |
Jan. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 7, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-01 |
|
34-68627 |
Jan. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 7, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2012-82 |
|
34-68570 |
Jan. 3, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Non-Substantive, Technical Corrections to ISE Rules
Comments due: January 30, 2013
Additional Materials:
Exhibit 5
|
| ISE File Number List for 2013 |
| Release No. |
Date |
Details |
SR-ISE-2013-74 |
|
34-71230 |
Jan. 2, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: January 29, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2013-73 |
|
34-71139 |
Dec. 19, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 16, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-72 |
|
34-71560 |
Feb. 18, 2014 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order
See also:
Notice: Rel. No. 34-71208
|
|
34-71208 |
Dec. 31, 2013 |
Notice of Filing of Proposed Rule Change to More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order
Comments due: January 28, 2014
Additional Materials:
Exhibit 5
Comments received
are available
for this proposal.
|
SR-ISE-2013-71 |
|
34-71182 |
Dec. 24, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to More Specifically Address the Number and Size of Contra-parties to a Qualified Contingent Cross Order
Comments due: January 21, 2014
Additional Materials:
Exhibit 5
Comments received
are available
for this proposal.
|
SR-ISE-2013-70 |
|
34-71213 |
Dec. 31, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: January 28, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2013-69 |
|
34-71034 |
Dec. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Short Term Option Series Program
Comments due: January 7, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-68 |
|
34-71033 |
Dec. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Short Term Option Series Program
Comments due: January 7, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-67 |
|
34-71153 |
Dec. 20, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Non-Controversial Changes to ISE Rules
Comments due: January 17, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2013-66 |
|
34-71066 |
Dec. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change Procedure for Processing Fingerprints Under Existing Rule 1408
Comments due: January 8, 2013
|
SR-ISE-2013-65 |
|
34-71081 |
Dec. 16, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: January 10, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-63 |
|
34-71053 |
Dec. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: January 7, 2013
|
SR-ISE-2013-62 |
|
34-70967 |
Dec. 3, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program that Eliminated the Position and Exercise Limits for Options on SPDR S&P 500 ETF
Comments due: December 30, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-61 |
|
34-71092 |
Dec. 17, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Back-up Trading Arrangements
Comments due: January 13, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-60 |
|
34-71160 |
Dec. 20, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rent Cabinet Space to Telecommunication Vendors in the Exchange's Backup Datacenter
Comments due: January 17, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2013-59 |
|
34-70884 |
Nov. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Address the Treatment of Certain Stop Orders During a Limit State or Straddle State
Comments due: December 11, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-58 |
|
34-70900 |
Nov. 19, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Expiration Date for Most Options Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday
Comments due: December 16, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-57 |
|
34-70872 |
Nov. 14, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 10, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-56 |
|
34-70873 |
Nov. 14, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 11, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-55 |
|
34-70834 |
Nov. 7, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts
Comments due: December 5, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-54 |
|
34-70859 |
Nov. 13, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 10, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-53 |
|
34-70757 |
Oct. 25, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 21, 2013
|
SR-ISE-2013-51 |
|
34-70657 |
Oct. 10, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 12, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-50 |
|
34-70647 |
Oct. 9, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 12, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-49 |
|
34-70510 |
Sep. 26, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128 Relating to Clearly Erroneous Trades
Comments due: October 23, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-48 |
|
34-70417 |
Sep. 16, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 604, Continuing Education for Registered Persons, and to Adopt a Corresponding Fee
Comments due: October 11, 2013
Additional Materials:
Exhibit 5
Comments received
are available
for this proposal.
|
SR-ISE-2013-47 |
|
34-70335 |
Sep. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $0.50 and $1 Strike Price Intervals for Classes in the Short Term Option Series Program
Comments due: October 3, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-46 |
|
34-70028 |
Jul. 23, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Market Maker Fees
Comments due: August 19, 2013
|
SR-ISE-2013-45 |
|
34-70029 |
Jul. 23, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: August 19, 2013
|
SR-ISE-2013-42 |
|
34-71365 |
Jan. 22, 2014 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to List Options on the Nations VolDex Index
See also:
Notice: Rel. No. 34-70787,
Notice: Rel. No. 34-70362,
Notice: Rel. No. 34-70059
|
|
34-70787 |
Oct. 31, 2013 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List Options on the Nations VolDex Index
Rebuttal comments due: December 11, 2013
See also:
Notice: Rel. No. 34-70362,
Notice: Rel. No. 34-70059
|
|
34-70362 |
Sep. 10, 2013 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List Options on the Nations VolDex Index |
|
34-70059 |
Jul. 29, 2013 |
Notice of Filing of Proposed Rule Change to List Options on the Nations VolDex Index
Comments due: 21 days after publication in the Federal Register
Additional Materials:
Exhibit 5
Comments received
are available
for this proposal.
|
SR-ISE-2013-41 |
|
34-69853 |
Jun. 25, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: July 22, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-40 |
|
34-69828 |
Jun. 21, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 18, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-39 |
|
34-69806 |
Jun. 20, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Managed Data Access Service, on a Pilot Basis, for the Sale of a Number of Market Data Products Currently Offered by the Exchange
Comments due: July 17, 2013
|
SR-ISE-2013-38 |
|
34-70132 |
Aug. 7, 2013 |
Order Approving Proposed Rule Change Related to Market Maker Risk Parameters and Complex Orders
|
|
34-69782 |
Jun. 18, 2013 |
Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters and Complex Orders
Comments due: July 15, 2013
Additional Materials:
Exhibit 5
69782 |
SR-ISE-2013-36 |
|
34-69757 |
Jun. 13, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: July 10, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-33 |
|
34-69394 |
Apr. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees to Amend the Schedule of Fees
Comments due: May 15, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-32 |
|
34-69393 |
Apr. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees to Amend the Market Maker Plus Rebate Program
Comments due: May 15, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-31 |
|
34-69395 |
Apr. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees to Increase Certain Complex Order Rebates
Comments due: May 15, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-29 |
|
34-69337 |
Apr. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 3, 2013
|
SR-ISE-2013-28 |
|
34-69270 |
Apr. 2, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees and Rebates for Mini Options
Comments due: April 29, 2013
|
SR-ISE-2013-27 |
|
34-69163 |
Mar. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders and Mini Options
Comments due: April 12, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-23 |
|
34-69153 |
Mar. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules Related to Mini Options Traded on the Exchange
Comments due: April 12, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-22 |
|
34-69329 |
Apr. 5, 2013 |
Order Approving, on an Accelerated Basis, Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to Suspend Certain Market Maker Quotation Requirements and to Suspend Rule 720 Regarding Obvious Errors During Limit Up-Limit Down States in Securities that Underlie Options Traded on the ISE
|
|
34-69110 |
Mar. 11, 2013 |
Notice of Filing of Proposed Rule Change to Suspend Certain Market Maker Quotation Requirements and to Suspend Rule 720 Regarding Obvious Errors During Limit Up-Limit Down States in Securities that Underlie Options Traded on the ISE
Comments due: April 2, 2013
Additional Materials:
Exhibit 5
Comments received
are available
for this proposal.
|
SR-ISE-2013-21 |
|
34-69123 |
Mar. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Reflect Regulatory Fees Related to the Central Registration Depository
Comments due: April 8, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-20 |
|
34-69148 |
Mar. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Limit Up/Limit Down
Comments due: April 11, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-19 |
|
34-69139 |
Mar. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees
Comments due: April 10, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-18 |
|
34-69396 |
Apr. 18, 2013 |
Order Granting Approval of Proposed Rule Change by International Securities Exchange, LLC to Address Order Handling under the Options Order Protection and Locked/Crossed Market Plan, the Authority of the Exchange to Cancel Orders When a Technical or Systems Issue Occurs, and to Describe the Operation of Linkage Handler Error Accounts
|
|
34-69114 |
Mar. 12, 2013 |
Notice of Filing of Proposed Rule Change to Address Order Handling under the Options Order Protection and Locked/Crossed Market Plan, the Authority of the Exchange to Cancel Orders When a Technical or Systems Issue Occurs, and to Describe the Operation of Linkage Handler Error Accounts
Comments due: April 8, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-17 |
|
34-69175 |
Mar. 19, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Quoting Requirements
Comments due: April 15, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-15 |
|
34-69467 |
Apr. 26, 2013 |
Order Granting Approval of a Proposed Rule Change to Amend the Obvious and Catastrophic Errors Rule
|
|
34-69085 |
Mar. 8, 2013 |
Notice of Filing of Proposed Rule Change to Amend the Obvious and Catastrophic Errors Rule
Comments due: April 4, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-14 |
|
34-69365 |
Apr. 11, 2013 |
Order Granting Approval of a Proposed Rule Change to List Options on the Dow Jones FXCM Dollar Index
|
|
34-68971 |
Feb. 22, 2013 |
Notice of Filing of Proposed Rule Change to List Options on the Dow Jones FXCM Dollar Index
Comments due: March 21, 2013
Additional Materials:
Exhibit 3;
Exhibit 5
|
SR-ISE-2013-13 |
|
34-68906 |
Feb. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 12, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-12 |
|
34-68822 |
Feb. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC to Amend ISE Rule 2128 Relating to Clearly Erroneous Trades
Comments due: March 1, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-10 |
|
34-68886 |
Feb. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102 to Extend the Pilot Program
Comments due: March 7, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-09 |
|
34-68794 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend ISE Rule 2102 to Extend the Market-Wide Circuit Breaker Pilot Program
Comments due: February 27, 2013
|
SR-ISE-2013-08 |
|
34-69124 |
Mar. 12, 2013 |
Order Granting Accelerated Approval of Proposed Rule Changes to Permit the Minimum Price Variation for Mini Options to be the Same as Permitted for Standard Options on the Same Underlying Security
Additional File No.: SR-CBOE-2013-016
|
|
34-68919 |
Feb. 13, 2013 |
Notice of Filing of Proposed Rule Change to Amend the Minimum Trading Increments for Mini Options
Comments due: March 13, 2013
Additional Materials:
Exhibit 5
Comments received
are available
for this proposal.
|
SR-ISE-2013-07 |
|
34-69164 |
Mar. 18, 2013 |
Order Approving Proposed Rule Change to Amend International Securities Exchange, LLC Amended and Restated Constitution
|
|
34-68740 |
Jan. 28, 2013 |
Notice of Filing of Proposed Rule Change to Amend the International Securities Exchange, LLC Amended and Restated Constitution
Comments due: February 22, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-05 |
|
34-68760 |
Jan. 29, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Market Maker Fees
Comments due: February 25, 2013
Additional Materials:
Exhibit 5
Comments received
are available
for this proposal.
|
SR-ISE-2013-04 |
|
34-68693 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Obvious and Catastrophic Error Rule
Comments due: February 15, 2013
|
SR-ISE-2013-03 |
|
34-68631 |
Jan. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 7, 2013
Additional Materials:
Exhibit 5
|
SR-ISE-2013-01 |
|
34-68627 |
Jan. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 7, 2013
Additional Materials:
Exhibit 5
|
http://www.sec.gov/rules/sro/ise/isearchive/isearchive2013.shtml
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