Cboe EDGA Rulemaking

The Bats EDGA Exchange has changed its name to Cboe EDGA Exchange. All filings by Cboe EDGA Exchange will be posted to the Cboe EDGA page. Filings filed with "Bats EDGA" as part of the file number will be posted on the Bats EDGA Exchange page.

We encourage the public to submit comments on the following Cboe EDGA Exchange (CboeEDGA) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

Cboe EDGA File Number List for 2019

Additional Archives

Chronological List for 2019

Release No. Date Details
Fourth Quarter
SR-CboeEDGA-2019-011
34-87497 Nov. 12, 2019 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
SR-CboeEDGA-2019-017
34-87366 Oct. 21, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions, to the Close of Business on April 20, 2020
Comments due: November 15, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-016
34-87335 Oct. 17, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Related to the Market-wide Circuit Breaker in Rule 11.16
Comments due: November 13, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-015
34-87294 Oct. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: November 7, 2019
Additional Materials: Exhibit 5
Third Quarter
SR-CboeEDGA-2019-013
34-87165 Sep. 30, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: October 25, 2019
Rebuttal comments due: November 8, 2019
SR-CboeEDGA-2019-014
34-87143 Sep. 27, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: October 24, 2019
Rebuttal comments due: November 7, 2019
SR-CboeEDGA-2019-012
34-87096 Sep. 24, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Introduce a Liquidity Provider Protection Delay Mechanism on EDGA
Comments due: October 21, 2019
Rebuttal comments due: November 4, 2019
Comments received are available for this proposal.
SR-CboeEDGA-2019-014
34-86684 Aug. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending its Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: September 10, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGA-2019-013
34-86676 Aug. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: September 10, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-007
34-86660 Aug. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clarify Portions of its Rules under Chapter 14 (Securities Traded) Related to the Applicability of Certain Disclosure Requirements
Comments due: September 10, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-012
34-86567 Aug. 5, 2019 Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Introduce a Liquidity Provider Protection on EDGA
Second Quarter
SR-CboeEDGA-2019-011
34-86236 Jun. 28, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: July 26, 2019
Rebuttal comments due: August 9, 2019
Comments received are available for this proposal.
SR-CboeEDGA-2019-012
34-86168 Jun. 20, 2019 Notice of Filing of a Proposed Rule Change to Introduce a Liquidity Provider Protection on EDGA
Comments due: July 17, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGA-2019-010
34-85849 May 13, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the EDGA Equities Trading Platform Fee Schedule
Comments due: June 7, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-011
34-85842 May 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Amending its Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: June 6, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-008
34-85799 May 7, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 11.11 and Rule 11.16, as well as its Fee Schedule, to Delete References to the SWPB Routing Option
Comments due: June 3, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-006
34-85668 Apr. 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to EDGA Rule 11.16, Trading Halts Due to Extraordinary Market Volatility, to the Close of Business on October 18, 2019
Comments due: May 13, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-005
34-85544 Apr. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions
Comments due: May 3, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-004
34-85521 Apr. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Handling of Orders that Contain Both a Post Only Instruction and Certain Other Order Handling Instructions Maintained to Facilitate Compliance with Rule 610(d) of Regulation NMS
Comments due: May 2, 2019
Additional Materials: Exhibit 5
First Quarter
SR-CboeEDGA-2019-003
34-85319 Mar. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to Exchange Rules 15.1(a) and (c)
Comments due: April 10, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-002
34-85116 Feb. 13, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the EDGA Fee Schedule as it Relates to Pricing for the Use of Certain Routing Strategies
Comments due: March 13, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-001
34-85098 Feb. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Ninth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of its Parent Corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent")
Comments due: March 8, 2019
Additional Materials: Exhibit 5a, Exhibit 5b


Cboe EDGA File Number List for 2019

Release No. Date Details
SR-CboeEDGA-2019-017
34-87366 Oct. 21, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions, to the Close of Business on April 20, 2020
Comments due: November 15, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-016
34-87335 Oct. 17, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Related to the Market-wide Circuit Breaker in Rule 11.16
Comments due: November 13, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-015
34-87294 Oct. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: November 7, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-014
34-87143 Sep. 27, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: October 24, 2019
Rebuttal comments due: November 7, 2019
34-86684 Aug. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending its Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: September 10, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGA-2019-013
34-87165 Sep. 30, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: October 25, 2019
Rebuttal comments due: November 8, 2019
34-86676 Aug. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: September 10, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-012
34-87096 Sep. 24, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Introduce a Liquidity Provider Protection Delay Mechanism on EDGA
Comments due: October 21, 2019
Rebuttal comments due: November 4, 2019
Comments received are available for this proposal.
34-86567 Aug. 5, 2019 Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Introduce a Liquidity Provider Protection on EDGA
34-86168 Jun. 20, 2019 Notice of Filing of a Proposed Rule Change to Introduce a Liquidity Provider Protection on EDGA
Comments due: July 17, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGA-2019-011
34-87497 Nov. 12, 2019 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
34-86236 Jun. 28, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: July 26, 2019
Rebuttal comments due: August 9, 2019
Comments received are available for this proposal.
34-85842 May 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Amending its Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: June 6, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-010
34-85849 May 13, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the EDGA Equities Trading Platform Fee Schedule
Comments due: June 7, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-008
34-85799 May 7, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 11.11 and Rule 11.16, as well as its Fee Schedule, to Delete References to the SWPB Routing Option
Comments due: June 3, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-007
34-86660 Aug. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clarify Portions of its Rules under Chapter 14 (Securities Traded) Related to the Applicability of Certain Disclosure Requirements
Comments due: September 10, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-006
34-85668 Apr. 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to EDGA Rule 11.16, Trading Halts Due to Extraordinary Market Volatility, to the Close of Business on October 18, 2019
Comments due: May 13, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-005
34-85544 Apr. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions
Comments due: May 3, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-004
34-85521 Apr. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Handling of Orders that Contain Both a Post Only Instruction and Certain Other Order Handling Instructions Maintained to Facilitate Compliance with Rule 610(d) of Regulation NMS
Comments due: May 2, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-003
34-85319 Mar. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to Exchange Rules 15.1(a) and (c)
Comments due: April 10, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-002
34-85116 Feb. 13, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the EDGA Fee Schedule as it Relates to Pricing for the Use of Certain Routing Strategies
Comments due: March 13, 2019
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-001
34-85098 Feb. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Ninth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of its Parent Corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent")
Comments due: March 8, 2019
Additional Materials: Exhibit 5a, Exhibit 5b