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Regulatory Release

Notice of Extension of the Comment Period for the Proposed Rule Changes by the National Association of Securities Dealers, Inc. and the New York Stock Exchange, Inc. Relating to Research Analyst Conflicts of Interest

Details

Rule Type

Notice

Release Number

34-45679

SEC Issue Date

April 2, 2002 | 2:01 pm ET

Federal Register Publish Date

April 4, 2002 | 11:55 pm ET

Document Citation

67 FR 16140

Resources

Rel. No. 34-45679

Federal Register Version

SRO Organization

New York Stock Exchange LLC (NYSE)

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 30, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Extension of the Comment Period for the Proposed Rule Changes by the National Association of Securities Dealers, Inc. and the New York Stock Exchange, Inc. Relating to Research Analyst Conflicts of Interest

Details

Resources

More in this Section

Notice of Extension of the Comment Period for the Proposed Rule Changes by the National Association of Securities Dealers, Inc. and the New York Stock Exchange, Inc. Relating to Research Analyst Conflicts of Interest

Details

Resources