SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


DTC Advance Notice Rulemaking Archive: 2013

We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

DTC File Number List for 2013

Additional Archives

Chronological List
Release No. Date Details

SR-DTC-2013-802
34-69556 May 10, 2013 Notice of Filing and No Objection to Advance Notice to Renew Its Existing Credit Facility
Comments due: June 6, 2013

SR-DTC-2012-810
34-68982 Feb. 25, 2013 Notice of Filing Amendment No. 1 and No Objection to Advance Notice Filing, as Modified by Amendment No. 1, to Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments
See also:  Notice: Rel. No. 34-68690

SR-DTC-2012-810
34-68690 Jan. 18, 2013 Notice of Filing Advance Notice to Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments
Comments due: February 15, 2013
See also:  Notice: Rel. No. 34-68982

DTC File Number List for 2013
Release No. Date Details

SR-DTC-2013-802
34-69556 May 10, 2013 Notice of Filing and No Objection to Advance Notice to Renew Its Existing Credit Facility
Comments due: June 6, 2013

 

http://www.sec.gov/rules/sro/dtc-an/dtc-an-archive/dtc-an-archive2013.shtml


Modified: 02/10/2015