SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


CBOE Rulemaking Archive: 2012

We encourage the public to submit comments on the following Chicago Board Options Exchange (CBOE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

CBOE File Number List for 2012

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-CBOE-2012-127
34-68550 Dec. 31, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange Penny Pilot Program
Comments due: January 28, 2013

SR-CBOE-2012-125
34-68539 Dec. 27, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Credit Option Margin Pilot Program
Comments due: January 23, 2013

SR-CBOE-2012-122
34-68504 Dec. 20, 2012 Notice of Filing of a Proposed Rule Change Related to SPX Combo Orders
Comments due: January 18, 2013

SR-CBOE-2012-124
34-68487 Dec. 20, 2012 Notice of Proposed Rule to Amend Various CBOE Rules Governing Letters of Guarantee and Authorization
Comments due: January 17, 2013
See also:  Order: Rel. No. 34-68879

SR-CBOE-2012-118
34-68480 Dec. 19, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: January 16, 2013

SR-CBOE-2012-120
34-68457 Dec. 18, 2012 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2, to Allow the Listing and Trading of a P.M.-Settled S&P 500 Index Option Product
Comments due: January 16, 2013
See also:  Order: Rel. No. 34-68888

SR-CBOE-2012-116
34-68428 Dec. 13, 2012 Notice of Proposed Rule Change Related to Bylaw and Other Changes
Comments due: January 9, 2013
See also:  Order: Rel. No. 34-68766

SR-CBOE-2012-119
34-68417 Dec. 12, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: January 8, 2013
Comments received are available for this proposal.

SR-CBOE-2012-115
34-68360 Dec. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 2, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2012-113
34-68352 Dec. 4, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: December 31, 2012

SR-CBOE-2012-117
34-68350 Dec. 4, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rule Related to Multi-Class Broad-Based Index Option Spread Orders
Comments due: December 31, 2012

SR-CBOE-2012-114
34-68342 Dec. 3, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 28, 2012
Additional Materials:  Exhibit 5

SR-CBOE-2012-094
34-68313 Nov. 28, 2012 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1
Additional File Nos.: SR-BATS-2012-039, SR-BX-2012-063, SR-NASDAQ-2012-109, SR-NYSE-2012-49, SR-NYSEArca-2012-105, SR-NYSEMKT-2012-48
See also:  Order: Rel. No. 34-68642,   Notice: Rel. No. 34-68020

SR-CBOE-2012-111
34-68301 Nov. 27, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend CBOE Rule 6.18 Concerning the Exchange's Disaster Recovery Facility
Comments due: December 24, 2012

SR-CBOE-2012-109
34-68265 Nov. 19, 2012 Notice of Proposed Rule Change Related to CBSX to Address Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
Comments due: December 17, 2012
See also:  Order: Rel. No. 34-68584

SR-CBOE-2012-108
34-68262 Nov. 19, 2012 Notice of Proposed Rule Change to Address Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
Comments due: December 17, 2012
See also:  Order: Rel. No. 34-68585

SR-CBOE-2012-112
34-68252 Nov. 16, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct Rule Numbering Errors
Comments due: December 14, 2012

SR-CBOE-2012-068
34-68246 Nov. 15, 2012 Notice of Withdrawal of a Proposed Rule Change to Amend the Customer Large Trade Discount
See also:  Order: Rel. No. 34-67794, Notice: Rel. No. 34-67481

SR-CBOE-2012-110
34-68242 Nov. 15, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Weekly Options Program
Comments due: December 12, 2012

SR-CBOE-2012-107
34-68241 Nov. 15, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 12, 2012
Additional Materials:  Exhibit 5

SR-CBOE-2012-106
34-68218 Nov. 13, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation Date of Changes to Market-Makers' Continuous Quoting Obligations
Comments due: December 11, 2012

SR-CBOE-2012-104
34-68178 Nov. 7, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: December 5, 2012

SR-CBOE-2012-087
34-68171 Nov. 6, 2012 Order Granting Approval of Proposed Rule Change to Amend Rule 17.2 Regarding Requests for Data Related to Exchange Reviews
See also:  Notice: Rel. No. 34-67879

SR-CBOE-2012-105
34-68169 Nov. 6, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 4, 2012

SR-CBOE-2012-071
34-68164 Nov. 6, 2012 Order Granting Approval of Proposed Rule Change to Increase the Maximum Term for LEAPS to Fifteen Years
See also:  Notice: Rel. No. 34-67892, Notice: Rel. No. 34-67600

SR-CBOE-2012-098
34-68163 Nov. 6, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 4, 2012
Additional Materials:  Exhibit 5

SR-CBOE-2012-100
34-68155 Nov. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to System Access, Connectivity, and Testing
Comments due: November 30, 2012

SR-CBOE-2012-103
34-68144 Nov. 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to CBSX Rule 53.24
Comments due:  November 29, 2012

SR-CBOE-2012-102
34-68145 Nov. 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Extending the FLEX Exercise Settlement Values Pilot
Comments due: November 29, 2012

SR-CBOE-2012-101
34-68131 Nov. 1, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  November 29, 2012
Additional Materials:   Exhibit 5

SR-CBOE-2012-099
34-68110 Oct. 26, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Technical Change to SPY Position Limit Pilot Program and Representation Regarding Timing of Submission of Pilot Report
Comments due:  November 23, 2012

SR-CBOE-2012-097
34-68105 Oct. 25, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  November 21, 2012

SR-CBOE-2012-085
34-68095 Oct. 24, 2012 Order Approving Proposed Rule Change Relating to the Complex Order Auction Process
See also:   Notice: Rel. No. 34-67827

SR-CBOE-2012-066
34-68086 Oct. 23, 2012 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Increase Position and Exercise Limits for EEM Options
See also:   Notice: Rel. No. 34-67790, Notice: Rel. No. 34-67478

SR-CBOE-2012-092
34-68074 Oct. 19, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend the Weekly Program
Comments due:  November 15, 2012
Comments received are available for this proposal.

SR-CBOE-2012-094
34-68020 Oct. 9, 2012 Notice of Filing of a Proposed Rule Change to Update its Rule 31.10 - Corporate Governance - in Order to Comply With New Rule 10C-1 Under the Securities Exchange Act of 1934
Comments due:  November 5, 2012
See also:   Order: Rel. No. 34-68642, Notice: Rel. No. 34-68313

SR-CBOE-2012-096
34-68010 Oct. 9, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Order Routing Rules
Comments due:  November 6, 2012

SR-CBOE-2012-095
34-67992 Oct. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Closing Rotation Procedures for S&P 500 Index Options
Comments due:  November 2, 2012
Third Quarter

SR-CBOE-2012-080
34-67946 Sep. 28, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  October 25, 2012
Additional Materials:   Exhibit 5

SR-CBOE-2012-093
34-67938 Sep. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change related to AIM, SAM, FLEX AIM, FLEX SAM and FLEX Electronic RFQs
Comments due:  October 24, 2012

SR-CBOE-2012-091
34-67937 Sep. 27, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Eliminate Position and Exercise Limits for Physically-Settled SPY Options on a Pilot Basis
Comments due:  October 24, 2012

SR-CBOE-2012-090
34-67928 Sep. 26, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Codification of a Fee Schedule for the Sale by Market Data Express, LLC, an Affiliate of CBOE, of a Data Product That Includes Option Valuations
Comments due:  October 23, 2012

SR-CBOE-2012-082
34-67903 Sep. 21, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Small Order Preference Priority Overlay
Comments due:  October 18, 2012

SR-CBOE-2012-089
34-67893 Sep. 20, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  October 17, 2012

SR-CBOE-2012-087
34-67879 Sep. 18, 2012 Notice of Filing of a Proposed Rule Change to Amend Rules Regarding Requests for Data Related to Exchange Reviews
Comments due:  October 15, 2012
See also:   Order: Rel. No. 34-68171

SR-CBOE-2012-088
34-67861 Sep. 14, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due:  October 11, 2012

SR-CBOE-2012-071
34-67892 Sep. 12, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Increase the Maximum Term for LEAPS to Fifteen Years
See also:   Order: Rel. No. 34-68164, Notice: Rel. No. 34-67600

SR-CBOE-2012-085
34-67827 Sept. 11, 2012 Notice of Filing of a Proposed Rule Change Relating to Complex Order Auctions
Comments due:  October 9, 2012
See also:   Order: Rel. No. 34-68095

SR-CBOE-2012-083
34-67813 Sep. 10, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Availability of a Data Product That Includes Option Valuations Through Market Data Express, LLC, an Affiliate of CBOE
Comments due:  October 5, 2012

SR-CBOE-2012-068
34-67794 Sep. 6, 2012 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Customer Large Trade Discount
Comments due:  October 3, 2012
Rebuttal Comments due:  October 17, 2012
See also:   Notice: Rel. No. 34-68246, Notice: Rel. No. 34-67481

SR-CBOE-2012-066
34-67790 Sep. 6, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Increase Position and Exercise Limits for EEM Options
See also:   Order: Rel. No. 34-68086, Notice: Rel. No. 34-67478

SR-CBOE-2012-084
34-67777 Sep. 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Transaction Fees for CBOE Range Options on the S&P 500 Index
Comments due:  October 1, 2012
Additional Materials:   Exhibit 5

SR-CBOE-2012-043
34-67752 Aug. 29, 2012 Order Approving a Proposed Rule Change Relating to Spread Margin Rules
See also:   Notice: Rel. No. 34-67086

SR-CBOE-2012-076
34-67670 Aug. 15, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Automatic Order Handling Process
Comments due:  September 12, 2012

SR-CBOE-2012-078
34-67668 Aug. 15, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due:  September 12, 2012

SR-CBOE-2012-077
34-67644 Aug. 13, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation Date of Changes to Market-Makers' Continuous Quoting Obligations
Comments due:  September 7, 2012

SR-CBOE-2012-040
34-67624 Aug. 8, 2012 Order Granting Approval of Proposed Rule Change Related to Permanent Approval of its Pilot on FLEX Minimum Value Sizes
See also:   Notice: Rel. No. 34-66934

SR-CBOE-2012-071
34-67600 Aug. 6, 2012 Notice of Proposed Rule Change to Increase the Maximum Term for LEAPS to Fifteen Years
Comments due:  August 31, 2012
See also:   Order: Rel. No. 34-68164, Notice: Rel. No. 34-67892
Comments received are available for this proposal.

SR-CBOE-2012-065
34-67597 Aug. 6, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  August 31, 2012

SR-CBOE-2012-074
34-67581 Aug. 2, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Rule Regarding Records of Written Complaints for the CBOE Stock Exchange
Comments due:  August 29, 2012

SR-CBOE-2012-073
34-67580 Aug. 2, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due:  August 29, 2012

SR-CBOE-2012-070
34-67575 Aug. 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program
Comments due:  August 29, 2012

SR-CBOE-2012-069
34-67574 Aug. 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program
Comments due:  August 29, 2012

SR-CBOE-2012-067
34-67561 Aug. 1, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Temporary Rule 6.83
Comments due:  August 28, 2012

SR-CBOE-2012-072
34-67560 Aug. 1, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update References in Rules
Comments due:  August 28, 2012

SR-CBOE-2012-075
34-67557 Aug. 1, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  August 28, 2012

SR-CBOE-2012-049
34-67548 Jul. 31, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Four New Order Types on the CBOE Stock Exchange
Comments due:  August 27, 2012

SR-CBOE-2012-048
34-67547 Jul. 31, 2012 Order Approving a Proposed Rule Change Relating to Distribution of Auction Messages
See also:   Notice: Rel. No. 34-67209

SR-CBOE-2012-042
34-67482 Jul. 20, 2012 Order Granting Approval of Proposed Rule Change to List and Trade CBOE S&P 500 AM/PM Basis Options
See also:   Notice: Rel. No. 34-67084

SR-CBOE-2012-068
34-67481 Jul. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due:  August 16, 2012
See also:   Notice: Rel. No. 34-68246, Order: Rel. No. 34-67794

SR-CBOE-2012-066
34-67478 Jul. 20, 2012 Notice of Filing of Proposed Rule Change to Increase Position and Exercise Limits for EEM Options
See also:   Order: Rel. No. 34-68086, Notice: Rel. No. 34-67790
Comments due:  August 16, 2012

SR-CBOE-2012-062
34-67440 Jul. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due:  August 9, 2012

SR-CBOE-2012-064
34-67410 Jul. 11, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Continuous Electronic Quotes
Comments due:  August 7, 2012

SR-CBOE-2012-063
34-67383 Jul. 10, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  August 6, 2012

SR-CBOE-2012-060
34-67340 Jul. 3, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due:  July 31, 2012
Second Quarter

SR-CBOE-2012-059
34-67322 Jun. 29, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  July 27, 2012
Comments received are available for this proposal.

SR-CBOE-2012-061
34-67302 Jun. 28, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange’s Automated Improvement Mechanism
Comments due:  July 26, 2012

SR-CBOE-2012-057
34-67231 Jun. 21, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Class Quoting Limit for Options on Facebook
Comments due:  July 18, 2012

SR-CBOE-2012-048
34-67209 Jun. 18, 2012 Notice of Filing of a Proposed Rule Change Relating to Distribution of Auction Messages
Comments due:  July 13, 2012
See also:   Order: Rel. No. 34-67547

SR-CBOE-2012-054
34-67173 Jun. 8, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  July 5, 2012

SR-CBOE-2012-013
34-67152 Jun. 7, 2012 Order Granting Approval of a Proposed Rule Change to Adopt Self-Trade Prevention Modifiers on the CBOE Stock Exchange
See also:   Notice: Rel. No. 34-66860

SR-CBOE-2012-053
34-67144 Jun. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1
Comments due:  July 3, 2012

SR-CBOE-2012-055
34-67135 Jun. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Approval of Trading Permit Holders
Comments due:  July 2, 2012

SR-CBOE-2012-052
34-67124 Jun. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due:  July 3, 2012

SR-CBOE-2012-043
34-67086 May 31, 2012 Notice of Filing of a Proposed Rule Change Relating to Spread Margin Rules
Comments due:  June 28, 2012
See also:   Order: Rel. No. 34-67752

SR-CBOE-2012-042
34-67084 May 31, 2012 Notice of Filing of Proposed Rule Change to List and Trade CBOE S&P 500 AM/PM Basis Options
Comments due:  June 27, 2012
See also:   Order: Rel. No. 34-67482

SR-CBOE-2011-087
34-67090 May 31, 2012 Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments due:  June 27, 2012
See also: Notice: Rel. No. 34-66680; Order: Rel. No. 34-66065; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65438

SR-CBOE-2012-051
34-67078 May 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Options
Comments due:  June 26, 2012

SR-CBOE-2012-047
34-67065 May 25, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due:  June 22, 2012

SR-CBOE-2012-050
34-67055 May 24, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Name Change of the CBOE Regulatory Oversight Committee
Comments due:  June 21, 2012

SR-CBOE-2012-039
34-67000 May 16, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3.6A - Qualification and Registration of Trading Permit Holders and Associated Persons
Comments due:  June 12, 2012

SR-CBOE-2012-041
34-66953 May 9, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  June 5, 2012

SR-CBOE-2012-040
34-66934 May 7, 2012 Notice of Proposed Rule Change Related to Permanent Approval of its Pilot on FLEX Minimum Value Sizes
Comments due:  June 1, 2012
See also:   Order: Rel. No. 34-67624

SR-CBOE-2012-038
34-66888 May 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due:  May 29, 2012

SR-CBOE-2012-013
34-66860 Apr. 25, 2012 Notice of Filing of a Proposed Rule Change to Adopt Self-Trade Prevention Modifiers on the CBOE Stock Exchange
Comments due:  May 22, 2012
See also:   Order: Rel. No. 34-67152

SR-CBOE-2012-037
34-66812 Apr. 16, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  May 11, 2012

SR-CBOE-2012-035
34-66784 Apr. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule
Comments due:  May 8, 2012

SR-CBOE-2012-036
34-66781 April 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due:  May 8, 2012

SR-CBOE-2012-033
34-66769 Apr. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Options
Comments due:  May 3, 2012

SR-CBOE-2012-005
34-66759 Apr. 6, 2012 Order Approving a Proposed Rule Change Relating to Stock-Option Orders
See also:   Notice: Rel. No. 34-66394

SR-CBOE-2012-034
34-66743 Apr. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct Hyperlink in Rule 5.5A
Comments due:  May 2, 2012

SR-CBOE-2012-025
34-66727 Apr. 3, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Trading Floor Booth Fees and Policy
Comments due:  April 30, 2012
Additional Materials:   Exhibit 5
First Quarter

SR-CBOE-2012-030
34-66704 Mar. 30, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Transaction Fees
Comments due:  April 26, 2012

SR-CBOE-2011-123
34-66702 Mar. 30, 2012 Order Approving Proposed Rule Change to Establish an Automated Improvement Mechanism and a Solicitation Auction Mechanism for FLEX Options
See also:   Notice: Rel. No. 34-66052

SR-CBOE-2012-027
34-66701 Mar. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Programs Relating to FLEX Exercise Settlement Values and Minimum Value Sizes
Comments due:  April 26, 2012

SR-CBOE-2011-087
34-66680 Mar. 29, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also:  Order: Rel. No. 34-67090; Order: Rel. No. 34-66065; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65438

SR-CBOE-2012-029
34-66665 Mar. 27, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due:  April 23, 2012

SR-CBOE-2012-028
34-66637 Mar. 21, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due:  April 17, 2012

SR-CBOE-2012-024
34-66609 Mar. 15, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Telemarketing Rules
Comments due:  April 11, 2012

SR-CBOE-2012-026
34-66563 Mar. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Weeklys Program
Comments due:  April 5, 2012

SR-CBOE-2012-022
34-66556 Mar. 9, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due:  April 5, 2012

SR-CBOE-2012-021
34-66520 Mar. 6, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make an Amendment Regarding the Administrative Fee Related to the Marketing Fee
Comments due:  April 2, 2012

SR-CBOE-2012-020
34-66498 Mar. 1, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due:  March 28, 2012

SR-CBOE-2012-016
34-66486 Feb. 28, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule of Market Data Express, LLC
Comments due:  March 26, 2012
Additional Materials:   Exhibit 5

SR-CBOE-2012-018
34-66449 Feb. 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct Rule Numbering Errors
Comments due:  March 21, 2012

SR-CBOE-2011-126
34-66408 Feb. 16, 2012 Order Approving Proposed Rule Change Relating to the CBOE Stock Exchange Request for Quote Rules
See also:   Notice: Rel. No. 34-66119

SR-CBOE-2012-005
34-66394 Feb. 14, 2012 Notice of Filing of a Proposed Rule Change Related to Stock-Option Processing
Comments due:  March 13, 2012
See also:   Order: Rel. No. 34-66759

SR-CBOE-2012-014
34-66382 Feb. 10, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Transaction Fees for Options on the CBOE Emerging Markets ETF Volatility Index, the CBOE Brazil ETF Volatility Index and CBOE Oil ETF Volatility Index
Comments due:  March 8, 2012

SR-CBOE-2011-117
34-66375 Feb. 10, 2012 Order Approving Proposed Rule Change Relating to its Automated Improvement Mechanism
See also:   Notice: Rel. No. 34-66038

SR-CBOE-2011-122
34-66348 Feb. 7, 2012 Order Approving Proposed Rule Change, As Modified by Amendment No. 1, Related to Trading of FLEX Options
See also:   Notice: Rel. No. 34-66035

SR-CBOE-2012-012
34-66344 Feb. 7, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  March 5, 2012

SR-CBOE-2012-008
34-66277 Jan. 30, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  February 24, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-CBOE-2012-010
34-66274 Jan. 30, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  February 24, 2012

SR-CBOE-2011-007
34-66265 Jan. 27, 2012 Order Approving a Proposed Rule Change to Adopt Rules Governing S&P 500 Option Variance Basket Trades
See also:   Notice: Rel. No. 34-65725

SR-CBOE-2011-114
34-66235 Jan. 25, 2012 Order Approving a Proposed Rule Change Relating to Complex Order Processing in Hybrid 3.0 Classes
See also:   Notice: Rel. No. 34-65914

SR-CBOE-2012-009
34-66213 Jan. 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Appointments in Hybrid 3.0 Classes
Comments due:  February 21, 2012

SR-CBOE-2012-004
34-66207 Jan. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Automatic Execution and Complex Order Price Check Parameter Features
Comments due:  February 16, 2012

SR-CBOE-2012-003
34-66174 Jan. 18, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due:  February 14, 2012

SR-CBOE-2012-002
34-66167 Jan. 17, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program
Comments due:  February 13, 2012

SR-CBOE-2012-001
34-66166 Jan. 17, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program
Comments due:  February 13, 2012

SR-CBOE-2012-007
34-66163 Jan. 17, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Decouple and Extend CBOE's Credit Option Margin Pilot Program to January 17, 2013
Comments due:  February 13, 2012

SR-CBOE-2011-126
34-66119 Jan. 9, 2012 Notice of Filing of a Proposed Rule Change Relating to the CBOE Stock Exchange Request for Quote Rules
Comments due:  February 3, 2012
See also:   Order: Rel. No. 34-66408


CBOE File Number List for 2012
Release No. Date Details

SR-CBOE-2012-133
34-68615 Jan. 10, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Codify in the CBOE Stock Exchange Rules a Cross Order Type Tied to a Related Derivative Component
Comments due: February 6, 2013

SR-CBOE-2012-132
34-68572 Jan. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 30, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2012-131
34-68606 Jan. 9, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 5.5.04 to Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions
Comments due: February 5, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2012-127
34-68550 Dec. 31, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange Penny Pilot Program
Comments due: January 28, 2013

SR-CBOE-2012-125
34-68539 Dec. 27, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Credit Option Margin Pilot Program
Comments due: January 23, 2013

SR-CBOE-2012-124
34-68879 Feb. 8, 2013 Order Approving a Proposed Rule Change to Amend Various CBOE Rules Governing Letters of Guarantee and Authorization
34-68487 Dec. 20, 2012 Notice of Proposed Rule to Amend Various CBOE Rules Governing Letters of Guarantee and Authorization
Comments due: January 17, 2013

SR-CBOE-2012-122
34-68504 Dec. 20, 2012 Notice of Filing of a Proposed Rule Change Related to SPX Combo Orders
Comments due: January 18, 2013

SR-CBOE-2012-120
34-68888 Feb. 8, 2013 Order Granting Approval to Proposed Rule Change to Establish a Pilot Program, as Modified by Amendment Nos. 2, 3, and 4, to List and Trade a P.M.-Settled S&P 500 Index Option Product
34-68457 Dec. 18, 2012 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2, to Allow the Listing and Trading of a P.M.-Settled S&P 500 Index Option Product
Comments due: January 16, 2013

SR-CBOE-2012-119
34-68417 Dec. 12, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: January 8, 2013
Comments received are available for this proposal.

SR-CBOE-2012-118
34-68480 Dec. 19, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: January 16, 2013

SR-CBOE-2012-117
34-68350 Dec. 4, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rule Related to Multi-Class Broad-Based Index Option Spread Orders
Comments due: December 31, 2012

SR-CBOE-2012-116
34-68766 Jan. 30, 2013 Order Granting Approval to a Proposed Rule Change Relating to Bylaw and Other Changes Concerning the Board of Directors of the Exchange
34-68428 Dec. 13, 2012 Notice of Proposed Rule Change Related to Bylaw and Other Changes
Comments due: January 9, 2013

SR-CBOE-2012-115
34-68360 Dec. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 2, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2012-114
34-68342 Dec. 3, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 28, 2012
Additional Materials:  Exhibit 5

SR-CBOE-2012-113
34-68352 Dec. 4, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: December 31, 2012

SR-CBOE-2012-112
34-68252 Nov. 16, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct Rule Numbering Errors
Comments due: December 14, 2012

SR-CBOE-2012-111
34-68301 Nov. 27, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend CBOE Rule 6.18 Concerning the Exchange's Disaster Recovery Facility
Comments due: December 24, 2012

SR-CBOE-2012-110
34-68242 Nov. 15, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Weekly Options Program
Comments due: December 12, 2012

SR-CBOE-2012-109
34-68584 Jan. 4, 2013 Order Approving a Proposed Rule Change Related to CBSX to Address the Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
34-68265 Nov. 19, 2012 Notice of Proposed Rule Change Related to CBSX to Address Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
Comments due: December 17, 2012

SR-CBOE-2012-108
34-68585 Jan. 4, 2013 Order Approving a Proposed Rule Change to Address the Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
34-68262 Nov. 19, 2012 Notice of Proposed Rule Change to Address Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
Comments due: December 17, 2012

SR-CBOE-2012-107
34-68241 Nov. 15, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 12, 2012
Additional Materials:  Exhibit 5

SR-CBOE-2012-106
34-68218 Nov. 13, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation Date of Changes to Market-Makers' Continuous Quoting Obligations
Comments due: December 11, 2012

SR-CBOE-2012-105
34-68169 Nov. 6, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 4, 2012

SR-CBOE-2012-104
34-68178 Nov. 7, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: December 5, 2012

SR-CBOE-2012-103
34-68144 Nov. 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to CBSX Rule 53.24
Comments due:  November 29, 2012

SR-CBOE-2012-102
34-68145 Nov. 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Extending the FLEX Exercise Settlement Values Pilot
Comments due: November 29, 2012

SR-CBOE-2012-101
34-68131 Nov. 1, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  November 29, 2012
Additional Materials:   Exhibit 5

SR-CBOE-2012-100
34-68155 Nov. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to System Access, Connectivity, and Testing
Comments due: November 30, 2012

SR-CBOE-2012-099
34-68110 Oct. 26, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Technical Change to SPY Position Limit Pilot Program and Representation Regarding Timing of Submission of Pilot Report
Comments due:  November 23, 2012

SR-CBOE-2012-098
34-68163 Nov. 6, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 4, 2012
Additional Materials:  Exhibit 5

SR-CBOE-2012-097
34-68105 Oct. 25, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  November 21, 2012

SR-CBOE-2012-096
34-68010 Oct. 9, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Order Routing Rules
Comments due:  November 6, 2012

SR-CBOE-2012-095
34-67992 Oct. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Closing Rotation Procedures for S&P 500 Index Options
Comments due:  November 2, 2012

SR-CBOE-2012-094
34-68642 Jan. 11, 2013 Order Approving a Proposed Rule Change to Amend the Listing Rules for Compensation Committees to Comply with Securities Exchange Act Rule 10C-1 and Make Other Related Changes
34-68313 Nov. 28, 2012 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1
Additional File Nos.: SR-BATS-2012-039, SR-BX-2012-063, SR-NASDAQ-2012-109, SR-NYSE-2012-49, SR-NYSEArca-2012-105, SR-NYSEMKT-2012-48
34-68020 Oct. 9, 2012 Notice of Filing of a Proposed Rule Change to Update its Rule 31.10 - Corporate Governance - in Order to Comply With New Rule 10C-1 Under the Securities Exchange Act of 1934
Comments due:  November 5, 2012

SR-CBOE-2012-093
34-67938 Sep. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change related to AIM, SAM, FLEX AIM, FLEX SAM and FLEX Electronic RFQs
Comments due:  October 24, 2012

SR-CBOE-2012-092
34-68074 Oct. 19, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend the Weekly Program
Comments due:  November 15, 2012
Comments received are available for this proposal.

SR-CBOE-2012-091
34-67937 Sep. 27, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Eliminate Position and Exercise Limits for Physically-Settled SPY Options on a Pilot Basis
Comments due:  October 24, 2012

SR-CBOE-2012-090
34-67928 Sep. 26, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Codification of a Fee Schedule for the Sale by Market Data Express, LLC, an Affiliate of CBOE, of a Data Product That Includes Option Valuations
Comments due:  October 23, 2012

SR-CBOE-2012-089
34-67893 Sep. 20, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  October 17, 2012

SR-CBOE-2012-088
34-67861 Sep. 14, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due:  October 11, 2012

SR-CBOE-2012-087
34-68171 Nov. 6, 2012 Order Granting Approval of Proposed Rule Change to Amend Rule 17.2 Regarding Requests for Data Related to Exchange Reviews
34-67879 Sep. 18, 2012 Notice of Filing of a Proposed Rule Change to Amend Rules Regarding Requests for Data Related to Exchange Reviews
Comments due:  October 15, 2012

SR-CBOE-2012-085
34-68095 Oct. 24, 2012 Order Approving Proposed Rule Change Relating to the Complex Order Auction Process
34-67827 Sept. 11, 2012 Notice of Filing of a Proposed Rule Change Relating to Complex Order Auctions
Comments due:  October 9, 2012

SR-CBOE-2012-084
34-67777 Sep. 4, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Transaction Fees for CBOE Range Options on the S&P 500 Index
Comments due:  October 1, 2012
Additional Materials:   Exhibit 5

SR-CBOE-2012-083
34-67813 Sep. 10, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Availability of a Data Product That Includes Option Valuations Through Market Data Express, LLC, an Affiliate of CBOE
Comments due:  October 5, 2012

SR-CBOE-2012-082
34-67903 Sep. 21, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Small Order Preference Priority Overlay
Comments due:  October 18, 2012

SR-CBOE-2012-080
34-67946 Sep. 28, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  October 25, 2012
Additional Materials:   Exhibit 5

SR-CBOE-2012-078
34-67668 Aug. 15, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due:  September 12, 2012

SR-CBOE-2012-077
34-67644 Aug. 13, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation Date of Changes to Market-Makers' Continuous Quoting Obligations
Comments due:  September 7, 2012

SR-CBOE-2012-076
34-67670 Aug. 15, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Automatic Order Handling Process
Comments due:  September 12, 2012

SR-CBOE-2012-075
34-67557 Aug. 1, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  August 28, 2012

SR-CBOE-2012-074
34-67581 Aug. 2, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Rule Regarding Records of Written Complaints for the CBOE Stock Exchange
Comments due:  August 29, 2012

SR-CBOE-2012-073
34-67580 Aug. 2, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due:  August 29, 2012

SR-CBOE-2012-072
34-67560 Aug. 1, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update References in Rules
Comments due:  August 28, 2012

SR-CBOE-2012-071
34-68164 Nov. 6, 2012 Order Granting Approval of Proposed Rule Change to Increase the Maximum Term for LEAPS to Fifteen Years
34-67892 Sep. 12, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Increase the Maximum Term for LEAPS to Fifteen Years
34-67600 Aug. 6, 2012 Notice of Proposed Rule Change to Increase the Maximum Term for LEAPS to Fifteen Years
Comments due:  August 31, 2012
Comments received are available for this proposal.

SR-CBOE-2012-070
34-67575 Aug. 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program
Comments due:  August 29, 2012

SR-CBOE-2012-069
34-67574 Aug. 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program
Comments due:  August 29, 2012

SR-CBOE-2012-068
34-68246 Nov. 15, 2012 Notice of Withdrawal of a Proposed Rule Change to Amend the Customer Large Trade Discount
34-67794 Sep. 6, 2012 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Customer Large Trade Discount
Comments due:  October 3, 2012
Rebuttal Comments due:  October 17, 2012
34-67481 Jul. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due:  August 16, 2012

SR-CBOE-2012-067
34-67561 Aug. 1, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Temporary Rule 6.83
Comments due:  August 28, 2012

SR-CBOE-2012-066
34-68086 Oct. 23, 2012 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Increase Position and Exercise Limits for EEM Options
34-67790 Sep. 6, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Increase Position and Exercise Limits for EEM Options
34-67478 Jul. 20, 2012 Notice of Filing of Proposed Rule Change to Increase Position and Exercise Limits for EEM Options
Comments due:  August 16, 2012

SR-CBOE-2012-065
34-67597 Aug. 6, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  August 31, 2012

SR-CBOE-2012-064
34-67410 Jul. 11, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Continuous Electronic Quotes
Comments due:  August 7, 2012

SR-CBOE-2012-063
34-67383 Jul. 10, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  August 6, 2012

SR-CBOE-2012-062
34-67440 Jul. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due:  August 9, 2012

SR-CBOE-2012-061
34-67302 Jun. 28, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange’s Automated Improvement Mechanism
Comments due:  July 26, 2012

SR-CBOE-2012-060
34-67340 Jul. 3, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due:  July 31, 2012

SR-CBOE-2012-059
34-67322 Jun. 29, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  July 27, 2012
Comments received are available for this proposal.

SR-CBOE-2012-057
34-67231 Jun. 21, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Class Quoting Limit for Options on Facebook
Comments due:  July 18, 2012

SR-CBOE-2012-055
34-67135 Jun. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Approval of Trading Permit Holders
Comments due:  July 2, 2012

SR-CBOE-2012-054
34-67173 Jun. 8, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  July 5, 2012

SR-CBOE-2012-053
34-67144 Jun. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1
Comments due:  July 3, 2012

SR-CBOE-2012-052
34-67124 Jun. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due:  July 3, 2012

SR-CBOE-2012-051
34-67078 May 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Options
Comments due:  June 26, 2012

SR-CBOE-2012-050
34-67055 May 24, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Name Change of the CBOE Regulatory Oversight Committee
Comments due:  June 21, 2012

SR-CBOE-2012-049
34-67548 Jul. 31, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Four New Order Types on the CBOE Stock Exchange.
Comments due:  August 27, 2012

SR-CBOE-2012-048
34-67547 Jul. 31, 2012 Order Approving a Proposed Rule Change Relating to Distribution of Auction Messages
34-67209 Jun. 18, 2012 Notice of Filing of a Proposed Rule Change Relating to Distribution of Auction Messages
Comments due:  July 13, 2012

SR-CBOE-2012-047
34-67065 May 25, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due:  June 22, 2012

SR-CBOE-2012-043
34-67752 Aug. 29, 2012 Order Approving a Proposed Rule Change Relating to Spread Margin Rules
34-67086 May 31, 2012 Notice of Filing of a Proposed Rule Change Relating to Spread Margin Rules
Comments due:  June 28, 2012

SR-CBOE-2012-042
34-67482 Jul. 20, 2012 Order Granting Approval of Proposed Rule Change to List and Trade CBOE S&P 500 AM/PM Basis Options
34-67084 May 31, 2012 Notice of Filing of Proposed Rule Change to List and Trade CBOE S&P 500 AM/PM Basis Options
Comments due:  June 27, 2012

SR-CBOE-2012-041
34-66953 May 9, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  June 5, 2012

SR-CBOE-2012-040
34-67624 Aug. 8, 2012 Order Granting Approval of Proposed Rule Change Related to Permanent Approval of its Pilot on FLEX Minimum Value Sizes
34-66934 May 7, 2012 Notice of Proposed Rule Change Related to Permanent Approval of its Pilot on FLEX Minimum Value Sizes
Comments due:  June 1, 2012

SR-CBOE-2012-039
34-67000 May 16, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3.6A - Qualification and Registration of Trading Permit Holders and Associated Persons
Comments due:  June 12, 2012

SR-CBOE-2012-038
34-66888 May 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due:  May 29, 2012

SR-CBOE-2012-037
34-66812 Apr. 16, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  May 11, 2012

SR-CBOE-2012-036
34-66781 April 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due:  May 8, 2012

SR-CBOE-2012-035
34-66784 Apr. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule
Comments due:  May 8, 2012

SR-CBOE-2012-034
34-66743 Apr. 5, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct Hyperlink in Rule 5.5A
Comments due:  May 2, 2012

SR-CBOE-2012-033
34-66769 Apr. 6, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Options
Comments due:  May 3, 2012

SR-CBOE-2012-030
34-66704 Mar. 30, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Transaction Fees
Comments due:  April 26, 2012

SR-CBOE-2012-029
34-66665 Mar. 27, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due:  April 23, 2012

SR-CBOE-2012-028
34-66637 Mar. 21, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due:  April 17, 2012

SR-CBOE-2012-027
34-66701 Mar. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Programs Relating to FLEX Exercise Settlement Values and Minimum Value Sizes
Comments due:  April 26, 2012

SR-CBOE-2012-026
34-66563 Mar. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Weeklys Program
Comments due:  April 5, 2012

SR-CBOE-2012-025
34-66727 Apr. 3, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Trading Floor Booth Fees and Policy
Comments due:  April 30, 2012
Additional Materials:   Exhibit 5

SR-CBOE-2012-024
34-66609 Mar. 15, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Telemarketing Rules
Comments due:  April 11, 2012

SR-CBOE-2012-022
34-66556 Mar. 9, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due:  April 5, 2012

SR-CBOE-2012-021
34-66520 Mar. 6, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make an Amendment Regarding the Administrative Fee Related to the Marketing Fee
Comments due:  April 2, 2012

SR-CBOE-2012-020
34-66498 Mar. 1, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due:  March 28, 2012

SR-CBOE-2012-018
34-66449 Feb. 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct Rule Numbering Errors
Comments due:  March 21, 2012

SR-CBOE-2012-016
34-66486 Feb. 28, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule of Market Data Express, LLC
Comments due:  March 26, 2012
Additional Materials:   Exhibit 5

SR-CBOE-2012-014
34-66382 Feb. 10, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Transaction Fees for Options on the CBOE Emerging Markets ETF Volatility Index, the CBOE Brazil ETF Volatility Index and CBOE Oil ETF Volatility Index
Comments due:  March 8, 2012

SR-CBOE-2012-013
34-67152 Jun. 7, 2012 Order Granting Approval of a Proposed Rule Change to Adopt Self-Trade Prevention Modifiers on the CBOE Stock Exchange
34-66860 Apr. 25, 2012 Notice of Filing of a Proposed Rule Change to Adopt Self-Trade Prevention Modifiers on the CBOE Stock Exchange
Comments due:  May 22, 2012

SR-CBOE-2012-012
34-66344 Feb. 7, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  March 5, 2012

SR-CBOE-2012-010
34-66274 Jan. 30, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  February 24, 2012

SR-CBOE-2012-009
34-66213 Jan. 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Appointments in Hybrid 3.0 Classes
Comments due:  February 21, 2012

SR-CBOE-2012-008
34-66277 Jan. 30, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  February 24, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-CBOE-2012-007
34-66163 Jan. 17, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Decouple and Extend CBOE's Credit Option Margin Pilot Program to January 17, 2013
Comments due:  February 13, 2012

SR-CBOE-2012-005
34-66759 Apr. 6, 2012 Order Approving a Proposed Rule Change Relating to Stock-Option Orders
34-66394 Feb. 14, 2012 Notice of Filing of a Proposed Rule Change Related to Stock-Option Processing
Comments due:  March 13, 2012

SR-CBOE-2012-004
34-66207 Jan. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Automatic Execution and Complex Order Price Check Parameter Features
Comments due:  February 16, 2012

SR-CBOE-2012-003
34-66174 Jan. 18, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due:  February 14, 2012

SR-CBOE-2012-002
34-66167 Jan. 17, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program
Comments due:  February 13, 2012

SR-CBOE-2012-001
34-66166 Jan. 17, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program
Comments due:  February 13, 2012

 

http://www.sec.gov/rules/sro/cboe/cboearchive/cboearchive2012.shtml


Modified: 04/21/2014