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Commission Speeches and Public Statements Archive: 1963
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1963 Speeches by the Chairman and Commissioners
| Date |
Title |
Author |
| Fourth Quarter |
| Dec. 2, 1963 |
The Securities and Exchange Commission After the Special Study of Securities Markets, Investment Bankers Association of America, Hollywood Beach, Florida |
Chairman
William L. Cary |
| Oct. 8, 1963 |
Remarks, Financial Executives Institute, Boston, Massachusetts |
Chairman
William L. Cary |
| Third Quarter |
| No speeches are available for this quarter. |
| Second Quarter |
| Jun. 20, 1963 |
Resumé of the Report of the Special Study of Securities Markets and the Commission's Legislative Proposals, Seventeenth Annual Meeting of the American Society of Corporate Secretaries, Hot Springs, Virginia |
Commissioner
Byron D. Woodside |
| May 20, 1963 |
Current Problems in the Securities Field, The Association of the Bar of the City of New York, Joint Meeting of the Committee on Post-Admission Legal Education, Section on Banking, Corporate and Business Law and the Special Committee on Securities Regulation, New York, New York |
Commissioner
Manuel F. Cohen |
| May 15, 1963 |
Address, 16th Annual Convention of the Financial Analysts Federation, Chicago, Illinois |
Commissioner
Jack M. Whitney II |
| First Quarter |
| Feb. 5, 1963 |
Address, Washington Society of Investment Analysts, Washington, D.C. |
Commissioner
Jack M. Whitney II |
1963 Speeches and Statements by Commission Staff
| Date |
Title |
Author |
| Fourth Quarter |
| Oct. 18, 1963 |
The Influence of Government Agencies on Accounting Principles with Particular Reference to the Securities and Exchange Commission, 37th Annual Michigan Accounting Conference, Ann Arbor, Michigan |
Andrew Barr, Chief Accountant |
| Oct. 3, 1963 |
Protection or Oppression? The Investment Company Act Impact on the Publicly Held SBIC, Midwest Regional Association, Small Business Investment Companies, Chicago, Illinois |
Allan F. Conwill, Director, Division of Corporate Regulation |
| Third Quarter |
| Aug. 13, 1963 |
Reflections on the Special Study, Section of Corporation, Banking and Business Law, Annual Section Luncheon Meeting, Washington, D.C. |
Milton H. Cohen, Former Director, Special Study of Securities Markets |
| Jul. 18, 1963 |
Some Common Deficiencies in First Filings and Preparation for Conferences with SEC Staff, A Course on Filings with the SEC, American Institute of Certified Public Accountants, Chicago, Illinois |
Andrew Barr, Chief Accountant |
| Jul. 11, 1963 |
Some Common Deficiencies in First Filings and Preparation for Conferences with SEC Staff, A Course on Filings with the SEC, American Institute of Certified Public Accountants, Los Angeles, California |
Wallace B. Dunlap, Staff Accountant, San Francisco Regional Office |
| Jul. 8, 1963 |
Some Common Deficiencies in First Filings and Preparation for Conferences with SEC Staff, A Course on Filings with the SEC, American Institute of Certified Public Accountants, San Francisco, California |
Wallace B. Dunlap, Staff Accountant, San Francisco Regional Office |
| Second Quarter |
| Jun. 25, 1963 |
Financial Reporting Requirements in Regulation A Filings, American Institute of Certified
Public Accountants, New York, New York |
Mr. Edward Epstein, Financial Analyst, New York Regional Office |
| Jun. 24, 1963 |
Some Common Deficiencies in First Filings and Preparation for Conferences with SEC Staff, A Course on Filings with the SEC, American Institute of Certified Public Accountants, New York, New York |
Sydney C. Orbach, Chief Accountant, Division of Corporation Finance |
| Jun. 18, 1963 |
Accounting Treatment of Investment Tax Credit on Corporate Financial Statements, American Management Association, Finance Briefing Session #1347-01, Final I.R.S./Treasury Department Corporate Tax Rules and Guidelines, New York City, New York |
Andrew Barr, Chief Accountant |
| May 16, 1963 |
The S.E.C. and Canadian Operations, Tenth Annual Western Canada Conference on Financial Management and Petroleum Accounting, The Banff School of Fine Arts and Centre for Continuing Education, Banff, Alberta, Canada |
Andrew Barr, Chief Accountant |
| May 10, 1963 |
Reflections on the Special Study of Securities Markets, Practising Law Institute, New York, New York |
Milton H. Cohen, Director, Special Study |
| Apr. 23, 1963 |
The Minority Menace to Mutual Fund Selling, New York Group of the Investment Bankers Association of America, Rye, New York |
Allan F. Conwill, Director, Division of Corporate Regulation |
| Apr. 16, 1963 |
Financial Statements -- How Reliable?, Long Island Chapter National Association of Accountants, Garden City, New York |
Andrew Barr, Chief Accountant |
| First Quarter |
| Mar. 23, 1963 |
Financial Statements -- How Reliable?, Alumni of the Graduate School of Business Administration of New York University, New York City, New York |
Andrew Barr, Chief Accountant |
| Jan. 30, 1963 |
Federal Regulation of Variable Annuity Issuers, Third South Carolina Insurance Forum, Columbia, South Carolina |
Allan F. Conwill, Director, Division of Corporate Regulation |
http://www.sec.gov/news/speech/speecharchive/1963speech.shtml
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