The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Accounting and Auditing Enforcement Releases Table

Respondents
Date: Respondents:
Release No. LR-17291, AAER-1480
Date: Respondents:
Release No. 34-45196, AAER-1482
Date: Respondents:
Release No. 34-45195, AAER-1481
Date: Respondents:
Release No. 34-45197, AAER-1483
Date: Respondents:
Release No. 34-45159, AAER-1479
Date: Respondents:
Release No. 34-45158, AAER-1478
Date: Respondents:
Release No. LR-17262, AAER-1477
Date: Respondents:
Release No. 34-45135, AAER-1476
Date: Respondents:
Release No. LR-17250, AAER-1475
Date: Respondents:
Release No. LR-17211, AAER-1474
Date: Respondents:
Release No. LR-17210, AAER-1473
Date: Respondents:
Release No. LR-17204, AAER-1472
Date: Respondents:
Release No. 34-44970, AAER-1471
Date: Respondents:
Release No. 33-8025, 34-44951, AAER-1469
Date: Respondents:
Release No. LR-17196, AAER-1468
Date: Respondents:
Release No. LR-17189, AAER-1467
Date: Respondents:
Release No. LR-17175, AAER-1466
Date: Respondents:
Release No. LR-17172, AAER-1465
Date: Respondents:
Release No. LR-17169, AAER-1464
Date: Respondents:
Release No. 34-44902, AAER-1463
Date: Respondents:
Release No. LR-17167, AAER-1462
Date: Respondents:
Release No. LR-17165, AAER-1461
Date: Respondents:
Release No. LR-17156, AAER-1458
Date: Respondents:
Release No. LR-17155, AAER-1460
Date: Respondents:
Release No. 34-44858, AAER-1456
Date: Respondents:
Release No. 34-44860, AAER-1459
Date: Respondents:
Release No. 34-44859, AAER-1457
Date: Respondents:
Release No. LR-17151, AAER-1455
Date: Respondents:
Release No. 34-44842, AAER-1454
Date: Respondents:
Release No. LR-17139, AAER-1448
Date: Respondents:
Release No. LR-17140, AAER-1453
Date: Respondents:
Release No. 34-44816, AAER-1451
Date: Respondents:
Release No. 34-44815, AAER-1450
Date: Respondents:
Release No. 34-44817, AAER-1452
Date: Respondents:
Release No. 34-44814, AAER-1449
Date: Respondents:
Release No. 34-44806, AAER-1447
Date: Respondents:
Release No. LR-17127, AAER-1446
Date: Respondents:
Release No. LR-17126, AAER-1445
Date: Respondents:
Release No. 34-44784, AAER-1444
Date: Respondents:
Release No. LR-17123, AAER-1443
Date: Respondents:
Release No. 33-8003, 34-44781, AAER-1442
Date: Respondents:
Release No. 33-8001, 34-44799, AAER-1441
Date: Respondents:
Release No. LR-17118, AAER-1440
Date: Respondents:
Release No. LR-17115, AAER-1436
Date: Respondents:
Release No. LR-17116, AAER-1439
Date: Respondents:
Release No. 34-44764, AAER-1437
Date: Respondents:
Release No. 34-44765, AAER-1438
Date: Respondents:
Release No. 34-44761, AAER-1435
Date: Respondents:
Release No. 34-44711, AAER-1434
Date: Respondents:
Release No. LR-17100, AAER-1433
Date: Respondents:
Release No. LR-17083, AAER-1431
Date: Respondents:
Release No. LR-17084, AAER-1432
Date: Respondents:
Release No. 34-44633, AAER-1430
Date: Respondents:
Release No. 34-44613, AAER-1429
Date: Respondents:
Release No. 34-44606, AAER-1428
Date: Respondents:
Release No. LR-17074, AAER-1427
Date: Respondents:
Release No. 34-44581, AAER-1426
Date: Respondents:
Release No. LR-17068, AAER-1425
Date: Respondents:
Release No. 33-7995, 34-44564, AAER-1423
Date: Respondents:
Release No. 33-7994, 34-44563, AAER-1422
Date: Respondents:
Release No. 34-44565, AAER-1424
Date: Respondents:
Release No. LR-17058, AAER-1419
Date: Respondents:
Release No. 34-44510, AAER-1420
Date: Respondents:
Release No. 34-44511, AAER-1421
Date: Respondents:
Release No. 34-44500, AAER-1417
Date: Respondents:
Release No. 34-44501, AAER-1418
Date: Respondents:
Release No. 34-44473, AAER-1416
Date: Respondents:
Release No. LR-17044, AAER-1414
Date: Respondents:
Release No. 34-44460, AAER-1412
Date: Respondents:
Release No. 34-44461, AAER-1413
Date: Respondents:
Release No. LR-17042, AAER-1411
Date: Respondents:
Release No. LR-17039, AAER-1410
Date: Respondents:
Release No. 34-44444, AAER-1405
Date: Respondents:
Release No. 33-7987, 34-44446, AAER-1407
Date: Respondents:
Release No. 34-44448, AAER-1409
Date: Respondents:
Release No. 33-7986, 34-44445, AAER-1406
Date: Respondents:
Release No. 33-7988, 34-44447, AAER-1408
Date: Respondents:
Release No. 34-44425, AAER-1404
Date: Respondents:
Release No. LR-17024, AAER-1403
Date: Respondents:
Release No. 34-44389, AAER-1401
Date: Respondents:
Release No. 34-44388, AAER-1402
Date: Respondents:
Release No. 34-44346, AAER-1399
Date: Respondents:
Release No. LR-17016, AAER-1398
Date: Respondents:
Release No. 34-44308, AAER-1397
Date: Respondents:
Release No. LR-17001, AAER-1395
Date: Respondents:
Release No. LR-17002, AAER-1396
Date: Respondents:
Release No. 33-7977, AAER-1394
Date: Respondents:
Release No. 33-7976, AAER-1393
Date: Respondents:
Release No. LR-16988, AAER-1392
Date: Respondents:
Release No. 34-44270, AAER-1391
Date: Respondents:
Release No. 34-44265, AAER-1390
Date: Respondents:
Release No. 34-44264, AAER-1389
Date: Respondents:
Release No. 34-44247, AAER-1388
Date: Respondents:
Release No. 34-44240, AAER-1387
Date: Respondents:
Release No. 34-44229, AAER-1386
Date: Respondents:
Release No. LR-16975, AAER-1385
Date: Respondents:
Release No. LR-16968, AAER-1384
Date: Respondents:
Release No. 34-44193, AAER-1383
Date: Respondents:
Release No. LR-16964, AAER-1382
Date: Respondents:
Release No. LR-16962, AAER-1381