DTC Advance Notice Rulemaking: Archive 2017
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Chronological List
Second Quarter |
First Quarter
Additional Archives
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Chronological List for 2017
| Release No. | Date | Details |
|---|---|---|
| Second Quarter | ||
| SR-DTC-2017-801 | ||
| 34-80731 | May 19, 2017 | Notice of No Objection to Advance Notices to Enhance the Credit Risk Rating Matrix and Make Other Changes See also: Notice: Rel. No. 34-80394 Additional File Nos.: SR-FICC-2017-804, SR-NSCC-2017-801 |
| SR-DTC-2017-802 | ||
| 34-80605 | May 5, 2017 | Notice of Filing of and No Objection to Advance Notices, as Modified by Amendments No. 1, to Renew the Credit Facility
Comments due: May 31, 2017 See also: Notice: Rel. No. 34-80731 Additional File No.: SR-NSCC-2017-802 |
| SR-DTC-2017-801 | ||
| 34-80394 | Apr. 7, 2017 | Notice of Filing of Advance Notice to Address and Update Practices and Policies with Respect to the Credit Risk Rating Matrix and Make Other Changes
Comments due: April 28, 2017 Additional Materials: Exhibit 5 See also: Notice: Rel. No. 34-80731 |
| First Quarter | ||
| SR-DTC-2016-802 | ||
| 34-79763 | Jan. 9, 2017 | Notice of No Objection to Advance Notice Filing Relating to Processing of Transactions in Money Market Instruments
See also: Notice: Rel. No. 34-79224 |
DTC-AN File Number List for 2017
| Release No. | Date | Details |
|---|---|---|
| SR-DTC-2017-804 | ||
| 34-83950 | Aug. 27, 2018 | Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Amend the Loss Allocation Rules and Make Other Changes |
| 34-83746 | Jul. 31, 2018 | Notice of Filing of Amendment No. 1 to an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes
Comments due: August 21, 2018 Additional Materials: Exhibit 4, Exhibit 5 See also: Commission's Request for Additional Information and Response to the Commission's Request for Additional Information Comments received are available for this proposal. |
| 34-82582 | Jan. 24, 2018 | Notice of Filing and Extension of the Review Period of an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes
Comments due: February 14, 2018 Additional Materials: Exhibit 5 See also: Commission's Request for Additional Information and Response to the Commission's Request for Additional Information Comments received are available for this proposal. |
| SR-DTC-2017-803 | ||
| 34-83953 | Aug. 27, 2018 | Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Adopt a Recovery & Wind-down Plan and Related Rules |
| 34-83743 | Jul. 31, 2018 | Notice of Filing of Amendment No. 1 to an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules
Comments due: August 21, 2018 Additional Materials: Exhibit 4, Exhibit 5a, Exhibit 5b See also: Commission's Request for Additional Information and Response to the Commission's Request for Additional Information Comments received are available for this proposal. |
| 34-82579 | Jan. 24, 2018 | Notice of Filing and Extension of the Review Period of an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules
Comments due: February 14, 2018 Additional Materials: Exhibit 5a, Exhibit 5b See also: Commission's Request for Additional Information and Response to the Commission's Request for Additional Information Comments received are available for this proposal. |
| SR-DTC-2017-802 | ||
| 34-80605 | May 5, 2017 | Notice of Filing of and No Objection to Advance Notices, as Modified by Amendments No. 1, to Renew the Credit Facility
Comments due: May 31, 2017 Additional File No.: SR-NSCC-2017-802 |
| SR-DTC-2017-801 | ||
| 34-80731 | May 19, 2017 | Notice of No Objection to Advance Notices to Enhance the Credit Risk Rating Matrix and Make Other Changes
Additional File Nos.: SR-FICC-2017-804, SR-NSCC-2017-801 |
| 34-80394 | Apr. 7, 2017 | Notice of Filing of Advance Notice to Address and Update Practices and Policies with Respect to the Credit Risk Rating Matrix and Make Other Changes
Comments due: April 28, 2017 Additional Materials: Exhibit 5 |