National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-79699 | Dec 28, 2016 | SR-BatsEDGA-2016-32 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule To Adopt Fees for EDGA Summary Depth and Amend Fees for EDGA Depth See Also - Exhibit 5 |
34-79596 | Dec 19, 2016 | SR-BatsEDGA-2016-34 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.8, Order Types, and Rule 11.11, Routing to Away Trading Centers, To Enhance the Exchange's Midpoint Routing Functionality See Also - Exhibit 5 |
34-79585 | Dec 16, 2016 | SR-BatsEDGX-2016-60, SR-BatsEDGA-2016-24, SR-BatsBZX-2016-68, SR-BatsBYX-2016-29 | Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) | Order Granting Approval of Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc. See Also - Rel. No. 34-79264, Rel. No.34-79269, Rel. No. 34-79266, Rel. No. 34-79265 |
34-79536 | Dec 13, 2016 | SR-BatsEDGA-2016-30 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.21(b) Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
34-79436 | Dec 1, 2016 | SR-BatsEDGA-2016-29 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Changes to the Fee Schedule See Also - Exhibit 5 |
34-79412 | Nov 28, 2016 | SR-BatsEDGA-2016-28 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Ministerial Change to Exchange Rules 11.10, 11.14, and 11.21 See Also - Exhibit 5 |
34-79343 | Nov 17, 2016 | SR-BatsEDGA-2016-27 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of an Amendment to Rule 8.11, Effective Date of Judgment and the Adoption of Rule 8.18, Release of Disciplinary Complaints, Decisions and Other Information See Also - Exhibit 5 |
34-79305 | Nov 14, 2016 | SR-BatsEDGA-2016-26 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats EDGA Exchange, Inc. See Also - Exhibit 5 |
34-79265 | Nov 8, 2016 | SR-BatsEDGA-2016-24 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing of a Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc. See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G, Exhibit 5H |
34-79234 | Nov 3, 2016 | SR-BatsEDGA-2016-23 | Bats EDGA Exchange, Inc. (BatsEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGA Rule 2.5, Restrictions, Regarding Members and Associated Persons of Members Who Are or Become Subject to a Statutory Disqualification See Also - Exhibit 5 |