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Commission Speeches and Public Statements Archive: 1991
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1991 Speeches by the Chairman and Commissioners
| Date |
Title |
Author |
| Fourth Quarter |
| Dec. 16, 1991 |
Overview of Enviromental Disclosure, Prentice Hall Law & Business, Thirteenth Annual Institute on Proxy Statements, Annual Meetings & Disclosure Documents, Washington, D.C. |
Commissioner
Richard Y. Roberts |
| Dec. 9, 1991 |
Building A Stronger Market: Cooperation Between Argentina and the United States, Buenos Aires, Argentina |
Chairman
Richard C. Breeden |
| Dec. 5, 1991 |
Past Successes, Future Challenges, Securities Industry Association, Boca Raton, Florida |
Chairman
Richard C. Breeden |
| Nov. 19, 1991 |
Remarks, American Stock Exchange Conference on Financing in the International Markets, Bolsa Mexicana de Valores, Mexico City, Mexico |
Commissioner
Mary L. Schapiro |
| Nov. 13, 1991 |
The Growth of the Synthetic Derivative Market: Risks and Benefits, National Option & Futures Society, Washington, D.C. |
Commissioner
Mary L. Schapiro |
| Nov. 12, 1991 |
Continue Improving Our Debt Markets, Investment Company Institute Conference on Creditors' Rights Issues for Investment Companies, Washington, D.C. |
Commissioner
Richard Y. Roberts |
| Nov. 8, 1991 |
Remarks Before the American Bar Association, Committee on Federal Regulation of Securities, Business Law Section, Washington, D.C. |
Commissioner
Mary L. Schapiro |
| Nov. 8, 1991 |
Reconciling National and International Concerns in the Regulation of Global Capital Markets, London School of Economics, London, England |
Chairman
Richard C. Breeden |
| Nov. 5, 1991 |
Reflections, Financial Executives Institute, New York City, New York |
Commissioner
Edward H. Fleischman |
| Nov. 1, 1991 |
Time For Review of Pooling Criteria, The Second Annual Conference on Financial Reporting, University of California at Berkeley, San Francisco, CA |
Commissioner
Richard Y. Roberts |
| Oct. 24, 1991 |
Remarks Before the Cashiers' Association of Wall Street Inc., New York, New York |
Commissioner
Mary L. Schapiro |
| Oct. 17, 1991 |
Looking Backward and Forward, Chicago-Kent College of Law, Fourteenth Annual Commodities Law Institute, Chicago, Illinois |
Commissioner
Edward H. Fleischman |
| Oct. 16, 1991 |
Remarks, Corporate Counsel Institute, Chicago, Illinois |
Chairman
Richard C. Breeden |
| Oct. 5, 1991 |
Shareholder Proposals - Rule 14a-8, American Society of Corporate Secretaries - New York Chapter, Bolton Landing, New York |
Commissioner
Richard Y. Roberts |
| Oct. 3, 1991 |
...[And] for the Protection of Investors, American College of Investment Counsel, New York City, New York |
Commissioner
Edward H. Fleischman |
| Third Quarter |
| Sep. 28, 1991 |
Update on Environmental Disclosure, Colorado Bar Association, Colorado Springs, Colorado |
Commissioner
Richard Y. Roberts |
| Sep. 24, 1991 |
Insights into the Investment Company Act Study, State of Wisconsin Sixth Annual SEC Update, Milwaukee, Wisconsin |
Commissioner
Richard Y. Roberts |
| Sep. 24, 1991 |
Strong Capital Markets and World Economic Growth, International Organization of Securities Commissions, Washington, D.C. |
Chairman
Richard C. Breeden |
| Aug. 12, 1991 |
Update on Improving Secondary Market Disclosure, The American Bar Association, Atlanta, Georgia |
Commissioner
Richard Y. Roberts |
| Aug. 12, 1991 |
...Appropriate in the Public Interest, Committee on Federal Regulation of Securities of the Section of Business Law of the American Bar Association, Atlanta, Georgia |
Commissioner
Edward H. Fleischman |
| Second Quarter |
| Jun. 17, 1991 |
Open Borders, and Strong Capital Markets, Investment Dealers Association of Canada, Whistler, British Columbia, Canada |
Chairman
Richard C. Breeden |
| Jun. 14, 1991 |
Transparency, The First Annual New England Regional Securities Conference, Washington, D.C. |
Commissioner
Richard Y. Roberts |
| Jun. 13, 1991 |
Opening Statement, SEC Open Meeting, Washington, D.C. |
Chairman
Richard C. Breeden |
| Jun. 7, 1991 |
Proxy Reform - Guidelines For Review & Outlook, The United Shareholders Association Foundation for Research and Education, Washington, D.C. |
Commissioner
Richard Y. Roberts |
| May 30, 1991 |
Opening Statement on Adoption of Rules, Forms and Schedules for Multijurisdictional Disclosure with Canada, SEC Opening Meeting, Washington, D.C. |
Chairman
Richard C. Breeden |
| May 24, 1991 |
Remarks Before the Annual Meeting of the Investment Company Institute, Washington, D.C. |
Chairman
Richard C. Breeden |
| May 20, 1991 |
Opening Remarks, SEC Public Meeting, Washington, D.C. |
Chairman
Richard C. Breeden |
| May 16, 1991 |
The U.S. Role in Achieving International Harmonization of Accounting Standards, 10th Annual SEC and Financial Reporting Institute Conference, Los Angeles, California |
Commissioner
Philip R. Lochner, Jr. |
| May 15, 1991 |
A Celebration Of Ethics, Leonard N. Stern School of Business, New York University, Avery Fisher Hall, Lincoln Center, New York, New York |
Chairman
Richard C. Breeden |
| May 9, 1991 |
Proxy Reform and Shareholder Voting Rights, Annual Meeting of the Chief Financial Officers of the American Paper Institute, Washington, D.C. |
Commissioner
Richard Y. Roberts |
| May 7, 1991 |
Reexamining Our Debt Markets and Proprietary Trading Systems, The National Organization of Investment Professionals, Washington, D.C. |
Commisssioner Richard Y. Roberts |
| May 7, 1991 |
Testimony Concerning S. 543 and S. 713 Before the Committee on Banking, Housing and Urban Affairs, United States Senate, Washington, D.C. |
Chairman
Richard C. Breeden |
| May 2, 1991 |
The Effect of the SEC's Foreign Company Reporting Requirements of the U.S. Equity Markets, The 11th Annual Ray Garrett Jr. Corporate and Securities Law Institute Conference, Chicago, Illinois |
Commissioner
Philip R. Lochner, Jr. |
| Apr. 22, 1991 |
Some Thoughts on Developing Securities Markets, International Institute for Securities Market Development, Washington, D.C. |
Chairman
Richard C. Breeden |
| Apr. 18, 1991 |
Additional Attention Warranted for Debt Markets, National Federation of Municipal Analysts, San Juan, Puerto Rico |
Commissioner
Richard Y. Roberts |
| Apr. 13, 1991 |
A Citizen's Concerns in the Debate Over Hybrid Instruments, Joint Committee Meeting of the Committee on Futures Regulation and the Subcommittee on Market Regulation, Comm. on Fed'l. Reg'n of Securities American Bar Association Section of Business Law, Williamsburg, Virginia |
Commissioner
Edward H. Fleischman |
| Apr. 8, 1991 |
The Exclusivity Clause of the Commodity Exchange Act: The New Glass-Steagall?, The Bank Securities Association, Orlando, Florida |
Chairman
Richard C. Breeden |
| First Quarter |
| Mar. 26, 1991 |
Improving Our Debt Markets, Investment Company Institute, Washington, D.C. |
Commissioner
Richard Y. Roberts |
| Mar. 22, 1991 |
SEC Progress Towards Internationalization, Texaco Latin America - West Africa Roundtable, Coral Gables, Florida |
Commissioner
Richard Y. Roberts |
| Mar. 20, 1991 |
Remarks, Securities Industry Association Regional Conference |
Commissioner
Mary L. Schapiro |
| Mar. 11, 1991 |
Planning For Spontaneity: The Creation of Free Market in Eastern Europe, Remarks to the Center for the Study of International Business Law at Brooklyn Law School and The New York School Stock Exchange |
Commissioner
Philip R. Lochner, Jr. |
| Mar. 7, 1991 |
Remarks Before the Securities Regulation and Business Law Conference, University of Texas, Austin, Texas |
Commissioner
Mary L. Schapiro |
| Mar. 6, 1991 |
Improving Secondary Market Disclosure, Government Finance Officers Association, Washington, D.C. |
Commissioner
Richard Y. Roberts |
| Mar. 1, 1991 |
The Intersection of Business Needs and Disclosure Requirements: MD&A, Eleventh Annual Southern Securities Institute, Tampa, Florida |
Commmissioner Edward H. Fleischman |
| Mar. 1, 1991 |
Listing Standards on Shareholder Voting Rights, Twentieth Annual Securities Institute, Cleveland Bar Association, |
Commissioner
Richard Y. Roberts |
| Feb. 22, 1991 |
Strengthening Investor Confidence in U.S. Securities Markets, Eleventh Annual Northwest Securities Institute, Seattle, Washington |
Commissioner
Richard Y. Roberts |
| Feb. 13, 1991 |
Proposed Rules 2A-7, SEC Open Meeting, Washington, D.C. |
Chairman
Richard C. Breeden |
| Feb. 7, 1991 |
Perspectives on Municipal Disclosure, The National Association of Bond Lawyers, Washington, D.C. |
Commissioner
Richard Y. Roberts |
| Jan. 25, 1991 |
Fashioning Sanctions for Securities Law Violations: The Need for Standards, The Corporate Counsel Section of the New York State Bar Association, New York City, New York |
Commissioner
Philip R. Lochner, Jr. |
| Jan. 24, 1991 |
Lawyers and Insider Trading, The Securities Law Committee of the Federal Bar Association, National Press Club, Washington, D.C. |
Commissioner
Philip R. Lochner, Jr. |
| Jan. 24, 1991 |
Ferreting in the Interstices of S.E.C. Attitudes to Securities Analysts, Eighteenth Annual Securities Regulation Institute, Coronado, California |
Commissioner
Edward H. Fleischman |
| Jan. 23, 1991 |
Financial Stability In Challenging Times, Securities Regulation Institute, University of California at San Diego, San Diego, California |
Chairman
Richard C. Breeden |
| Jan. 10, 1991 |
Section 16, SEC Open Meeting, Washington, D.C. |
Chairman
Richard C. Breeden |
| Jan. 8, 1991 |
Testimony Concerning the State of the Securities Industry, Before the Subcommittee on Securities of the Committee on Banking Housing and Urban Affairs, United States Senate, Washington, D.C. |
Chairman
Richard C. Breeden |
| Jan. 8, 1991 |
Accounting in a Rapidly Changing World, AICPA Eighteenth Annual Conference on Current SEC Developments, Washington, D.C. |
Chairman
Richard C. Breeden |
1991 Speeches and Statements by Commission Staff
| Date |
Title |
Author |
| Fourth Quarter |
| Apr. 17, 1991 |
Regulatory Challenges For The 1990's, Federation Internationale des Bourses de Valeur, Geneva, Switzerland |
Richard G. Ketchum, Director, Division of Market Regulation |
| Third Quarter |
| No speeches are available for this quarter. |
| Second Quarter |
| No speeches are available for this quarter. |
| First Quarter |
| No speeches are available for this quarter. |
http://www.sec.gov/news/speech/speecharchive/1991speech.shtml
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