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ISE Rulemaking Archive: 2015
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Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
ISE File Number List for 2015
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| Release No. |
Date |
Details |
| Fourth Quarter |
SR-ISE-2015-42 |
| 34-76508 |
Nov. 23, 2015 |
Notice of Filing of Proposed Rule Change Relating Alternative Primary Market Makers
Comments due: December 21, 2015
Additional Materials: Exhibit 5 |
SR-ISE-2015-41 |
| 34-76507 |
Nov. 23, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 21, 2015
Additional Materials: Exhibit 5 |
SR-ISE-2015-30 |
| 34-76506 |
Nov. 23, 2015 |
Notice of Filing of Proposed Rule Change to Amend Rule 804(g)
Comments due: December 21, 2015
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-78423, Notice: Rel. No. 34-77928, Order: Rel. No. 34-77246, Notice: Rel. No. 34-76893 |
SR-ISE-2015-40 |
| 34-76501 |
Nov. 20, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 18, 2015
Additional Materials: Exhibit 5 |
SR-ISE-2015-36 |
| 34-76467 |
Nov. 18, 2015 |
Notice of Withdrawal of a Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent
See also: Notice: Rel. No. 34-76415
|
SR-ISE-2015-37 |
| 34-76451 |
Nov. 17, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 14, 2015
Additional Materials: Exhibit 5 |
SR-ISE-2015-36 |
| 34-76415 |
Nov. 10, 2015 |
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent
Comments due: December 8, 2015
Additional Materials: Exhibit 5a, Exhibit 5b
See also: Notice: Rel. No. 34-76467
|
SR-ISE-2015-35 |
| 34-76334 |
Nov. 3, 2015 |
Notice of Filing of Proposed Rule Change to Comply with the Requirements of Rule 1004 of Regulation SCI
Comments due: November 30, 2015
Additional Materials: Exhibit 5 |
SR-ISE-2015-34 |
| 34-76232 |
Oct. 22, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Limit Up-Limit Down Obvious Error Pilot
Comments due: November 18, 2015
Additional Materials: Exhibit 5 |
SR-ISE-2015-33 |
| 34-76181 |
Oct. 16, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 12, 2015
Additional Materials: Exhibit 5 |
SR-ISE-2015-32 |
| 34-76173 |
Oct. 16, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 12, 2015
Additional Materials: Exhibit 5 |
SR-ISE-2015-31 |
| 34-76177 |
Oct. 16, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 12, 2015
Additional Materials: Exhibit 5 |
| Third Quarter |
SR-ISE-2015-29 |
| 34-75911 |
Sep. 14, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: October 9, 2015
|
SR-ISE-2015-27 |
| 34-75912 |
Sep. 14, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: October 9, 2015
|
SR-ISE-2015-25 |
| 34-75874 |
Sep. 10, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: October 7, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-26 |
| 34-75792 |
Aug. 31, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Principles-Based Approach to Prohibit the Misuse of Material, Non-public Information by Market Makers by Deleting Rule 810
Comments due: September 25, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-24 |
| 34-75755 |
Aug. 25, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees
Comments due: September 21, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2014-24 |
| 34-75632 |
Aug. 6, 2015 |
Order Disapproving a Proposed Rule Change to Modify ISE's Opening Process
See also: Notice: Rel. No. 34-75104, Notice: Rel. No. 34-74465, Notice: Rel. No. 34-74126
|
SR-ISE-2015-23 |
| 34-75482 |
Jul. 17, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: August 13, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-22 |
| 34-75411 |
Jul. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the SPY Pilot Program
Comments due: August 5, 2015
Additional Materials: Exhibit 3, Exhibit 5
|
| Second Quarter |
SR-ISE-2015-21 |
| 34-75312 |
Jun. 26, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 23, 2015
|
SR-ISE-2015-20 |
| 34-75131 |
Jun. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: July 6, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-19 |
| 34-75130 |
Jun. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: July 6, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2014-24 |
| 34-75104 |
Jun. 4, 2015 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Opening Process
See also: Order: Rel. No. 34-74465, Notice: Rel. No. 34-74126, Notice: Rel. No. 34-73736
|
SR-ISE-2015-17 |
| 34-74975 |
May 15, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: June 11, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-14 |
| 34-74970 |
May 14, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Introduce a New “Retail” Designation for Priority Customer Orders
Comments due: June 10, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-ISE-2015-18 |
| 34-74896 |
May 7, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Nullification and Adjustment of Options Transactions including Obvious Errors
Comments due: June 3, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-16 |
| 34-74832 |
Apr. 29, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 502
Comments due: May 26, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-15 |
| 34-74804 |
Apr. 24, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 21, 2015
|
SR-ISE-2015-11 |
| 34-74706 |
Apr. 10, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 7, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-12 |
| 34-74623 |
Apr. 1, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Share Member-Designated Risk Settings in the Trading System with Clearing Members
Comments due: April 27, 2015
|
| First Quarter |
SR-ISE-2015-10 |
| 34-74528 |
Mar. 18, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 14, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-09 |
| 34-74525 |
Mar. 18, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 14, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2014-43 |
| 34-74521 |
Mar. 17, 2015 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Amending its Information Barrier Rules
See also: Order: Rel. No. 34-73973, Notice: Rel. No. 34-73614, Notice: Rel. No. 34-73261
|
SR-ISE-2014-24 |
| 34-74465 |
Mar. 10, 2015 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify ISE's Opening Process
Comments due: April 6, 2015
Rebuttal comments due: April 20, 2015
See also: Notice: Rel. No. 34-75104, Notice: Rel. No. 34-74126, Notice: Rel. No. 34-73736
Comments received are available for this proposal. |
SR-ISE-2015-06 |
| 34-74417 |
Mar. 3, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 30, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-07 |
| 34-74335 |
Feb. 20, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Limit Up-Limit Down Obvious Error Pilot
Comments due: March 19, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-04 |
| 34-74286 |
Feb. 18, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 17, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-05 |
| 34-74224 |
Feb. 6, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the SPY Pilot Program
Comments due: March 5, 2015
Additional Materials: Exhibit 3, Exhibit 5
|
SR-ISE-2014-24 |
| 34-74126 |
Jan. 23, 2015 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Modify the Opening Process
See also: Notice: Rel. No. 34-75104, Order: Rel. No. 34-74465, Notice: Rel. No. 34-73736
|
SR-ISE-2015-03 |
| 34-74117 |
Jan. 22, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 18, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2014-52 |
| 34-73999 |
Jan. 6, 2015 |
Order Granting Approval of Proposed Rule Change Regarding the Short Term Option Series Program
See also: Notice: Rel. No. 34-73633
|
SR-ISE-2014-56 |
| 34-74004 |
Jan. 6, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Complex Orders
Comments due: February 2, 2015
Additional Materials: Exhibit 5
|
| ISE File Number List for 2015 |
| Release No. |
Date |
Details |
SR-ISE-2015-44 |
| 34-76835 |
Jan. 5, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories
Comments due: February 1, 2016
Additional Materials: Exhibit 5 |
SR-ISE-2015-42 |
| 34-76508 |
Nov. 23, 2015 |
Notice of Filing of Proposed Rule Change Relating Alternative Primary Market Makers
Comments due: December 21, 2015
Additional Materials: Exhibit 5 |
SR-ISE-2015-41 |
| 34-76507 |
Nov. 23, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 21, 2015
Additional Materials: Exhibit 5 |
SR-ISE-2015-40 |
| 34-76501 |
Nov. 20, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 18, 2015
Additional Materials: Exhibit 5 |
SR-ISE-2015-37 |
| 34-76451 |
Nov. 17, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 14, 2015
Additional Materials: Exhibit 5 |
SR-ISE-2015-36 |
| 34-76467 |
Nov. 18, 2015 |
Notice of Withdrawal of a Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent
|
| 34-76415 |
Nov. 10, 2015 |
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent
Comments due: December 8, 2015
Additional Materials: Exhibit 5a, Exhibit 5b
|
SR-ISE-2015-35 |
| 34-76334 |
Nov. 3, 2015 |
Notice of Filing of Proposed Rule Change to Comply with the Requirements of Rule 1004 of Regulation SCI
Comments due: November 30, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-34 |
| 34-76232 |
Oct. 22, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Limit Up-Limit Down Obvious Error Pilot
Comments due: November 18, 2015
Additional Materials: Exhibit 5 |
SR-ISE-2015-33 |
| 34-76181 |
Oct. 16, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 12, 2015
Additional Materials: Exhibit 5 |
SR-ISE-2015-32 |
| 34-76173 |
Oct. 16, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 12, 2015
Additional Materials: Exhibit 5 |
SR-ISE-2015-31 |
| 34-76177 |
Oct. 16, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 12, 2015
Additional Materials: Exhibit 5 |
SR-ISE-2015-30 |
| 34-78423 |
Jul. 27, 2016 |
Order Disapproving a Proposed Rule Change to Amend Rule 804(g) |
| 34-77928 |
May 26, 2016 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 804(g)
|
| 34-77246 |
Feb. 26, 2016 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 804(g)
Comments due: March 24, 2016
Rebuttal comments due: April 7, 2016 |
| 34-76893 |
Jan. 13, 2016 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend Rule 804(g)
|
| 34-76506 |
Nov. 23, 2015 |
Notice of Filing of Proposed Rule Change to Amend Rule 804(g)
Comments due: December 21, 2015
Additional Materials: Exhibit 5 |
SR-ISE-2015-29 |
| 34-75911 |
Sep. 14, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: October 9, 2015
|
SR-ISE-2015-27 |
| 34-75912 |
Sep. 14, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: October 9, 2015
|
SR-ISE-2015-26 |
| 34-75792 |
Aug. 31, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Principles-Based Approach to Prohibit the Misuse of Material, Non-public Information by Market Makers by Deleting Rule 810
Comments due: September 25, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-25 |
| 34-75874 |
Sep. 10, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: October 7, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-24 |
| 34-75755 |
Aug. 25, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees
Comments due: September 21, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-23 |
| 34-75482 |
Jul. 17, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: August 13, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-22 |
| 34-75411 |
Jul. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the SPY Pilot Program
Comments due: August 5, 2015
Additional Materials: Exhibit 3, Exhibit 5
|
SR-ISE-2015-21 |
| 34-75312 |
Jun. 26, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 23, 2015
|
SR-ISE-2015-20 |
| 34-75131 |
Jun. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: July 6, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-19 |
| 34-75130 |
Jun. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: July 6, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-18 |
| 34-74896 |
May 7, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Nullification and Adjustment of Options Transactions including Obvious Errors
Comments due: June 3, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-17 |
| 34-74975 |
May 15, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: June 11, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-16 |
| 34-74832 |
Apr. 29, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 502
Comments due: May 26, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-15 |
| 34-74804 |
Apr. 24, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 21, 2015
|
SR-ISE-2015-14 |
| 34-74970 |
May 14, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Introduce a New “Retail” Designation for Priority Customer Orders
Comments due: June 10, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-ISE-2015-12 |
| 34-74623 |
Apr. 1, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Share Member-Designated Risk Settings in the Trading System with Clearing Members
Comments due: April 27, 2015
|
SR-ISE-2015-11 |
| 34-74706 |
Apr. 10, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 7, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-10 |
| 34-74528 |
Mar. 18, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 14, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-09 |
| 34-74525 |
Mar. 18, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 14, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-07 |
| 34-74335 |
Feb. 20, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Limit Up-Limit Down Obvious Error Pilot
Comments due: March 19, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-06 |
| 34-74417 |
Mar. 3, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 30, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-05 |
| 34-74224 |
Feb. 6, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the SPY Pilot Program
Comments due: March 5, 2015
Additional Materials: Exhibit 3, Exhibit 5
|
SR-ISE-2015-04 |
| 34-74286 |
Feb. 18, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 17, 2015
Additional Materials: Exhibit 5
|
SR-ISE-2015-03 |
| 34-74117 |
Jan. 22, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 18, 2015
Additional Materials: Exhibit 5
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