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ISE Rulemaking Archive: 2014
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Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
ISE File Number List for 2014
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| Release No. |
Date |
Details |
| Fourth Quarter |
SR-ISE-2014-43 |
| 34-73973 |
Dec. 31, 2014 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending its Information Barrier Rules
Comments due: January 27, 2015
Rebuttal comments due: February 10, 2015
See also:
Order: Rel. No. 34-74521, Notice: Rel. No. 34-73614, Notice: Rel. No. 34-73261
|
SR-ISE-2014-44 |
| 34-73860 |
Dec. 17, 2014 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction Involving Its Indirect Parent
See also: Notice: Rel. No. 34-73530
|
SR-ISE-2014-54 |
| 34-73808 |
Dec. 10, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Technical Corrections to ISE Rules
Comments due: January 6, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2014-55 |
| 34-73757 |
Dec. 5, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 2, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2014-24 |
| 34-73736 |
Dec. 4, 2014 |
Notice of Filing of Proposed Rule Change to Modify the Opening Process
Comments due: December 31, 2014
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-75104, Order: Rel. No. 34-74465, Notice: Rel. No. 34-74126 |
SR-ISE-2014-52 |
| 34-73633 |
Nov. 18, 2014 |
Notice of Filing of Proposed Rule Change Regarding the Short Term Option Series Program
Comments due: December 15, 2014
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-73999
|
SR-ISE-2014-43 |
| 34-73614 |
Nov. 17, 2014 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending its Information Barrier Rules
See also: Order: Rel. No. 34-74521, Order: Rel. No. 34-73973, Notice: Rel. No. 34-73261
|
SR-ISE-2014-51 |
| 34-73601 |
Nov. 14, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 11, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-44 |
| 34-73530 |
Nov. 5, 2014 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction Involving Its Indirect Parent
Comments due: December 3, 2014
Additional Materials: Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G, Exhibit 5H, Exhibit 5I |
SR-ISE-2014-48 |
| 34-73440 |
Oct. 27, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 21, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-50 |
| 34-73394 |
Oct. 21, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 17, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-47 |
| 34-73349 |
Oct. 14, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 10, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-49 |
| 34-73318 |
Oct. 8, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 723 to Add a New PIM ISO Order Type
Comments due: November 5, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-45 |
| 34-73308 |
Oct. 6, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Reference to Exchange Act Rule 10C-1 in the Exchange's Rules Concerning Unlisted Trading Privileges
Comments due: October 31, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-41 |
| 34-73276 |
Oct. 1, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: October 28, 2014
Additional Materials: Exhibit 5
|
| Third Quarter |
SR-ISE-2014-43 |
| 34-73261 |
Sep. 30, 2014 |
Notice of Filing of Proposed Rule Change Amending its Information Barrier Rules
Comments due: October 27, 2014
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-74521, Order: Rel. No. 34-73973, Notice: Rel. No. 34-73614
Comments received are available for this proposal.
|
SR-ISE-2014-09 |
| 34-73147 |
Sep. 19, 2014 |
Order Approving Proposed Rule Change Related to Market Maker Risk Parameters
Comments due: 21 days after publication in the Federal Register
See also: Notice: Rel. No. 34-72455, Notice: Rel. No. 34-72117, Notice: Rel. No. 34-71759
|
SR-ISE-2014-10 |
| 34-73023 |
Sep. 9, 2014 |
Order Approving a Proposed Rule Change Related to Limiting Certain Types of Complex Orders from Legging into the Regular Market
See also: Notice: Rel. No. 34-72359, Notice: Rel. No. 34-72006, Notice: Rel. No. 34-71669
|
SR-ISE-2014-42 |
| 34-72998 |
Sep. 4, 2014 |
Notice of Filing of Proposed Rule Change Regarding Strike Price Intervals for SPY and DIA Options
Comments due: October 1, 2014
Additional Materials: Exhibit 5 |
SR-ISE-2014-39 |
| 34-72817 |
Aug. 12, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: September 8, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-37 |
| 34-72816 |
Aug. 12, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change on Non-Customer Linkage and Sweep Orders
Comments due: September 8, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-31 |
| 34-72740 |
Aug. 1, 2014 |
Order Approving Proposed Rule Change on Bid/Offer Differentials for In-The-Money Option Series
See also: Order: Rel. No. 34-72399
|
SR-ISE-2014-36 |
| 34-72588 |
Jul. 10, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: August 6, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-35 |
| 34-72554 |
Jul. 8, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Price Improvement Mechanism
Comments due: August 4, 2014
|
| Second Quarter |
SR-ISE-2014-34 |
| 34-72490 |
Jun. 27, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish New Rule 720A
Comments due: July 24, 2014
|
SR-ISE-2014-33 |
| 34-72467 |
Jun. 25, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: July 22, 2014
|
SR-ISE-2014-23 |
| 34-72452 |
Jun. 24, 2014 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 2, Regarding the Short Term Option Series Program
See also: Notice: Rel. No. 34-72098
|
SR-ISE-2014-09 |
| 34-72455 |
Jun. 24, 2014 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Market Maker Risk Parameters
Comments due: July 21, 2014
Rebuttal Comments due: August 4, 2014
Comments received are available for this proposal.
See also: Notice: Rel. No. 34-72117, Notice: Rel. No. 34-71759 |
SR-ISE-2014-25 |
| 34-72434 |
Jun. 19, 2014 |
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Executions
Additional File Nos.: SR-BATS-2014-014, SR-BX-2014-021, SR-BYX-2014-007, SR-CHX-2014-06, SR-EDGA-2014-11, SR-EDGX-2014-12, SR-FINRA-2014-021, SR-ISE-2014-25, SR-NASDAQ-2014-044, SR-NSX-2014-08, SR-NYSE-2014-22, SR-NYSEArca-2014-48; SR-NYSEMKT-2014-37, SR-Phlx-2014-27
See also: Notice: Rel. No. 34-72049
|
SR-ISE-2014-31 |
| 34-72399 |
Jun. 16, 2014 |
Notice of Filing of a Proposed Rule Change on Bid/Offer Differentials for In-The-Money Option Series
Comments due: July 11, 2014
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-72740
|
SR-ISE-2014-30 |
| 34-72379 |
Jun. 12, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: July 9, 2014
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-ISE-2014-10 |
| 34-72359 |
Jun. 10, 2014 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Related to Limiting Certain Types of Complex Orders from Legging into the Regular Market
Comments due: July 7, 2014
Rebuttal comments due: July 21, 2014
See also: Order: Rel. No. 34-73023, Notice: Rel. No. 34-72006, Notice: Rel. No. 34-71669
Comments received are available
for this proposal.
|
SR-ISE-2014-29 |
| 34-72279 |
May 29, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: June 25, 2014
|
SR-ISE-2014-26 |
| 34-72254 |
May 27, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Complex Orders
Comments due: June 23, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-12 |
| 34-72204 |
May 21, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1614
Comments due: June 18, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-27 |
| 34-72163 |
May 14, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: June 10, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-28 |
| 34-72130 |
May 8, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Quarterly Options Series Program
Comments due: June 4, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-09 |
| 34-72117 |
May 7, 2014 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Market Maker Risk Parameters
Comments due: July 21, 2014
Rebuttal Comments due: August 4, 2014
See also: Order: Rel. No. 34-72455, Notice: Rel. No. 34-71759
|
SR-ISE-2014-23 |
| 34-72098 |
May 6, 2014 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Regarding the Short Term Option Series Program
Comments due: June 2, 2014
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-72452
|
SR-ISE-2014-25 |
| 34-72049 |
Apr. 30, 2014 |
Notice of Filing of Proposed Rule Change to Amend ISE Rule 2128 Relating to Clearly Erroneous Trades
Comments due: May 27, 2014
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-72434
|
SR-ISE-2014-10 |
| 34-72006 |
Apr. 23, 2014 |
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to Complex Orders
See also: Order: Rel. No. 34-73023, Notice: Rel. No. 34-72359, Notice: Rel. No. 34-71669
|
SR-ISE-2014-21 |
| 34-71932 |
Apr. 11, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .13 to Rule 504
Comments due: May 8, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-20 |
| 34-71914 |
Apr. 9, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 6, 2014
Additional Materials: 34-71914A (Correction), Exhibit 5
|
SR-ISE-2014-22 |
| 34-71884 |
Apr. 7, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 703A
Comments due: May 2, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2013-72 |
| 34-71863 |
Apr. 3, 2014 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order
See also: Notice: Rel. No. 34-71560, Notice: Rel. No. 34-71208
|
| First Quarter |
SR-ISE-2014-18 |
|
34-71832 |
Mar. 31, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 623 ("Options Communications") to Conform with the Rules of the Financial Industry Regulatory Authority Inc.
Comments due: April 25, 2014
|
SR-ISE-2014-19 |
|
34-71806 |
Mar. 26, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128 Relating to Clearly Erroneous Trades
Comments due: April 22, 2014
Additional Materials:
Exhibit 5
Comments received
are available
for this proposal.
|
SR-ISE-2014-17 |
|
34-71765 |
Mar. 21, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 17, 2014
|
SR-ISE-2014-16 |
|
34-71760 |
Mar. 20, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 16, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2014-09 |
|
34-71759 |
Mar. 20, 2014 |
Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters
Comments due: April 16, 2014
Additional Materials:
Exhibit 5
Comments received are available for this proposal.
See also: Order: Rel. No. 34-72455, Notice: Rel. No. 34-72117
|
SR-ISE-2014-14 |
|
34-71705 |
Mar. 12, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 8, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2014-11 |
|
34-71685 |
Mar. 11, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Market Makers to Enter Opening Only Orders in Appointed Options Classes
Comments due: April 7, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2014-10 |
|
34-71669 |
Mar. 10, 2014 |
Notice of Filing of Proposed Rule Change Related to Complex Orders
Comments due: April 4, 2014
Additional Materials:
Exhibit 5
Comments received are available
for this proposal.
See also: Order: Rel. No. 34-73023, Notice: Rel. No. 34-72359, Notice: Rel. No. 34-72006
|
SR-ISE-2013-72 |
|
34-71560 |
Feb. 18, 2014 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order
See also:
Notice: Rel. No. 34-71208
|
SR-ISE-2014-08 |
|
34-71554 |
Feb. 14, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 13, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2014-04 |
|
34-71446 |
Jan. 30, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market Maker Risk Parameters
Comments due: February 26, 2014
|
SR-ISE-2014-05 |
|
34-71406 |
Jan. 27, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding System Protections
Comments due: February 21, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2014-03 |
|
34-71387 |
Jan. 24, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 20, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2013-42 |
|
34-71365 |
Jan. 22, 2014 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to List Options on the Nations VolDex Index
See also:
Notice: Rel. No. 34-70787,
Notice: Rel. No. 34-70362,
Notice: Rel. No. 34-70059
|
SR-ISE-2014-01 |
|
34-71324 |
Jan. 16, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 13, 2014
|
SR-ISE-2014-02 |
|
34-71297 |
Jan. 14, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Billing Dispute Practice
Comments due: February 11, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2013-74 |
|
34-71230 |
Jan. 2, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: January 28, 2014
Additional Materials:
Exhibit 5
|
| ISE File Number List for 2014 |
| Release No. |
Date |
Details |
SR-ISE-2014-56 |
| 34-74004 |
Jan. 6, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Complex Orders
Comments due: February 2, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2014-55 |
| 34-73757 |
Dec. 5, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 2, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2014-54 |
| 34-73808 |
Dec. 10, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Technical Corrections to ISE Rules
Comments due: January 6, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2014-52 |
| 34-73999 |
Jan. 6, 2015 |
Order Granting Approval of Proposed Rule Change Regarding the Short Term Option Series Program
|
| 34-73633 |
Nov. 18, 2014 |
Notice of Filing of Proposed Rule Change Regarding the Short Term Option Series Program
Comments due: December 15, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-51 |
| 34-73601 |
Nov. 14, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 11, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-50 |
| 34-73394 |
Oct. 21, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 17, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-49 |
| 34-73318 |
Oct. 8, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 723 to Add a New PIM ISO Order Type
Comments due: November 5, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-48 |
| 34-73440 |
Oct. 27, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 21, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-47 |
| 34-73349 |
Oct. 14, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 10, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-45 |
| 34-73308 |
Oct. 6, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Reference to Exchange Act Rule 10C-1 in the Exchange's Rules Concerning Unlisted Trading Privileges
Comments due: October 31, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-44 |
| 34-73860 |
Dec. 17, 2014 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction Involving Its Indirect Parent
See also: Notice: Rel. No. 34-73530
|
| 34-73530 |
Nov. 5, 2014 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction Involving Its Indirect Parent
Comments due: December 3, 2014
Additional Materials: Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G, Exhibit 5H, Exhibit 5I |
SR-ISE-2014-43 |
| 34-74521 |
Mar. 17, 2015 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Amending its Information Barrier Rules
|
| 34-73973 |
Dec. 31, 2014 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending its Information Barrier Rules
Comments due: January 27, 2015
Rebuttal comments due: February 10, 2015
|
| 34-73614 |
Nov. 17, 2014 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending its Information Barrier Rules
|
| 34-73261 |
Sep. 30, 2014 |
Notice of Filing of Proposed Rule Change Amending its Information Barrier Rules
Comments due: October 27, 2014
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-ISE-2014-42 |
| 34-72998 |
Sep. 4, 2014 |
Notice of Filing of Proposed Rule Change Regarding Strike Price Intervals for SPY and DIA Options
Comments due: October 1, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-41 |
| 34-73276 |
Oct. 1, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: October 28, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-39 |
| 34-72817 |
Aug. 12, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: September 8, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-37 |
| 34-72816 |
Aug. 12, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change on Non-Customer Linkage and Sweep Orders
Comments due: September 8, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-36 |
| 34-72588 |
Jul. 10, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: August 6, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-35 |
| 34-72554 |
Jul. 8, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Price Improvement Mechanism
Comments due: August 4, 2014
|
SR-ISE-2014-34 |
| 34-72490 |
Jun. 27, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish New Rule 720A
Comments due: July 24, 2014
|
SR-ISE-2014-33 |
| 34-72467 |
Jun. 25, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: July 22, 2014
|
SR-ISE-2014-31 |
| 34-72740 |
Aug. 1, 2014 |
Order Approving Proposed Rule Change on Bid/Offer Differentials for In-The-Money Option Series
|
| 34-72399 |
Jun. 16, 2014 |
Notice of Filing of a Proposed Rule Change on Bid/Offer Differentials for In-The-Money Option Series
Comments due: July 11, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-30 |
| 34-72379 |
Jun. 12, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: July 9, 2014
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-ISE-2014-29 |
| 34-72279 |
May 29, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: June 25, 2014
|
SR-ISE-2014-28 |
| 34-72130 |
May 8, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Quarterly Options Series Program
Comments due: June 4, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-27 |
| 34-72163 |
May 14, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: June 10, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-26 |
| 34-72254 |
May 27, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Complex Orders
Comments due: June 23, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-25 |
| 34-72434 |
Jun. 19, 2014 |
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Executions
Additional File Nos.: SR-BATS-2014-014, SR-BX-2014-021, SR-BYX-2014-007, SR-CHX-2014-06, SR-EDGA-2014-11, SR-EDGX-2014-12, SR-FINRA-2014-021, SR-ISE-2014-25, SR-NASDAQ-2014-044, SR-NSX-2014-08, SR-NYSE-2014-22, SR-NYSEArca-2014-48; SR-NYSEMKT-2014-37, SR-Phlx-2014-27
|
| 34-72049 |
Apr. 30, 2014 |
Notice of Filing of Proposed Rule Change to Amend ISE Rule 2128 Relating to Clearly Erroneous Trades
Comments due: May 27, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-24 |
| 34-75632 |
Aug. 6, 2015 |
Order Disapproving a Proposed Rule Change to Modify ISE's Opening Process |
| 34-75104 |
Jun. 4, 2015 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Opening Process
|
| 34-74465 |
Mar. 10, 2015 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify ISE's Opening Process
Comments due: April 6, 2015
Rebuttal comments due: April 20, 2015
Comments received are available for this proposal. |
| 34-74126 |
Jan. 23, 2015 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Modify the Opening Process
|
| 34-73736 |
Dec. 4, 2014 |
Notice of Filing of Proposed Rule Change to Modify the Opening Process
Comments due: December 31, 2014
Additional Materials: Exhibit 5 |
SR-ISE-2014-23 |
| 34-72452 |
Jun. 24, 2014 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 2, Regarding the Short Term Option Series Program
|
| 34-72098 |
May 6, 2014 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Regarding the Short Term Option Series Program
Comments due: June 2, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-22 |
| 34-71884 |
Apr. 7, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 703A
Comments due: May 2, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-21 |
| 34-71932 |
Apr. 11, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .13 to Rule 504
Comments due: May 8, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-20 |
| 34-71914 |
Apr. 9, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 6, 2014
Additional Materials: 34-71914A (Correction), Exhibit 5
|
SR-ISE-2014-19 |
|
34-71806 |
Mar. 26, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128 Relating to Clearly Erroneous Trades
Comments due: April 22, 2014
Additional Materials:
Exhibit 5
Comments received
are available
for this proposal.
|
SR-ISE-2014-18 |
|
34-71832 |
Mar. 31, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 623 ("Options Communications") to Conform with the Rules of the Financial Industry Regulatory Authority Inc.
Comments due: April 25, 2014
|
SR-ISE-2014-17 |
|
34-71765 |
Mar. 21, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 17, 2014
|
SR-ISE-2014-16 |
|
34-71760 |
Mar. 20, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 16, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2014-14 |
|
34-71705 |
Mar. 12, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 8, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2014-12 |
| 34-72204 |
May 21, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1614
Comments due: June 18, 2014
Additional Materials: Exhibit 5
|
SR-ISE-2014-11 |
|
34-71685 |
Mar. 11, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Market Makers to Enter Opening Only Orders in Appointed Options Classes
Comments due: April 7, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2014-10 |
| 34-73023 |
Sep. 9, 2014 |
Order Approving a Proposed Rule Change Related to Limiting Certain Types of Complex Orders from Legging into the Regular Market
|
| 34-72359 |
Jun. 10, 2014 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Related to Limiting Certain Types of Complex Orders from Legging into the Regular Market
Comments due: July 7, 2014
Rebuttal comments due: July 21, 2014
Comments received are available for this proposal.
|
| 34-72006 |
Apr. 23, 2014 |
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to Complex Orders
|
| 34-71669 |
Mar. 10, 2014 |
Notice of Filing of Proposed Rule Change Related to Complex Orders
Comments due: April 4, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2014-09 |
| 34-73147 |
Sep. 19, 2014 |
Order Approving Proposed Rule Change Related to Market Maker Risk Parameters
|
| 34-72455 |
Jun. 24, 2014 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Market Maker Risk Parameters
Comments due: July 21, 2014
Rebuttal Comments due: August 4, 2014
Comments received are available for this proposal.
|
| 34-72117 |
May 7, 2014 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Market Maker Risk Parameters
|
| 34-71759 |
Mar. 20, 2014 |
Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters
Comments due: April 16, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2014-08 |
|
34-71554 |
Feb. 14, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 13, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2014-05 |
|
34-71406 |
Jan. 27, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding System Protections
Comments due: February 21, 2014
|
SR-ISE-2014-04 |
|
34-71446 |
Jan. 30, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market Maker Risk Parameters
Comments due: February 26, 2014
|
SR-ISE-2014-03 |
|
34-71387 |
Jan. 24, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 20, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2014-02 |
|
34-71297 |
Jan. 14, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Billing Dispute Practice
Comments due: February 11, 2014
Additional Materials:
Exhibit 5
|
SR-ISE-2014-01 |
|
34-71324 |
Jan. 16, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 13, 2014
|
http://www.sec.gov/rules/sro/ise/isearchive/isearchive2014.shtml
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