Cboe EDGA Rulemaking Rulemaking

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Chronological List
Second Quarter |  First Quarter

Cboe EDGA Rulemaking File Number List for 2021

Additional Archives

Chronological List for 2021

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Release No. Date Details
Second Quarter
SR-CboeEDGA-2021-011
34-91802 May 10, 2021 Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or Post-Closing Session
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGA-2021-012
34-91784 May 6, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGA-2021-010
34-91759 May 4, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGA-2021-009
34-91725 Apr. 29, 2021 Notice of Filing of a Proposed Rule Change to Amend the Sixth Amended and Restated Bylaws of Cboe EDGA Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. to Implement Proxy Access
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGA-2021-008
34-91556 Apr. 14, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2021
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
First Quarter
SR-CboeEDGA-2021-007
34-91271 Mar. 5, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.11 (Routing to Away Trading Centers), as well as its Fee Schedule, to Delete References to the INET and RDOX Routing Options and to Delete All References to the C-LNK Routing and Connectivity Option from its Fee Schedule
Comments due: April 1, 2021
Additional Materials: Exhibit 5
SR-CboeEDGA-2021-006
34-91232 Mar. 2, 2021 Notice of Filing and Immediate Effectiveness of a Proposal to Permit the Exchange to Look Back Only to July 2020 to Correct Certain Billing Errors which were Discovered in October 2020
Comments due: March 29, 2021
SR-CboeEDGA-2021-005
34-91009 Jan. 28, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's CAT Compliance Rule to be Consistent with a Conditional Exemption Granted by the SEC from Certain Allocation Reporting Requirements
Comments due: February 24, 2021
SR-CboeEDGA-2021-003
34-91000 Jan. 27, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: February 23, 2021
Additional Materials: Exhibit 5
SR-CboeEDGA-2021-004
34-90964 Jan. 21, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Monthly Fee Assessed on Members' MPIDs
Comments due: February 17, 2021
Additional Materials: Exhibit 5
SR-CboeEDGA-2020-032
34-90900 Jan. 11, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Policy Relating to Billing Errors
Comments due: February 5, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.

File Number List for 2021

Release No. Date Details
SR-CboeEDGA-2021-012
34-91784 May 6, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGA-2021-011
34-91802 May 10, 2021 Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or Post-Closing Session
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGA-2021-010
34-91759 May 4, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGA-2021-009
34-91725 Apr. 29, 2021 Notice of Filing of a Proposed Rule Change to Amend the Sixth Amended and Restated Bylaws of Cboe EDGA Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. to Implement Proxy Access
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGA-2021-008
34-91556 Apr. 14, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2021
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGA-2021-007
34-91271 Mar. 5, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.11 (Routing to Away Trading Centers), as well as its Fee Schedule, to Delete References to the INET and RDOX Routing Options and to Delete All References to the C-LNK Routing and Connectivity Option from its Fee Schedule
Comments due: April 1, 2021
Additional Materials: Exhibit 5
SR-CboeEDGA-2021-006
34-91232 Mar. 2, 2021 Notice of Filing and Immediate Effectiveness of a Proposal to Permit the Exchange to Look Back Only to July 2020 to Correct Certain Billing Errors which were Discovered in October 2020
Comments due: March 29, 2021
SR-CboeEDGA-2021-005
34-91009 Jan. 28, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's CAT Compliance Rule to be Consistent with a Conditional Exemption Granted by the SEC from Certain Allocation Reporting Requirements
Comments due: February 24, 2021
SR-CboeEDGA-2021-004
34-90964 Jan. 21, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Monthly Fee Assessed on Members' MPIDs
Comments due: February 17, 2021
Additional Materials: Exhibit 5
SR-CboeEDGA-2021-003
34-91000 Jan. 27, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: February 23, 2021
Additional Materials: Exhibit 5