SEC Administrative Proceedings for 2009 through 2013
This file contains the respondents, release number, release date, and the url of the notices and orders concerning the institution and/or settlement of administrative proceedings.
This file contains the following data fields:
Field Name | Field Description |
---|---|
url | Location of the administrative proceeding on the SEC web site |
release_number | Release Number of the administrative proceeding |
release_date | Release Date of the administrative proceeding |
respondents | Respondents to the administrative proceeding |
Data Downloads
Last Reviewed or Updated: Dec. 31, 2013