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CBOE Rulemaking

We encourage the public to submit comments on the following Chicago Board Options Exchange (CBOE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

CBOE File Number List for 2016

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-CBOE-2016-084
34-79499 Dec. 7, 2016 Notice of Filing of a Proposed Rule Change to Amend Exchange Rules Related to the Automated Improvement Mechanism
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 3

SR-CBOE-2016-083
34-79442 Dec. 1, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due: 21 days after publication in the Federal Register

SR-CBOE-2016-078
34-79423 Nov. 29, 2016 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Disaster Recovery
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-CBOE-2016-080
34-79406 Nov. 28, 2016 Notice of Filing of a Proposed Rule Change to Amend Rule 6.53C
Comments due: 21 days after publication in the Federal Register

SR-CBOE-2016-074
34-79279 Nov. 10, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 8, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-075
34-79276 Nov. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 7, 2016

SR-CBOE-2016-076
34-79268 Nov. 8, 2016 Notice of Filing of a Proposed Rule Change in Connection with a Proposed Corporate Transaction Involving CBOE Holdings, Inc. and Bats Global Markets, Inc.
Comments due: December 6, 2016

SR-CBOE-2016-053
34-79244 Nov. 4, 2016 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Price Protection Mechanisms and Risk Controls
Comments due: December 1, 2016
See also: Notice: Rel. No. 34-78513

SR-CBOE-2016-071
34-79133 Oct. 21, 2016 Notice of Filing of a Proposed Rule Change Relating to Opening and Closing Rotations Under the HOSS System
Comments due: November 17, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-CBOE-2016-064
34-79110 Oct. 18, 2016 Notice of Withdrawal of Proposed Rule Change Relating to SPX Combo Orders
See also: Notice: Rel. No. 34-78885

SR-CBOE-2016-072
34-79086 Oct. 12, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  November 8, 2016
Additional Materials: Exhibit 5
Third Quarter

SR-CBOE-2016-069
34-78954 Sep. 27, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Nonstandard Expirations Pilot Program to Permit New Series to be Added Up to and Including on the Expiration Date
Comments due:  October 24, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-070
34-78930 Sep. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees Schedule
Comments due:  October 21, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-067
34-78915 Sep. 23, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct Rule 3.6A
Comments due:  October 20, 2016

SR-CBOE-2016-068
34-78907 Sep. 22, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  October 19, 2016
Additional Materials: Exhibit 3, Exhibit 5

SR-CBOE-2016-064
34-78885 Sep. 20, 2016 Notice of Filing of a Proposed Rule Change Relating to SPX Combo Orders
Comments due:  October 17, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-053
34-78839 Sep. 14, 2016 Notice of Filing of a Proposed Rule Change Relating to Price Protection Mechanisms and Risk Controls
Comments due:  October 11, 2016
Additional Materials: Exhibit 5
See also: Notice/Order: Rel. No. 34-79244

SR-CBOE-2016-066
34-78786 Sep. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  October 5, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-049
34-78760 Sep. 2, 2016 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Options that Overlie the FTSE Developed Europe Index and the FTSE Emerging Index and to Amend the Maintenance Listing Criteria Applicable to Certain Index Options
Comments due:  September 29, 2016
See also: Notice: Rel. No. 34-78511, Notice: Rel. No. 34-78177

SR-CBOE-2016-063
34-78741 Aug. 31, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  September 28, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-061
34-78698 Aug. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  September 21, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-062
34-78686 Aug. 25, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program to Allow Wednesday Expirations for SPY Options
Comments due:  September 21, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-059
34-78554 Aug. 11, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to COPS
Comments due: September 7, 2016

SR-CBOE-2016-060
34-78534 Aug. 10, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: September 6, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-046
34-78531 Aug. 10, 2016 Order Approving a Proposed Rule Change to Expand the Nonstandard Expirations Pilot Program to Include Monday Expirations
See also: Notice: Rel. No. 34-78132

SR-CBOE-2016-058
34-78513 Aug. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 24.6
Comments due: September 6, 2016

SR-CBOE-2016-049
34-78511 Aug. 9, 2016 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to List Options that Overlie the FTSE Developed Europe Index and the FTSE Emerging Index, to Raise the Comprehensive Surveillance Agreement Percentage Applicable to Certain Index Options, and to Amend the Maintenance Listing Criteria Applicable to Certain Index Options
See also: Notice: Rel. No. 34-78760, Notice: Rel. No. 34-78177

SR-CBOE-2016-051
34-78450 Aug. 1, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Series 9/10 Examination Program
Comments due:  August 26, 2016

SR-CBOE-2016-057
34-78407 Jul. 25, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Tied to Stock Orders
Comments due: August 19, 2016

SR-CBOE-2016-056
34-78316 Jul. 13, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Automated Improvement Mechanism
Comments due: August 9, 2016

SR-CBOE-2016-047
34-78293 Jul. 12, 2016 Order Approving a Proposed Rule Change Relating to Senior Management Authority
See also: Notice: Rel. No. 34-77962

SR-CBOE-2016-054
34-78292 Jul. 12, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: August 8, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-041
34-78276 Jul. 11, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: August 5, 2016
Additional Materials: Exhibit 3, Exhibit 5
Second Quarter

SR-CBOE-2016-049
34-78177 Jun. 28, 2016 Notice of Filing of a Proposed Rule Change to List Options that Overlie the FTSE Developed Europe Index and the FTSE Emerging Index, to Raise the Comprehensive Surveillance Agreement Percentage Applicable to Certain Index Options, and to Amend the Maintenance Listing Criteria Applicable to Certain Index Options
Comments due: July 22, 2016
Additional Materials: Exhibit 3, Exhibit 5
See also: Notice: Rel. No. 34-78760, Order: Rel. No. 34-78511

SR-CBOE-2016-046
34-78132 Jun. 22, 2016 Notice of Filing of a Proposed Rule Change to Expand the Nonstandard Expirations Pilot Program
Comments due:  July 19, 2016

SR-CBOE-2016-052
34-78131 Jun. 22, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend a Pilot Program that Eliminates Position and Exercise Limits for Physically-Settled SPDR S&P 500 ETF Trust ("SPY") Options
Comments due:  July 19, 2016
Additional Materials: Exhibit 3

SR-CBOE-2016-050
34-78110 Jun. 21, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Order Marking
Comments due:  July 18, 2016

SR-CBOE-2016-048
34-78013 Jun. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due: July 5, 2016

SR-CBOE-2016-047
34-77962 Jun. 1, 2016 Notice of Filing of a Proposed Rule Change Relating to Senior Management Authority
Comments due: June 28, 2016
See also: Order: Rel. No. 34-78293

SR-CBOE-2016-045
34-77926 May 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: June 23, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-024
34-77848 May 17, 2016 Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to AIM Retained Orders
See also: Notice: Rel. No. 34-77511

SR-CBOE-2016-034
34-77823 May 12, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Split-Price Priority
Comments due: June 8, 2016

SR-CBOE-2016-043
34-77822 May 12, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: June 8, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-040
34-77758 May 3, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: May 31, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-032
34-77742 Apr. 29, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Options Pilot Program
Comments due: May 25, 2016

SR-CBOE-2016-038
34-77710 Apr. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: May 23, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-037
34-77659 Apr. 20, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  May 17, 2016
Additional Materials: Exhibit 3, Exhibit 5

SR-CBOE-2016-031
34-77621 Apr. 14, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  May 11, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-030
34-77575 Apr. 11, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due:  May 6, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-036
34-77573 Apr. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to SPXPM Pilot Program
Comments due:  May 5, 2016

SR-CBOE-2016-028
34-77570 Apr. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 6.1A
Comments due:  May 5, 2016

SR-CBOE-2016-009
34-77553 Apr. 7, 2016 Order Approving a Proposed Rule Change Relating to LMMs and DPMs
See also: Notice: Rel. No. 34-77200

SR-CBOE-2016-023
34-77554 Apr. 7, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due:  May 4, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-CBOE-2016-021
34-77547 Apr. 6, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Options that Overlie a Reduced Value of the FTSE 100 Index and the FTSE China 50 Index
Comments due:  May 3, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-024
34-77511 Apr. 4, 2016 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to AIM Retained Orders
Comments due:  April 29, 2016
Additional Materials: Exhibit 5
First Quarter

SR-CBOE-2016-026
34-77479 Mar. 30, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: April 26, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-005
34-77450 Mar. 25, 2016 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Interpretation and Policy .01 to Rule 1.1(ggg) Relating to the Professional Customer Definition
Comments due: April 21, 2016
See also: Notice: Rel. No. 34-77049

SR-CBOE-2016-018
34-77365 Mar. 14, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: April 8, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-016
34-77319 Mar. 8, 2016 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Related to Options that Overlie the MSCI EAFE Index and the MSCI Emerging Markets Index
Comments due: April 4, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-014
34-77297 Mar. 4, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Complex Orders
Comments due: March 31, 2016

SR-CBOE-2016-009
34-77200 Feb. 22, 2016 Notice of Filing of a Proposed Rule Change Relating to LMMs and DPMs
Comments due:  March 18, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-77553

SR-CBOE-2016-008
34-77093 Feb. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: March 8, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-007
34-77081 Feb. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopting a Principles-Based Approach to Prohibit the Misuse of Material Nonpublic Information by Designated Primary Market-Makers ("DPMs") and Lead Market-Makers ("LMMs")
Comments due: March 4, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-005
34-77049 Feb. 4, 2016 Notice of Filing of a Proposed Rule Change Relating to Professionals
Comments due: March 2, 2016
See also: Notice/Order: Rel. No. 34-77450
Comments received are available for this proposal.

SR-CBOE-2016-004
34-76993 Jan. 28, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: February 24, 2016
Additional Materials: Exhibit 5

SR-CBOE-2015-107
34-76960 Jan. 21, 2016 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Price Protection Mechanisms For Quotes and Order
Comments due:  February 17, 2016
See also: Notice: Rel. No. 34-76585

SR-CBOE-2016-002
34-76923 Jan. 15, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  February 12, 2016
Additional Materials: Exhibit 5

SR-CBOE-2015-106
34-76909 Jan. 14, 2016 Order Approving a Proposed Rule Change to Permit P.M.-Settled Options on Broad-Based Indexes to Expire on Any Wednesday of the Month by Expanding the End of Week/End of Month Pilot Program
See also: Notice: Rel. No. 34-76529

SR-CBOE-2015-122
34-76888 Jan. 13, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to COPS
Comments due:  February 10, 2016

SR-CBOE-2015-121
34-76895 Jan. 13, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.3 Relating to Appointment Costs
Comments due:  February 10, 2016

SR-CBOE-2015-119
34-76881 Jan. 12, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 9, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-003
34-76857 Jan. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Limit Order Price Protections for Stock-option Orders
Comments due: February 4, 2016

SR-CBOE-2015-117
34-76842 Jan. 6, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: February 2, 2016

SR-CBOE-2015-115
34-76828 Jan. 5, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for Certain CBOE Real-Time Data Feeds
Comments due: February 1, 2016
Additional Materials: Exhibit 5

SR-CBOE-2015-118
34-76824 Jan. 5, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Credit Option Margin Pilot Program through January 17, 2017
Comments due: February 1, 2016


CBOE File Number List for 2016
Release No. Date Details

SR-CBOE-2016-084
34-79499 Dec. 7, 2016 Notice of Filing of a Proposed Rule Change to Amend Exchange Rules Related to the Automated Improvement Mechanism
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 3

SR-CBOE-2016-083
34-79442 Dec. 1, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due: 21 days after publication in the Federal Register

SR-CBOE-2016-080
34-79406 Nov. 28, 2016 Notice of Filing of a Proposed Rule Change to Amend Rule 6.53C
Comments due: 21 days after publication in the Federal Register

SR-CBOE-2016-078
34-79423 Nov. 29, 2016 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Disaster Recovery
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-CBOE-2016-076
34-79268 Nov. 8, 2016 Notice of Filing of a Proposed Rule Change in Connection with a Proposed Corporate Transaction Involving CBOE Holdings, Inc. and Bats Global Markets, Inc.
Comments due: December 6, 2016

SR-CBOE-2016-075
34-79276 Nov. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 7, 2016

SR-CBOE-2016-074
34-79279 Nov. 10, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 8, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-072
34-79086 Oct. 12, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: November 8, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-071
34-79133 Oct. 21, 2016 Notice of Filing of a Proposed Rule Change Relating to Opening and Closing Rotations Under the HOSS System
Comments due: November 17, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-CBOE-2016-070
34-78930 Sep. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees Schedule
Comments due:  October 21, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-069
34-78954 Sep. 27, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Nonstandard Expirations Pilot Program to Permit New Series to be Added Up to and Including on the Expiration Date
Comments due:  October 24, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-068
34-78907 Sep. 22, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  October 19, 2016
Additional Materials: Exhibit 3, Exhibit 5

SR-CBOE-2016-067
34-78915 Sep. 23, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct Rule 3.6A
Comments due:  October 20, 2016

SR-CBOE-2016-066
34-78786 Sep. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  October 5, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-064
34-79110 Oct. 18, 2016 Notice of Withdrawal of Proposed Rule Change Relating to SPX Combo Orders
34-78885 Sep. 20, 2016 Notice of Filing of a Proposed Rule Change Relating to SPX Combo Orders
Comments due:  October 17, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-063
34-78741 Aug. 31, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  September 28, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-062
34-78686 Aug. 25, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program to Allow Wednesday Expirations for SPY Options
Comments due:  September 21, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-061
34-78698 Aug. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  September 21, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-060
34-78534 Aug. 10, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: September 6, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-059
34-78554 Aug. 11, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to COPS
Comments due: September 7, 2016

SR-CBOE-2016-058
34-78513 Aug. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 24.6
Comments due: September 6, 2016

SR-CBOE-2016-057
34-78407 Jul. 25, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Tied to Stock Orders
Comments due: August 19, 2016

SR-CBOE-2016-056
34-78316 Jul. 13, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Automated Improvement Mechanism
Comments due: August 9, 2016

SR-CBOE-2016-054
34-78292 Jul. 12, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: August 8, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-053
34-79244 Nov. 4, 2016 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Price Protection Mechanisms and Risk Controls
Comments due: December 1, 2016
34-78839 Sep. 14, 2016 Notice of Filing of a Proposed Rule Change Relating to Price Protection Mechanisms and Risk Controls
Comments due:  October 11, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-052
34-78131 Jun. 22, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend a Pilot Program that Eliminates Position and Exercise Limits for Physically-Settled SPDR S&P 500 ETF Trust ("SPY") Options
Comments due:  July 19, 2016
Additional Materials: Exhibit 3

SR-CBOE-2016-051
34-78450 Aug. 1, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Series 9/10 Examination Program
Comments due:  August 26, 2016

SR-CBOE-2016-050
34-78110 Jun. 21, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Order Marking
Comments due:  July 18, 2016

SR-CBOE-2016-049
34-78760 Sep. 2, 2016 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Options that Overlie the FTSE Developed Europe Index and the FTSE Emerging Index and to Amend the Maintenance Listing Criteria Applicable to Certain Index Options
Comments due:  September 29, 2016
34-78511 Aug. 9, 2016 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to List Options that Overlie the FTSE Developed Europe Index and the FTSE Emerging Index, to Raise the Comprehensive Surveillance Agreement Percentage Applicable to Certain Index Options, and to Amend the Maintenance Listing Criteria Applicable to Certain Index Options
34-78177 Jun. 28, 2016 Notice of Filing of a Proposed Rule Change to List Options that Overlie the FTSE Developed Europe Index and the FTSE Emerging Index, to Raise the Comprehensive Surveillance Agreement Percentage Applicable to Certain Index Options, and to Amend the Maintenance Listing Criteria Applicable to Certain Index Options
Comments due: July 22, 2016
Additional Materials: Exhibit 3, Exhibit 5

SR-CBOE-2016-048
34-78013 Jun. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due: July 5, 2016

SR-CBOE-2016-047
34-78293 Jul. 12, 2016 Order Approving a Proposed Rule Change Relating to Senior Management Authority
34-77962 Jun. 1, 2016 Notice of Filing of a Proposed Rule Change Relating to Senior Management Authority
Comments due: June 28, 2016

SR-CBOE-2016-046
34-78531 Aug. 10, 2016 Order Approving a Proposed Rule Change to Expand the Nonstandard Expirations Pilot Program to Include Monday Expirations
34-78132 Jun. 22, 2016 Notice of Filing of a Proposed Rule Change to Expand the Nonstandard Expirations Pilot Program
Comments due:  July 19, 2016

SR-CBOE-2016-045
34-77926 May 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: June 23, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-043
34-77822 May 12, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: June 8, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-041
34-78276 Jul. 11, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: August 5, 2016
Additional Materials: Exhibit 3, Exhibit 5

SR-CBOE-2016-040
34-77758 May 3, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: May 31, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-038
34-77710 Apr. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: May 23, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-037
34-77659 Apr. 20, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  May 17, 2016
Additional Materials: Exhibit 3, Exhibit 5

SR-CBOE-2016-036
34-77573 Apr. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to SPXPM Pilot Program
Comments due:  May 5, 2016

SR-CBOE-2016-034
34-77823 May 12, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Split-Price Priority
Comments due: June 8, 2016

SR-CBOE-2016-032
34-77742 Apr. 29, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Options Pilot Program
Comments due: May 25, 2016

SR-CBOE-2016-031
34-77621 Apr. 14, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  May 11, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-030
34-77575 Apr. 11, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due:  May 6, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-028
34-77570 Apr. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 6.1A
Comments due:  May 5, 2016

SR-CBOE-2016-026
34-77479 Mar. 30, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: April 26, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-024
34-77848 May 17, 2016 Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to AIM Retained Orders
34-77511 Apr. 4, 2016 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to AIM Retained Orders
Comments due:  April 29, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-023
34-77554 Apr. 7, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due:  May 4, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-CBOE-2016-021
34-77547 Apr. 6, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Options that Overlie a Reduced Value of the FTSE 100 Index and the FTSE China 50 Index
Comments due:  May 3, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-018
34-77365 Mar. 14, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: April 8, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-016
34-77319 Mar. 8, 2016 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Related to Options that Overlie the MSCI EAFE Index and the MSCI Emerging Markets Index
Comments due: April 4, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-014
34-77297 Mar. 4, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Complex Orders
Comments due: March 31, 2016

SR-CBOE-2016-009
34-77553 Apr. 7, 2016 Order Approving a Proposed Rule Change Relating to LMMs and DPMs
34-77200 Feb. 22, 2016 Notice of Filing of a Proposed Rule Change Relating to LMMs and DPMs
Comments due:  March 18, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-008
34-77093 Feb. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: March 8, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-007
34-77081 Feb. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopting a Principles-Based Approach to Prohibit the Misuse of Material Nonpublic Information by Designated Primary Market-Makers ("DPMs") and Lead Market-Makers ("LMMs")
Comments due: March 4, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-005
34-77450 Mar. 25, 2016 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Interpretation and Policy .01 to Rule 1.1(ggg) Relating to the Professional Customer Definition
Comments due: April 21, 2016
See also: Notice: Rel. No. 34-77049
34-77049 Feb. 4, 2016 Notice of Filing of a Proposed Rule Change Relating to Professionals
Comments due: March 2, 2016
Comments received are available for this proposal.

SR-CBOE-2016-004
34-76993 Jan. 28, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: February 24, 2016
Additional Materials: Exhibit 5

SR-CBOE-2016-003
34-76857 Jan. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Limit Order Price Protections for Stock-option Orders
Comments due: February 4, 2016

SR-CBOE-2016-002
34-76923 Jan. 15, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  February 12, 2016
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/cboe.shtml


Modified: 12/08/2016