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CBOE Rulemaking

We encourage the public to submit comments on the following Chicago Board Options Exchange (CBOE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

CBOE File Number List for 2014

Additional Archives


Chronological List
Release No. Date Details
Second Quarter

SR-CBOE-2014-031
34-71899 Apr. 8, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-CBOE-2014-034
34-71883 Apr. 7, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Maker Appointment Adjustments
Comments due: May 2, 2014
Additional Materials: Exhibit 5

SR-CBOE-2014-036
34-71880 Apr. 4, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the End of Trading on CBSX
Comments due: May 1, 2014
Additional Materials: Exhibit 5

SR-CBOE-2014-026
34-71872 Apr. 4, 2014 Notice of Filing of a Proposed Rule Change to Amend its Rule 24.19
Comments due: May 1, 2014
Comments received are available for this proposal.

SR-CBOE-2014-035
34-71860 Apr. 3, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fix Technical Errors
Comments due: April 30, 2014
Additional Materials: Exhibit 5

SR-CBOE-2014-029
34-71859 Apr. 3, 2014 Notice of Filing of a Proposed Rule Change to Enhance the Exchange Audit Trail
Comments due: April 30, 2014

SR-CBOE-2014-028
34-71858 Apr. 3, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule of its CBOE Stock Exchange
Comments due: April 30, 2014
Additional Materials: Exhibit 5

SR-CBOE-2014-033
34-71857 Apr. 3, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.25
Comments due: April 30, 2014
Additional Materials: Exhibit 5

SR-CBOE-2014-030
34-71848 Apr. 2, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 5.5
Comments due: April 29, 2014

SR-CBOE-2014-027
34-71836 Apr. 1, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program
Comments due: April 28, 2014
First Quarter

SR-CBOE-2014-025
34-71798 Mar. 25, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CBSX Clearly Erroneous Policy
Comments due: April 21, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-023
34-71789 Mar. 25, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 21, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-021
34-71775 Mar. 24, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CBSX BBO Data Feed and a New CBSX Book Depth Data Feed
Comments due: April 18, 2014

SR-CBOE-2014-020
34-71774 Mar. 24, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain CBOE Real-Time Data Feeds and a New Book Depth Data Feed
Comments due: April 18, 2014

SR-CBOE-2014-003
34-71764 Mar. 21, 2014 Order Granting Approval of Proposed Rule Change to List and Trade CBOE Short-Term Volatility Index Options
See also:  Notice: Rel. No. 34-71458

SR-CBOE-2014-024
34-71744 Mar. 19, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Appointment Cost for CBOE Volatility Index (VIX) Options
Comments due: April 15, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-018
34-71663 Mar. 7, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: April 3, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-017
34-71648 Mar. 5, 2014 Notice of Filing of a Proposed Rule Change, as Modified by Amendment 1, to Amend Its Rules Related to Complex Orders
Comments due: March 31, 2014

SR-CBOE-2013-126
34-71644 Mar. 4, 2014 Order Approving Proposed Rule Change Relating to Supervision
See also:  Notice: Rel. No. 34-71190

SR-CBOE-2013-113
34-71556 Feb. 18, 2014 Notice of Withdrawal of Proposed Rule Change Relating to Multi-Class Spread Orders
See also:  Notice: Rel. No. 34-71248, Notice: Rel. No. 34-70961

SR-CBOE-2014-012
34-71539 Feb. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 12, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2013-100
34-71513 Feb. 7, 2014 Order Granting Approval of Proposed Rule Change Relating to CBSX Trading Permit Holder Eligibility
See also:  Notice: Rel. No. 34-71152; Notice: Rel. No. 34-70806

SR-CBOE-2014-013
34-71512 Feb. 7, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Short Term Option Series Program
Comments due: March 6, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-011
34-71510 Feb. 7, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a CBOE Stock Exchange Fee for Qualification Examination Waiver Requests
Comments due: March 6, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-010
34-71509 Feb. 7, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Fee for Qualification Examination Waiver Requests
Comments due: March 6, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2013-107
34-71489 Feb. 5, 2014 Notice of Withdrawal of Proposed Rule Change to Amend Its Rules Regarding Option Orders That Include a Stock Component
See also:  Notice: Rel. No. 34-71178, Notice: Rel. No. 34-70857

SR-CBOE-2014-003
34-71458 Jan. 31, 2014 Notice of Filing of Proposed Rule Change to List and Trade CBOE Short-Term Volatility Index Options
Comments due: February 27, 2014
Additional Materials:  Exhibit 3, Exhibit 5
See also:  Order: Rel. No. 34-71764

SR-CBOE-2014-009
34-71436 Jan. 29, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange Bulletin
Comments due: February 25, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-004
34-71424 Jan. 28, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend a Pilot Program to List and Trade P.M.-Settled S&P 500 Index Option Products
Comments due: February 24, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-008
34-71423 Jan. 28, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: February 24, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-006
34-71402 Jan. 27, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Bylaws of its Parent Company
Comments due: February 21, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-001
34-71371 Jan. 23, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend CBOE's Rules to Enhance the Independence and Integrity of the Regulatory Functions of the Exchange
Comments due: February 19, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-002
34-71347 Jan. 17, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Quote Risk Monitor Mechanism
Comments due: February 14, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2013-129
34-71295 Jan. 14, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 11, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2013-130
34-71285 Jan. 10, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the PULSe Workstation
Comments due: February 6, 2014
Comments received are available for this proposal.

SR-CBOE-2013-113
34-71248 Jan. 7, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Multi-Class Spread Orders
See also:   Notice: Rel. No. 34-71556, Notice: Rel. No. 34-70961

SR-CBOE-2013-127
34-71233 Jan. 3, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Order Format 1
Comments due: January 30, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2013-110
34-71227 Jan. 2, 2014 Order Approving a Proposed Rule Change to Eliminate the e-DPM Program
See also:  Notice: Rel. No. 34-70875

SR-CBOE-2013-109
34-71223 Jan. 2, 2014 Order Approving a Proposed Rule Change Relating to Market-Maker Appointment Cost Rebalances
See also:  Notice: Rel. No. 34-70856


CBOE File Number List for 2014
Release No. Date Details
Second Quarter

SR-CBOE-2014-036
34-71880 Apr. 4, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the End of Trading on CBSX
Comments due: May 1, 2014
Additional Materials: Exhibit 5

SR-CBOE-2014-035
34-71860 Apr. 3, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fix Technical Errors
Comments due: April 30, 2014
Additional Materials: Exhibit 5

SR-CBOE-2014-034
34-71883 Apr. 7, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Maker Appointment Adjustments
Comments due: May 2, 2014
Additional Materials: Exhibit 5

SR-CBOE-2014-033
34-71857 Apr. 3, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.25
Comments due: April 30, 2014
Additional Materials: Exhibit 5

SR-CBOE-2014-031
34-71899 Apr. 8, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-CBOE-2014-030
34-71848 Apr. 2, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 5.5
Comments due: April 29, 2014

SR-CBOE-2014-029
34-71859 Apr. 3, 2014 Notice of Filing of a Proposed Rule Change to Enhance the Exchange Audit Trail
Comments due: April 30, 2014

SR-CBOE-2014-028
34-71858 Apr. 3, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule of its CBOE Stock Exchange
Comments due: April 30, 2014
Additional Materials: Exhibit 5

SR-CBOE-2014-027
34-71836 Apr. 1, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program
Comments due: April 28, 2014

SR-CBOE-2014-026
34-71872 Apr. 4, 2014 Notice of Filing of a Proposed Rule Change to Amend its Rule 24.19
Comments due: May 1, 2014
Comments received are available for this proposal.

SR-CBOE-2014-025
34-71798 Mar. 25, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CBSX Clearly Erroneous Policy
Comments due: April 21, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-024
34-71744 Mar. 19, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Appointment Cost for CBOE Volatility Index (VIX) Options
Comments due: April 15, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-023
34-71789 Mar. 25, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 21, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-021
34-71775 Mar. 24, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CBSX BBO Data Feed and a New CBSX Book Depth Data Feed
Comments due: April 18, 2014

SR-CBOE-2014-020
34-71774 Mar. 24, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain CBOE Real-Time Data Feeds and a New Book Depth Data Feed
Comments due: April 18, 2014

SR-CBOE-2014-018
34-71663 Mar. 7, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: April 3, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-017
34-71648 Mar. 5, 2014 Notice of Filing of a Proposed Rule Change, as Modified by Amendment 1, to Amend Its Rules Related to Complex Orders
Comments due: March 31, 2014

SR-CBOE-2014-013
34-71512 Feb. 7, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Short Term Option Series Program
Comments due: March 6, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-012
34-71539 Feb. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 12, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-011
34-71510 Feb. 7, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a CBOE Stock Exchange Fee for Qualification Examination Waiver Requests
Comments due: March 6, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-010
34-71509 Feb. 7, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Fee for Qualification Examination Waiver Requests
Comments due: March 6, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-009
34-71436 Jan. 29, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange Bulletin
Comments due: February 25, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-008
34-71423 Jan. 28, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: February 24, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-006
34-71402 Jan. 27, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Bylaws of its Parent Company
Comments due: February 21, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-004
34-71424 Jan. 28, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend a Pilot Program to List and Trade P.M.-Settled S&P 500 Index Option Products
Comments due: February 24, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-003
34-71764 Mar. 21, 2014 Order Granting Approval of Proposed Rule Change to List and Trade CBOE Short-Term Volatility Index Options
34-71458 Jan. 31, 2014 Notice of Filing of Proposed Rule Change to List and Trade CBOE Short-Term Volatility Index Options
Comments due: February 27, 2014
Additional Materials:  Exhibit 3, Exhibit 5

SR-CBOE-2014-002
34-71347 Jan. 17, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Quote Risk Monitor Mechanism
Comments due: February 14, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2014-001
34-71371 Jan. 23, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend CBOE's Rules to Enhance the Independence and Integrity of the Regulatory Functions of the Exchange
Comments due: February 19, 2014
Additional Materials:  Exhibit 5

 

http://www.sec.gov/rules/sro/cboe.shtml


Modified: 04/14/2014