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Amex Rulemaking Archives: 2001

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.

Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.

Chronological List

Amex File Number List for 2001

Additional Archives

2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998


Chronological List

Release No. Date Details

SR-Amex-2001-78
34-44803 Sep. 17, 2001 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC; New York Stock Exchange, Inc.; Boston Stock Exchange, Inc.; Cincinnati Stock Exchange, Inc., Chicago Stock Exchange, Inc.; Pacific Exchange, Inc.; Philadelphia Stock Exchange, Inc.; and National Association of Securities Dealers, Inc. Regarding the Temporary Use by the American Stock Exchange LLC of the Facilities of the New York Stock Exchange, Inc.

SR-Amex-2001-80
34-44802 Sep. 17, 2001 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Filed by the American Stock Exchange LLC ("Amex") and the Philadelphia Stock Exchange, Inc. ("Phlx) Relating to Temporary Trading of Amex Options on the Phlx to Respond to Market Developments
File No.:  SR-Phlx-2001-86


Amex File Number List for 2001

Release No. Date Details

SR-Amex-2001-80
34-44802 Sep. 17, 2001 Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Filed by the American Stock Exchange LLC ("Amex") and the Philadelphia Stock Exchange, Inc. ("Phlx) Relating to Temporary Trading of Amex Options on the Phlx to Respond to Market Developments
File No.:  SR-Phlx-2001-86

SR-Amex-2001-78
34-44803 Sep. 17, 2001 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC; New York Stock Exchange, Inc.; Boston Stock Exchange, Inc.; Cincinnati Stock Exchange, Inc., Chicago Stock Exchange, Inc.; Pacific Exchange, Inc.; Philadelphia Stock Exchange, Inc.; and National Association of Securities Dealers, Inc. Regarding the Temporary Use by the American Stock Exchange LLC of the Facilities of the New York Stock Exchange, Inc.

SR-Amex-2001-46
34-49617 Apr. 26, 2004 Order Granting Approval to Proposed Rule Change Relating to the Adoption of a Facilitation Rule and Member Firm Guarantee for Index Shares

 

http://www.sec.gov/rules/sro/amex/amexarchive/amexarchive2001.shtml


Modified: 06/11/2008