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SEC Administrative Proceedings for 2009 through 2013

January 2009 - December 2013

This file contains the respondents, release number, release date, and the url of the notices and orders concerning the institution and/or settlement of administrative proceedings.

This file contains the following data fields:

Field Name Field Description
url Location of the administrative proceeding on the SEC web site
release_number Release Number of the administrative proceeding
release_date Release Date of the administrative proceeding
respondents Respondents to the administrative proceeding

Data Downloads

File
Format
Size
File: 2013 Format:XML Size:231.41 KB
File: 2012 Format:XML Size:238.84 KB
File: 2011 Format:XML Size:290.69 KB
File: 2010 Format:XML Size:237.86 KB
File: 2009 Format:XML Size:219.04 KB
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