Cboe EDGA Rulemaking

We encourage the public to submit comments on the following Cboe EDGA Exchange (CboeEDGA) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

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Cboe EDGA Rulemaking File Number List for 2020

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Chronological List for 2020

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Release No. Date Details
First Quarter
SR-CboeEDGA-2019-012
34-88261 Feb. 21, 2020 Order Disapproving Proposed Rule Change to Introduce a Liquidity Provider Protection Delay Mechanism on EDGA
SR-CboeEDGA-2020-004
34-88220 Feb. 14, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGA-2019-013
34-88177 Feb. 12, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Introduce the Small Retail Broker Distribution Program
SR-CboeEDGA-2020-001
34-88111 Feb. 3, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 14.11 to Permit the Trading, Pursuant to Unlisted Trading Privileges, of Managed Portfolio Shares, which are Shares of Actively Managed Exchange-Traded Funds for which the Portfolio is Disclosed in Accordance with Standard Mutual Fund Disclosure Rules
Comments due: February 28, 2020
Additional Materials: Exhibit 5
SR-CboeEDGA-2020-003
34-88102 Jan. 30, 2020 Notice of Filing of a Proposed Rule Change Relating to Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contain the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan"), to be Consistent with Certain Proposed Amendments to and Exemptions from the CAT NMS Plan as well as to Facilitate the Retirement of Certain Existing Regulatory Systems
Comments due: February 26, 2020
Additional Materials: Exhibit 5

File Number List for 2020

Release No. Date Details
SR-CboeEDGA-2020-004
34-88220 Feb. 14, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGA-2020-003
34-88102 Jan. 30, 2020 Notice of Filing of a Proposed Rule Change Relating to Amend Certain Rules Within Rules 4.5 Through 4.16, Which Contain the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan"), to be Consistent with Certain Proposed Amendments to and Exemptions from the CAT NMS Plan as well as to Facilitate the Retirement of Certain Existing Regulatory Systems
Comments due: February 26, 2020
Additional Materials: Exhibit 5
SR-CboeEDGA-2020-001
34-88111 Feb. 3, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 14.11 to Permit the Trading, Pursuant to Unlisted Trading Privileges, of Managed Portfolio Shares, which are Shares of Actively Managed Exchange-Traded Funds for which the Portfolio is Disclosed in Accordance with Standard Mutual Fund Disclosure Rules
Comments due: February 28, 2020
Additional Materials: Exhibit 5