Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort ascending	Respondents
Dec. 24, 2013	Archer-Daniels-Midland Company Release No. LR-22900 See Also: SEC Complaint
Dec. 23, 2013	All Know Holdings Ltd., et al. Release No. LR-22897
Dec. 23, 2013	Mark A. Lefkowitz, et al. Release No. LR-22896
Dec. 23, 2013	Patrick G. Rooney and Solaris Management, LLC Release No. LR-22895
Dec. 23, 2013	David F. Marchand Release No. LR-22899 See Also: SEC Complaint
Dec. 23, 2013	Dawn Wright-Olivares and Daniel Olivares Release No. LR-22898 See Also: SEC Complaint
Dec. 20, 2013	Brian D. Jorgenson, et al. Release No. LR-22893 See Also: SEC Complaint
Dec. 20, 2013	E-Monee.com, Inc. et al. Release No. LR-22894
Dec. 18, 2013	Randy A. Hamdan and Oracle Consultants, LLC Release No. LR-22892 See Also: SEC Complaint
Dec. 16, 2013	Arcturus Corporation, et al. Release No. LR-22891 See Also: SEC Complaint
Dec. 16, 2013	Malom Group AG, Martin U. Schläpfer, Hans-Jürg Lips, et al. Release No. LR-22890 See Also: SEC Complaint
Dec. 13, 2013	Daniel Dirk Coddington, et al. Release No. LR-22889 See Also: SEC Complaint
Dec. 13, 2013	EagleEye Asset Management, LLC and Jeffrey A. Liskov Release No. LR-22888
Dec. 12, 2013	Michael H. Taber, CPA Release No. LR-22887, AAER-3517
Dec. 6, 2013	Robert A. Helms, et al. Release No. LR-22886 See Also: SEC Complaint
Dec. 5, 2013	A.L. Waters Capital, LLC, et al. Release No. LR-22885
Dec. 4, 2013	Edward M. Daspin, a/k/a "Edward Michael", a/k/a "Ed Michael" Release No. LR-22884
Dec. 3, 2013	Thomas Gaffney et al. Release No. LR-22883
Dec. 3, 2013	Charles Raymond Langston III, CRL Management, LLC, and Guarantee Reinsurance, Ltd Release No. LR-22882 See Also: SEC Complaint
Dec. 2, 2013	Edward M. Laborio, Jonathan Fraiman, Matthew K. Lazar, Envit Capital, LLC, Envit Capital Group, Inc., Envit Capital Holdings, Inc., Envit Capital Private Wealth Management, LLC, Envit Capital Multi Strategy Mixed Investment Fund I LP, Aetius Group PLC, and Aetius Group LLC Release No. LR-22881
Nov. 26, 2013	Weatherford International Ltd. Release No. LR-22880 See Also: SEC Complaint
Nov. 25, 2013	Steven Palladino, et al. Release No. LR-22877
Nov. 25, 2013	MedLink International, Inc., Aurelio Vuono, and James Rose Release No. LR-22879
Nov. 25, 2013	Charles H. Merchant, Sr. and Southern USA Resources, Inc. Release No. LR-22878 See Also: SEC Complaint
Nov. 21, 2013	The NIR Group, LLC, et al. Release No. LR-22873
Nov. 21, 2013	David Miller Release No. LR-22872
Nov. 21, 2013	Gary C. Snisky Release No. LR-22876 See Also: SEC Complaint
Nov. 21, 2013	R. Gordon Jones, CPA and Mark F. Jensen, CPA Release No. LR-22875, AAER-3513 See Also: SEC Complaint File Number: 3-10210
Nov. 21, 2013	Sam Miri Release No. LR-22874
Nov. 18, 2013	Edward M. Daspin, a/k/a “Edward Michael,” a/k/a “Ed Michael,” Release No. LR-22871
Nov. 14, 2013	Mark Megalli Release No. LR-22870 See Also: SEC Complaint
Nov. 13, 2013	Charles T. Lawrence Release No. LR-22869
Nov. 13, 2013	Bobby Jones, Raymon Chadwick, Terry Johnson, Innovative Group, Redwater Funding Group, LLC and Expectrum, LLC Release No. LR-22868
Nov. 12, 2013	Charles T. Lawrence Release No. LR-22867 See Also: Order to Show Cause , Application
Nov. 7, 2013	Nicholas Louis Geranio, et al. Release No. LR-22865
Nov. 7, 2013	Charles O. Morgan, Jr., as Personal Representative of the Estate of Frederick J. Kunen; Terry E. Provence and DT Capital LLC Release No. LR-22864
Nov. 7, 2013	RBS Securities Inc. Release No. LR-22866 See Also: SEC Complaint
Nov. 5, 2013	Anthony Coronati Release No. LR-22863 See Also: Order to Show Cause , Application
Nov. 5, 2013	Christopher A.T. Pedras, et al. Release No. LR-22862 See Also: SEC Complaint
Oct. 30, 2013	The Milan Group, Inc., a/k/a The Milan Trading Group, Inc., et al. Release No. LR-22861
Oct. 30, 2013	Andrew J. Franz Release No. LR-22860
Oct. 30, 2013	Steven W. Salutric Release No. LR-22859
Oct. 29, 2013	Joseph M. Mancuso Release No. LR-22857
Oct. 29, 2013	Dennis Rosenberg Release No. LR-22858 See Also: SEC Complaint
Oct. 28, 2013	Paul V. Greene Release No. LR-22856, AAER-3510
Oct. 23, 2013	True North Finance Corporation, f/k/a CS Financing Corporation, et al. Release No. LR-22853
Oct. 23, 2013	Michael Grosso Release No. LR-22852
Oct. 23, 2013	Mark Cuban Release No. LR-22855
Oct. 23, 2013	Zhou Release No. LR-22854
Oct. 22, 2013	Diebold, Inc. Release No. LR-22849, AAER-3509 See Also: SEC Complaint
Oct. 22, 2013	Igor Poteroba, Aleksey Koval, Alexander Vorobiev, and Relief Defendants Tatiana Vorobieva and Anjali Walter Release No. LR-22851
Oct. 22, 2013	AIC, Inc., et al. Release No. LR-22850
Oct. 18, 2013	Yuhe International, Inc., and Gao Zhentao Release No. LR-22848 See Also: SEC Complaint
Oct. 17, 2013	JBI, Inc., John Bordynuik and Ronald Baldwin, Jr. Release No. LR-22847, AAER-3508
Oct. 17, 2013	CKB168 Holdings Ltd., et al. (Corrected) Release No. LR-22846
Oct. 15, 2013	Peter Madoff Release No. LR-22845
Oct. 15, 2013	Kilpatrick et al. Release No. LR-22844
Oct. 11, 2013	Hochfeld et al. Release No. LR-22843
Oct. 11, 2013	Michael R. Enea Release No. LR-22842 See Also: SEC Complaint
Oct. 10, 2013	Michel Terpins, et al. Release No. LR-22841 See Also: SEC Complaint
Oct. 10, 2013	Charles J. Dushek, et al. Release No. LR-22840
Oct. 10, 2013	Jason Wynn and Martin Cantu Release No. LR-22839
Oct. 9, 2013	Lee Chi Ling, et al. Release No. LR-22837
Oct. 9, 2013	Toby G. Scammell Release No. LR-22838
Oct. 8, 2013	Edward M. Laborio, Jonathan Fraiman, Matthew K. Lazar, Envit Capital, LLC, Envit Capital Group, Inc., Envit Capital Holdings, Inc., Envit Capital Private Wealth Management, LLC, Envit Capital Multi Strategy Mixed Investment Fund I LP, Aetius Group PLC, and Aetius Group LLC Release No. LR-22836
Oct. 7, 2013	James C. Mulholland, Jr. and Thomas S. Mulholland Release No. LR-22835
Oct. 7, 2013	Nguyen et al. Release No. LR-22834
Oct. 4, 2013	China MediaExpress Holdings, Inc. and Zheng Cheng Release No. LR-22833
Oct. 3, 2013	Edwin Yoshihiro Fujinaga, MRI International, Inc., and CSA Service Center, LLC Release No. LR-22832
Oct. 2, 2013	Petro-Suisse Ltd. and Mark Gasarch Release No. LR-22829
Oct. 2, 2013	Jeremy Fisher, The Good Life Financial Group, Inc., and The Good Life Global, LLC Release No. LR-22828 See Also: SEC Complaint
Oct. 2, 2013	Philip A. Falcone, Harbinger Capital Partners Offshore Manager, L.L.C. and Harbinger Capital Partners Special Situations GP, L.L.C. and Harbinger Capital Partners LLC, Philip A. Falcone and Peter A. Jenson Release No. LR-22831a
Oct. 2, 2013	Brett A. Cooper, Global Funding Systems LLC, Dream Holdings, LLC, Fortitude Investing, LLC, Peninsula Waterfront Development, LP, and REOP Group Inc. and David H. Frederickson and The Law Offices of David H. Frederickson Release No. LR-22830 See Also: et al. , et al.
Sept. 30, 2013	Jenny E. Coplan Release No. LR-22827 See Also: SEC Complaint
Sept. 27, 2013	Brian K. Velten Release No. LR-22821
Sept. 27, 2013	Vitesse Semiconductor Corporation, Louis R. Tomasetta, Eugene F. Hovanec, Yatin D. Mody, and Nicole R. Kaplan Release No. LR-22825, AAER-3495
Sept. 27, 2013	William Dean Chapman, Jr., Alexander Capital Markets, LLC, and Alexander Financial LLC Release No. LR-22820
Sept. 27, 2013	Irwin Boock, et al. Release No. LR-22824
Sept. 27, 2013	Universal Travel Group Release No. LR-22823, AAER-3494 File Number: 3-15528
Sept. 27, 2013	OM Investment Management LLC, Gignesh Movalia, and Edwin V. Gaw Release No. LR-22822 See Also: SEC Complaint
Sept. 27, 2013	Frank Dappah and Yatalie Capital Management, et al. Release No. LR-22826
Sept. 26, 2013	Mercantile Bancorp, Inc. Release No. LR-22817, AAER-3493 See Also: SEC Complaint
Sept. 26, 2013	ImageXpres Corporation, et al. Release No. LR-22816
Sept. 26, 2013	Thought Development, Inc. and Alan Amron Release No. LR-22815 See Also: SEC Complaint
Sept. 26, 2013	Chan Tze Ngon and Jiang Xiangyuan Release No. LR-22819 See Also: SEC Complaint
Sept. 26, 2013	Advanced Equity Partners, LLC, Premiere Consulting, LLC, Peter Kirschner and Stuart Rubens Release No. LR-22814 See Also: SEC Complaint
Sept. 26, 2013	Ronald E. Walblay, Energy Securities, Inc., and RyHolland Fielder, Inc. Release No. LR-22818 See Also: SEC Complaint
Sept. 25, 2013	Troy Lyndon and Ronald Zaucha Release No. LR-22813, AAER-3492 See Also: SEC Complaint
Sept. 25, 2013	Yusaf Jawed, Grifphon Asset Management, LLC, and Grifphon Holdings, LLC Release No. LR-22812
Sept. 25, 2013	Larry R. Polhill Release No. LR-22811 See Also: SEC Complaint
Sept. 23, 2013	Benjamin Sydney Staples, et al., Release No. LR-22805 See Also: SEC Complaint
Sept. 23, 2013	Lawrence J. Robbins Release No. LR-22809
Sept. 23, 2013	Stephen L. Kirkland and The Kirkland Organization, Inc. Release No. LR-22808 See Also: SEC Complaint
Sept. 23, 2013	Jing Wang and Gary Yin Release No. LR-22807 See Also: SEC Complaint
Sept. 23, 2013	Kieran Taylor Release No. LR-22806
Sept. 23, 2013	Frank A. Spinosa Release No. LR-22810
Sept. 20, 2013	Jenifer E. Hoffman, John C. Boschert, and Bryan T. Zuzga Release No. LR-22804
Sept. 20, 2013	Tibor Klein and Michael Shechtman (Corrected) Release No. LR-22803 See Also: SEC Complaint
Sept. 19, 2013	Axius, Inc., Roland Kaufmann, and Jean-Pierre Neuhaus Release No. LR-22802
Sept. 18, 2013	Imaging Diagnostic Systems, Inc., Linda Grable, and Allan Schwartz Release No. LR-22801, AAER-3486 See Also: SEC Complaint

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