|
|
 |
ISE Rulemaking Archive: 2009
We encourage the public to submit comments on the following International Securities Exchange, Inc. (ISE) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
ISE File Number List for 2009
Additional Archives
2022 |
2021 |
2020 |
2019 |
2018 |
2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-ISE-2009-106 |
|
34-61228 |
Dec. 22, 2009 |
Notice of Filing of Proposed Rule Change to List and Trade Options on the ETFS Gold Trust and the ETFS Silver Trust
Comments due: January 20, 2010
See also:
Order/Notice: Rel. No. 34-61483
|
SR-ISE-2009-104 |
|
34-61225 |
Dec. 22, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Conforming ISE Rule 622 with Comparable NASD Rule 11870
Comments due: January 19, 2010
Additional Materials:
Exhibit 5
|
SR-ISE-2009-105 |
|
34-61154 |
Dec. 11, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Registered Representative Fee and an Options Regulatory Fee
Comments due: January 8, 2010
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-ISE-2009-101 |
|
34-61131 |
Dec. 8, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: January 4, 2010
Additional Materials:
Exhibit 5
|
SR-ISE-2009-102 |
|
34-61102 |
Dec. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the $1 Strike Program to Allow Low-Strike LEAPS
Comments due: December 30, 2009
|
SR-ISE-2009-99 |
|
34-61101 |
Dec. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: December 30, 2009
Additional Materials:
Exhibit 5
|
SR-ISE-2009-100 |
|
34-61100 |
Dec. 2, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: December 30, 2009
Additional Materials:
Exhibit 5
|
SR-ISE-2009-103 |
|
34-61086 |
Dec. 1, 2009 |
Notice of Filing of Proposed Rule Change Relating to Market Data Fees
Comments due: December 29, 2009
See also:
Order: Rel. No. 34-61317
|
SR-ISE-2009-96 |
|
34-61016 |
Nov. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program to Expose All-Or-None Orders until December 31, 2009
Comments due: December 15, 2009
|
SR-ISE-2009-87 |
|
34-61010 |
Nov. 16, 2009 |
Notice of Filing of Proposed Rule Change Relating to Foreign Currency Options
Comments due: December 15, 2009
See also:
Order: Rel. No. 34-61368
|
SR-ISE-2009-97 |
|
34-61009 |
Nov. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Closing Settlement Value for the Brazilian Real
Comments due: December 14, 2009
|
SR-ISE-2009-90 |
|
34-61005 |
Nov. 16, 2009 |
Notice of Filing of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to the U.S. Exchange Holdings, Inc. Corporate Documents and International Securities Exchange Trust Agreement in Connection with the Form 1 Applications of EDGA Exchange, Inc. and EDGX Exchange, Inc.
Comments due: December 15, 2009
See also:
Order: Rel. No. 34-61498
|
SR-ISE-2009-95 |
|
34-60992 |
Nov. 12, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $1 Strike Price Intervals Below $200 for Options on the KBW Bank Index (BKX)
Comments due: December 10, 2009
|
SR-ISE-2009-86 |
|
34-60962 |
Nov. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add 75 Options Classes to the Penny Pilot Program as Modified by Amendment No. 1
Comments due: December 8, 2009
|
SR-ISE-2009-93 |
|
34-60956 |
Nov. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders
Comments due: December 4, 2009
|
SR-ISE-2009-88 |
|
34-60914 |
Nov. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: November 30, 2009
|
SR-ISE-2009-89 |
|
34-60913 |
Nov. 2, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: November 30, 2009
|
SR-ISE-2009-83 |
|
34-60902 |
Oct. 29, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Definition of "Narrow-Based Index"
Comments due: November 27, 2009
|
SR-ISE-2009-85 |
|
34-60897 |
Oct. 28, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC Related to Market Maker Guidelines
Comments due: November 25, 2009
|
SR-ISE 2009-81 |
|
34-60866 |
Oct. 22, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Extend the Pilot Program to Expose All-Or-None Orders for an Additional One Month
Comments due: November 19, 2009
|
SR-ISE-2009-82 |
|
34-60865 |
Oct. 22, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Penny Pilot Program
Comments due: November 19, 2009
|
SR-ISE-2009-77 |
|
34-60861 |
Oct. 22, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Fees for Crossing Orders
Comments due: November 19, 2009
|
SR-ISE-2009-64 |
|
34-60859 |
Oct. 21, 2009 |
Order Approving a Proposed Rule Change Relating to Historical ISE Open/Close Trade Profile Fees
See also:
Notice: Rel. No. 34-60654
|
SR-ISE-2009-84 |
|
34-60854 |
Oct. 21, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC to Amend ISE Rules Relating to the Minimum Size Requirement for Quotations
Comments due: November 18, 2009
|
SR-ISE-2009-76 |
|
34-60817 |
Oct. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee for ISE Market Maker Orders Sent to the Exchange by Electronic Access Members
Comments due: November 12, 2009
|
SR-ISE-2009-80 |
|
34-60810 |
Oct. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: November 9, 2009
|
SR-ISE-2009-70 |
|
34-60801 |
Oct. 8, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Payment for Order Flow Fees
Comments due: November 5, 2009
|
SR-ISE-2009-74 |
|
34-60791 |
Oct. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Intermarket Sweep Order Credit
Comments due: November 3, 2009
|
SR-ISE-2009-71 |
|
34-60780 |
Oct. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PrecISE Fees
Comments due: October 29, 2009
|
SR-ISE-2009-72 |
|
34-60778 |
Oct. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Fees for Certain Complex Orders
Comments due: October 29, 2009
|
SR-ISE-2009-69 |
|
34-60770 |
Oct. 2, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: October 29, 2009
|
SR-ISE-2009-68 |
|
34-60769 |
Oct. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: October 29, 2009
|
SR-ISE-2009-67 |
|
34-60767 |
Oct. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: October 29, 2009
|
SR-ISE-2009-73 |
|
34-60761 |
Oct. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Clearly Erroneous Executions
Comments due: October 29, 2009
|
| Third Quarter |
SR-ISE-2009-65 |
|
34-60696 |
Sep. 18, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading At or Below $3.00
Comments due: October 16, 2009
|
SR-ISE-2009-64 |
|
34-60654 |
Sep. 11, 2009 |
Notice of Filing of Proposed Rule Change Relating to Historical ISE Open/Close Trade Profile Fees
Comments due: October 8, 2009
See also:
Order: Rel. No. 34-60859
|
SR-ISE-2009-61 |
|
34-60642 |
Sep. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Exposure of Reserve Orders
Comments due: October 7, 2009
|
SR-ISE-2009-45 |
|
34-60598 |
Sep. 1, 2009 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Changes to Rule 312 in Connection with the Purchase by International Securities Exchange Holdings, Inc. of Equity Interests in Optifreeze, LLC
See also:
Notice: Rel. No. 34-60382
|
SR-ISE-2009-35 |
|
34-60584 |
Aug. 28, 2009 |
Order Extending Time to File Statements
Additional Materials:
-
Request to Vacate Order
(July 14, 2010)
-
Order Extending Time to File Statements
(March 17, 2010)
-
Order Granting Petition for Review and Scheduling Filing of Statements
(November 12, 2009)
Statements received
are available.
-
Order Denying International Securities Exchange, LLC's Motion to Lift the Commission Rule 431(e) Automatic Stay of Delegated Action Triggered by Chicago Board Options Exchange, Incorporated's Notice of Intention to Petition for Review
(November 12, 2009)
-
Reply in Support of ISE's Motion to Lift the Commission Rule 431(e) Automatic Stay of Delegated Action
(September 22, 2009)
-
CBOE's Response to Motion to Lift Automatic Stay
(September 17, 2009)
-
CBOE's Petition for Review
(September 14, 2009)
-
Brief in Support of ISE's Motion to Lift the Commission Rule 431(e) Automatic Stay of Delegated Action
(September 11, 2009)
-
ISE's Motion to Lift the Commission Rule 431(e) Automatic Stay of Delegated Action
(September 11, 2009)
-
CBOE's Notice of Intention to Petition for Review
(September 4, 2009)
-
Order Setting Aside the Order by Delegated Authority Approving SR-ISE-2009-35 and Dismissing CBOE's Petition for Review
(February 24, 2011)
See also:
Notice: Rel. No. 34-60147
Comments received
are available
|
SR-ISE-2009-27 |
|
34-60559 |
Aug. 21, 2009 |
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan
See also:
Notice: Rel. No. 34-60014
|
SR-ISE-2009-63 |
|
34-60537 |
Aug. 19, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: September 16, 2009
|
SR-ISE-2009-59 |
|
34-60536 |
Aug. 19, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes and an Incentive Plan for Three Foreign Currency Options
Comments due: September 16, 2009
|
SR-ISE-2009-62 |
|
34-60500 |
Aug. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Certain Exchange Rules
Comments due: September 11, 2009
|
SR-ISE-2009-58 |
|
34-60443 |
Aug. 5, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: September 1, 2009
|
SR-ISE-2009-57 |
|
34-60442 |
Aug. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: September 1, 2009
|
SR-ISE-2009-45 |
|
34-60382 |
Jul. 24, 2009 |
Notice of Filing of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to Rule 312 in Connection with the Purchase of Equity Interests by International Securities Exchange Holdings, Inc. in Optifreeze, LLC
Comments due: August 20, 2009
See also:
Order: Rel. No. 34-60598
|
SR-ISE-2009-47 |
|
34-60334 |
Jul. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: August 14, 2009
|
SR-ISE-2009-52 |
|
34-60333 |
Jul. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program
Comments due: August 14, 2009
|
SR-ISE-2009-51 |
|
34-60311 |
Jul. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Expose All-Or-None Orders on a Three-Month Pilot Basis
Comments due: August 12, 2009
|
SR-ISE-2009-49 |
|
34-60281 |
Jul. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program for Short Term Options Series
Comments due: August 7, 2009
|
SR-ISE-2009-50 |
|
34-60275 |
Jul. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permanently Establish the Quarterly Options Series Pilot Program
Comments due: August 7, 2009
|
SR-ISE-2009-48 |
|
34-60274 |
Jul. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Foreign Currency Options Closing Settlement Values
Comments due: August 6, 2009
|
SR-ISE-2009-34 |
|
34-60253 |
Jul. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Customer Cross Orders
Comments due: August 4, 2009
|
SR-ISE-2009-44 |
|
34-60233 |
Jul. 2, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: July 30, 2009
|
SR-ISE-2009-43 |
|
34-60232 |
Jul. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: July 31, 2009
|
SR-ISE-2009-37 |
|
34-60222 |
Jul. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program
Comments due: July 30, 2009
Comments received
are available
for this notice.
|
SR-ISE-2009-39 |
|
34-60208 |
Jul. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PrecISE Fees
Comments due: July 30, 2009
|
| Second Quarter |
SR-ISE-2009-42 |
|
34-60192 |
Jun. 30, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: July 28, 2009
|
SR-ISE-2009-36 |
|
34-60175 |
Jun. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Linkage Fees
Comments due: July 27, 2009
|
SR-ISE-2009-35 |
|
34-60147 |
Jun. 19, 2009 |
Notice of Filing of Proposed Rule Change Relating to Qualified Contingent Cross Orders
Comments due: July 17, 2009
See also:
Order: Rel. No. 34-60584
Comments received
are available
for this notice.
|
SR-ISE-2009-32 |
|
34-60146 |
Jun. 19, 2009 |
Notice of Filing of Proposed Rule Change Relating to the Penny Pilot Program
Comments due: July 16, 2009
Comments received
are available
for this notice.
|
SR-ISE-2007-121 |
|
34-60127 |
Jun. 17, 2009 |
Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Margin Requirements
See also:
Notice: Rel. No. 34-59877
|
SR-ISE-2009-33 |
|
34-60087 |
Jun. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: July 8, 2009
|
SR-ISE-2009-29 |
|
34-60031 |
Jun. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule to Expand the Applicability of the Super Tier Rebate to All Securities Priced at or Above $1.00 and to Increase the Take Fee
Comments due: June 30, 2009
|
SR-ISE-2009-31 |
|
34-60030 |
Jun. 3, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in its Capacity as an Introducing Broker for non-ISE Members, Passes Through to such non-ISE Members
Comments due: June 30, 2009
|
SR-ISE-2009-27 |
|
34-60014 |
Jun. 1, 2009 |
Notice of Filing of Proposed Rule Change to Adopt Rules to Implement the Options Order Protection and Locked/Crossed Market Plan
Comments due: June 29, 2009
See also:
Order: Rel. No. 34-60559
|
SR-ISE-2007-97 |
|
34-59949 |
May 20, 2009 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Market Data Fees
See also:
Notice: Rel. No. 34-59679
|
SR-ISE-2009-28 |
|
34-59943 |
May 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders
Comments due: June 17, 2009
|
SR-ISE-2009-26 |
|
34-59912 |
May 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to the Fee Schedule
Comments due: June 9, 2009
|
SR-ISE-2009-22 |
|
34-59904 |
May 12, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange Relating to Far Away Market Maker Fees
Comments due: June 8, 2009
|
SR-ISE-2009-23 |
|
34-59888 |
May 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by the International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule to Increase the Super Tier Rebate in Securities Reported to Tape A and Tape C
Comments due: June 4, 2009
|
SR0-ISE-2009-24 |
|
34-59887 |
May 7, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Amounts that Direct Edge ECN, in its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to such Non-ISE Members
Comments due: June 4, 2009
|
SR-ISE-2009-21 |
|
34-59882 |
May 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to the Fee Schedule
Comments due: June 3, 2009
|
SR-ISE-2007-121 |
|
34-59877 |
May 6, 2009 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to ISE's Margin Rule
Comments due: June 3, 2009
See also:
Order: Rel. No. 34-60127
|
SR-ISE-2009-19 |
|
34-59806 |
Apr. 21, 2009 |
Notice of Filing and Immediate Effectiveness by International Securities Exchange, LLC of a Proposed Rule Change to Amend Exchange Rules Related to Confirmations to Customers
Comments due: May 19, 2009
|
SR-ISE-2009-20 |
|
34-59777 |
Apr. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: May 13, 2009
|
SR-ISE-2009-08 |
|
34-59756 |
Apr. 13, 2009 |
Order Granting Approval of Proposed Rule Change Relating to Changes to the Third Amended and Restated Limited Liability Company Operating Agreement of Direct Edge Holdings LLC
See also:
Notice: Rel. No. 34-59492
|
SR-ISE-2009-18 |
|
34-59724 |
Apr. 7, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Lowering the Liquidity Rebate Amount That Direct Edge ECN Passes Through to Non-International Securities Exchange, LLC Members
Comments due: May 5, 2009
|
SR-ISE-2009-15 |
|
34-59701 |
Apr. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quoting Obligations of Second Market Competitive Market Makers
Comments due: April 30, 2009
|
SR-ISE-2009-17 |
|
34-59692 |
Apr. 2, 2009 |
Notice of Filing and Immediate Effectivenss of Proposed Rule Change by the International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule Applicable to International Securities Exchange Members
Comments due: April 29, 2009
|
SR-ISE-2009-16 |
|
34-59691 |
Apr. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC Relating to Amending the Fee Schedule
Comments due: April 29, 2009
|
SR-ISE-2009-13 |
|
34-59680 |
Apr. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of “Primary Market”
Comments due: April 28, 2009
|
SR-ISE-2007-97 |
|
34-59679 |
Apr. 1, 2009 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Market Data Fees
Comments due: April 28, 2009
See also:
Order: Rel. No. 34-59949
|
| First Quarter |
SR-ISE-2009-14 |
|
34-59633 |
Mar. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program
Comments due: April 23, 2009
|
SR-ISE-2009-09 |
|
34-59600 |
Mar. 19, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 623 (Communications to Customers)
Comments due: April 16, 2009
|
SR-ISE-2009-04 |
|
34-59587 |
Mar. 17, 2009 |
Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, to Expand the $1 Strike Program
Additional File Nos.: SR-CBOE-2009-001, SR-NYSEArca-200910, SR-NYSEALTR-2009-11
See also:
Notice: Rel. No. 34-59377
|
SR-ISE-2009-07 |
|
34-59576 |
Mar. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fee Changes
Comments due: April 10, 2009
|
SR-ISE-2009-12 |
|
34-59567 |
Mar. 12, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: April 8, 2009
|
SR-ISE-2009-11 |
|
34-59553 |
Mar. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable the Listing and Trading of Options on Managed Fund Shares
Comments due: April 6, 2009
|
SR-ISE-2009-10 |
|
34-59548 |
Mar. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Obvious Error Rules
Comments due: April 6, 2009
|
SR-ISE-2009-08 |
|
34-59492 |
Mar. 3, 2009 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, by International Securities Exchange LLC Relating to Changes to the Third Amended and Restated Limited Liability Company Operating Agreement of Direct Edge Holdings LLC
Comments due: March 31, 2009
See also:
Order: Rel. No. 34-59756
|
SR-ISE-2009-06 |
|
34-59410 |
Feb. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: March 18, 2009
|
SR-ISE-2009-04 |
|
34-59377 |
Feb. 10, 2009 |
Notice of Filing of Proposed Rule Change Relating to the $1 Strike Program
Comments due: March 12, 2009
See also:
Order: Rel. No. 34-59587
|
SR-ISE-2009-05 |
|
34-59347 |
Feb. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate $3 Underlying Price Requirement for Continued Listing and Listing of Additional Series
Comments due: March 3, 2009
|
SR-ISE-2009-03 |
|
34-59288 |
Jan. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: February 20, 2009
|
SR-ISE-2006-26 |
|
34-59287 |
Jan. 23, 2009 |
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Professional Account Holders
Comments due: February 20, 2009
See also:
Notice: Rel. No. 34-57254
|
SR-ISE-2009-02 |
|
34-59276 |
Jan. 22, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders
Comments due: February 18, 2009
|
SR-ISE-2008-90 |
|
34-59250 |
Jan. 14, 2009 |
Order Approving Proposed Rule Change Relating to Alternative Primary Market Makers
See also:
Notice: Rel. No. 34-59053
|
SR-ISE-2008-101 |
|
34-59201 |
Jan. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Amending the Fee Schedule
Comments due: February 3, 2009
|
SR-ISE-2008-100 |
|
34-59196 |
Jan. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of International Securities Exchange Holdings, Inc.’s Certificate of Incorporation
Comments due: January 30, 2009
|
| Release No. |
Date |
Details |
SR-ISE-2009-115 |
|
34-61334 |
Jan. 12, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: dixie.kirby@gmail.com
Additional Materials:
Exhibit 5
|
SR-ISE-2009-114 |
|
34-61296 |
Jan. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: February 2, 2010
Additional Materials:
Exhibit 5
|
SR-ISE-2009-113 |
|
34-61287 |
Jan. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make the Exchange's Pilot Program to Expose All-Or-None Orders Permanent
Comments due: February 1, 2010
|
SR-ISE-2009-112 |
|
34-61286 |
Jan. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program to Expose All-Or-None Orders Until January 31, 2010
Comments due: February 1, 2010
|
SR-ISE-2009-110 |
|
34-61279 |
Jan. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options on the Brazilian Real
Comments due: February 1, 2010
|
SR-ISE-2009-109 |
|
34-61290 |
Jan. 5, 2010 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: February 2, 2010
|
SR-ISE-2009-108 |
|
34-61289 |
Jan. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: February 2, 2010
|
SR-ISE-2009-106 |
|
34-61483 |
Feb. 3, 2010 |
Order Granting Approval of Proposed Rule Changes and Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on the ETFS Gold Trust and the ETFS Silver Trust
Additional File Nos: SR-CBOE-2010-007; SR-NYSEAmex-2009-86; and SR-NYSEArca-2009-110
Comments due: 21 days after publication in the Federal Register
|
|
34-61228 |
Dec. 22, 2009 |
Notice of Filing of Proposed Rule Change to List and Trade Options on the ETFS Gold Trust and the ETFS Silver Trust
Comments due: January 20, 2010
|
SR-ISE-2009-105 |
|
34-61154 |
Dec. 11, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Registered Representative Fee and an Options Regulatory Fee
Comments due: January 8, 2010
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-ISE-2009-104 |
|
34-61225 |
Dec. 22, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Conforming ISE Rule 622 with Comparable NASD Rule 11870
Comments due: January 19, 2010
Additional Materials:
Exhibit 5
|
SR-ISE-2009-103 |
|
34-61317 |
Jan. 8, 2010 |
Order Approving a Proposed Rule Change Relating to Market Data Fees
|
|
34-61086 |
Dec. 1, 2009 |
Notice of Filing of Proposed Rule Change Relating to Market Data Fees
Comments due: December 29, 2009
|
SR-ISE-2009-102 |
|
34-61102 |
Dec. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the $1 Strike Program to Allow Low-Strike LEAPS
Comments due: December 30, 2009
|
SR-ISE-2009-101 |
|
34-61131 |
Dec. 8, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: January 4, 2010
Additional Materials:
Exhibit 5
|
SR-ISE-2009-100 |
|
34-61100 |
Dec. 2, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: December 30, 2009
Additional Materials:
Exhibit 5
|
SR-ISE-2009-99 |
|
34-61101 |
Dec. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: December 30, 2009
Additional Materials:
Exhibit 5
|
SR-ISE-2009-97 |
|
34-61009 |
Nov. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Closing Settlement Value for the Brazilian Real
Comments due: December 14, 2009
|
SR-ISE-2009-96 |
|
34-61016 |
Nov. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program to Expose All-Or-None Orders until December 31, 2009
Comments due: December 15, 2009
|
SR-ISE-2009-95 |
|
34-60992 |
Nov. 12, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $1 Strike Price Intervals Below $200 for Options on the KBW Bank Index (BKX)
Comments due: December 10, 2009
|
SR-ISE-2009-93 |
|
34-60956 |
Nov. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders
Comments due: December 4, 2009
|
SR-ISE-2009-90 |
|
34-61498 |
Feb. 4, 2010 |
Order Approving Proposed Rule Change Relating to Changes to the U.S. Exchange Holdings, Inc. Corporate Documents and International Securities Exchange Trust Agreement
|
|
34-61005 |
Nov. 16, 2009 |
Notice of Filing of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to the U.S. Exchange Holdings, Inc. Corporate Documents and International Securities Exchange Trust Agreement in Connection with the Form 1 Applications of EDGA Exchange, Inc. and EDGX Exchange, Inc.
Comments due: December 15, 2009
|
SR-ISE-2009-89 |
|
34-60913 |
Nov. 2, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: November 30, 2009
|
SR-ISE-2009-88 |
|
34-60914 |
Nov. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: November 30, 2009
|
SR-ISE-2009-87 |
|
34-61368 |
Jan. 15, 2010 |
Order Approving Proposed Rule Change Relating to Foreign Currency Options
|
|
34-61010 |
Nov. 16, 2009 |
Notice of Filing of Proposed Rule Change Relating to Foreign Currency Options
Comments due: December 15, 2009
|
SR-ISE-2009-86 |
|
34-60962 |
Nov. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add 75 Options Classes to the Penny Pilot Program as Modified by Amendment No. 1
Comments due: December 8, 2009
|
SR-ISE-2009-85 |
|
34-60897 |
Oct. 28, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC Related to Market Maker Guidelines
Comments due: November 25, 2009
|
SR-ISE-2009-84 |
|
34-60854 |
Oct. 21, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC to Amend ISE Rules Relating to the Minimum Size Requirement for Quotations
Comments due: November 18, 2009
|
SR-ISE-2009-83 |
|
34-60902 |
Oct. 29, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Definition of "Narrow-Based Index"
Comments due: November 27, 2009
|
SR-ISE-2009-82 |
|
34-60865 |
Oct. 22, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Penny Pilot Program
Comments due: November 19, 2009
|
SR-ISE 2009-81 |
|
34-60866 |
Oct. 22, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Extend the Pilot Program to Expose All-Or-None Orders for an Additional One Month
Comments due: November 19, 2009
|
SR-ISE-2009-80 |
|
34-60810 |
Oct. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: November 9, 2009
|
SR-ISE-2009-77 |
|
34-60861 |
Oct. 22, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Fees for Crossing Orders
Comments due: November 19, 2009
|
SR-ISE-2009-76 |
|
34-60817 |
Oct. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee for ISE Market Maker Orders Sent to the Exchange by Electronic Access Members
Comments due: November 12, 2009
|
SR-ISE-2009-74 |
|
34-60791 |
Oct. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Intermarket Sweep Order Credit
Comments due: November 3, 2009
|
SR-ISE-2009-73 |
|
34-60761 |
Oct. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Clearly Erroneous Executions
Comments due: October 29, 2009
|
SR-ISE-2009-72 |
|
34-60778 |
Oct. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Fees for Certain Complex Orders
Comments due: October 29, 2009
|
SR-ISE-2009-71 |
|
34-60780 |
Oct. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PrecISE Fees
Comments due: October 29, 2009
|
SR-ISE-2009-70 |
|
34-60801 |
Oct. 8, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Payment for Order Flow Fees
Comments due: November 5, 2009
|
SR-ISE-2009-69 |
|
34-60770 |
Oct. 2, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: October 29, 2009
|
SR-ISE-2009-68 |
|
34-60769 |
Oct. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: October 29, 2009
|
SR-ISE-2009-67 |
|
34-60767 |
Oct. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: October 29, 2009
|
SR-ISE-2009-65 |
|
34-60696 |
Sep. 18, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading At or Below $3.00
Comments due: October 16, 2009
|
SR-ISE-2009-64 |
|
34-60859 |
Oct. 21, 2009 |
Order Approving a Proposed Rule Change Relating to Historical ISE Open/Close Trade Profile Fees
|
|
34-60654 |
Sep. 11, 2009 |
Notice of Filing of Proposed Rule Change Relating to Historical ISE Open/Close Trade Profile Fees
Comments due: October 8, 2009
|
SR-ISE-2009-63 |
|
34-60537 |
Aug. 19, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: September 16, 2009
|
SR-ISE-2009-62 |
|
34-60500 |
Aug. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Certain Exchange Rules
Comments due: September 11, 2009
|
SR-ISE-2009-61 |
|
34-60642 |
Sep. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Exposure of Reserve Orders
Comments due: October 7, 2009
|
SR-ISE-2009-59 |
|
34-60536 |
Aug. 19, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes and an Incentive Plan for Three Foreign Currency Options
Comments due: September 16, 2009
|
SR-ISE-2009-58 |
|
34-60443 |
Aug. 5, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: September 1, 2009
|
SR-ISE-2009-57 |
|
34-60442 |
Aug. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: September 1, 2009
|
SR-ISE-2009-52 |
|
34-60333 |
Jul. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program
Comments due: August 14, 2009
|
SR-ISE-2009-51 |
|
34-60311 |
Jul. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Expose All-Or-None Orders on a Three-Month Pilot Basis
Comments due: August 12, 2009
|
SR-ISE-2009-50 |
|
34-60275 |
Jul. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permanently Establish the Quarterly Options Series Pilot Program
Comments due: August 7, 2009
|
SR-ISE-2009-49 |
|
34-60281 |
Jul. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program for Short Term Options Series
Comments due: August 7, 2009
|
SR-ISE-2009-48 |
|
34-60274 |
Jul. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Foreign Currency Options Closing Settlement Values
Comments due: August 6, 2009
|
SR-ISE-2009-47 |
|
34-60334 |
Jul. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: August 14, 2009
|
SR-ISE-2009-45 |
|
34-60598 |
Sep. 1, 2009 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Changes to Rule 312 in Connection with the Purchase by International Securities Exchange Holdings, Inc. of Equity Interests in Optifreeze, LLC
|
|
34-60382 |
Jul. 24, 2009 |
Notice of Filing of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to Rule 312 in Connection with the Purchase of Equity Interests by International Securities Exchange Holdings, Inc. in Optifreeze, LLC
Comments due: August 20, 2009
|
SR-ISE-2009-44 |
|
34-60233 |
Jul. 2, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: July 30, 2009
|
SR-ISE-2009-43 |
|
34-60232 |
Jul. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: July 31, 2009
|
SR-ISE-2009-42 |
|
34-60192 |
Jun. 30, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: July 28, 2009
|
SR-ISE-2009-39 |
|
34-60208 |
Jul. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PrecISE Fees
Comments due: July 30, 2009
|
SR-ISE-2009-37 |
|
34-60222 |
Jul. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program
Comments due: July 30, 2009
Comments received
are available
for this notice.
|
SR-ISE-2009-36 |
|
34-60175 |
Jun. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Linkage Fees
Comments due: July 27, 2009
|
SR-ISE-2009-35 |
|
34-63954 |
Feb. 24, 2011 |
Order Setting Aside the Order by Delegated Authority Approving SR-ISE-2009-35 and Dismissing CBOE's Petition for Review
See also:
Additional Materials
|
|
34-60584 |
Aug. 28, 2009 |
Order Granting Approval of Proposed Rule Change Relating to Qualified Contingent Cross Orders
Additional Materials:
-
Request to Vacate Order
(July 14, 2010)
-
Order Extending Time to File Statements
(March 17, 2010)
-
Order Granting Petition for Review and Scheduling Filing of Statements
(November 12, 2009)
Statements received
are available.
-
Order Denying International Securities Exchange, LLC's Motion to Lift the Commission Rule 431(e) Automatic Stay of Delegated Action Triggered by Chicago Board Options Exchange, Incorporated's Notice of Intention to Petition for Review
(November 12, 2009)
-
Reply in Support of ISE's Motion to Lift the Commission Rule 431(e) Automatic Stay of Delegated Action
(September 22, 2009)
-
CBOE's Response to Motion to Lift Automatic Stay
(September 17, 2009)
-
CBOE's Petition for Review
(September 14, 2009)
-
Brief in Support of ISE's Motion to Lift the Commission Rule 431(e) Automatic Stay of Delegated Action
(September 11, 2009)
-
ISE's Motion to Lift the Commission Rule 431(e) Automatic Stay of Delegated Action
(September 11, 2009)
-
CBOE's Notice of Intention to Petition for Review
(September 4, 2009)
-
Order Setting Aside the Order by Delegated Authority Approving SR-ISE-2009-35 and Dismissing CBOE's Petition for Review
(February 24, 2011)
Comments received
are available.
|
|
34-60147 |
Jun. 19, 2009 |
Notice of Filing of Proposed Rule Change Relating to Qualified Contingent Cross Orders
Comments due: July 17, 2009
Comments received
are available
for this notice.
|
SR-ISE-2009-34 |
|
34-60253 |
Jul. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Customer Cross Orders
Comments due: August 4, 2009
|
SR-ISE-2009-33 |
|
34-60087 |
Jun. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: July 8, 2009
|
SR-ISE-2009-32 |
|
34-60146 |
Jun. 19, 2009 |
Notice of Filing of Proposed Rule Change Relating to the Penny Pilot Program
Comments due: July 16, 2009
Comments received
are available
for this notice.
|
SR-ISE-2009-31 |
|
34-60030 |
Jun. 3, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in its Capacity as an Introducing Broker for non-ISE Members, Passes Through to such non-ISE Members
Comments due: June 30, 2009
|
SR-ISE-2009-29 |
|
34-60031 |
Jun. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule to Expand the Applicability of the Super Tier Rebate to All Securities Priced at or Above $1.00 and to Increase the Take Fee
Comments due: June 30, 2009
|
SR-ISE-2009-28 |
|
34-59943 |
May 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders
Comments due: June 17, 2009
|
SR-ISE-2009-27 |
|
34-60559 |
Aug. 21, 2009 |
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan
|
|
34-60014 |
Jun. 1, 2009 |
Notice of Filing of Proposed Rule Change to Adopt Rules to Implement the Options Order Protection and Locked/Crossed Market Plan
Comments due: June 29, 2009
|
SR-ISE-2009-26 |
|
34-59912 |
May 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to the Fee Schedule
Comments due: June 9, 2009
|
SR0-ISE-2009-24 |
|
34-59887 |
May 7, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Amounts that Direct Edge ECN, in its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to such Non-ISE Members
Comments due: June 4, 2009
|
SR-ISE-2009-23 |
|
34-59888 |
May 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by the International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule to Increase the Super Tier Rebate in Securities Reported to Tape A and Tape C
Comments due: June 4, 2009
|
SR-ISE-2009-22 |
|
34-59904 |
May 12, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange Relating to Far Away Market Maker Fees
Comments due: June 8, 2009
|
SR-ISE-2009-21 |
|
34-59882 |
May 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to the Fee Schedule
Comments due: June 3, 2009
|
SR-ISE-2009-20 |
|
34-59777 |
Apr. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: May 13, 2009
|
SR-ISE-2009-19 |
|
34-59806 |
Apr. 21, 2009 |
Notice of Filing and Immediate Effectiveness by International Securities Exchange, LLC of a Proposed Rule Change to Amend Exchange Rules Related to Confirmations to Customers
Comments due: May 19, 2009
|
SR-ISE-2009-18 |
|
34-59724 |
Apr. 7, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Lowering the Liquidity Rebate Amount That Direct Edge ECN Passes Through to Non-International Securities Exchange, LLC Members
Comments due: May 5, 2009
|
SR-ISE-2009-17 |
|
34-59692 |
Apr. 2, 2009 |
Notice of Filing and Immediate Effectivenss of Proposed Rule Change by the International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule Applicable to International Securities Exchange Members
Comments due: April 29, 2009
|
SR-ISE-2009-16 |
|
34-59691 |
Apr. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC Relating to Amending the Fee Schedule
Comments due: April 29, 2009
|
SR-ISE-2009-15 |
|
34-59701 |
Apr. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quoting Obligations of Second Market Competitive Market Makers
Comments due: April 30, 2009
|
SR-ISE-2009-14 |
|
34-59633 |
Mar. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program
Comments due: April 23, 2009
|
SR-ISE-2009-13 |
|
34-59680 |
Apr. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of “Primary Market”
Comments due: April 28, 2009
|
SR-ISE-2009-12 |
|
34-59567 |
Mar. 12, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: April 8, 2009
|
SR-ISE-2009-11 |
|
34-59553 |
Mar. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable the Listing and Trading of Options on Managed Fund Shares
Comments due: April 6, 2009
|
SR-ISE-2009-10 |
|
34-59548 |
Mar. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Obvious Error Rules
Comments due: April 6, 2009
|
SR-ISE-2009-09 |
|
34-59600 |
Mar. 19, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 623 (Communications to Customers)
Comments due: April 16, 2009
|
SR-ISE-2009-08 |
|
34-59756 |
Apr. 13, 2009 |
Order Granting Approval of Proposed Rule Change Relating to Changes to the Third Amended and Restated Limited Liability Company Operating Agreement of Direct Edge Holdings LLC
|
|
34-59492 |
Mar. 3, 2009 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, by International Securities Exchange LLC Relating to Changes to the Third Amended and Restated Limited Liability Company Operating Agreement of Direct Edge Holdings LLC
Comments due: March 31, 2009
|
SR-ISE-2009-07 |
|
34-59576 |
Mar. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fee Changes
Comments due: April 10, 2009
|
SR-ISE-2009-06 |
|
34-59410 |
Feb. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: March 18, 2009
|
SR-ISE-2009-05 |
|
34-59347 |
Feb. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate $3 Underlying Price Requirement for Continued Listing and Listing of Additional Series
Comments due: March 3, 2009
|
SR-ISE-2009-04 |
|
34-59587 |
Mar. 17, 2009 |
Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, to Expand the $1 Strike Program
Additional File Nos.: SR-CBOE-2009-001, SR-NYSEArca-200910, SR-NYSEALTR-2009-11
|
|
34-59377 |
Feb. 10, 2009 |
Notice of Filing of Proposed Rule Change Relating to the $1 Strike Program
Comments due: March 12, 2009
|
SR-ISE-2009-03 |
|
34-59288 |
Jan. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: February 20, 2009
|
SR-ISE-2009-02 |
|
34-59276 |
Jan. 22, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders
Comments due: February 18, 2009
|
http://www.sec.gov/rules/sro/ise/isearchive/isearchive2009.shtml
|
