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DTC Advance Notice Rulemaking
We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Second Quarter
DTC File Number List for 2016
Additional Archives
2020 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-DTC-2016-802 |
| 34-79224 |
Nov. 3, 2016 |
Notice of Filing of and Extension of Review Period of Advance Notice Relating to Processing of Transactions in Money Market Instruments
Comments due: November 25, 2016
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-79763
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| Second Quarter |
SR-DTC-2016-801 |
| 34-77750 |
Apr. 29, 2016 |
Notice of Filing of and No Objection to Advance Notices to Renew the Credit Facility
Comments due: May 26, 2016
Additional File No.: SR-NSCC-2016-801
|
| DTC File Number List for 2016 |
| Release No. |
Date |
Details |
SR-DTC-2016-802 |
| 34-79763 |
Jan. 9, 2017 |
Notice of No Objection to Advance Notice Filing Relating to Processing of Transactions in Money Market Instruments
|
| 34-79224 |
Nov. 3, 2016 |
Notice of Filing of and Extension of Review Period of Advance Notice Relating to Processing of Transactions in Money Market Instruments
Comments due: November 25, 2016
Additional Materials: Exhibit 5
|
SR-DTC-2016-801 |
| 34-77750 |
Apr. 29, 2016 |
Notice of Filing of and No Objection to Advance Notices to Renew the Credit Facility
Comments due: May 26, 2016
Additional File No.: SR-NSCC-2016-801
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http://www.sec.gov/rules/sro/dtc-an/dtc-an-archive/dtc-an-archive2016.shtml
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