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Investor Alerts and Bulletins

Investor Bulletin: Top Tips for Selecting a Financial Professional

Sept. 1, 2012

The bulletin is available in multiple languages:

SEC Investor Bulletin: Top Tips for Selecting a Financial Professional (English version, PDF)

SEC Investor Bulletin: Top Tips for Selecting a Financial Professional (Spanish version, PDF)

Last Reviewed or Updated: June 10, 2022

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Investor Bulletin: Top Tips for Selecting a Financial Professional

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Investor Bulletin: Top Tips for Selecting a Financial Professional