Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Public Statements prior to 2012, view the Public Statements Archive.

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Published date grouping
Date
Title
Speaker
Published date grouping:December 2015 Date: Title: Modernizing the Commission's Regulatory Structure for Transfer Agents Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:December 2015 Date: Title: Commissioner Aguilar: Looking Back at The SEC’s Transformation (and a few other things) Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission [*]

Published date grouping:December 2015 Date: Title: Being a Responsible Steward: Ensuring that the SEC Implements Effective Cybersecurity Protocols for its Data Gathering Efforts Speaker:

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[1]

Published date grouping:December 2015 Date: Title: Statement at Open Meeting regarding Disclosure of Payments by Resource Extraction Issuers Speaker:

Commissioner Luis A. Aguilar

Published date grouping:December 2015 Date: Title: Statement at Open Meeting regarding Use of Derivatives by Registered Investment Companies and Business Development Companies Speaker:

Commissioner Luis A. Aguilar

Published date grouping:November 2015 Date: Title: Commissioner Aguilar's (Hopefully) Helpful Tips for New SEC Commissioners Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Published date grouping:November 2015 Date: Title: Statement to the Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Published date grouping:November 2015 Date: Title: Statement at Open Meeting on Regulation of NMS Stock Alternative Trading Systems Speaker:

Commissioner Luis A. Aguilar

Published date grouping:November 2015 Date: Title: Statement on Departure from the SEC Speaker:

Commissioner Luis A. Aguilar

Published date grouping:October 2015 Date: Title: Statement at Open Meeting on Regulation Crowdfunding and on Securities Act Rules 147 and 504 Speaker:

Commissioner Luis A. Aguilar

Published date grouping:October 2015 Date: Title: Opening Remarks at the October 2015 Meeting of the Equity Market Structure Advisory Committee Speaker:

Commissioner Luis A. Aguilar

Published date grouping:October 2015 Date: Title: The Need for Greater Focus on the Cybersecurity Challenges Facing Small and Midsize Businesses Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:October 2015 Date: Title: How Can the Markets Best Adapt to the Rapid Growth of ETFs Speaker:

Commissioner Luis A. Aguilar

Published date grouping:September 2015 Date: Title: Statement on New Rulemaking Website Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:September 2015 Date: Title: Opening Remarks before the SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:September 2015 Date: Title: Statement on Open-End Fund Liquidity Risk Management Programs and Swing Pricing Speaker:

Commissioner Luis A. Aguilar

Published date grouping:September 2015 Date: Title: Finishing the Work of Regulating Security-Based Derivatives Speaker:

Commissioner Luis A. Aguilar

Published date grouping:August 2015 Date: Title: Enhancing the Commission’s Waiver Process Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Published date grouping:August 2015 Date: Title: Statement on Edward D. Jones Enforcement Action Speaker:

Commissioners Luis A. Aguilar, Daniel M. Gallagher, Kara M. Stein and Michael S. Piwowar

Published date grouping:August 2015 Date: Title: Statement on the Importance of Clarity in Commission Orders Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Published date grouping:August 2015 Date: Title: Statement at Open Meeting on Pay Ratio Disclosure Speaker:

Commissioner Luis A. Aguilar

Published date grouping:August 2015 Date: Title: Statement at Open Meeting on Registration Requirements for SBS Entities Speaker:

Commissioner Luis A. Aguilar

Published date grouping:July 2015 Date: Title: The Benefits of Shortening the Securities Settlement Cycle Speaker:

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[1]

Published date grouping:July 2015 Date: Title: Ere Misery Made Me Wise — The Need to Revisit the Regulatory Framework of the U.S. Treasury Market Speaker:

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission[2]

Published date grouping:July 2015 Date: Title: Statement at an Open Meeting on Dodd-Frank Act “Clawback” Provision Speaker:

Commissioner Luis A. Aguilar

Published date grouping:June 2015 Date: Title: The Role of Chief Compliance Officers Must be Supported Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Published date grouping:June 2015 Date: Title: Statement Regarding the Need to Modernize the Commission’s Transfer Agent Rules Speaker:

Commissioner Luis A. Aguilar and Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission[*]

Published date grouping:June 2015 Date: Title: Dissenting Statement on the Final Interagency Policy Statement:
Failing to Advance Diversity and Inclusion
Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[*]

Published date grouping:May 2015 Date: Title: Statement at an Open Meeting on Investment Company and Investment Adviser Reporting Speaker:

Commissioner Luis A. Aguilar

Published date grouping:May 2015 Date: Title: Remarks at the Inaugural Meeting of the Equity Market Structure Advisory Committee Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Published date grouping:May 2015 Date: Title: U.S. Equity Market Structure: Making Our Markets Work Better for Investors Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Published date grouping:April 2015 Date: Title: Statement at an Open Meeting on Cross-Border Security-Based Swap Rules Regarding Activity in the United States Speaker:

Commissioner Luis A. Aguilar

Published date grouping:April 2015 Date: Title: Statement at an Open Meeting on Pay Versus Performance Disclosures Speaker:

Commissioner Luis A. Aguilar

Published date grouping:March 2015 Date: Title: Statement at Open Meeting on Rule 15b9-1 Speaker:

Commissioner Luis A. Aguilar

Published date grouping:March 2015 Date: Title: Statement at Open Meeting on Reg A+ Speaker:

Commissioner Luis A. Aguilar

Published date grouping:March 2015 Date: Title: The Need for Greater Secondary Market Liquidity for Small Businesses Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:February 2015 Date: Title: Ensuring the Proxy Process Works for Shareholders Speaker:

Commissioner Luis A. Aguilar

Published date grouping:February 2015 Date: Title: Statement on Making the Municipal Securities Market More Transparent, Liquid, and Fair Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:February 2015 Date: Title: Aligning the Interests of Company Executives and Directors with Shareholders Speaker:

Commissioner Luis A. Aguilar

Published date grouping:February 2015 Date: Title: Dissenting Statement In the Matter of Oppenheimer & Co., Inc. Speaker:

Commissioner Luis A. Aguilar and Commissioner Kara M. Stein

Published date grouping:February 2015 Date: Title: Statement at Open Meeting on the PCAOB Proposed Budget and Accounting Support Fee for 2015 Speaker:

Commissioner Luis A. Aguilar

Published date grouping:February 2015 Date: Title: Statement on the Commission’s Issuance of a Risk Alert Related to the Results of a Recent Cybersecurity Sweep Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Published date grouping:January 2015 Date: Title: Statement at Open Meeting Concerning Rules Regarding Security-Based Swap Data Repositories and Regulation SBSR Speaker:

Commissioner Luis A. Aguilar

Published date grouping:December 2014 Date: Title: The Importance to the Capital Markets of Updating the Rules Regarding Transfer Agents Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:December 2014 Date: Title: Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:November 2014 Date: Title: Opening Remarks to the Government-Business Forum on Small Business Capital Formation Speaker:

Commissioner Luis A. Aguilar

Published date grouping:November 2014 Date: Title: Statement at Open Meeting on Regulation SCI Speaker:

Commissioner Luis A. Aguilar

Published date grouping:October 2014 Date: Title: Statement at the SEC Open Meeting on Credit Risk Retention Speaker:

Commissioner Luis A. Aguilar

Published date grouping:August 2014 Date: Title: Dissenting Statement In the Matter of Lynn R. Blodgett and Kevin R. Kyser, CPA, Respondents Speaker:

Commissioner Luis A. Aguilar

Published date grouping:July 2014 Date: Title: Statement at SEC Open Meeting on Money Market Fund Reform Speaker:

Commissioner Luis Aguilar

Published date grouping:July 2014 Date: Title: Opening Statement at Investor Advisory Committee Meeting Speaker:

Commissioner Luis A. Aguilar

Published date grouping:June 2014 Date: Title: Statement at Open Meeting on Cross-Border Security-Based Swap Rules Speaker:

Commissioner Luis A. Aguilar

Published date grouping:March 2014 Date: Title: Statement at SEC Roundtable on Cybersecurity Speaker:

Commissioner Luis A. Aguilar

Published date grouping:March 2014 Date: Title: Statement at Open Meeting on Rules for Systemically Important and Security-Based Swap Clearing Agencies Speaker:

Commissioner Luis A. Aguilar

Published date grouping:February 2014 Date: Title: Statement at Open Meeting on 2014 PCAOB Budget and Accounting Support Fee Speaker:

Commissioner Luis A. Aguilar

Published date grouping:January 2014 Date: Title: Statement on the Commission’s Issuance of Certain Exemptive Orders Related to Rule 17g-5(c)(1) Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Published date grouping:December 2013 Date: Title: Promoting Investor Protection in Small Business Capital Formation Speaker:

Commissioner Luis A. Aguilar

Published date grouping:December 2013 Date: Title: Statement on the Volcker Rule: Reducing Systemic Risk By Banning Excessive Proprietary Trading with Depositors’ Money Speaker:

Commissioner Luis A. Aguilar

Published date grouping:December 2013 Date: Title: Opening Statement at the Proxy Advisory Services Roundtable Speaker:

Commissioner Luis A. Aguilar

Published date grouping:October 2013 Date: Title: Statement at Open Meeting on Proposal on Crowdfunding Speaker:

Commissioner Luis A. Aguilar

Published date grouping:October 2013 Date: Title: Statement on the Proposed Interagency Policy Statement to Establish Standards to Assess the Diversity Policies and Practices of Regulated Entities Speaker:

Commissioner Luis A. Aguilar

Published date grouping:September 2013 Date: Title: Statement at Open Meeting on Pay Ratio Disclosures Speaker:

Commissioner Luis A. Aguilar

Published date grouping:September 2013 Date: Title: Statement at Open Meeting on Registration Rules for Municipal Advisors Speaker:

Commissioner Luis A. Aguilar

Published date grouping:August 2013 Date: Title: The Need for Effective Regulation of the Asset-Backed Securities Market Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:July 2013 Date: Title: Strengthening Oversight of Broker-Dealers by Instituting a Framework to Prevent Another Madoff Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

Published date grouping:July 2013 Date: Title: Addressing Investor Risks in the Retail Forex Business Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 
Published date grouping:July 2013 Date: Title: Statement at Open Meeting on JOBS Act Requirement to Lift General Solicitation Ban Speaker:

Commissioner Luis A. Aguilar

Published date grouping:July 2013 Date: Title: Open Meeting Statement on General Solicitation for Rule 506 of Regulation D Speaker:

Commissioner Luis A. Aguilar

Published date grouping:July 2013 Date: Title: Open Meeting Statement on Disqualifying Bad Actors under Rule 506 of Regulation D Speaker:

Commissioner Luis A. Aguilar

Published date grouping:June 2013 Date: Title: Statement at Open Meeting on Money Market Fund Reforms Speaker:

Commissioner Luis A. Aguilar

Published date grouping:May 2013 Date: Title: Opening Remarks at SEC Roundtable on Credit Ratings Speaker:

Commissioner Luis A. Aguilar

Published date grouping:May 2013 Date: Title: The Need for Robust SEC Oversight of SROs Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:May 2013 Date: Title: Statement at Open Meeting on Rules for Cross-Border Security-Based Swap Activities Speaker:

Commissioner Luis A. Aguilar

Published date grouping:April 2013 Date: Title: Statement at Open Meeting on Rules to Help Protect Investors from Identity Theft Speaker:

Commissioner Luis A. Aguilar

Published date grouping:March 2013 Date: Title: Inclusion is a Strength: Corporate America and the SEC Should Reflect America Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:February 2013 Date: Title: Shareholders Need Robust Disclosure to Exercise Their Voting Rights as Investors and Owners Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission*

Published date grouping:February 2013 Date: Title: Statement at Open Meeting on 2013 PCAOB Budget and Accounting Support Fee Speaker:

Commissioner Luis A. Aguilar

Published date grouping:January 2013 Date: Title: Opening Remarks at Investor Advisory Committee Meeting on Responding to Recommendations Speaker:

Commissioner Luis A. Aguilar

Published date grouping:December 2012 Date: Title: Statement on Money Market Funds as to Recent Developments Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:October 2012 Date: Title: Statement at Open Meeting on Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants Speaker:

Commissioner Luis A. Aguilar

Published date grouping:August 2012 Date: Title: Increasing the Vulnerability of Investors Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:August 2012 Date: Title: Statement Regarding Money Market Funds Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:August 2012 Date: Title: Statement at Open Meeting on Rule for Disclosing Use of Conflict Minerals Speaker:

Commissioner Luis A. Aguilar

Published date grouping:August 2012 Date: Title: Requiring Disclosure to Increase Transparency Regarding the Sourcing of Conflict Minerals Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:July 2012 Date: Title: Statement at Open Meeting on New Rule Requiring Consolidated Audit Trail to Monitor and Analyze Trading Activity Speaker:

Commissioner Luis A. Aguilar

Published date grouping:July 2012 Date: Title: “Smart Regulation: Keeping the Door Open for Effective Ideas” Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:June 2012 Date: Title: Public Statement by Commissioner: Investor Voices Renewed: The New Investor Advisory Committee Speaker:

Commissioner Luis A. Aguilar

Published date grouping:May 2012 Date: Title: Statement concerning publication by IOSCO on April 27, 2012 of the “Consultation Report of the IOSCO Standing Committee 5 on Money Market Funds: Money Market Fund Systemic Risk Analysis and Reform Opt Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Commissioner Troy A. Paredes

U.S. Securities and Exchange Commission

 
Published date grouping:April 2012 Date: Title: Statement at Open Meeting on Rule Defining Swaps-Related Terms for Regulating Derivatives Speaker:

Commissioner Luis A. Aguilar

Published date grouping:April 2012 Date: Title: Statement by Commissioner: Defrauded Investors Deserve Their Day in Court Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 
Published date grouping:March 2012 Date: Title: Public Statement by Commissioner: Investor Protection is Needed for True Capital Formation: Views on the JOBS Act Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:February 2012 Date: Title: Statement by SEC Commissioner Regarding New Appointment to the PCAOB Board Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Published date grouping:January 2012 Date: Title: Statement at Open Meeting on 2012 PCAOB Budget and Accounting Support Fee Speaker:

Commissioner Luis A. Aguilar