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DTC Advance Notice Rulemaking
We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Second Quarter |
First Quarter
DTC File Number List for 2015
Additional Archives
2020 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012
| Release No. |
Date |
Details |
| Second Quarter |
SR-DTC-2015-801 |
| 34-74906 |
May 7, 2015 |
Notice of Filing and No Objection to Advance Notices Relating to the Renewal of Existing Line of Credit
Comments due: June 4, 2015
Additional File No.: SR-NSCC-2015-801
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| First Quarter |
SR-DTC-2014-812 |
| 34-74142 |
Jan. 27, 2015 |
Notice of No Objection to Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Additional File Nos.: SR-FICC-2014-810, SR-NSCC-2014-811
See also: Notice: Rel. No. 34-73975, Notice: Rel. No. 34-73755
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| DTC File Number List for 2015 |
| Release No. |
Date |
Details |
SR-DTC-2015-801 |
| 34-74906 |
May 7, 2015 |
Notice of Filing and No Objection to Advance Notices Relating to the Renewal of Existing Line of Credit
Comments due: June 4, 2015
Additional File No.: SR-NSCC-2015-801
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http://www.sec.gov/rules/sro/dtc-an.shtml
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