Speeches and statements (including testimony) given by the Chair, Commissioners, and SEC staff.  To view these prior to 2012, refer to the archive pages:

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Published date grouping
Date
Title
Speaker
Type
Published date grouping:November 2022 Date: Title: Remarks at the 2022 Cato Summit on Financial Regulation Speaker: Commissioner Mark T. Uyeda
Type:Speech
Published date grouping:November 2022 Date: Title: Digital Assets: Putting Investors First Speaker: Commissioner Jaime Lizárraga
Type:Speech
Published date grouping:November 2022 Date: Title: “The Beatles and the Treasury Market”: Remarks Before the U.S. Treasury Market Conference Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2022 Date: Title: Remarks at Securities Enforcement Forum Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Speech
Published date grouping:November 2022 Date: Title: There’s a Fund for That: Remarks before FINRA’s Certified Regulatory and Compliance Professional Dinner Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:November 2022 Date: Title: “Good Counsellors”: Remarks Before the Investment Adviser/Investment Company National Seminar: Compliance Outreach Program Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2022 Date: Title: 2022 SEC Regulation Outside the United States - Scott Friestad Memorial Keynote Address Speaker: William Birdthistle, Director, Division of Investment Management
Type:Speech
Published date grouping:November 2022 Date: Title: “This Law and Its Effective Administration”: Remarks Before the Practising Law Institute’s 54th Annual Institute on Securities Regulation Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:October 2022 Date: Title: Remarks at the Georgetown Law Hotel and Lodging Summit Speaker: Commissioner Mark T. Uyeda
Type:Speech
Published date grouping:October 2022 Date: Title: “Competition and the Two SECs” Remarks Before the SIFMA Annual Meeting Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:October 2022 Date: Title: Moving Forward in Our Lane: Remarks at the Inaugural ECGI Responsible Capitalism Summit Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:October 2022 Date: Title: Remarks at the APABA-DC Awards and Installation Reception Speaker: Commissioner Mark T. Uyeda
Type:Speech
Published date grouping:October 2022 Date: Title: Meeting Investor Demand for High Quality ESG Data Speaker: Commissioner Jaime Lizárraga
Type:Speech
Published date grouping:October 2022 Date: Title: Raising the Bar on Diversity, Equity and Inclusion Speaker: Commissioner Jaime Lizárraga
Type:Speech
Published date grouping:October 2022 Date: Title: Remarks Before the Small Business Capital Formation Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:October 2022 Date: Title: Statement on Financial Stability Oversight Council’s Report on Digital Asset Financial Stability Risks and Regulation Before the Financial Stability Oversight Council Open Meeting Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:September 2022 Date: Title: Remarks at the Association of Asian American Investment Managers Elevate 2022 Keynote Lunch Program Speaker: Commissioner Mark T. Uyeda
Type:Speech
Published date grouping:September 2022 Date: Title: Remarks to the Investor Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:September 2022 Date: Title: Opening Remarks to the Institute for Inclusion in the Legal Profession Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:September 2022 Date: Title: Remarks at SEC Speaks Speaker:

Sanjay Wadhwa, Deputy Director of Enforcement

Type:Speech
Published date grouping:September 2022 Date: Title: Remarks at the “SEC Speaks” Conference 2022 Speaker: Commissioner Mark T. Uyeda
Type:Speech
Published date grouping:September 2022 Date: Title: Remarks at SEC Speaks 2022 Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Speech
Published date grouping:September 2022 Date: Title: Federal Securities Laws: Closed-Book or Open-Book Exam? - Remarks at SEC Speaks 2022 Speaker:

Sebastian Gomez Abero, Deputy Director, Office of the Advocate for Small Business Capital Formation
 

Type:Speech
Published date grouping:September 2022 Date: Title: Prepared Remarks of Gary Gensler “Kennedy and Crypto” At SEC Speaks Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:August 2022 Date: Title: Prepared Remarks Before the Small Business Capital Formation Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:August 2022 Date: Title: Remarks to the Small Business Capital Formation Advisory Committee Speaker: Commissioner Mark T. Uyeda
Type:Speech
Published date grouping:August 2022 Date: Title: Remarks at the Small Business Capital Formation Advisory Committee Meeting: Shining a Spotlight (or Searchlight) on Secondary Market Liquidity for Small Businesses Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:August 2022 Date: Title: Remarks at the Small Business Advisory Committee Meeting Speaker: Commissioner Jaime Lizárraga
Type:Speech
Published date grouping:July 2022 Date: Title: Remarks at Financial Stability Oversight Council Meeting Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:July 2022 Date: Title: Prepared Remarks at Center for Audit Quality “Sarbanes-Oxley at 20: The Work Ahead” Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:July 2022 Date: Title: Remarks at PLI: Investment Management 2022 Speaker: William Birdthistle, Director, Division of Investment Management
Type:Speech
Published date grouping:June 2022 Date: Title: On the Spot:
Remarks at “Regulatory Transparency Project Conference on Regulating the New Crypto Ecosystem: Necessary Regulation or Crippling Future Innovation?”
Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:June 2022 Date: Title: Remarks at Meeting of the SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:June 2022 Date: Title: Remarks Before the Investor Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:June 2022 Date: Title: “Market Structure and the Retail Investor:” Remarks Before the Piper Sandler Global Exchange Conference Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:May 2022 Date: Title: Resolving the Lack of Audit Transparency in China and Hong Kong: Remarks at the International Council of Securities Associations (ICSA) Annual General Meeting Speaker:

YJ Fischer, Director, Office of International Affairs

Type:Speech
Published date grouping:May 2022 Date: Title: “Investor Protection in a Digital Age," Remarks Before the 2022 NASAA Spring Meeting & Public Policy Symposium Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:May 2022 Date: Title: Remarks at Securities Enforcement Forum West 2022 Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Speech
Published date grouping:May 2022 Date: Title: “A ‘New’ New Era:” Prepared Remarks Before the International Swaps and Derivatives Association Annual Meeting Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:May 2022 Date: Title: Remarks at SEC Small Business Capital Formation Advisory Committee Meeting Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:May 2022 Date: Title: Remarks Before the Small Business Capital Formation Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:May 2022 Date: Title: Prepared Remarks Before the Annual Conference on Financial Market Regulation - "A Century with a Gold Standard" Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Remarks at Virtual Roundtable on the Future of Going Public and Expanding Investor Opportunities: A Comparative Discussion on IPOs and the Rise of SPACs Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:April 2022 Date: Title: Closing Remarks to the Older Investor Roundtable Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Remarks before the Older Investor Roundtable Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:April 2022 Date: Title: “The Name’s Bond:" Remarks at City Week Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Remarks Before the Reuters Events’ Responsible Business USA 2022 Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Grading the Regulators and Homework for the Teachers: Remarks at Symposium on Private Firms: Reporting, Financing, and the Aggregate Economy at the University of Chicago Booth School of Business Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:April 2022 Date: Title: "Working On ‘Team Cyber’" - Remarks Before the Joint Meeting of the Financial and Banking Information Infrastructure Committee (FBIIC) and the Financial Services Sector Coordinating Council (FSSCC) Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: “Building Upon a Long Tradition” - Remarks before the Ceres Investor Briefing Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Remarks at 2022 Small Business Forum Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:April 2022 Date: Title: Prepared Remarks of Gary Gensler On Crypto Markets
Penn Law Capital Markets Association Annual Conference
Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Rethinking Capital Raising Policy: Opening Remarks at the SEC’s Small Business Forum Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Published date grouping:April 2022 Date: Title: Prepared Remarks Before the 2022 41st Annual Small Business Forum Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Is that a Fish Behind the Wheel? Remarks before the University of Central Florida’s Inaugural FinTech Summit Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:March 2022 Date: Title: Prepared Remarks Before the 2022 SEC Investor Advocacy Clinic Summit Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:March 2022 Date: Title: Statement on the Proposal to Enhance Investor Protections in SPACs Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:March 2022 Date: Title: Remarks at the ICI Investment Management Conference Speaker: William Birdthistle, Director, Division of Investment Management
Type:Speech
Published date grouping:March 2022 Date: Title: The Shareholder Proposal Rule: A Cornerstone of Corporate Democracy Speaker: Renee Jones , Director, Division of Corporation Finance
Type:Speech
Published date grouping:March 2022 Date: Title: Send Lawyers, Guns and Money: (Over-) Zealous Representation by Corporate Lawyers Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:March 2022 Date: Title: Remarks at the IAA Investment Adviser Compliance Conference Speaker: William Birdthistle, Director, Division of Investment Management
Type:Speech
Published date grouping:February 2022 Date: Title: Audit Regulators and Cliff Hangers Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:February 2022 Date: Title: Remarks Before the Small Business Capital Formation Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:February 2022 Date: Title: Statement before the Financial Stability Oversight Council on Money Market Funds, Open-End Bond Funds, and Hedge Funds Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:January 2022 Date: Title: Remarks on Cybersecurity and Securities Laws at the Northwestern University Pritzker School of Law Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:January 2022 Date: Title: Prepared Remarks: “Dynamic Regulation for a Dynamic Society” Before the Exchequer Club of Washington, D.C. Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:December 2021 Date: Title: Statements at the Financial Stability Oversight Council Meeting Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:December 2021 Date: Title: Virtual Remarks at the Center for American Progress and Sierra Club: Down the Rabbit Hole of Climate Pledges Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:December 2021 Date: Title: Remarks Before the Healthy Markets Association Conference Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:December 2021 Date: Title: Remarks before the Investor Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: Prepared Remarks at U.S. Treasury Market Conference Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: Remarks at the PepsiCo-PwC CPE Conference: Controlling Internal Controls Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:November 2021 Date: Title: Prepared Remarks at the Small Business Capital Formation Advisory Committee Meeting Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: The Lessons of Structured Data Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:November 2021 Date: Title: Prepared Remarks At the Institutional Limited Partners Association Summit Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: Remarks at Interagency Convening on Equitable Economic Growth Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: 2021 SEC Regulation Outside the United States - Scott Friestad Memorial Keynote Address Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Speech
Published date grouping:November 2021 Date: Title: Prepared Remarks At the Securities Enforcement Forum Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: A Call to Action: Recommendations for Complying with Reg BI
Remarks at the ALI CLE 2021 Conference on Life Insurance Company Products
Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:November 2021 Date: Title: Remarks Before the Asset Management Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: Prepared Remarks Before the SIFMA Annual Meeting Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:October 2021 Date: Title: Cybersecurity: Meeting the Emerging Challenge Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:October 2021 Date: Title: Inside Chicken: Remarks before Fordham Journal of Corporate and Financial Law Conference: “Here to Stay: Wrestling with the Future of the Quickly Maturing SPAC Market” Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:October 2021 Date: Title: Statement Before the Financial Stability Oversight Council Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:October 2021 Date: Title: Prepared Remarks At DC Fintech Week Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:October 2021 Date: Title: Remarks at the PRI/LSEG Investor Action on Climate Webinar Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:October 2021 Date: Title: Enhancing Equity Market Competition Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:October 2021 Date: Title: Banner Year in the Markets Solves Capital Raising Woes: Headline Clickbait and the Real Story of Access to Capital Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Published date grouping:October 2021 Date: Title: Investor Protection in the Age of Gamification: Game Over for Regulation Best Interest? Speaker: Rick Fleming, Investor Advocate
Type:Speech
Published date grouping:October 2021 Date: Title: Remarks at SEC Speaks 2021 Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Speech
Published date grouping:October 2021 Date: Title: Digital Asset Securities – Common Goals and a Bridge to Better Outcomes Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:October 2021 Date: Title: Going Dark: The Growth of Private Markets and the Impact on Investors and the Economy Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:October 2021 Date: Title: Remarks at SEC Speaks Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:October 2021 Date: Title: Prepared Remarks at SEC Speaks Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:October 2021 Date: Title: Lawless in Austin Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:October 2021 Date: Title: PLI Broker/Dealer Regulation and Enforcement 2021 Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Speech
Published date grouping:September 2021 Date: Title: Prepared Remarks Before The Future of Asset Management North America Conference Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:September 2021 Date: Title: Prepared Remarks Before the Small Business Capital Formation Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:September 2021 Date: Title: Prepared Remarks Before the Asset Management Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:September 2021 Date: Title: Assessing the Unknown Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:September 2021 Date: Title: Remarks Before the Alternative Reference Rates Committee’s SOFR Symposium Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:September 2021 Date: Title: Prepared Remarks Before the Investor Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:September 2021 Date: Title: Remarks before the European Parliament Committee on Economic and Monetary Affairs Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:August 2021 Date: Title: Remarks Before the Aspen Security Forum Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:July 2021 Date: Title: Prepared Remarks for National Whistleblower Day Celebration Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:July 2021 Date: Title: Prepared Remarks Before the Principles for Responsible Investment “Climate and Global Financial Markets” Webinar Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:July 2021 Date: Title: Prosperity’s Door Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:July 2021 Date: Title: Prepared Remarks of Gary Gensler, Chair of the Securities and Exchange Commission, Before the American Bar Association Derivatives and Futures Law Committee Virtual Mid-Year Program Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:July 2021 Date: Title: Chocolate-Covered Cicadas Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:July 2021 Date: Title: Prepared Remarks Before the Asset Management Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:June 2021 Date: Title: Climate, ESG, and the Board of Directors: “You Cannot Direct the Wind, But You Can Adjust Your Sails” Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:June 2021 Date: Title: Prepared remarks at London City Week Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:June 2021 Date: Title: Can the SEC Make ESG Rules that are Sustainable? Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:June 2021 Date: Title: Prepared Remarks Before the Financial Stability Oversight Council - LIBOR Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:June 2021 Date: Title: Prepared Remarks Before the Financial Stability Oversight Council - Money Market Funds Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:June 2021 Date: Title: Prepared Remarks at the Meeting of SEC Investor Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:June 2021 Date: Title: Prepared Remarks at the Global Exchange and FinTech Conference Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:June 2021 Date: Title: Remarks at CFO Network Summit Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:June 2021 Date: Title: Putting the Electric Cart before the Horse:[1] Addressing Inevitable Costs of a New ESG Disclosure Regime Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:May 2021 Date: Title: Remarks Before Eighth Annual Conference on Financial Market Regulation Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:May 2021 Date: Title: Living in a Material World: Myths and Misconceptions about “Materiality” Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:May 2021 Date: Title: Leveraging Regulatory Cooperation to Protect America’s Investors Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:May 2021 Date: Title: Remarks at 2021 FINRA Annual Conference Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:May 2021 Date: Title: Mind the (Data) Gaps Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:April 2021 Date: Title: Prepared Remarks at SEC Small Business Capital Formation Advisory Committee Meeting Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2021 Date: Title: Werewolves of Change:
Remarks before the ISDA Derivatives Trading Forum on Regulatory Change
Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:March 2021 Date: Title: Statement at the Meeting of the Asset Management Advisory Committee Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:March 2021 Date: Title: Every Vote Counts: The Importance of Fund Voting and Disclosure Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:March 2021 Date: Title: Paper, Plastic, Peer-to-Peer Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:March 2021 Date: Title: A Climate for Change: Meeting Investor Demand for Climate and ESG Information at the SEC Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:March 2021 Date: Title: Moving Forward Together – Enforcement for Everyone Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:March 2021 Date: Title: Small World Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:February 2021 Date: Title: Atomic Trading Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:January 2021 Date: Title: Remarks at the Meeting of the Small Business Capital Formation Advisory Committee Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks to The Federalist Society’s Capital Conversations: A Teleforum Series Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:December 2020 Date: Title: Statement on OCA’s Focus on High-Quality Financial Reporting During an Unusual Year and a Discussion of our Upcoming Priorities Speaker: Sagar Teotia, Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Kevin Cherrstrom, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Geoff Griffin, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Jeffery Joseph, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Sheena Lam, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Jeffrey Nick, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Jillian Pearce, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Damon Romano, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:November 2020 Date: Title: Putting Principles into Practice, the SEC from 2017-2020
Remarks to the Economic Club of New York
Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:November 2020 Date: Title: The Role of the CCO – Empowered, Senior and With Authority Speaker: Peter Driscoll, Director, Office of Compliance Inspections and Examinations
Type:Speech
Published date grouping:November 2020 Date: Title: The Regulation of Corporation Finance – A Principles-Based Approach Speaker: William Hinman, Director, Division of Corporation Finance
Type:Speech
Published date grouping:November 2020 Date: Title: The Promise of Structured Data: True Modernization of Disclosure Effectiveness Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:November 2020 Date: Title: Keynote Address: ALI CLE 2020 Conference on Life Insurance Company Products Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Published date grouping:November 2020 Date: Title: Playing the Long Game: The Intersection of Climate Change Risk and Financial Regulation Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:October 2020 Date: Title: Statement on Funds' Use of Derivatives Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:October 2020 Date: Title: When the Nail Fails – Remarks before the National Society of Compliance Professionals Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:October 2020 Date: Title: The Car Talk of Capital Raising Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Published date grouping:October 2020 Date: Title: Volume, Value, and Impact: Remarks by the SEC Ombudsman Speaker: Tracey L. McNeil, Ombudsman
Type:Speech
Published date grouping:October 2020 Date: Title: Investing in the Public Option: Promoting Growth in Our Public Markets
Remarks at The SEC Speaks in 2020
Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:October 2020 Date: Title: Remarks At SEC Speaks 2020 Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:October 2020 Date: Title: An Update on FY 2020 Results – Remarks at SEC Speaks Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:September 2020 Date: Title: Remarks at U.S. Treasury Market Conference Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:September 2020 Date: Title: Keynote Address: Regulating with our Eyes on the Future Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Published date grouping:September 2020 Date: Title: Diversity Matters, Disclosure Works, and the SEC Can Do More: Remarks at the Council of Institutional Investors Fall 2020 Conference Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:September 2020 Date: Title: Remarks at the 7th Annual Conference on Financial Market Regulation Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:September 2020 Date: Title: Investor-Focused, Nimble and Vigorous Enforcement at the SEC Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:September 2020 Date: Title: Protecting Everyday Investors and Preserving Market Integrity: The SEC’s Division of Enforcement Speaker: Stephanie Avakian, Director, Division of Enforcement
Type:Speech
Published date grouping:September 2020 Date: Title: Lucy’s Human: Remarks at Virtual Roundtable on The Role of Asset Management in ESG Investing Hosted By Harvard Law School and the Program on International Financial Systems Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:August 2020 Date: Title: Markets, Morality, and Mobsters: Remarks at the 18th Annual Corporate Governance Conference Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:July 2020 Date: Title: Speech: PLI Investment Management Institute Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Published date grouping:July 2020 Date: Title: Not Braking and Breaking Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:July 2020 Date: Title: Keynote Speech at the Society for Corporate Governance National Conference Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:June 2020 Date: Title: Modernizing U.S. Equity Market Structure Speaker: Chairman Jay Clayton
Brett Redfearn, Director, Division of Trading and Markets
Type:Speech
Published date grouping:May 2020 Date: Title: Remarks to the Financial Stability Oversight Council Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:May 2020 Date: Title: Keynote Address: Securities Enforcement Forum West 2020 Speaker: Steven Peikin, Co-Director, Division of Enforcement
Type:Speech
Published date grouping:March 2020 Date: Title: Speech at the Council of Institutional Investors’ (“CII”) Conference Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:March 2020 Date: Title: Getting Back to Basics: Protecting, Serving, and Empowering Investors

Remarks before the Investment Adviser Association Compliance Conference 2020
Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:February 2020 Date: Title: The SEC’s Office of Credit Ratings and NRSRO Regulation: Past, Present, and Future Speaker: Jessica Kane, Director, Office of Credit Ratings
Type:Speech
Published date grouping:February 2020 Date: Title: Running on Empty: A Proposal to Fill the Gap Between Regulation and Decentralization Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:January 2020 Date: Title: Myths and Realities: Modernizing the Proxy Rules Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:January 2020 Date: Title: Learning from Miami’s Emprendimientos Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Published date grouping:December 2019 Date: Title: Mochas, Mariners, and Morality -- Remarks before the National Economists Club Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:December 2019 Date: Title: Statement in Connection with the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker: Sagar Teotia, Chief Accountant
Type:Speech
Published date grouping:December 2019 Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker: Louis J. Collins, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2019 Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Lauren K. Alexander
Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2019 Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker: Aaron Shaw, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2019 Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Jamie N. Davis,
Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2019 Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Nipa Patel
Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2019 Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker: Erin Bennett, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2019 Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Vassilios Karapanos,
Associate Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2019 Date: Title: Remarks before the 2019 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Susan M. Mercier
Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2019 Date: Title: Remarks at the Elder Justice Coordinating Council Fall 2019 Meeting Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:December 2019 Date: Title: Keynote Address — 2019 ICI Securities Law Developments Conference Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Published date grouping:December 2019 Date: Title: Remarks to the Greater Cincinnati Mutual Fund Association Speaker:

Alison Staloch, Chief Accountant, Division of Investment Management

Type:Speech
Published date grouping:November 2019 Date: Title: Modernizing our Regulatory Framework: Focus on Authority, Expertise and Long-Term Investor Interests Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:November 2019 Date: Title: Government Finance Officers Association (GFOA) Mini-Muni Conference Welcome Remarks Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:November 2019 Date: Title: Keynote Address - ALI CLE 2019 Conference on Life Insurance Company Products Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Published date grouping:November 2019 Date: Title: What You Don’t Know Can Hurt You Speaker: Stephanie Avakian, Co-Director, Division of Enforcement
Type:Speech
Published date grouping:November 2019 Date: Title: Broken Windows: Remarks before the 51st Annual Institute on Securities Regulation Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:October 2019 Date: Title: Opening Remarks at Conversations on Raising Capital for Businesses of Color at Morehouse College Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Published date grouping:October 2019 Date: Title: Dual-Class Shares: A Recipe for Disaster Speaker: Rick Fleming, Investor Advocate
Type:Speech
Published date grouping:October 2019 Date: Title: Start Off by Making Your Bed: Translating Military Lessons to Entrepreneurship Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Published date grouping:October 2019 Date: Title: Introduction of AG William Barr at the Criminal Coordination Conference Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:September 2019 Date: Title: Remarks at the U.S. Treasury Market Conference Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:September 2019 Date: Title: Remarks at the SIFMA Equity Market Structure Conference: The Dynamics of our Markets and the Changing Structure on which they are Built Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:September 2019 Date: Title: Remarks at Central Michigan University Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:September 2019 Date: Title: Braided Bread and Boiled Beer: Remarks before the Eurofi Financial Forum 2019 Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:September 2019 Date: Title: Remarks to the Economic Club of New York Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:September 2019 Date: Title: Remarks before the AICPA National Conference on Banks & Savings Institutions Speaker: Sagar Teotia, Chief Accountant
Type:Speech
Published date grouping:September 2019 Date: Title: Keynote Speech at Southeastern Securities Conference 2019 Speaker: Steven Peikin, Co-Director, Division of Enforcement
Type:Speech
Published date grouping:August 2019 Date: Title: Long Title. Big Mission. Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Published date grouping:August 2019 Date: Title: Cleveland, Kondo, and Capital: Remarks before the American Chamber of Commerce Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:July 2019 Date: Title: Renegade Pandas: Opportunities for Cross Border Cooperation in Regulation of Digital Assets Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:July 2019 Date: Title: Policy Challenges and Research Opportunities in the Era of Big Data Speaker: S.P. Kothari, Chief Economist and Director, Division of Economic and Risk Analysis
Type:Speech
Published date grouping:July 2019 Date: Title: Regulation Best Interest and the Investment Adviser Fiduciary Duty: Two Strong Standards that Protect and Provide Choice for Main Street Investors Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:June 2019 Date: Title: Baby on Board: Remarks before the Society for Corporate Governance National Conference Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:June 2019 Date: Title: Scarlet Letters: Remarks before the American Enterprise Institute Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:June 2019 Date: Title: Keynote Remarks at the Mid-Atlantic Regional Conference Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:June 2019 Date: Title: 19th Amendment Lessons for 2019’s Advocates: Remarks to the National Association of Women Business Owners Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Published date grouping:June 2019 Date: Title: The Nexus of Equity Market Structure and Investor Relations: Remarks at the 2019 Annual Conference of the National Investor Relations Institute Speaker:

Brett Redfearn, Director, Division of Trading and Markets[1]

Type:Speech
Published date grouping:May 2019 Date: Title: A Quarter Century of Exchange-Traded Fun! Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:May 2019 Date: Title: Sunsets, Russets, and Rule Resets Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:May 2019 Date: Title: Alligators in Nirvana: Smart Regulation and the Future of Financial Services-Public Policy Conference Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:May 2019 Date: Title: How We Howey Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:May 2019 Date: Title: Reasonableness Pants Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:May 2019 Date: Title: Remarks at the SIFMA Operations Conference & Exhibition: Staying Vigilant to Protect Investors Speaker: Peter Driscoll, Director, Office of Compliance Inspections and Examinations
Type:Speech
Published date grouping:May 2019 Date: Title: Remarks before the 2019 Baruch College Financial Reporting Conference: Aiming toward the future Speaker: Wesley Bricker, Chief Accountant
Type:Speech
Published date grouping:April 2019 Date: Title: How We Protect Retail Investors Speaker: Peter Driscoll, Director, Office of Compliance Inspections and Examinations
Type:Speech
Published date grouping:April 2019 Date: Title: Executive Pay Needs a Transparent Scorecard Speaker: Commissioner Robert J. Jackson Jr.
Type:Speech
Published date grouping:April 2019 Date: Title: Management’s Discussion and Analysis of the SEC: Remarks at the “SEC Speaks” Conference Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:April 2019 Date: Title: Remarks at SEC Speaks: Encouraging Smaller Entrants to Our Capital Markets Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:April 2019 Date: Title: SECret Garden: Remarks at SEC Speaks Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:April 2019 Date: Title: Important Issues for Investors in 2019 Speaker: Rick Fleming, Investor Advocate
Type:Speech
Published date grouping:April 2019 Date: Title: Bolstering Capital Formation: The Third Leg of the SEC's Mission Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Published date grouping:March 2019 Date: Title: Remarks – PLI Investment Management Institute 2019 Speaker: Paul Cellupica, Deputy Director and Chief Counsel, Division of Investment Management
Type:Speech
Published date grouping:March 2019 Date: Title: A Start-Up Within the Government: Introducing the SEC’s Office of the Advocate for Small Business Capital Formation Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Published date grouping:March 2019 Date: Title: Keynote Remarks: ICI Mutual Funds and Investment Management Conference Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:March 2019 Date: Title: Keynote Address: ICI Mutual Funds and Investment Management Conference Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Published date grouping:March 2019 Date: Title: Applying a Principles-Based Approach to Disclosing Complex, Uncertain and Evolving Risks Speaker: William Hinman, Director, Division of Corporation Finance
Type:Speech
Published date grouping:March 2019 Date: Title: Equity Market Structure 2019: Looking Back & Moving Forward Speaker:

Chairman Jay Clayton

Brett Redfearn, Director, Division of Trading and Markets

Type:Speech
Published date grouping:March 2019 Date: Title: Festivus, Fortnite, and Focus: Remarks before the Council of Institutional Investors Spring Conference Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:February 2019 Date: Title: Introductory Remarks for Dr. Henry Louis Gates, Jr. at African American History Month Celebration Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:February 2019 Date: Title: What’s Really in Your Index Fund? Speaker: Commissioner Robert J. Jackson Jr.
Type:Speech
Published date grouping:February 2019 Date: Title: Regulation: A View from Inside the Machine Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Tom W. Collens, Professional Accounting Fellow
Type:Speech
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Emily L. Fitts, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Sarah N. Esquivel, Associate Chief Accountant, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Sheri L. York, Professional Accounting Fellow
Type:Speech
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Andrew W. Pidgeon, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Rahim M. Ismail, Professional Accounting Fellow
Type:Speech
Published date grouping:December 2018 Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Kevin L. Vaughn, Senior Associate Chief Accountant
Type:Speech
Published date grouping:December 2018 Date: Title: Statement in Connection with the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Wesley Bricker
Chief Accountant

Type:Speech
Published date grouping:December 2018 Date: Title: SEC Rulemaking Over the Past Year, the Road Ahead and Challenges Posed by Brexit, LIBOR Transition and Cybersecurity Risks Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:December 2018 Date: Title: The Salutary Effects of International Cooperation on SEC Enforcement Speaker: Steven Peikin, Co-Director, Division of Enforcement
Type:Speech
Published date grouping:November 2018 Date: Title: Regulatory Apparitions: Remarks at the Exchequer Club Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:November 2018 Date: Title: Keynote Address: ALI CLE 2018 Conference on Life Insurance Company Products Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Published date grouping:November 2018 Date: Title: Lasting Impressions: Remarks before the CV Summit—Crypto Valley Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:November 2018 Date: Title: Pondering Financial Reporting: Remarks before the 2018 Leet Business Law Symposium Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:October 2018 Date: Title: Introductory Remarks for Veterans Day Commemoration Panel Discussion Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:October 2018 Date: Title: Costumes, Candy, and Compliance: Remarks at the National Membership Conference of the National Society of Compliance Professionals Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:October 2018 Date: Title: Lies and Statistics: Remarks at the 26th Annual Securities Litigation and Regulatory Enforcement Seminar Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:October 2018 Date: Title: Keynote Address - ICI Securities Law Developments Conference Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Published date grouping:October 2018 Date: Title: Improving Information for Investors in the Digital Age Speaker: Commissioner Kara M. Stein
Type:Speech
Published date grouping:October 2018 Date: Title: The New American Dream: Retirement Security Speaker: Commissioner Kara M. Stein
Type:Speech
Published date grouping:October 2018 Date: Title: Remarks at the IDC - 2018 Fund Directors Conference Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Published date grouping:October 2018 Date: Title: Pittsburgh Principles and Regulatory Realities: Remarks before the International Regulators Conference Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:October 2018 Date: Title: Competition: The Forgotten Fourth Pillar of the SEC’s Mission Speaker:

Robert J. Jackson, Jr.*

Type:Speech
Published date grouping:October 2018 Date: Title: Remarks at the Municipal Finance Leadership Conference Speaker: Rebecca Olsen, Director, Office of Municipal Securities
Type:Speech
Published date grouping:October 2018 Date: Title: Insider Trading Laws Haven’t Kept Up With the Crooks Speaker: Commissioner Robert J. Jackson Jr.
Type:Speech
Published date grouping:October 2018 Date: Title: Why and Whither Title VII?: Remarks before the 2018 ISDA Annual North America Conference Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:October 2018 Date: Title: Remedies and Relief in SEC Enforcement Actions Speaker: Steven Peikin, Co-Director, Division of Enforcement
Type:Speech
Published date grouping:October 2018 Date: Title: Pickups and Put Downs: Remarks at the Financial Planning Association 2018 Major Firms Symposium Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:September 2018 Date: Title: From the Data Rush to the Data Wars: A Data Revolution in Financial Markets Speaker: Commissioner Kara M. Stein
Type:Speech
Published date grouping:September 2018 Date: Title: Introductory Remarks for U.S. Treasurer Jovita Carranza at the SEC Hispanic Heritage Month Celebration Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:September 2018 Date: Title: Wolves and Wolverines: Remarks at the University of Michigan Law School Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:September 2018 Date: Title: My Beef with Stakeholders: Remarks at the 17th Annual SEC Conference, Center for Corporate Reporting and Governance Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:September 2018 Date: Title: Measuring the Impact of the SEC’s Enforcement Program Speaker: Stephanie Avakian, Co-Director, Division of Enforcement
Type:Speech
Published date grouping:September 2018 Date: Title: Unfair Exchange: The State of America's Stock Markets Speaker: Commissioner Robert J. Jackson Jr.
Type:Speech
Published date grouping:September 2018 Date: Title: Remarks before the AICPA National Conference on Banks & Saving Institutions Speaker:

Wesley Bricker, Chief Accountant

Type:Speech
Published date grouping:September 2018 Date: Title: Motherhood and Humble Pie: Remarks before the Cato Institute’s FinTech Unbound Conference Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:August 2018 Date: Title: Remarks on Capital Formation at the Nashville 36|86 Entrepreneurship Festival Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:July 2018 Date: Title: What’s in a Name? Regulation Best Interest v. Fiduciary Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:July 2018 Date: Title: Remarks on the Establishment of the Task Force on Market Integrity and Consumer Fraud Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:June 2018 Date: Title: Remarks before the Institute of Management Accountant’s 2018 Annual Conference and Expo: “Advancing the Purpose and Promise of Those Involved in Financial Reporting” Speaker: Wesley Bricker, Chief Accountant
Type:Speech
Published date grouping:June 2018 Date: Title: Observations on Culture at Financial Institutions and the SEC Speaker:

Chairman Jay Clayton

Type:Speech
Published date grouping:June 2018 Date: Title: Digital Asset Transactions: When Howey Met Gary (Plastic) Speaker: William Hinman, Director, Division of Corporation Finance
Type:Speech
Published date grouping:June 2018 Date: Title: Stock Buybacks and Corporate Cashouts Speaker: Commissioner Robert J. Jackson Jr.
Type:Speech
Published date grouping:June 2018 Date: Title: Progress Is Being Made: Continued Focus on Addressing Implementation Matters Speaker:
Type:Speech
Published date grouping:June 2018 Date: Title: "A Framework of Trust" Speaker: Commissioner Kara M. Stein
Type:Speech
Published date grouping:June 2018 Date: Title: Remarks to the Institute of Chartered Accountants in England and Wales: “The intersection of financial reporting and innovation" Speaker: Wesley Bricker, Chief Accountant
Type:Speech
Published date grouping:May 2018 Date: Title: Remarks at the FINRA Annual Conference Speaker: Brett Redfearn, Director, Division of Trading and Markets
Type:Speech
Published date grouping:May 2018 Date: Title: Keynote Address to the UJA Federation Speaker: Steven Peikin, Co-Director, Division of Enforcement
Type:Speech
Published date grouping:May 2018 Date: Title: The Why Behind the No: Remarks at the 50th Annual Rocky Mountain Securities Conference Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:May 2018 Date: Title: Keynote Address at the New York City Bar Association’s 7th Annual White Collar Crime Institute Speaker: Steven Peikin, Co-Director, Division of Enforcement
Type:Speech
Published date grouping:May 2018 Date: Title: Tossing Fish and Catching Capital: Remarks at the 38th Annual Northwest Securities Institute CLE at the Washington State Bar Association Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:May 2018 Date: Title: Remarks before the 2018 Baruch College Financial Reporting Conference: “Working Together to Advance Financial Reporting” Speaker: Wesley Bricker, Chief Accountant
Type:Speech
Published date grouping:May 2018 Date: Title: The Role of Machine Readability in an AI World Speaker:

Scott W. Bauguess
Deputy Chief Economist and Deputy Director, Division of Economic and Risk Analysis

Type:Speech
Published date grouping:May 2018 Date: Title: The Evolving Market for Retail Investment Services and Forward-Looking Regulation — Adding Clarity and Investor Protection while Ensuring Access and Choice Speaker:

Chairman Jay Clayton

Type:Speech
Published date grouping:May 2018 Date: Title: Beaches and Bitcoin: Remarks before the Medici Conference Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:April 2018 Date: Title: Remarks at the PLI Investment Management Institute 2018 Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Published date grouping:April 2018 Date: Title: The Middle-Market IPO Tax Speaker: Commissioner Robert J. Jackson Jr.
Type:Speech
Published date grouping:April 2018 Date: Title: Remarks at MSRB Dinner to Celebrate Milestones in Municipal Market Transparency Speaker: Commissioner Michael S. Piwowar
Type:Speech
Published date grouping:April 2018 Date: Title: Remarks before the SIFMA Equity Market Structure Conference Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:April 2018 Date: Title: Reflections of an Economist Commissioner Speaker: Commissioner Michael S. Piwowar
Type:Speech
Published date grouping:April 2018 Date: Title: International Organizations: Learning from the Past to Build for the Future Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:April 2018 Date: Title: Remarks at the Equity Market Structure Symposium Sponsored by the University of Chicago and the STA Foundation Speaker:

Brett Redfearn, Director, Division of Trading and Markets

Type:Speech
Published date grouping:April 2018 Date: Title: Remarks at the Equity Market Structure Symposium Sponsored by the University of Chicago and the STA Foundation Speaker:

Chairman Jay Clayton

Type:Speech
Published date grouping:March 2018 Date: Title: Keynote Address, ICI 2018 Mutual Funds and Investment Management Conference Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Published date grouping:March 2018 Date: Title: Looking at Funds through the Right Glasses Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:March 2018 Date: Title: Corporate Governance: On the Front Lines of America's Cyber War Speaker: Commissioner Robert J. Jackson Jr.
Type:Speech
Published date grouping:March 2018 Date: Title: SEC Women’s History Month Celebration — Introductory Remarks Speaker:

Chairman Jay Clayton

Type:Speech
Published date grouping:March 2018 Date: Title: Remarks at the 2018 RegTech Data Summit - Old Fields, New Corn: Innovation in Technology and Law Speaker: Commissioner Michael S. Piwowar
Type:Speech
Published date grouping:February 2018 Date: Title: Keeping Shareholders on the Beat: A Call for a Considered Conversation About Mandatory Arbitration Speaker: Commissioner Robert J. Jackson Jr.
Type:Speech
Published date grouping:February 2018 Date: Title: Mandatory Arbitration: An Illusory Remedy for Public Company Shareholders Speaker: Rick Fleming, Investor Advocate
Type:Speech
Published date grouping:February 2018 Date: Title: Opening Remarks at the “SEC Speaks” Conference Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:February 2018 Date: Title: Remarks at SEC Speaks: Increasing Product Complexity: What’s at Stake? Speaker: Commissioner Kara M. Stein
Type:Speech
Published date grouping:February 2018 Date: Title: SEC African American History Month Celebration Introductory Remarks for Command Sergeant Major Michael L. Gragg Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:February 2018 Date: Title: Perpetual Dual-Class Stock: The Case Against Corporate Royalty Speaker: Commissioner Robert J. Jackson Jr.
Type:Speech
Published date grouping:February 2018 Date: Title: “Mutualism: Reimagining the Role of Shareholders in Modern Corporate Governance” Remarks at Stanford University Speaker: Commissioner Kara M. Stein
Type:Speech
Published date grouping:February 2018 Date: Title: Keynote Address at the PLI’s Seventeenth Annual Institute on Securities Regulation in Europe Speaker: William Hinman, Director, Division of Corporation Finance
Type:Speech
Published date grouping:January 2018 Date: Title: Opening Remarks at the Securities Regulation Institute Speaker:

Chairman Jay Clayton

Type:Speech
Published date grouping:January 2018 Date: Title: Opening Remarks to SEC-NYU Dialogue on Securities Markets #4: Shareholder Engagement Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:January 2018 Date: Title: SEC-NYU Dialogue on Securities Market Regulation Concluding Remarks Speaker: Commissioner Kara M. Stein
Type:Speech
Published date grouping:January 2018 Date: Title: Remarks at Ceremonial Swearing In of Commissioners Hester M. Peirce and Robert J. Jackson, Jr. Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:December 2017 Date: Title: Address at Investment Company Institute’s 2017 Securities Law Developments Conference Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:December 2017 Date: Title: Keynote Address: ICI Securities Law Developments Conference Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Published date grouping:December 2017 Date: Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Joseph R. Epstein, Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2017 Date: Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Ryan Wolfe, Senior Associate Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2017 Date: Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Robert B. Sledge, Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2017 Date: Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Nigel J. James
Associate Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2017 Date: Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Michael P. Berrigan, Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2017 Date: Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Michal P. Dusza, Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2017 Date: Title: Remarks before the 2017 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Barry Kanczuker, Associate Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2017 Date: Title: Statement in Connection with the 2017 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Wesley R. Bricker, Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:November 2017 Date: Title: Remarks at the Third Annual Conference on the Evolving Structure of the U.S. Treasury Market Speaker:

Chairman Jay Clayton

Type:Speech
Published date grouping:November 2017 Date: Title: Remarks before the Financial Executives International 36th Annual Current Financial Reporting Issues Conference: Effective Financial Reporting in a Period of Change Speaker:

Wesley R. Bricker, Chief Accountant, U.S. Securities and Exchange Commission

Type:Speech
Published date grouping:November 2017 Date: Title: Reflections on the Past, Present, and Future of the SEC’s Enforcement of the Foreign Corrupt Practices Act Speaker:

Steven R. Peikin, Co-Director, Enforcement Division

Type:Speech
Published date grouping:November 2017 Date: Title: Governance and Transparency at the Commission and in Our Markets Speaker:

Chairman Jay Clayton

Type:Speech
Published date grouping:October 2017 Date: Title: Securities Enforcement Forum Keynote Speech Speaker:

Stephanie Avakian, Co-Director, Division of Enforcement

Type:Speech
Published date grouping:October 2017 Date: Title: Remarks at FINRA and Columbia University Market Structure Conference Speaker:

Commissioner Michael S. Piwowar

Type:Speech
Published date grouping:September 2017 Date: Title: Remarks before the San Diego Chapter of the Financial Executives Institute Speaker:

Sagar Teotia, Deputy Chief Accountant

Type:Speech
Published date grouping:September 2017 Date: Title: Improving Investment Adviser Compliance Speaker:

Peter B. Driscoll, Acting Director, Office of Compliance Inspections and Examinations

Type:Speech
Published date grouping:September 2017 Date: Title: A Joint Path Forward: Address at Eurofi Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:September 2017 Date: Title: Remarks before the AICPA National Conference on Banks & Savings Institutions Speaker:

Wesley R. Bricker, Chief Accountant

Type:Speech
Published date grouping:September 2017 Date: Title: SEC-NYU Dialogue on Exchange-Traded Products Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:September 2017 Date: Title: SEC-NYU Dialogue on Exchange-Traded Products Speaker:

Commissioner Michael S. Piwowar

Type:Speech
Published date grouping:August 2017 Date: Title: The Rulemaking Process: Two Accounting and Auditing Mini-case Studies Speaker:

Stephen Deane, CFA, Investor Engagement Advisor, Office of the Investor Advocate

Type:Speech
Published date grouping:July 2017 Date: Title: Remarks at the Economic Club of New York Speaker:

SEC Chairman Jay Clayton

Type:Speech
Published date grouping:July 2017 Date: Title: Remarks at the Healthy Market Structure Conference Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:June 2017 Date: Title: The Role of Big Data, Machine Learning, and AI in Assessing Risks: a Regulatory Perspective Speaker:

Scott W. Bauguess, Acting Director and Acting Chief Economist, DERA

Type:Speech
Published date grouping:June 2017 Date: Title: Keynote Address before the Buy-Side Risk USA 2017 Conference – "Market Fragility and Interconnectedness in the Asset Management Industry" Speaker:

Scott W. Bauguess, Acting Director and Acting Chief Economist, DERA

Type:Speech
Published date grouping:June 2017 Date: Title: Keynote Address before the 2017 Journal of Accounting and Public Policy Conference – “The Interaction between Regulatory Institutions and Accounting: A Public Policy Perspective” Speaker:

Wesley R. Bricker, Chief Accountant

Type:Speech
Published date grouping:June 2017 Date: Title: Remarks before the 36th Annual SEC and Financial Reporting Institute Conference: “Advancing the Role of Credible Financial Reporting in the Capital Markets” Speaker:

Wesley R. Bricker, Chief Accountant

Type:Speech
Published date grouping:May 2017 Date: Title: Opening Remarks at SEC-NYU Dialogue on Securities Market Regulation: Reviving the U.S. IPO Market Speaker:

Commissioner Michael S. Piwowar

Type:Speech
Published date grouping:May 2017 Date: Title: Opening Remarks at 2017 SEC/NASAA Annual Section 19(d) Conference Speaker:

Commissioner Michael S. Piwowar

Type:Speech
Published date grouping:May 2017 Date: Title: Closing Remarks at 2017 SEC/NASAA Annual Section 19(d) Conference Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:May 2017 Date: Title: Enhancing the Demand for IPOs Speaker:

Rick A. Fleming, Investor Advocate

Type:Speech
Published date grouping:May 2017 Date: Title: Remarks before the Bloomberg BNA Conference on Revenue Recognition Speaker:

Sylvia E. Alicea, Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:May 2017 Date: Title: Remarks before the 2017 Baruch College Financial Reporting Conference: "Advancing Our Capital Markets with High-Quality Information" Speaker:

Wesley R. Bricker, Chief Accountant

Type:Speech
Published date grouping:March 2017 Date: Title: Remarks Before the 27th International Institute for Securities Market Growth and Development Speaker:

Acting Chairman Michael Piwowar

Type:Speech
Published date grouping:March 2017 Date: Title: Remarks before the University of Tennessee’s C. Warren Neel Corporate Governance Center: “Advancing the Role and Effectiveness of Audit Committees” Speaker:

Wesley R. Bricker, Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:March 2017 Date: Title: New Special Study of the Securities Markets: Keynote Address Speaker:

Acting Chairman Michael S. Piwowar

Type:Speech
Published date grouping:March 2017 Date: Title: Remarks before the Annual Life Sciences Accounting & Reporting Congress: “Advancing Effective Internal Control and Credible Financial Reporting” Speaker:

Wesley R. Bricker, Chief Accountant

Type:Speech
Published date grouping:February 2017 Date: Title: Improving Investor Engagement Speaker:

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

Type:Speech
Published date grouping:February 2017 Date: Title: Remarks at the “SEC Speaks” Conference 2017: Remembering the Forgotten Investor Speaker:

Acting Chairman Michael S. Piwowar

Type:Speech
Published date grouping:February 2017 Date: Title: Remarks at the “SEC Speaks” Conference: The Markets in 2017: What’s at Stake? Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:January 2017 Date: Title: “The SEC after the Financial Crisis: Protecting Investors, Preserving Markets” Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:December 2016 Date: Title: Remarks to the Investor Advisory Committee Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:December 2016 Date: Title: Working Together to Advance High Quality Information in the Capital Markets Speaker:

Wesley R. Bricker, Chief Accountant

Type:Speech
Published date grouping:December 2016 Date: Title: Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Ruth Uejio, Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2016 Date: Title: Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Brian Staniszewski, Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2016 Date: Title: Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Jennifer L. Todling, Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2016 Date: Title: Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Marc Panucci, Deputy Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2016 Date: Title: Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Sylvia E. Alicea, Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2016 Date: Title: Remarks at the 2016 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Julie A. Erhardt, Deputy Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2016 Date: Title: Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Jonathan Wiggins, Associate Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2016 Date: Title: Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Jenifer Minke-Girard, Assistant Deputy Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2016 Date: Title: Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Sean May, Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:November 2016 Date: Title: Keynote Speech, ACI’s 33rd International Conference on the FCPA Speaker:

Andrew Ceresney, Director, Division of Enforcement

Type:Speech
Published date grouping:November 2016 Date: Title: Moving Forward with the Commission's Disclosure Effectiveness Initiative Speaker:

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

Type:Speech
Published date grouping:November 2016 Date: Title: A New Model for SEC Enforcement: Producing Bold and Unrelenting Results Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:November 2016 Date: Title: Examining the Dodd-Frank Act and the Future of Financial Regulation Speaker:

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

Type:Speech
Published date grouping:November 2016 Date: Title: Remarks to the ALI CLE 2016 Conference on Life Insurance Products Speaker:

David W. Grim, Director, Division of Investment Management

Type:Speech
Published date grouping:October 2016 Date: Title: A Vision for Data at the SEC, Keynote address to Big Data in Finance Conference Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:October 2016 Date: Title: Keynote Address, The Evolving Structure of the U.S. Treasury Market: Second Annual Conference Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:October 2016 Date: Title: Improving Disclosure with Smart Data Speaker:

Rick A. Fleming, Investor Advocate

Type:Speech
Published date grouping:October 2016 Date: Title: Remarks at 2016 Conference on Auditing and Capital Markets Speaker:

Commissioner Michael S. Piwowar

U.S. Securities and Exchange Commission [1]

Type:Speech
Published date grouping:October 2016 Date: Title: Has Big Data Made Us Lazy? Speaker:

Scott W. Bauguess
Deputy Director and Deputy Chief Economist, DERA

Type:Speech
Published date grouping:October 2016 Date: Title: Remarks at the National Society of Compliance Professionals 2016 National Conference Speaker:

Andrew J. Donohue, Chief of Staff

Type:Speech
Published date grouping:October 2016 Date: Title: Inside the National Exam Program in 2016 Speaker:

Marc Wyatt, Director, Office of Compliance Inspections and Examinations

Type:Speech
Published date grouping:October 2016 Date: Title: The Impact of SEC Enforcement on Public Finance Speaker:

Andrew J. Ceresney, Director, Division of Enforcement

Type:Speech
Published date grouping:September 2016 Date: Title: The SEC Enforcement Division’s Focus on Auditors and Auditing Speaker:

Andrew Ceresney, Director, Division of Enforcement

Type:Speech
Published date grouping:September 2016 Date: Title: Securities Regulation in the Interconnected, Global Marketplace Speaker:
Chair Mary Jo White
Type:Speech
Published date grouping:September 2016 Date: Title: Remarks before the AICPA National Conference on Banks & Savings Institutions Speaker:

Wesley R. Bricker, Interim Chief Accountant

Type:Speech
Published date grouping:September 2016 Date: Title: Keynote Address, Security Traders Association, 83rd Annual Market Structure Conference Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:September 2016 Date: Title: The SEC’s Whistleblower Program: The Successful Early Years Speaker:

Andrew Ceresney, Director, Division of Enforcement

Type:Speech
Published date grouping:September 2016 Date: Title: Remarks at FINRA’s 2016 Fixed Income Conference Speaker:

Commissioner Michael S. Piwowar

Type:Speech
Published date grouping:August 2016 Date: Title: Investor Protection in the Municipal Securities Markets Speaker:

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission [1]

Type:Speech
Published date grouping:July 2016 Date: Title: Remarks Before the Quadrilateral Meeting of the FMLC/FMLG/FLB/EFMLG Speaker:

Commissioner Michael S. Piwowar

Type:Speech
Published date grouping:July 2016 Date: Title: Remarks at the FINRA Foundation 2015 National Financial Capability Study Release Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:June 2016 Date: Title: Keynote Address, SEC Regulation Outside the United States “The SEC at Home and Abroad” Speaker:

Andrew J. Donohue, Chief of Staff

Type:Speech
Published date grouping:June 2016 Date: Title: Keynote Address, International Corporate Governance Network Annual Conference: Focusing the Lens of Disclosure to Set the Path Forward on Board Diversity, Non-GAAP, and Sustainability Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:June 2016 Date: Title: Remarks at the ISDA Annual Legal Forum in New York Speaker:

Gary Barnett, Deputy Director, Division of Trading and Markets

Type:Speech
Published date grouping:June 2016 Date: Title: Remarks before the 35th Annual SEC and Financial Reporting Institute Conference Speaker:

Wesley R. Bricker, Deputy Chief Accountant

Type:Speech
Published date grouping:June 2016 Date: Title: Remarks Before the SEC Historical Society – “The Continuous Process of Optimizing the Equity Markets” Speaker:
Chair Mary Jo White
Type:Speech
Published date grouping:May 2016 Date: Title: Keynote Address Investment Company Institute 2016 General Meeting – "The Future of Investment Company Regulation" Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:May 2016 Date: Title: New Directions in Corporate Compliance: Keynote Luncheon Speech Speaker:

Andrew J. Donohue, Chief of Staff

Type:Speech
Published date grouping:May 2016 Date: Title: Securities Enforcement Forum West 2016 Keynote Address: Private Equity Enforcement Speaker:

Andrew Ceresney, Director, Division of Enforcement

Type:Speech
Published date grouping:May 2016 Date: Title: New Ways for the Financing of Small and Medium Enterprises and the Challenges of Crowdfunding Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:May 2016 Date: Title: Keynote Address at the 48th Annual Rocky Mountain Securities Conference Speaker:

Commissioner Kara M Stein

Type:Speech
Published date grouping:May 2016 Date: Title: Remarks before the 2016 Baruch College Financial Reporting Conference Speaker:

Wesley R. Bricker, Deputy Chief Accountant

Type:Speech
Published date grouping:April 2016 Date: Title: Keynote Address at the SEC-Rock Center on Corporate Governance Silicon Valley Initiative Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:March 2016 Date: Title: Keynote Address at the Mutual Fund Directors Forum 2016 Policy Conference Speaker: Chairman Mary Jo White
Type:Speech
Published date grouping:March 2016 Date: Title: Acceptance Remarks at the Penn Law Women’s Summit Awards Luncheon Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:March 2016 Date: Title: Remarks before the 12th Annual Life Sciences Accounting and Reporting Congress Speaker:

James V. Schnurr, Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:March 2016 Date: Title: Remarks to the Investment Company Institute’s 2016 Mutual Funds and Investment Management Conference Speaker:

David W. Grim, Director, Division of Investment Management

Type:Speech
Published date grouping:March 2016 Date: Title: Remarks to the PLI Investment Management Institute – 2016 Speaker:

David Grim, Director, Division of Investment Management

Type:Speech
Published date grouping:March 2016 Date: Title: Opening Remarks: UIC-SEC Joint Symposium to Raise Public Awareness Speaker:

Andrew Ceresney, Director, Division of Enforcement

Type:Speech
Published date grouping:March 2016 Date: Title: Remarks at ABS Vegas 2016 Speaker:

Commissioner Michael S. Piwowar

Type:Speech
Published date grouping:February 2016 Date: Title: Chairman’s Address at SEC Speaks - “Beyond Disclosure at the SEC in 2016” Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:February 2016 Date: Title: Remarks at the “SEC Speaks” Conference: What Lies Ahead? The SEC in 2016 Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:February 2016 Date: Title: The Falling Leaves of the Buttonwood Tree Speaker:

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

Type:Speech
Published date grouping:February 2016 Date: Title: Accredited Investors (slides from DERA presentation) (PDF) Speaker:

Mark J. Flannery
Director and Chief Economist

Type:Speech
Published date grouping:February 2016 Date: Title: Leveraging Data and Analytics at the SEC to Assess Risk (slides from DERA presentation) (PDF) Speaker:

Scott W. Bauguess
Deputy Director and Deputy Chief Economist

Type:Speech
Published date grouping:February 2016 Date: Title: Analysis Supporting the SEC’s Rulemaking (slides from DERA presentation) (PDF) Speaker:
Christof W. Stahel
Assistant Director
Type:Speech
Published date grouping:January 2016 Date: Title: Keynote Session at the 43rd Annual Securities Regulation Institute in San Diego, California Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:January 2016 Date: Title: Directors Forum 2016 Keynote Address Speaker:

Andrew Ceresney, Director, Division of Enforcement 

Type:Speech
Published date grouping:January 2016 Date: Title: International Developments – Past, Present and Future Speaker:

Keith F. Higgins, Director, Division of Corporation Finance

Type:Speech
Published date grouping:December 2015 Date: Title: Remarks to the ICI 2015 Securities Law Development Conference Speaker:

David Grim, Director, Division of Investment Management

Type:Speech
Published date grouping:December 2015 Date: Title: Keynote Address at the 2015 AICPA National Conference: "Maintaining High-Quality, Reliable Financial Reporting: A Shared and Weighty Responsibility" Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:December 2015 Date: Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Barry Kanczuker, Associate Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2015 Date: Title: Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Courtney D. Sachtleben
Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2015 Date: Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Christopher D. Semesky, Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2015 Date: Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Ashley Wright, Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2015 Date: Title: Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Christopher M. Rickli, Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2015 Date: Title: Remarks Before the 2015 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Michael W. Husich, Senior Associate Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2015 Date: Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Kris Shirley, Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2015 Date: Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Brian T. Croteau

Deputy Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2015 Date: Title: Remarks before the 2015 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Julie A. Erhardt

Deputy Chief Accountant, Office of the Chief Accountant 

Type:Speech
Published date grouping:December 2015 Date: Title: Remarks before the 2015 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Wesley R. Bricker, Deputy Chief Accountant

Type:Speech
Published date grouping:December 2015 Date: Title: Remarks Before the 2015 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

James V. Schnurr, Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:November 2015 Date: Title: Keynote Remarks at the Women's Forum of New York Breakfast of Corporate Champions: "The Pursuit of Gender Parity in the American Boardroom" Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:November 2015 Date: Title: ACI’s 32nd FCPA Conference Keynote Address Speaker:

Andrew Ceresney, Director, Division of Enforcement

Type:Speech
Published date grouping:November 2015 Date: Title: Executive Compensation: Looking Beyond the Dodd-Frank Horizon Speaker:

Keith F. Higgins, Director, Division of Corporation Finance

Type:Speech
Published date grouping:November 2015 Date: Title: Remarks at the 34th Annual Current Financial Reporting Issues Conference Speaker:

Commissioner Michael S. Piwowar

Type:Speech
Published date grouping:November 2015 Date: Title: Surfing the Wave: Technology, Innovation, and Competition – Remarks at Harvard Law School’s Fidelity Guest Lecture Series Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:November 2015 Date: Title: 2015 National Society of Compliance Professionals, National Conference: Keynote Address Speaker:

Andrew Ceresney, Director, Division of Enforcement

Type:Speech
Published date grouping:November 2015 Date: Title: Remarks to the ALI CLE 2015 Conference on Life Insurance Company Products Speaker:

Dave Grim, Director, Division of Investment Management, U.S. Securities and Exchange Commission

Type:Speech
Published date grouping:November 2015 Date: Title: Market Structure Enforcement: Looking Back and Forward Speaker:

Andrew Ceresney, Director, Division of Enforcement

Type:Speech
Published date grouping:October 2015 Date: Title: Keynote Address at the 47th Annual Securities Regulation Institute: "Building a Dynamic Framework for Offering Reform" Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:October 2015 Date: Title: Remarks Before the UCI Audit Committee Summit Speaker:

James Schnurr, Chief Accountant

Type:Speech
Published date grouping:October 2015 Date: Title: Economic Analysis: Providing Insight to Advance the Missions of the SEC and the PCAOB Speaker:

Mark J. Flannery, Chief Economist and Director, Division of Economic and Risk Analysis

Type:Speech
Published date grouping:October 2015 Date: Title: Keynote Address at the Evolving Structure of the U.S. Treasury Market Conference, Federal Reserve Bank of New York: "Taking Stock of Treasury Market Regulation" Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:October 2015 Date: Title: Keynote Remarks at the 2015 Women in Policing Conference: “Women in the NYPD: Hear Them Roar” Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:October 2015 Date: Title: Keynote Address at the Managed Fund Association: “Five Years On: Regulation of Private Fund Advisers After Dodd-Frank” Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:October 2015 Date: Title: Remarks at NRS 30th Annual Fall Investment Adviser and Broker-Dealer Compliance Conference Speaker:

Andrew J. Donohue, Chief of Staff

Type:Speech
Published date grouping:October 2015 Date: Title: The Important Work of Boards of Directors Speaker:

Commissioner Luis A. Aguilar

Type:Speech
Published date grouping:October 2015 Date: Title: Introductory Remarks at the National Faith Leaders Conference “Protecting Investors Protects You” Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:September 2015 Date: Title: Market Structure in the 21st Century: Bringing Light to the Dark Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:September 2015 Date: Title: Remarks at the AICPA National Conference on Banks and Savings Institutions Speaker:

James Schnurr, Chief Accountant

Type:Speech
Published date grouping:September 2015 Date: Title: Remarks at the Bloomberg BNA Conference on Revenue Recognition Speaker:

Wesley R. Bricker, Deputy Chief Accountant

Type:Speech
Published date grouping:September 2015 Date: Title: Building Healthy Capital Markets: From the 2008 Financial Crisis to Digital Disruption and Beyond – Keynote Address to the Eurofi Financial Forum Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:September 2015 Date: Title: Accountants and Capital Markets in an Era of Digital Disruption: Remarks to the Institute of Chartered Accountants in England and Wales and BritishAmerican Business Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:August 2015 Date: Title: Dodd-Frank at Five: A Capital Markets Swan Song Speaker:

Commissioner Daniel M. Gallagher

Type:Speech
Published date grouping:July 2015 Date: Title: The Need for Proactivity:Remarks at the 2015 National Association of Women Lawyers Annual Meeting and Awards Luncheon Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:July 2015 Date: Title: Opening Remarks at the Compliance Outreach Program for Broker-Dealers Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:June 2015 Date: Title: Building Meaningful Communication and Engagement with Shareholders Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:June 2015 Date: Title: A Threefold Cord — Working Together to Meet the Pervasive Challenge of Cyber-Crime Speaker:

Commissioner Luis A. Aguilar

United States Securities and Exchange Commission

Type:Speech
Published date grouping:June 2015 Date: Title: Activism, Short-Termism, and the SEC: Remarks at the 21st Annual Stanford Directors’ College Speaker:

Commissioner Daniel M. Gallagher

Type:Speech
Published date grouping:June 2015 Date: Title: Anti-Money Laundering: An Often-Overlooked Cornerstone of Effective Compliance Speaker:

Kevin W. Goodman, National Associate Director, Broker-Dealer Examination Program, Office of Compliance Inspections and Examinations

Type:Speech
Published date grouping:June 2015 Date: Title: Mutual Funds - The Next 75 Years Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:June 2015 Date: Title: Quality Data and the Power of Prevention: Remarks at Meet the Market, North America Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:June 2015 Date: Title: Remarks at the 34th Annual SEC and Financial Reporting Institute Conference Speaker:

James Schnurr, Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:June 2015 Date: Title: Remarks Before the SEC Historical Society Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:June 2015 Date: Title: Capital Unbound: Remarks at the Cato Summit on Financial Regulation Speaker:

Commissioner Michael S. Piwowar

Type:Speech
Published date grouping:May 2015 Date: Title: Remarks Before the Exchequer Club of Washington, D.C. Speaker:

Commissioner Michael S. Piwowar

Type:Speech
Published date grouping:May 2015 Date: Title: Structured Products – Complexity and Disclosure – Do Retail Investors Really Understand What They Are Buying and What the Risks Are? Speaker:

Amy M. Starr, Chief, Office of Capital Market Trends

Type:Speech
Published date grouping:May 2015 Date: Title: Private Equity: A Look Back and a Glimpse Ahead Speaker:

Marc Wyatt, Acting Director, Office of Compliance Inspections and Examinations

Type:Speech
Published date grouping:May 2015 Date: Title: The SEC’s Cooperation Program: Reflections on Five Years of Experience Speaker:

Andrew Ceresney, Director, Division of Enforcement

Type:Speech
Published date grouping:May 2015 Date: Title: Remarks before the 2015 Baruch College Financial Reporting Conference Speaker:

James Schnurr, Chief Accountant

Type:Speech
Published date grouping:April 2015 Date: Title: The SEC as the Whistleblower's Advocate Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:April 2015 Date: Title: Toward Healthy Companies and a Stronger Economy: Remarks to the U.S. Treasury Department’s Corporate Women in Finance Symposium Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:April 2015 Date: Title: Remarks at University of South Carolina and UNC-Charlotte 4th Annual Fixed Income Conference Speaker:

Commissioner Michael S. Piwowar

Type:Speech
Published date grouping:April 2015 Date: Title: Remarks at the Harvard Law School Symposium on Building the Financial System of the 21st Century: An Agenda for Europe and the United States Speaker:

Commissioner Daniel M. Gallagher

Type:Speech
Published date grouping:April 2015 Date: Title: The Dominance of Data and the Need for New Tools: Remarks at the SIFMA Operations Conference Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:April 2015 Date: Title: The Importance of Smart Regulation Speaker:

Rick A. Fleming, Investor Advocate

U.S. Securities and Exchange Commission[1]

Type:Speech
Published date grouping:April 2015 Date: Title: Regulators Working Together to Serve Investors Speaker:

Commissioner Luis A. Aguilar

Type:Speech
Published date grouping:April 2015 Date: Title: Bank Regulators at the Gates: The Misguided Quest for Prudential Regulation of Asset Managers: Remarks at the 2015 Virginia Law and Business Review Symposium Speaker:

Commissioner Daniel M. Gallagher

Type:Speech
Published date grouping:March 2015 Date: Title: Grading the Commission’s Record on Capital Formation: A+, D, or Incomplete? Speaker:

Commissioner Daniel M. Gallagher

Type:Speech
Published date grouping:March 2015 Date: Title: International Cooperation in a New Data-Driven World Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:March 2015 Date: Title: The Benefits of Structured Data for Investors Speaker:

Rick A. Fleming
Investor Advocate

Type:Speech
Published date grouping:March 2015 Date: Title: Preparing for the Regulatory Challenges of the 21st Century Speaker:

Commissioner Luis A. Aguilar

Type:Speech
Published date grouping:March 2015 Date: Title: A Few Observations on Shareholders in 2015 Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:March 2015 Date: Title: Remarks at the 2015 Mutual Funds and Investment Management Conference Speaker:

Commissioner Michael S. Piwowar

Type:Speech
Published date grouping:March 2015 Date: Title: Remarks at the University of Notre Dame, Mendoza College of Business, Center for the Study of Financial Regulation Speaker:

Commissioner Michael S. Piwowar

Type:Speech
Published date grouping:March 2015 Date: Title: Understanding Disqualifications, Exemptions and Waivers Under the Federal Securities Laws Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:March 2015 Date: Title: A Watched Pot Never Boils: the Need for SEC Supervision of Fixed Income Liquidity, Market Structure, and Pension Accounting Speaker:

Commissioner Daniel M. Gallagher

Type:Speech
Published date grouping:March 2015 Date: Title: Remarks to 2015 IAA Compliance Conference Speaker:

Dave Grim, Acting Director, Division of Investment Management

Type:Speech
Published date grouping:March 2015 Date: Title: Supporting Innovation Through the Commission’s Mission to Facilitate Capital Formation Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:March 2015 Date: Title: Remarks to PLI Investment Management Institute 2015 Speaker:

Dave Grim, Acting Director, Division of Investment Management

Type:Speech
Published date grouping:March 2015 Date: Title: Remarks at CBI's Pharmaceutical Compliance Congress Speaker:
Andrew Ceresney
Director, Division of Enforcement
Type:Speech
Published date grouping:February 2015 Date: Title: Conflicts, Conflicts Everywhere – Remarks to the IA Watch 17th Annual IA Compliance Conference: The Full 360 View Speaker:

Julie M. Riewe, Co-Chief, Asset Management Unit, Division of Enforcement

Type:Speech
Published date grouping:February 2015 Date: Title: Insights into the SEC’s Risk Assessment Programs Speaker:

Mark J. Flannery, Chief Economist and Director, Division of Economic and Risk Analysis

Type:Speech
Published date grouping:February 2015 Date: Title: Remarks at SIFMA's 2015 Anti-Money Laundering & Financial Crimes Conference Speaker:

Andrew Ceresney

Type:Speech
Published date grouping:February 2015 Date: Title: Remarks at the “SEC Speaks” Conference 2015: A Fair, Orderly, and Efficient SEC Speaker:

Commissioner Michael S. Piwowar

Type:Speech
Published date grouping:February 2015 Date: Title: Remarks at the “SEC Speaks” Conference Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:February 2015 Date: Title: Remarks at The SEC Speaks in 2015 Speaker:

Commissioner Daniel M. Gallagher

Type:Speech
Published date grouping:February 2015 Date: Title: Setting Forth Goals for 2015: Address to Practising Law Institute’s SEC Speaks in 2015 Program Speaker:

Commissioner Luis A. Aguilar

Type:Speech
Published date grouping:February 2015 Date: Title: Effective Disclosure for the 21st Century Investor Speaker:

Rick A. Fleming, Investor Advocate

Type:Speech
Published date grouping:February 2015 Date: Title: Chairman’s Address at SEC Speaks 2015 Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:February 2015 Date: Title: Why is the SEC Wavering on Waivers? Remarks at the 37th Annual Conference on Securities Regulation and Business Law Speaker:

Commissioner Daniel M. Gallagher

Type:Speech
Published date grouping:February 2015 Date: Title: Opening Remarks on SEC Investor Education and Advocacy to Military Service Men and Women at Ft. Hood Speaker:

Commissioner Daniel M. Gallagher

Type:Speech
Published date grouping:February 2015 Date: Title: Rule 14a-8: Conflicting Proposals, Conflicting Views Speaker:

Keith F. Higgins, Director, Division of Corporation Finance

Type:Speech
Published date grouping:February 2015 Date: Title: The Volcker Rule: Observations on Systemic Resiliency, Competition, and Implementation Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:February 2015 Date: Title: Advocating for Investors Saving for Retirement Speaker:

Commissioner Luis A. Aguilar

Type:Speech
Published date grouping:February 2015 Date: Title: Protecting Elderly Investors from Financial Exploitation: Questions to Consider Speaker:

Rick A. Fleming, Investor Advocate

Type:Speech
Published date grouping:January 2015 Date: Title: Can the U.S. Be an International Financial Center? Speaker:

Commissioner Daniel M. Gallagher

Type:Speech
Published date grouping:January 2015 Date: Title: Public Service: An Obligation and Opportunity for Lawyers Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:December 2014 Date: Title: Enhancing Risk Monitoring and Regulatory Safeguards for the Asset Management Industry Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:December 2014 Date: Title: Remarks to the ICI 2014 Securities Law Developments Conference Speaker:

Norm Champ
Director, Division of Investment Management

Type:Speech
Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

T. Kirk Crews
Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2014 Date: Title: Remarks Before the 2014 AICPA National Conference on Current SEC and PCAOB Developments — Audit Policy and Current Auditing, Independence, and Internal Control Matters Speaker:

Brian T. Croteau

Deputy Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Christopher F. Rogers

Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Kevin M. Stout

Senior Associate Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Carlton E. Tartar

Associate Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Steve Mack
Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Dan Murdock

Deputy Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Julie A. Erhardt

Deputy Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

Hillary H. Salo

Professional Accounting Fellow, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2014 Date: Title: Remarks before the 2014 AICPA National Conference on Current SEC and PCAOB Developments Speaker:

James Schnurr

Chief Accountant, Office of the Chief Accountant

Type:Speech
Published date grouping:December 2014 Date: Title: Remarks Before the Consumer Federation of America’s 27th Annual Financial Services Conference Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:November 2014 Date: Title: Keynote Address at Columbia Law School Conference on Current Issues in Securities Regulation: The ‘Hot’ Topics Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:November 2014 Date: Title: Remarks to the American Bar Association's Business Law Section Fall Meeting Speaker:

Andrew Ceresney
Director, SEC Division of Enforcement

Type:Speech
Published date grouping:November 2014 Date: Title: Remarks at 31st International Conference on the Foreign Corrupt Practices Act Speaker:

Andrew Ceresney
Director, SEC Division of Enforcement

Type:Speech
Published date grouping:November 2014 Date: Title: Remarks at the 15th Annual "Live from the SEC" Conference Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:November 2014 Date: Title: Remarks to the ALI CLE 2014 Conference on Life Insurance Company Products Speaker:

Norm Champ

Director, Division of Investment Management, U.S. Securities and Exchange Commission

Type:Speech
Published date grouping:October 2014 Date: Title: Remarks to the SIFMA Complex Products Forum Speaker:

Norm Champ, Director, Division of Investment Management

Type:Speech
Published date grouping:October 2014 Date: Title: The Importance of the SEC’s Rulemaking Agenda - You Are What You Prioritize:
Remarks at the 47th Annual Securities Regulation Seminar of the Los Angeles County Bar Association
Speaker:

Commissioner Daniel M. Gallagher

Type:Speech
Published date grouping:October 2014 Date: Title: Remarks before Los Angeles County Bar Association 47th Annual Securities Regulation Seminar Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:October 2014 Date: Title: The Securities and Exchange Commission — The Next 80 Years: The 15th Annual A.A. Sommer Jr. Lecture on Corporate, Securities and Financial Law Speaker:

Commissioner Daniel M. Gallagher

Type:Speech
Published date grouping:October 2014 Date: Title: Remarks to the Securities Enforcement Forum 2014 Speaker:

Commissioner Michael S. Piwowar

Type:Speech
Published date grouping:October 2014 Date: Title: Shaping Company Disclosure: Remarks before the George A. Leet Business Law Conference Speaker:

Keith F. Higgins
Director, Division of Corporation Finance

Type:Speech
Published date grouping:October 2014 Date: Title: The Challenge of Coverage, Accountability and Deterrence in Global Enforcement Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:September 2014 Date: Title: Remarks at the National Association of Plan Advisors D.C. Fly-In Forum Speaker:

Commissioner Michael S. Piwowar

Type:Speech
Published date grouping:September 2014 Date: Title: The Commission’s Production and Use of Structured Data Speaker:

Mark J. Flannery

Chief Economist and Director

Type:Speech
Published date grouping:September 2014 Date: Title: Whatever Happened to Promoting Small Business Capital Formation? Speaker:

Commissioner Daniel M. Gallagher

Type:Speech
Published date grouping:September 2014 Date: Title: Remarks at the 2014 SRO Outreach Conference Speaker:

Commissioner Daniel M. Gallagher

Type:Speech
Published date grouping:September 2014 Date: Title: Remarks to the Georgetown University Center for Financial Markets and Policy Conference on Financial Markets Quality Speaker:

Commissioner Daniel M. Gallagher

Type:Speech
Published date grouping:September 2014 Date: Title: Collaboration, Cooperation and Oversight Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:September 2014 Date: Title: Completing the Journey: Women as Directors of Public Companies Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:September 2014 Date: Title: Remarks to the Practising Law Institute, Hedge Fund Management Seminar 2014 Speaker:

Norm Champ

Director, Division of Investment Management

U.S. Securities and Exchange Commission

Type:Speech
Published date grouping:August 2014 Date: Title: The Case for User Fees Speaker:

Rick A. Fleming

Investor Advocate

Type:Speech
Published date grouping:August 2014 Date: Title: Remarks at the 2014 Municipal Finance Conference presented by The Bond Buyer and Brandeis International Business School Speaker:

Commissioner Michael S. Piwowar

Type:Speech
Published date grouping:July 2014 Date: Title: Remarks at AEI Conference on Financial Stability Speaker:

Commissioner Michael S. Piwowar

Type:Speech
Published date grouping:July 2014 Date: Title: Remarks to the 2014 Insured Retirement Institute Government, Legal & Regulatory Conference Speaker:

Norm Champ

Director, Division of Investment Management

U.S. Securities and Exchange Commission

Type:Speech
Published date grouping:June 2014 Date: Title: Remarks to the Practising Law Institute, Private Equity Forum Speaker:

Norm Champ

Director, Division of Investment Management

Type:Speech
Published date grouping:June 2014 Date: Title: Evaluating Pension Fund Investments Through The Lens Of Good Corporate Governance Speaker:

Commissioner Luis A. Aguilar

Type:Speech
Published date grouping:June 2014 Date: Title: A Few Things Directors Should Know About the SEC Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:June 2014 Date: Title: Intermediation in the Modern Securities Markets: Putting Technology and Competition to Work for Investors Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:June 2014 Date: Title: Remarks Before the Peterson Institute of International Economics Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:June 2014 Date: Title: Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus Speaker:

Commissioner Luis A. Aguilar

Type:Speech
Published date grouping:June 2014 Date: Title: Remarks at SEC Historical Society 2014 Annual Meeting: On the 80th Anniversary of the SEC Speaker:

Commissioner Daniel M. Gallagher

Type:Speech
Published date grouping:June 2014 Date: Title: Enhancing Our Equity Market Structure Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:May 2014 Date: Title: Remarks before FINRA's Division of Market Regulation Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:May 2014 Date: Title: Remarks at Municipal Securities Rulemaking Board’s 1st Annual Municipal Securities Regulator Summit Speaker:

Commissioner Daniel M. Gallagher

Type:Speech
Published date grouping:May 2014 Date: Title: Presentation to the PCAOB Forum on Auditing Smaller Broker-Dealers Speaker:

Kevin M. Stout

Senior Associate Chief Accountant

Type:Speech
Published date grouping:May 2014 Date: Title: Keynote Address at Compliance Week 2014 Speaker:

Andrew Ceresney

Director of the Division of Enforcement

Type:Speech
Published date grouping:May 2014 Date: Title: Remarks at the Financial Accounting Foundation Trustees Dinner Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:May 2014 Date: Title: Three Key Pressure Points in the Current Enforcement Environment Speaker:

Chair Mary Jo White

Type:Speech
Published date grouping:May 2014 Date: Title: Keynote Address at Compliance Week 2014 Speaker:

Commissioner Kara M. Stein

Type:Speech
Published date grouping:May 2014 Date: Title: Remarks to the First Annual Conference on the Regulation of Financial Markets Speaker:

Commissioner Michael S. Piwowar

Type:Speech
Published date grouping:May 2014 Date: Title: Introductory Remarks at The Evolving Role of Compliance in the Securities Industry Presentation Speaker:

Commissioner Daniel M. Gallagher

Type:Speech
Published date grouping:<