National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-73939 | Dec 24, 2014 | SR-EDGA-2014-34 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.11, 2.12, 11.11 and 11.14 To Replace References to "Direct Edge ECN LLC d/b/a DE Route" and "DE Route" With "BATS Trading, Inc." See Also - Exhibit 5 |
| 34-73918 | Dec 23, 2014 | SR-EDGX-2014-25, SR-EDGA-2014-25, SR-BYX-2014-030, SR-BATS-2014-055 | EDGX Exchange (EDGX), EDGA Exchange (EDGA), BATS Y-Exchange (BYX), BATS Exchange (BATS) | Notice of Amendments No. 2 and Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Establish a New Market Data Product Called the BATS One Feed View Received Comments See Also - Rel. No. 34-73596, Rel. No. 34-73594, Rel. No. 34-73597 |
| 34-73892 | Dec 19, 2014 | SR-EDGA-2014-33 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Convert Direct Edge, Inc., the Parent Company of EDGA Exchange, Inc., From a Delaware Corporation to a Delaware Limited Liability Company See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C |
| 34-73797 | Dec 9, 2014 | SR-EDGA-2014-32 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5 and 11.3 of EDGA Exchange, Inc. See Also - Exhibit 5 |
| 34-73781 | Dec 8, 2014 | SR-EDGA-2014-31 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. See Also - Exhibit 5 |
| 34-73761 | Dec 5, 2014 | SR-EDGA-2014-29 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Reference to the EdgeRisk Gateway in Rule 13.10 of EDGA Exchange, Inc. View Received Comments See Also - Exhibit 5A, Exhibit 5B |
| 34-73759 | Dec 5, 2014 | SR-EDGA-2014-30 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the EdgeBook Cloud Service on EDGA Exchange, Inc. See Also - Exhibit 5 |
| 34-73746 | Dec 4, 2014 | SR-EDGA-2014-28 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 14.1(c)(5) of EDGA Exchange, Inc. To Harmonize Its Restrictions on Market Makers in UTP Derivative Securities With NYSE Arca, Inc. and Nasdaq Stock Market LLC |
| 34-73596 | Nov 14, 2014 | SR-EDGA-2014-25 | EDGA Exchange (EDGA) | Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Establish a New Market Data Product Called the BATS One Feed View Received Comments See Also - Exhibit 5, Rel. No. 34-73918 |
| 34-73592 | Nov 13, 2014 | SR-EDGA-2014-20 | EDGA Exchange (EDGA) | Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend EDGA Rule 1.5 and Chapter XI Regarding Current System Functionality Including the Operation of Order Types and Order Instructions View Received Comments See Also - Rel. No. 34-73217, Rel. No. 34-72812 |