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DTC Advance Notice Rulemaking Archive: 2014
We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
DTC File Number List for 2014
Additional Archives
2020 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012
| Release No. |
Date |
Details |
SR-DTC-2014-812 |
| 34-73975 |
Dec. 31, 2014 |
Notice of Extension of Review Period of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Additional File Nos.: SR-FICC-2014-810, SR-NSCC-2014-811
See also: Notice: Rel. No. 34-74142, Notice: Rel. No. 34-73755
|
SR-DTC-2014-812 |
| 34-73755 |
Dec. 5, 2014 |
Notice of Filing of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Comments due: January 2, 2015
Additional File Nos.: SR-FICC-2014-810, SR-NSCC-2014-811
See also: Notice: Rel. No. 34-74142, Notice: Rel. No. 34-73975
Comments received are available for this proposal.
|
SR-DTC-2014-805 |
| 34-72132 |
May 8, 2014 |
Notice of Filing and No Objection to Advance Notice to Renew DTC's Existing Credit Facility
Comments due: June 4, 2014
|
| DTC File Number List for 2014 |
| Release No. |
Date |
Details |
SR-DTC-2014-812 |
| 34-74142 |
Jan. 27, 2015 |
Notice of No Objection to Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Additional File Nos.: SR-FICC-2014-810, SR-NSCC-2014-811
|
| 34-73975 |
Dec. 31, 2014 |
Notice of Extension of Review Period of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Additional File Nos.: SR-FICC-2014-810, SR-NSCC-2014-811
|
| 34-73755 |
Dec. 5, 2014 |
Notice of Filing of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Comments due: January 2, 2015
Additional File Nos.: SR-FICC-2014-810, SR-NSCC-2014-811
Comments received are available for this proposal.
|
SR-DTC-2014-805 |
| 34-72132 |
May 8, 2014 |
Notice of Filing and No Objection to Advance Notice to Renew DTC's Existing Credit Facility
Comments due: June 4, 2014
|
http://www.sec.gov/rules/sro/dtc-an/dtc-an-archive/dtc-an-archive2014.shtml
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