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2008 Speeches and Public Statements: Alphabetically by Speaker
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Date | Title | Author | ||||||
Chairman Christopher Cox | ||||||||
Dec. 17, 2008 | Indexed Annuities and Certain Other Insurance Contracts, Open Meeting, Washington, D.C.
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Chairman Christopher Cox | ||||||
Dec. 17, 2008 | Interactive Data to Improve Financial Reporting and Interactive Data for Mutual Fund Risk/Return Summary, Open Meeting, Washington, D.C.
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Chairman Christopher Cox | ||||||
Dec. 17, 2008 | Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2009, Open Meeting, Washington, D.C.
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Chairman Christopher Cox | ||||||
Dec. 11, 2008 | We Need a Bailout Exit Strategy "Op-Ed" for the Wall Street Journal |
Chairman Christopher Cox | ||||||
Dec. 8, 2008 | Remarks Before the AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C | Chairman Christopher Cox | ||||||
Dec. 4, 2008 | Address to Joint Meeting of the Exchequer Club and Women in Housing and Finance, Washington, D.C | Chairman Christopher Cox | ||||||
Dec. 3, 2008 | Text of Chairman's Remarks: Rulemaking for Credit Rating Agencies, at December 3, 2008, Open Meeting, Washington, D.C.
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Chairman Christopher Cox | ||||||
Nov. 19, 2008 | Text of Chairman's Remarks: Enhanced Disclosure for Mutual Fund Investors, November 19, 2008, Open Meeting, Washington, D.C.
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Chairman Christopher Cox | ||||||
Nov. 18, 2008 | 'The Future of International Standards and Cooperation In Light of the Credit Crisis', FEI 2008 Current Financial Reporting Issues Conference, New York, New York | Chairman Christopher Cox | ||||||
Nov. 14, 2008 | "Message from the Chairman" in SEC’s 2008 Performance and Accountability Report | Chairman Christopher Cox | ||||||
Nov. 13, 2008 | Address to the 2008 CCOutreach National Seminar, Washington, D.C. | Chairman Christopher Cox | ||||||
Nov. 12, 2008 | 'Building on Strengths in Designing the New Regulatory Structure', PLI 40th Annual Securities Regulation Institute, New York, New York | Chairman Christopher Cox | ||||||
Nov. 7, 2008 | The Importance of International Enforcement Cooperation in Today's Markets, SEC International Enforcement Institute, Washington, DC | Chairman Christopher Cox | ||||||
Nov. 4, 2008 | Reinventing a Markets Watchdog "Op-Ed" for the Washington Post |
Chairman Christopher Cox | ||||||
Oct. 29, 2008 | Opening Remarks at SEC Roundtable on Mark-to-Market Accounting | Chairman Christopher Cox | ||||||
Oct. 18, 2008 | Swapping Secrecy for Transparency "Op-Ed" for the New York Times |
Chairman Christopher Cox | ||||||
Oct. 8, 2008 | Text of Chairman's Remarks: Opening Remarks at SEC Roundtable on Modernizing the Securities and Exchange Commission’s Disclosure System, Washington, D.C.
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Chairman Christopher Cox | ||||||
Sep. 22, 2008 | Text of Chairman's Remarks: Protecting Senior Investors in Today’s Markets, Senior Summit, Washington, D.C.
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Chairman Christopher Cox | ||||||
Aug. 27, 2008 | Text of Chairman's Remarks: Proposing a Roadmap Toward IFRS, Open Meeting, Washington, D.C.
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Chairman Christopher Cox | ||||||
Aug. 27, 2008 | Statement at Open Meeting on Modernizing Disclosure Requirements for Foreign Issuers, Washington, D.C.
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Chairman Christopher Cox | ||||||
Jul. 30, 2008 | Text of Chairman's Remarks: Statement at Open Meeting on Guidance to Fund Boards Regarding Investment Adviser Trading of Fund Portfolio Securities and Use of Soft Dollars, Washington, D.C.
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Chairman Christopher Cox | ||||||
Jul. 30, 2008 | Text of Chairman's Remarks: Statement at Open Meeting on Municipal Securities Disclosure, Washington, D.C.
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Chairman Christopher Cox | ||||||
Jul. 30, 2008 | Text of Chairman's Remarks: Statement at Open Meeting on the Use of Company Web Sites, Washington, D.C.
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Chairman Christopher Cox | ||||||
Jul. 24, 2008 | What the SEC Really Did on Short Selling, "Op-Ed" for the Wall Street Journal |
Chairman Christopher Cox | ||||||
Jul. 18, 2008 | Naked Short Selling Is One Problem a Slumping Market Shouldn't Have "Op-Ed" for the Investor’s Business Daily |
Chairman Christopher Cox | ||||||
Jul. 8, 2008 | Statement at News Conference Announcing Release of Examination Report on Credit Rating Agencies, Washington, D.C. | Chairman Christopher Cox | ||||||
Jun. 25, 2008 | Text of Chairman's Remarks: Statement on Proposal to Increase Investor Protection by Reducing Reliance on Credit Ratings, Washington, D.C.
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Chairman Christopher Cox | ||||||
Jun. 25, 2008 | Text of Chairman's Remarks: Statement at Open Meeting on Equity-Indexed Annuities, Washington, D.C.
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Chairman Christopher Cox | ||||||
Jun. 25, 2008 | Text of Chairman's Remarks: Statement at Open Meeting on Amendments to Rule 15a-6, Washington, D.C.
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Chairman Christopher Cox | ||||||
Jun. 25, 2008 | Text of Chairman's Remarks: Statement at Open Meeting on Streamlining the Review of SRO Rulemaking, Washington, D.C.
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Chairman Christopher Cox | ||||||
Jun. 23, 2008 | Making Disclosure More Useful for Public Company Directors, Keynote Address to the Stanford Law School Directors' College, Stanford University, Palo Alto, California | Chairman Christopher Cox | ||||||
Jun. 19, 2008 | A Brave New World For Financial Regulation — "Op-Ed" for the Wall Street Journal | Christopher Cox | ||||||
Jun. 12, 2008 | Disclosure from the User's Perspective, Address to the CFA Institute Conference on Next Generation Asset Management, Washington, D.C. | Chairman Christopher Cox | ||||||
Jun. 11, 2008 | Text of Chairman's Remarks: Statement at Open Meeting on Rules for Credit Rating Agencies, Washington, D.C.
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Chairman Christopher Cox | ||||||
Jun. 10, 2008 | Opening Address to International Roundtable on Interactive Data, Washington, D.C. | Chairman Christopher Cox | ||||||
May 28, 2008 | 'International Financial Reporting Standards: The Promise of Transparency and Comparability for the Benefit of Investors Around the Globe', Address to the Annual Conference of the International Organization of Securities Commissions, Paris, France | Chairman Christopher Cox | ||||||
May 21, 2008 | Text of Chairman's Remarks: Opening Statement at Open Meeting on Requiring Mutual Funds to Provide Investor Information Using Interactive Data
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Chairman Christopher Cox | ||||||
May 14, 2008 | Text of Chairman's Remarks: Opening Statement — Open Meeting on the Use of Technology to Improve Financial Reporting
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Chairman Christopher Cox | ||||||
May 7, 2008 | Address to the Security Traders 12th Annual Washington Conference, Washington, D.C. | Chairman Christopher Cox | ||||||
May 7, 2008 | Text of Chairman's Remarks: Videotaped Remarks at the 17th XBRL International Conference, Eindhoven, Netherlands
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Chairman Christopher Cox | ||||||
May 2, 2008 | Northeastern University Commencement Address, Boston, Massachusetts | Chairman Christopher Cox | ||||||
Apr. 30, 2008 | Keynote Address to the Investment Company Institute 4th Annual Mutual Fund Leadership Dinner, Washington, D.C. | Chairman Christopher Cox | ||||||
Apr. 18, 2008 | Remarks before the U.S. Chamber of Commerce, Washington, D.C. | Chairman Christopher Cox | ||||||
Apr. 1, 2008 | Chairman's Address to the North American Securities Administrators Association 2008 Public Policy Conference, Washington, D.C. | Chairman Christopher Cox | ||||||
Mar. 4, 2008 | Regulation S-P: Privacy of Consumer Financial Information
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Chairman Christopher Cox | ||||||
Mar. 4, 2008 | "Naked" Short Selling Anti-Fraud Rule
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Chairman Christopher Cox | ||||||
Mar. 4, 2008 | Exchange-Traded Funds, Commission Open Meeting, Washington, D.C.
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Chairman Christopher Cox | ||||||
Feb. 13, 2008 | Order Regarding Review of FASB Accounting Support Fee for 2008 under Section 109 of the Sarbanes-Oxley Act of 2002, Commission Open Meeting, Washington, D.C.
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Chairman Christopher Cox | ||||||
Feb. 13, 2008 | Amendments to Form ADV, Commission Open Meeting, Washington, D.C.
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Chairman Christopher Cox | ||||||
Feb. 13, 2008 | Exemption from Registration/Reporting Enhancements for Foreign Private Issuers, Commission Open Meeting, Washington, D.C.
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Chairman Christopher Cox | ||||||
Feb. 8, 2008 | "The 75th Anniversary of the Securities Act": Remarks to the Association of Securities and Exchange Alumni 16th Annual Dinner, Washington, D.C. | Chairman Christopher Cox | ||||||
Feb. 8, 2008 | "The SEC Agenda for 2008": Remarks to the 'SEC Speaks in 2008' Program of the Practising Law Institute, Washington, D.C. | Chairman Christopher Cox | ||||||
Feb. 1, 2008 | Remarks on Acceptance of the Atlantic Leadership Award from the European-American Business Council, Washington, D.C. | Chairman Christopher Cox | ||||||
Jan. 10, 2008 | "International Business — An SEC Perspective" Address to the American Institute of Certified Public Accountants' International Issues Conference, Washington, D.C. | Chairman Christopher Cox | ||||||
Commissioner Luis A. Aguilar | ||||||||
Dec. 17, 2008 | Remarks Regarding Interactive Data Releases, Open Meeting, Washington, D.C. | Commissioner Luis A. Aguilar | ||||||
oct. 31, 2008 | Remarks Before the 14th Annual Securities Litigation and Regulatory Practice Seminar, Atlanta, Georgia | Commissioner Luis A. Aguilar | ||||||
Commissioner Paul S. Atkins | ||||||||
Jul. 22, 2008 | Shareholder Rights, the 2008 Proxy Season, and the Impact of Shareholder Activism, U.S. Chamber of Commerce, Washington, D.C. | Commissioner Paul S. Atkins | ||||||
Jun. 27, 2008 | Corporate Governance in the USA against the Background of Recent Developments, Remarks to the 7th German Corporate Governance Code Conference, Berlin, Germany (English translation); speech as delivered in German | Commissioner Paul S. Atkins | ||||||
Jul. 16, 2008 | Remarks Before the Exchequer Club of Washington, D.C., Washington, D.C. | Commissioner Paul S. Atkins | ||||||
Jul. 8, 2008 | Remarks Before the U.S. Chamber of Commerce Mid-Market Elite Series, Cleveland, Ohio | Commissioner Paul S. Atkins | ||||||
Jun. 16, 2008 | Remarks Before the Irish Banking Federation, Dublin, Ireland | Commissioner Paul S. Atkins | ||||||
Jun. 16, 2008 | Remarks Before the Global Financial Services Centres Conference, Dublin, Ireland | Commissioner Paul S. Atkins | ||||||
Jun. 11, 2008 | Statement at Open Meeting to Consider Proposed Rules under the Rating Agency Act, Washington, D.C. | Commissioner Paul S. Atkins | ||||||
May 29, 2008 | Remarks Before the 35th General Assembly of the Geneva Association, Bermuda | Commissioner Paul S. Atkins | ||||||
May 28, 2008 | Remarks at the President's Advisory Council on Financial Literacy Subcommittee Meeting on the Future of Responsible Subprime Lending, Washington, D.C. | Commissioner Paul S. Atkins | ||||||
May 16, 2008 | Remarks Before FINRA’s Market Regulation Annual Staff Meeting, Washington, D.C. | Commissioner Paul S. Atkins | ||||||
May 7, 2008 | Remarks Before the Security Traders Association, Washington, D.C. | Commissioner Paul S. Atkins | ||||||
Apr. 17, 2008 | Improving Financial Markets, Remarks to the Vanderbilt University Financial Markets Research Center, Conference on Securitization, Nashville, Tennessee | Commissioner Paul S. Atkins | ||||||
Apr. 14, 2008 | Remarks Before the American Chamber of Commerce, Rio de Janeiro, Brazil | Commissioner Paul S. Atkins | ||||||
Apr. 11, 2008 | Remarks Before the Investment Advisers Association, New Orleans, Washington, DC | Commissioner Paul S. Atkins | ||||||
Apr. 3, 2008 | Remarks Before the Twentieth Annual Tulane Corporate Law Institute, New Orleans, Louisiana | Commissioner Paul S. Atkins | ||||||
Apr. 1, 2008 | Commissioner Paul S. Atkins, Orlando, Florida | Commissioner Paul S. Atkins | ||||||
Mar. 17, 2008 | Remarks Before the Investment Company Institute's 2008 Mutual Funds and Investment Management Conference, Phoenix, Arizona | Commissioner Paul S. Atkins | ||||||
Mar. 11, 2008 | Furthering the German-American Relationship: Our Mutual Interest in Maintaining Strong and Vibrant Global Capital Markets, Remarks to AmCham Germany, Berlin, Germany (English translation) Speech as delivered in German |
Commissioner Paul S. Atkins | ||||||
Mar. 3, 2008 | Remarks to the Institute of International Bankers, Washington, D.C. | Commissioner Paul S. Atkins | ||||||
Feb. 22, 2008 | Remarks to the 28th Annual Northwest Securities Institute, Seattle, Washington | Commissioner Paul S. Atkins | ||||||
Feb. 8, 2008 | Remarks to the 'SEC Speaks in 2008' Program of the Practising Law Institute, Washington, D.C. | Commissioner Paul S. Atkins | ||||||
Jan. 25, 2008 | Stoneridge and the Rule of Law — "Op-Ed" for the Wall Street Journal | Commissioner Paul S. Atkins | ||||||
Jan. 18, 2008 | Remarks at the Federalist Society Lawyers' Chapter of Dallas, Texas, Dallas, Texas | Commissioner Paul S. Atkins | ||||||
Commissioner Kathleen L. Casey | ||||||||
Dec. 3, 2008 | Remarks at the Commission Open Meeting, Washington, D.C. | Commissioner Kathleen L. Casey | ||||||
Nov. 17, 2008 | Address to Institute of International Bankers, New York, NY | Commissioner Kathleen L. Casey | ||||||
Sep. 9, 2008 | Remarks before the Transatlantic Corporate Governance Dialogue Conference on Corporate Governance Standards and Financial Stability, Brussels, Belgium | Commissioner Kathleen L. Casey | ||||||
Apr. 23, 2008 | Opening Remarks at Joint Regulatory Anti-Money Laundering Training, Washington, D.C. | Commissioner Kathleen L. Casey | ||||||
Apr. 3, 2008 | An Agenda for Europe and the United States, Sixth Annual Symposium on Building the Financial System of the 21st Century, Armonk, New York | Commissioner Kathleen L. Casey | ||||||
Mar. 27, 2008 | Remarks Before the First Annual Southeast Securities Enforcement Conference, Atlanta, Georgia | Commissioner Kathleen L. Casey | ||||||
Mar. 6, 2008 | Remarks before the Conference on SEC Regulation Outside the United States, London, England | Commissioner Kathleen L. Casey | ||||||
Feb. 21, 2008 | Remarks Before the ALI-ABA Conference on "Corporate Governance: The Changing Environment", Washington, D.C. | Commissioner Kathleen L. Casey | ||||||
Feb. 8, 2008 | Remarks Before SEC Speaks, Washington, D.C. | Commissioner Kathleen L. Casey | ||||||
Commissioner Troy A. Paredes | ||||||||
Dec. 17, 2008 | Statement at Open Meeting on XBRL/Interactive Data, Washington, D.C. | Commissioner Troy A. Paredes | ||||||
Dec. 17, 2008 | Opening Remarks and Dissent Regarding Final Rule 151A: Indexed Annuities and Certain Other Insurance Contracts, Open Meeting, Washington, D.C. | Commissioner Troy A. Paredes | ||||||
Dec. 3, 2008 | Statement at Open Meeting on Nationally Recognized Statistical Rating Organizations, Open Meeting, Washington, D.C. | Commissioner Troy A. Paredes | ||||||
Nov. 19, 2008 | Statement Regarding the Adoption of the Summary Prospectus Rules, Open Meeting, Washington, D.C. | Commissioner Troy A. Paredes | ||||||
Oct. 23, 2008 | Remarks at “Live from the SEC 2008”, International Law Section of the American Bar Association, Washington, D.C. | Commissioner Troy A. Paredes | ||||||
Sep. 23, 2008 | Remarks Before the CyberSecurities Fraud Forum, Washington, D.C. | Commissioner Troy A. Paredes | ||||||
Commissioner Elisse B. Walter | ||||||||
Aug. 27, 2008 | Roadmap for the Potential Use of Financial Statements Prepared in Accordance with International Financial Reporting Standards from U.S. Issuers, Open Meeting, Washington, D.C. | Commissioner Elisse B. Walter |
Date | Title | Author |
Adam Brown, Professional Accounting Fellow, Office of the Chief Accountant | ||
Dec. 8, 2008 | Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Adam Brown, Professional Accounting Fellow, Office of the Chief Accountant |
Wayne Carnall, Chief Accountant, Division of Corporation Finance | ||
Dec. 9, 2008 | Slide Presentation (PDF): Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Wayne Carnall, Chief Accountant, Division of Corporation Finance |
Nov. 17, 2008 | Slide Presentation (PDF): SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, PCAOB Forums on Auditing in the Small Business Environment | Wayne Carnall, Chief Accountant, Division of Corporation Finance |
Muneera Carr, Professional Accounting Fellow, Office of the Chief Accountant | ||
Dec. 8, 2008 | Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Muneera Carr, Professional Accounting Fellow, Office of the Chief Accountant |
Brian G. Cartwright, General Counsel | ||
Apr. 12, 2008 | Remarks Before the ABA Section of Business Law Committee on Federal Regulation of Securities, Dallas, Texas | Brian G. Cartwright, General Counsel |
Mar. 28, 2008 | The Role of the States (Foreign and Domestic), Distinguished Scholar Address — Widener University School of Law, Wilmington, Delaware | Brian G. Cartwright, General Counsel |
Christina Chalk, Senior Special Counsel, Division of Corporation Finance | ||
Aug. 27, 2008 | Opening Remarks before the Commission Open Meeting, Washington, D.C. | Christina Chalk, Senior Special Counsel, Division of Corporation Finance |
Andrew J. Donohue, Director, Division of Investment Management | ||
Dec. 17, 2008 | Opening Statement Regarding Interactive Data for Mutual Fund Risk/Return Summary, Open Meeting, Washington, D.C. | Andrew J. Donohue, Director, Division of Investment Management |
Dec. 15, 2008 | 2008: Important Accomplishments, Meaningful Lessons and Getting Back to Basics, ICI 2008 Securities Law Developments Conference, Washington, D.C. | Andrew J. Donohue, Director, Division of Investment Management |
Nov. 14, 2008 | Remarks Before the ALI-ABA (American Law Institute/American Bar Association) Conference on Life Insurance Company Products, Washington, D.C. | Andrew J. Donohue, Director, Division of Investment Management |
Oct. 29, 2008 | Keynote Address at the National Regulatory Services Twenty-third Annual Fall Compliance Conference, Scottsdale, Arizona | Andrew J. Donohue, Director, Division of Investment Management |
Jun. 25, 2008 | Opening Remarks before the Commission Open Meeting, Washington, D.C. | Andrew J. Donohue, Director, Division of Investment Management |
Jun. 4, 2008 | Keynote Address Before SIFMA's Institutional Brokerage Conference, New York, New York | Andrew J. Donohue, Director, Division of Investment Management |
Jun. 2, 2008 | Remarks Before the NAVA Compliance and Regulatory Affairs Conference, Washington, D.C. | Andrew J. Donohue, Director, Division of Investment Management |
Apr. 24, 2008 | Keynote Address at the Practicing Law Institute, Investment Management Institute 2008, New York, N.Y. | Andrew J. Donohue, Director, Division of Investment Management |
Mar. 21, 2008 | Remarks before the IA Week and the Investment Adviser Association 10th Annual IA Compliance Best Practices Summit 2008, Washington, D.C. | Andrew J. Donohue, Director, Division of Investment Management |
Mar. 10, 2008 | Keynote Address at the 9th Annual International Conference on Private Investment Funds, London, England | Andrew J. Donohue, Director, Division of Investment Management |
Jan. 15, 2008 | Address at the Mutual Fund Directors Forum Second Annual Directors' Institute, Fort Myers, Florida | Andrew J. Donohue, Director, Division of Investment Management |
Paul Dudek, Chief, Office of International Corporation Finance | ||
Aug. 27, 2008 | Opening Remarks before the Commission Open Meeting, Washington, D.C. | Conrad Hewitt, Chief Accountant, Office of Chief Accountant; John White, Director, Division of Corporation Finance; and Paul Dudek, Chief, Office of International Corporation Finance |
Jeff Ellis, Professional Accounting Fellow, Office of the Chief Accountant | ||
Dec. 8, 2008 | Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Jeff Ellis, Professional Accounting Fellow, Office of the Chief Accountant |
Julie A. Erhardt, Deputy Chief Accountant, Office of the Chief Accountant | ||
Dec. 8, 2008 | Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Julie A. Erhardt, Deputy Chief Accountant, Office of the Chief Accountant |
Robert G. Fox III, Professional Accounting Fellow, Office of the Chief Accountant | ||
Dec. 8, 2008 | Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Robert G. Fox III, Professional Accounting Fellow, Office of the Chief Accountant |
Mark W. Green, Senior Special Counsel (Regulatory Policy), Division of Corporation Finance | ||
Dec. 17, 2008 | Opening Remarks before the Commission Open Meeting — Interactive Data, Washington, D.C. | Mark W. Green, Senior Special Counsel (Regulatory Policy), Division of Corporation Finance |
Steven Hearne, Special Counsel, Division of Corporation Finance | ||
Jun. 25, 2008 | Division Statement before the Commission Open Meeting, Washington, D.C. | Steven Hearne, Special Counsel, Division of Corporation Finance |
Conrad Hewitt, Chief Accountant | ||
Dec. 8, 2008 | Remarks Before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Conrad W. Hewitt, Chief Accountant |
Aug. 27, 2008 | Opening Remarks before the Commission Open Meeting, Washington, D.C. | Conrad Hewitt, Chief Accountant, Office of Chief Accountant; John White, Director, Division of Corporation Finance; and Paul Dudek, Chief, Office of International Corporation Finance |
May 29, 2008 | IFRS and U.S. Companies, SEC and Financial Reporting Institute 27th Annual Conference, Pasadena, California | Conrad Hewitt, Chief Accountant |
James L. Kroeker, Deputy Chief Accountant, Office of the Chief Accountant | ||
Dec. 8, 2008 | Remarks Before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | James L. Kroeker, Deputy Chief Accountant, Office of the Chief Accountant |
Felicia H. Kung, Senior Special Counsel, Division of Corporation Finance | ||
Aug. 27, 2008 | Opening Remarks before the Commission Open Meeting, Washington, D.C. | Felicia H. Kung, Senior Special Counsel, Office of International Corporation Finance, Division of Corporation Finance |
Feb. 13, 2008 | Opening Remarks before the Commission Open Meeting, Washington, D.C. | Elliot B. Staffin, Special Counsel, and Felicia H. Kung, Senior Special Counsel, Office of International Corporation Finance, Division of Corporation Finance |
James Lopez, Legal Branch Chief, Division of Corporation Finance | ||
May 14, 2008 | Division Statement before the Commission Open Meeting, Washington, D.C. | James Lopez, Legal Branch Chief, Division of Corporation Finance |
William Lutz, Director, 21st Century Disclosure Initiative | ||
Oct. 15, 2008 | Remarks at the XBRL International Conference, Washington, D.C. See also: PowerPoint presentation |
William Lutz, Director, 21st Century Disclosure Initiative |
Mark Mahar, Associate Chief Accountant, Office of the Chief Accountant | ||
Dec. 8, 2008 | Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Mark Mahar, Associate Chief Accountant, Office of the Chief Accountant |
Robert B. Malhotra, Professional Accounting Fellow | ||
Dec. 8, 2008 | Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Robert B. Malhotra, Professional Accounting Fellow |
Kim McManus, Special Counsel, Division of Corporation Finance | ||
Jul. 30, 2008 | Commission Guidance on the Use of Company Web Sites: Opening Remarks at the SEC Open Meeting, Washington, D.C. | Kim McManus, Special Counsel, Division of Corporation Finance |
Liza McAndrew Moberg, Professional Accounting Fellow, Office of the Chief Accountant | ||
Dec. 8, 2008 | Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Liza McAndrew Moberg, Professional Accounting Fellow, Office of the Chief Accountant |
Craig Olinger, Deputy Chief Accountant, Division of Corporation Finance | ||
Dec. 10, 2008 | Slide Presentation (PDF): Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Craig Olinger, Deputy Chief Accountant, Division of Corporation Finance |
Marc Panucci, Associate Chief Accountant, Office of the Chief Accountant | ||
Dec. 8, 2008 | Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. | Marc Panucci, Associate Chief Accountant, Office of the Chief Accountant |
Lori A. Richards, Director, Office of Compliance Inspections and Examinations | ||
Dec. 16, 2008 | The Role That Surveillance Might Play in the Risk-Based Oversight of Mutual Funds, 2008 Securities Law Developments Conference, Investment Company Institute, Washington, D.C. | Lori A. Richards, Director, Office of Compliance Inspections and Examinations |
Oct. 30, 2008 | "Incentivizing Good Compliance", 2008 Willamette Securities Regulation Conference, Willamette University College of Law, Portland, Oregon | Lori A. Richards, Director, Office of Compliance Inspections and Examinations |
Oct. 21, 2008 | Compliance Through Crisis: Focus Areas for SEC Examiners and Compliance Professionals, National Society of Compliance Professionals, National Meeting, Philadelphia, Pennsylvania | Lori Richards, Director, Office of Compliance Inspections and Examinations |
Sep. 9, 2008 | "Why Does Fraud Occur and What Can Deter or Prevent it?", Southwest Securities Enforcement Conference, Ft. Worth, Texas | Lori Richards, Director, Office of Compliance Inspections and Examinations |
Mar. 20, 2008 | Focus Areas in SEC Examinations of Investment Advisers: the Top 10, Remarks before the IA Compliance Best Practices Summit 2008, Washington, DC | Lori Richards, Director, Office of Compliance Inspections and Examinations |
Jan. 17, 2008 | Frequently-Asked Questions About SEC Examinations, SIFMA Compliance and Legal Division January General Luncheon Meeting, New York, N.Y. | Lori Richards, Director, Office of Compliance Inspections and Examinations |
Erik R. Sirri, Director, Division of Trading and Markets | ||
Dec. 3, 2008 | Opening Remarks before the Commission Open Meeting: Final Rules and Proposed Rules Implementing the Credit Rating Agency Reform Act of 2006, Washington, D.C. | Erik R. Sirri, Director, Division of Trading and Markets |
Sep. 17, 2008 | Remarks to the 2008 Bond Attorney’s Workshop of the National Association of Bond Lawyers, Chicago, Illinois | Erik R. Sirri, Director, Division of Trading and Markets |
Jun. 25, 2008 | Proposed Amendments to Exchange Act Rule 15a-6 — Conditional Exemption of Certain Foreign Brokers or Dealers, Commission Open Meeting, Washington, D.C. | Erik R. Sirri, Director, Division of Trading and Markets |
Jun. 25, 2008 | Proposed Amendments Relating to References to Ratings of Nationally Recognized Statistical Rating Organizations, Commission Open Meeting, Washington, D.C. | Erik R. Sirri, Director, Division of Trading and Markets |
Jun. 25, 2008 | Amendment to Rules Relating to Organization and Program Management Concerning Proposed Rule Changes Filed by Self-Regulatory Organizations, Commission Open Meeting, Washington, D.C. | Erik R. Sirri, Director, Division of Trading and Markets |
Jun. 11, 2008 | Opening Remarks before the Commission Open Meeting, Washington, D.C. | Erik R. Sirri Director, Division of Trading and Markets |
May 9, 2008 | Luncheon Address at the SIFMA Market Structure Conference 2008: Maximizing Liquidity in the U.S. Equity Markets, New York, New York | Erik R. Sirri Director, Division of Trading and Markets |
May 2, 2008 | Remarks before the 2008 Options Industry Conference, Las Vegas, Nevada | Erik R. Sirri Director, Division of Trading and Markets |
Apr. 30, 2008 | Foreign Issuers & the U.S. Securities Laws 2008: Strategies for the Changing Regulatory Environment, New York, New York | Erik R. Sirri, Director, Division of Trading and Markets |
Feb. 1, 2008 | Keynote Speech at the SIFMA 2008 Dark Pools Symposium, New York, NY | Erik R. Sirri, Director, Division of Trading and Markets |
Elliot B. Staffin, Special Counsel, Division of Corporation Finance | ||
Aug. 27, 2008 | Opening Remarks before the Commission Open Meeting, Washington, D.C. | Elliot B. Staffin, Special Counsel, Office of International Corporation Finance, Division of Corporation Finance |
Feb. 13, 2008 | Opening Remarks before the Commission Open Meeting, Washington, D.C. | Elliot B. Staffin, Special Counsel, and Felicia H. Kung, Senior Special Counsel, Office of International Corporation Finance, Division of Corporation Finance |
Ethiopis Tafara, Director, Office of International Affairs | ||
Jun. 19, 2008 | Investors' Choice in the Regulation of Global Capital Markets?, 2008 International Corporate Governance Network Annual Conference, Seoul, Korea | Ethiopis Tafara, Director, Office of International Affairs |
Feb. 20, 2008 | The New Frontier and The Man Who Shot Liberty Valance, ASIC Summer School 2008, Melbourne, Australia | Ethiopis Tafara, Director, Office of International Affairs |
Linda Chatman Thomsen, Director, Division of Enforcement | ||
Dec. 15, 2008 | Statement at News Conference Announcing Siemens AG Settlement, Washington, D.C. | Linda Chatman Thomsen, Director, Division of Enforcement |
Nov. 6, 2008 | True to Our Mission: Why We Need the SEC, Remarks at the Ninth Annual A.A. Sommer, Jr. Corporate, Securities and Financial Law Lecture, New York, New York | Linda Chatman Thomsen, Director, Division of Enforcement |
Aug. 7, 2008 | Statement at News Conference Announcing Citigroup Preliminary Settlement, Washington, D.C. See also: Press Release No. 2008-168 |
Linda Chatman Thomsen, Director, Division of Enforcement |
Jun. 4, 2008 | It's Always Something, Compliance Week Conference, Washington, D.C. | Linda Chatman Thomsen, Director, Division of Enforcement |
May 19, 2008 | Opening Remarks to the Securities Industry and Financial Markets Association Regulatory Symposium on Insider Trading, New York, New York | Linda Chatman Thomsen, Director, Division of Enforcement |
May 12, 2008 | Keeping up with the Smartest Guys in the Room: Raising the Bar for Corporate Boards, Los Angeles, California | Linda Chatman Thomsen, Director, Division of Enforcement |
Apr. 10, 2008 | The Vigor of the S.E.C. — Letter to the Editor of the New York Times | Linda Chatman Thomsen, Director, Division of Enforcement |
Mar. 27, 2008 | Remarks Before the Minority Corporate Counsel 2008 CLE Expo, Chicago, Illinois | Linda Chatman Thomsen, Director, Division of Enforcement |
Mar. 26, 2008 | Regulatory Keynote Address — Outlook From the SEC, Second Annual Capital Markets Summit, U.S. Chamber of Commerce, Washington, D.C. | Linda Chatman Thomsen, Director, Division of Enforcement |
Feb. 19, 2008 | U.S. Experience of Insider Trading Enforcement , Remarks Before the Australian Securities and Investments Commission 2008 Summer School, Melbourne, Australia | Linda Chatman Thomsen, Director, Division of Enforcement |
John W. White, Director, Division of Corporation Finance | ||
Nov. 21, 2008 | Don’t Throw Out the Baby with the Bathwater, Keynote Address at the ABA Section of Business Law Fall Meeting, Washington, D.C. | John W. White, Director, Division of Corporation Finance |
Oct. 21, 2008 | Executive Compensation Disclosure: Observations on Year Two and a Look Forward to the Changing Landscape for 2009, The 3rd Annual Proxy Disclosure Conference, New Orleans, Louisiana | John W. White, Director, Division of Corporation Finance |
Aug. 27, 2008 | Opening Remarks before the Commission Open Meeting, Washington, D.C. | Conrad Hewitt, Chief Accountant, Office of Chief Accountant; John White, Director, Division of Corporation Finance; and Paul Dudek, Chief, Office of International Corporation Finance |
Aug. 11, 2008 | Corporation Finance in 2008 — A Year of Progress, American Bar Association, Section of Business Law, Committee on Federal Regulation of Securities, New York, New York | John W. White, Director, Division of Corporation Finance |
Jun. 5, 2008 | IFRS and U.S. Companies: A Look Ahead, Financial Executives International Global Financial Reporting Convergence Conference, New York, New York | John W. White, Director, Division of Corporation Finance |
Jan. 23, 2008 | Corporation Finance in 2008 — A Focus on Financial Reporting, 35th Annual Securities Regulation Institute, San Diego, California | John W. White, Director, Division of Corporation Finance |
Jan. 14, 2008 | Corporation Finance in 2008 – International Initiatives, London, England | John W. White, Director, Division of Corporation Finance |
http://www.sec.gov/news/2008speechalpha.shtml
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