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BATS Y-Exchange, Inc. Rulemaking

The BYX Exchange has changed its name to Bats BYX Exchange, Inc.. All filings by Bats BYX Exchange will be posted to the Bats BYX page. Filings filed with "BYX" as part of the file number will be posted on the BYX Exchange page.

We encourage the public to submit comments on the following BATS Y-Exchange, Inc. filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter | First Quarter

BYX File Number List for 2016

Additional Archives

2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010

Chronological List
Release No. Date Details
Second Quarter

SR-BYX-2016-03
34-77607 Apr. 13, 2016 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 thereto, to Adopt an Early Trading Session and Three New Time-in-Force Instructions
See also: Notice: Rel. No. 34-77213
First Quarter

SR-BYX-2016-02
34-77464 Mar. 29, 2016 Order Approving Proposed Rule Changes to Amend and Restate the Certificate of Incorporation and Bylaws of the Exchanges' Ultimate Parent Company, BATS Global Markets, Inc.
Additional File Nos.: SR-BATS-2016-10, SR-EDGX-2016-04, SR-EDGA-2016-01
See also: Notice: Rel. No. 34-77156

SR-BYX-2016-07
34-77308 Mar. 7, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules as well as Certain Corporate Documents of the Exchange to Reflect a Legal Name Change by BATS Global Markets, Inc. and the Legal Names of Certain Subsidiaries
Comments due: April 1, 2016
Additional Materials: Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D

SR-BYX-2016-03
34-77213 Feb. 23, 2016 Notice of Filing of a Proposed Rule Change to Adopt an Early Trading Session and Three New Time-in Force Instructions
Comments due: March 21, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-77607

SR-BYX-2016-04
34-77187 Feb. 19, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13(b)(3)(H), Order Execution and Routing, to Amend the Operation of Non-Displayed Orders and Reserve Orders
Comments due:  March 17, 2016
Additional Materials: Exhibit 5

SR-BYX-2016-02
34-77156 Feb. 17, 2016 Notice of Filing of a Proposed Rule Change to Amend the Certificate of Incorporation and Bylaws of the Exchange’s Ultimate Parent Company, BATS Global Markets, Inc.
Comments due: March 15, 2016
Additional Materials: Exhibit 5A, Exhibit 5B
See also: Order: Rel. No. 34-77464

SR-BYX-2016-01
34-76965 Jan. 22, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.24, Retail Price Improvement Program, to Extend the Pilot Period
Comments due:  February 17, 2016

SR-BYX-2015-53
34-76852 Jan. 7, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Rules 11.5, Registration of Market Makers, 11.6, Obligations of Market Maker Authorized Traders, 11.7, Registration of Market Makers in a Security, and 11.8, Obligations of Market Makers
Comments due: February 3, 2016
Additional Materials: Exhibit 5


BYX File Number List for 2016
Release No. Date Details

SR-BYX-2016-07
34-77308 Mar. 7, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules as well as Certain Corporate Documents of the Exchange to Reflect a Legal Name Change by BATS Global Markets, Inc. and the Legal Names of Certain Subsidiaries
Comments due: April 1, 2016
Additional Materials: Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D

SR-BYX-2016-04
34-77187 Feb. 19, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13(b)(3)(H), Order Execution and Routing, to Amend the Operation of Non-Displayed Orders and Reserve Orders
Comments due:  March 17, 2016
Additional Materials: Exhibit 5

SR-BYX-2016-03
34-77607 Apr. 13, 2016 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 thereto, to Adopt an Early Trading Session and Three New Time-in-Force Instructions
34-77213 Feb. 23, 2016 Notice of Filing of a Proposed Rule Change to Adopt an Early Trading Session and Three New Time-in Force Instructions
Comments due: March 21, 2016
Additional Materials: Exhibit 5

SR-BYX-2016-02
34-77464 Mar. 29, 2016 Order Approving Proposed Rule Changes to Amend and Restate the Certificate of Incorporation and Bylaws of the Exchanges' Ultimate Parent Company, BATS Global Markets, Inc.
Additional File Nos.: SR-BATS-2016-10, SR-EDGX-2016-04, SR-EDGA-2016-01
34-77156 Feb. 17, 2016 Notice of Filing of a Proposed Rule Change to Amend the Certificate of Incorporation and Bylaws of the Exchange’s Ultimate Parent Company, BATS Global Markets, Inc.
Comments due: March 15, 2016
Additional Materials: Exhibit 5A, Exhibit 5B

SR-BYX-2016-01
34-76965 Jan. 22, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.24, Retail Price Improvement Program, to Extend the Pilot Period
Comments due:  February 17, 2016

 

http://www.sec.gov/rules/sro/byx.shtml


Modified: 04/14/2016