The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Accounting and Auditing Enforcement Releases Table

Respondents
Date: Respondents:
Release No. 34-50932, AAER-2157
Date: Respondents:
Release No. 34-50931, AAER-2156
Date: Respondents:
Release No. 34-50918, AAER-2155
Date: Respondents:
Release No. LR-19004, AAER-2154
Date: Respondents:
Release No. LR-19002, AAER-2153
Date: Respondents:
Release No. LR-18999, AAER-2152
Date: Respondents:
Release No. 34-50861, AAER-2151
Date: Respondents:
Release No. LR-18995, AAER-2150
Date: Respondents:
Release No. LR-18989, AAER-2147
Date: Respondents:
Release No. 34-50783, AAER-2148
Date: Respondents:
Release No. LR-18986, AAER-2146
Date: Respondents:
Release No. LR-18985, AAER-2145
Date: Respondents:
Release No. 34-50743, AAER-2142
Date: Respondents:
Release No. 34-50745, AAER-2144
Date: Respondents:
Release No. 34-50744, AAER-2143
Date: Respondents:
Release No. LR-18981A, AAER-2141A
Date: Respondents:
Release No. 34-50729, AAER-2149 PDF version
See Also: PDF version
Date: Respondents:
Release No. LR-18981, AAER-2141
Date: Respondents:
Release No. 34-50705, AAER-2138
Date: Respondents:
Release No. 34-50707, AAER-2140
Date: Respondents:
Release No. 34-50704, AAER-2137
Date: Respondents:
Release No. 34-50706, AAER-2139
Date: Respondents:
Release No. LR-18969, AAER-2136
Date: Respondents:
Release No. 33-8503, 34-50663, AAER-2134
Date: Respondents:
Release No. 34-50664, AAER-2135
Date: Respondents:
Release No. 34-50653, AAER-2133
Date: Respondents:
Release No. 34-50632, AAER-2132
Date: Respondents:
Release No. LR-18954, AAER-2131
Date: Respondents:
Release No. 34-50598, AAER-2130
Date: Respondents:
Release No. 34-50597, AAER-2129
Date: Respondents:
Release No. LR-18941, AAER-2128
Date: Respondents:
Release No. LR-18936, AAER-2127
Date: Respondents:
Release No. LR-18935, AAER-2126
Date: Respondents:
Release No. 34-50564, AAER-2125
Date: Respondents:
Release No. LR-18929, AAER-2124
Date: Respondents:
Release No. 34-50519, AAER-2123
Date: Respondents:
Release No. LR-18928, AAER-2122
Date: Respondents:
Release No. LR-18921, AAER-2121
Date: Respondents:
Release No. LR-18919, AAER-2120
Date: Respondents:
Release No. LR-18914, AAER-2117
Date: Respondents:
Release No. LR-18915, AAER-2118
Date: Respondents:
Release No. LR-18913, AAER-2116
Date: Respondents:
Release No. LR-18911, AAER-2114
Date: Respondents:
Release No. LR-18910, AAER-2115
Date: Respondents:
Release No. LR-18908, AAER-2113
Date: Respondents:
Release No. LR-18905, AAER-2112
Date: Respondents:
Release No. LR-18903, AAER-2110
Date: Respondents:
Release No. LR-18904, AAER-2111
Date: Respondents:
Release No. LR-18896, AAER-2109
Date: Respondents:
Release No. 34-50428, AAER-2108
Date: Respondents:
Release No. 34-50424, AAER-2107
Date: Respondents:
Release No. LR-18888, AAER-2105
Date: Respondents:
Release No. LR-18885, AAER-2104
Date: Respondents:
Release No. 34-50385, AAER-2103
Date: Respondents:
Release No. 33-8486, 34-50368, AAER-2100
Date: Respondents:
Release No. 33-8482, 34-50365, AAER-2097
Date: Respondents:
Release No. 33-8485, 34-50369, AAER-2101
Date: Respondents:
Release No. 33-8483, 34-50366, AAER-2099
Date: Respondents:
Release No. LR-18879, AAER-2096
Date: Respondents:
Release No. LR-18880, AAER-2095
Date: Respondents:
Release No. LR-18871, AAER-2094
Date: Respondents:
Release No. 33-8481, 34-50329, AAER-2093
Date: Respondents:
Release No. LR-18863, AAER-2092
Date: Respondents:
Release No. LR-18862, AAER-2091
Date: Respondents:
Release No. LR-18857, AAER-2090
Date: Respondents:
Release No. LR-18851, AAER-2089
Date: Respondents:
Release No. LR-18849, AAER-2088
Date: Respondents:
Release No. LR-18844, AAER-2086
Date: Respondents:
Release No. LR-18848, AAER-2087
Date: Respondents:
Release No. 34-50233, AAER-2085
Date: Respondents:
Release No. LR-18843, AAER-2083
Date: Respondents:
Release No. LR-18842, AAER-2084
Date: Respondents:
Release No. 34-50225, AAER-2082
Date: Respondents:
Release No. 34-50185, AAER-2079
Date: Respondents:
Release No. 34-50179, AAER-2078
Date: Respondents:
Release No. LR-18826, AAER-2081
Date: Respondents:
Release No. LR-18823, AAER-2077
Date: Respondents:
Release No. LR-18822, AAER-2080
Date: Respondents:
Release No. 34-50148, AAER-2076
Date: Respondents:
Release No. LR-18820, AAER-2075
Date: Respondents:
Release No. LR-18817, 34-50137, 33-8452, AAER-2074
Date: Respondents:
Release No. LR-18818, AAER-2073
Date: Respondents:
Release No. 34-50135, AAER-2071
Date: Respondents:
Release No. 33-8452, 34-50137, AAER-2072
Date: Respondents:
Release No. 34-50134, AAER-2070
Date: Respondents:
Release No. LR-18815, AAER-2068
Date: Respondents:
Release No. LR-18809, AAER-2066
Date: Respondents:
Release No. 34-50121, AAER-2067
Date: Respondents:
Release No. LR-18803, AAER-2065
Date: Respondents:
Release No. LR-18801, AAER-2063
Date: Respondents:
Release No. LR-18800, AAER-2061
Date: Respondents:
Release No. 34-50098, AAER-2064
Date: Respondents:
Release No. 34-50096, AAER-2062
Date: Respondents:
Release No. LR-18790, AAER-2060
Date: Respondents:
Release No. LR-18789, AAER-2059
Date: Respondents:
Release No. 33-8450, 34-50062, AAER-2058
Date: Respondents:
Release No. 34-50053, AAER-2057
Date: Respondents:
Release No. LR-18733A, AAER-2028A
Date: Respondents:
Release No. LR-18782, AAER-2056
Date: Respondents:
Release No. LR-18778, AAER-2055