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ISE Rulemaking

We encourage the public to submit comments on the following International Securities Exchange, Inc. (ISE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter |  Second Quarter |  First Quarter

ISE File Number List for 2016

Additional Archives


Chronological List
Release No. Date Details
Third Quarter

SR-ISE-2015-30
34-78423 Jul. 27, 2016 Order Disapproving a Proposed Rule Change to Amend Rule 804(g)
See also: Notice: Rel. No. 34-77928, Notice: Rel. No. 34-77246, Notice: Rel. No. 34-76893, Notice: Rel. No. 34-76506

SR-ISE-2016-17
34-78344 Jul. 15, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-ISE-2016-16
34-78295 Jul. 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the SPY Pilot Program
Comments due: August 8, 2016
Additional Materials: Exhibit 3, Exhibit 5
Second Quarter

SR-ISE-2016-15
34-78203 Jun. 30, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 28, 2016
Additional Materials: Exhibit 5

SR-ISE-2016-11
34-78119 Jun. 21, 2016 Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction in Which Nasdaq, Inc. Will Become the Indirect Parent of ISE, ISE Gemini, and ISE Mercury
Comments due: July 18, 2016
Additional File Nos.: SR-ISEGemini-2016-05, SR-ISEMercury-2016-10
See also: Notice: Rel. No. 34-77794

SR-ISE-2015-30
34-77928 May 26, 2016 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 804(g)
See also: Order: Rel. No. 34-78423Order: Rel. No. 34-77246, Notice: Rel. No. 34-76893, Notice: Rel. No. 34-76506

SR-ISE-2016-14
34-77907 May 25, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: June 22, 2016
Additional Materials: Exhibit 5

SR-ISE-2016-08
34-77875 May 20, 2016 Order Approving Proposed Rule Change Related to Market Wide Risk Protection
See also: Notice: Rel. No. 34-77489

SR-ISE-2016-13
34-77821 May 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: June 8, 2016
Additional Materials: Exhibit 5

SR-ISE-2016-11
34-77794 May 10, 2016 Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent
Comments due: June 6, 2016
Additional Materials: Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G
See also: Notice/Order: Rel. No. 34-78119
Comments received are available for this proposal.

SR-ISE-2016-10
34-77754 May 2, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 27, 2016
Additional Materials: Exhibit 5

SR-ISE-2016-09
34-77593 Apr. 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due:  May 9, 2016
Additional Materials: Exhibit 5
First Quarter

SR-ISE-2016-08
34-77489 Mar. 31, 2016 Notice of Filing of Proposed Rule Change Related to Market Wide Risk Protection
Comments due: April 27, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-77875

SR-ISE-2016-07
34-77410 Mar. 21, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Strict Concentration Limits on Primary Market Makers
Comments due:  April 15, 2016
Additional Materials: Exhibit 5

SR-ISE-2016-06
34-77335 Mar. 9, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Limit Mandatory Participation in Scheduled Functional and Performance Testing Under Regulation SCI to Only Those Primary Market Makers That Meet Specified Criteria
Comments due: April 5, 2016
Additional Materials: Exhibit 5

SR-ISE-2015-30
34-77246 Feb. 26, 2016 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 804(g)
Comments due: March 24, 2016
Rebuttal comments due: April 7, 2016
See also: Order: Rel. No. 34-78423Notice: Rel. No. 34-77928, Notice: Rel. No. 34-76893, Notice: Rel. No. 34-76506

SR-ISE-2016-05
34-77199 Feb. 22, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct the Text of ISE Rule 313
Comments due:  March 18, 2016
Additional Materials: Exhibit 5

SR-ISE-2016-04
34-76990 Jan. 28, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due:  February 24, 2016
Additional Materials: Exhibit 5

SR-ISE-2016-03
34-76957 Jan. 21, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due:  February 17, 2016
Additional Materials: Exhibit 5

SR-ISE-2016-02
34-76936 Jan. 20, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Back-Up Primary Market Makers
Comments due:  February 16, 2016
Additional Materials: Exhibit 5

SR-ISE-2015-30
34-76893 Jan. 13, 2016 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend Rule 804(g)
See also:  Order: Rel. No. 34-78423, Notice: Rel. No. 34-77928, Order: Rel. No. 34-77246, Notice: Rel. No. 34-76506

SR-ISE-2015-44
34-76835 Jan. 5, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories
Comments due: February 1, 2016
Additional Materials: Exhibit 5


ISE File Number List for 2016
Release No. Date Details

SR-ISE-2016-17
34-78344 Jul. 15, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-ISE-2016-16
34-78295 Jul. 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the SPY Pilot Program
Comments due: August 8, 2016
Additional Materials: Exhibit 3, Exhibit 5

SR-ISE-2016-15
34-78203 Jun. 30, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 28, 2016
Additional Materials: Exhibit 5

SR-ISE-2016-14
34-77907 May 25, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: June 22, 2016
Additional Materials: Exhibit 5

SR-ISE-2016-13
34-77821 May 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: June 8, 2016
Additional Materials: Exhibit 5

SR-ISE-2016-11
34-78119 Jun. 21, 2016 Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction in Which Nasdaq, Inc. Will Become the Indirect Parent of ISE, ISE Gemini, and ISE Mercury
Comments due: July 18, 2016
Additional File Nos.: SR-ISEGemini-2016-05, SR-ISEMercury-2016-10
34-77794 May 10, 2016 Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent
Comments due: June 6, 2016
Additional Materials: Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G
Comments received are available for this proposal.

SR-ISE-2016-10
34-77754 May 2, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 27, 2016
Additional Materials: Exhibit 5

SR-ISE-2016-09
34-77593 Apr. 12, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due:  May 9, 2016
Additional Materials: Exhibit 5

SR-ISE-2016-08
34-77875 May 20, 2016 Order Approving Proposed Rule Change Related to Market Wide Risk Protection
34-77489 Mar. 31, 2016 Notice of Filing of Proposed Rule Change Related to Market Wide Risk Protection
Comments due: April 27, 2016
Additional Materials: Exhibit 5

SR-ISE-2016-07
34-77410 Mar. 21, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Strict Concentration Limits on Primary Market Makers
Comments due:  April 15, 2016
Additional Materials: Exhibit 5

SR-ISE-2016-06
34-77335 Mar. 9, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Limit Mandatory Participation in Scheduled Functional and Performance Testing Under Regulation SCI to Only Those Primary Market Makers That Meet Specified Criteria
Comments due: April 5, 2016
Additional Materials: Exhibit 5

SR-ISE-2016-05
34-77199 Feb. 22, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct the Text of ISE Rule 313
Comments due:  March 18, 2016
Additional Materials: Exhibit 5

SR-ISE-2016-04
34-76990 Jan. 28, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due:  February 24, 2016
Additional Materials: Exhibit 5

SR-ISE-2016-03
34-76957 Jan. 21, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due:  February 17, 2016
Additional Materials: Exhibit 5

SR-ISE-2016-02
34-76936 Jan. 20, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Back-Up Primary Market Makers
Comments due:  February 16, 2016
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/ise.shtml


Modified: 07/27/2016