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Jan. 12, 2012

For more information about this enforcement matter, contact:

Robert B. Kaplan (202) 551-4969 and Bruce Karpati (212) 336-0104
Co-Chiefs of the SEC’s Enforcement Division’s Asset Management Unit

Julie M. Riewe
Assistant Director, SEC Enforcement Division’s Asset Management Unit
(202) 551-4546

Last Reviewed or Updated: Nov. 28, 2022

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