Thomas A. Piechowicz, James M. Flynn and Christopher Conway

Securities Act of 1933
Release No. 7738 / September 10, 1999

Securities Exchange Act of 1934
Release No. 41853 / September 10, 1999

Administrative Proceeding File No. 3-9125

In the Matter of

WAYNE J. CONNERS,
THOMAS A. PIECHOWICZ,
JAMES M. FLYNN,
SHARON BARTOCK
WINFRED KIPP and
CHRISTOPHER D. CONWAY
Respondents.

 ORDER APPROVING PLAN OF
DISGORGEMENT AND
ORDERING DISTRIBUTION

On January 22, 1999, the Securities and Exchange Commission ("Commission") published a Notice of Proposed Plan of Disgorgement and Opportunity for Comment by Non-Parties ("Notice") in connection with this proceeding, pursuant to Rule 612 of the Commission's Rules of Practice [17 C.F.R. 201.612]. The Plan proposed distribution of disgorgement of $10,000 made by Sharon Bartock.

The Notice provided that all persons desiring to comment on the Plan of Disgorgement submit their written views to the Commission by February 22, 1999. The Commission has not received any comments on the Plan.

Accordingly, IT IS HEREBY ORDERED, pursuant to Rule 613 of the Commission's Rules of Practice [17 C.F.R. 201.613], that the Plan of Disgorgement is hereby approved.

IT IS HEREBY FURTHER ORDERED that the Comptroller of the Commission shall distribute the disgorgement funds as specified in the Plan of Disgorgement.

By the Commission

Jonathan G. Katz

Secretary

Last Reviewed or Updated: June 27, 2023