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CBOE Rulemaking Archive: 2012
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Third Quarter |
Second Quarter |
First Quarter
CBOE File Number List for 2012
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Release No. |
Date |
Details |
Fourth Quarter |
SR-CBOE-2012-127 |
34-68550 |
Dec. 31, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange Penny Pilot Program
Comments due: January 28, 2013
|
SR-CBOE-2012-125 |
34-68539 |
Dec. 27, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Credit Option Margin Pilot Program
Comments due: January 23, 2013
|
SR-CBOE-2012-122 |
34-68504 |
Dec. 20, 2012 |
Notice of Filing of a Proposed Rule Change Related to SPX Combo Orders
Comments due: January 18, 2013
|
SR-CBOE-2012-124 |
34-68487 |
Dec. 20, 2012 |
Notice of Proposed Rule to Amend Various CBOE Rules Governing Letters of Guarantee and Authorization
Comments due: January 17, 2013
See also:
Order: Rel. No. 34-68879
|
SR-CBOE-2012-118 |
34-68480 |
Dec. 19, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: January 16, 2013
|
SR-CBOE-2012-120 |
34-68457 |
Dec. 18, 2012 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2, to Allow the Listing and Trading of a P.M.-Settled S&P 500 Index Option Product
Comments due: January 16, 2013
See also:
Order: Rel. No. 34-68888
|
SR-CBOE-2012-116 |
34-68428 |
Dec. 13, 2012 |
Notice of Proposed Rule Change Related to Bylaw and Other Changes
Comments due: January 9, 2013
See also:
Order: Rel. No. 34-68766
|
SR-CBOE-2012-119 |
34-68417 |
Dec. 12, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: January 8, 2013
Comments received
are available
for this proposal.
|
SR-CBOE-2012-115 |
34-68360 |
Dec. 5, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 2, 2013
Additional Materials:
Exhibit 5
|
SR-CBOE-2012-113 |
34-68352 |
Dec. 4, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: December 31, 2012
|
SR-CBOE-2012-117 |
34-68350 |
Dec. 4, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rule Related to Multi-Class Broad-Based Index Option Spread Orders
Comments due: December 31, 2012
|
SR-CBOE-2012-114 |
34-68342 |
Dec. 3, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 28, 2012
Additional Materials:
Exhibit 5
|
SR-CBOE-2012-094 |
34-68313 |
Nov. 28, 2012 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1
Additional File Nos.: SR-BATS-2012-039, SR-BX-2012-063, SR-NASDAQ-2012-109, SR-NYSE-2012-49, SR-NYSEArca-2012-105, SR-NYSEMKT-2012-48
See also:
Order: Rel. No. 34-68642,
Notice: Rel. No. 34-68020
|
SR-CBOE-2012-111 |
34-68301 |
Nov. 27, 2012 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend CBOE Rule 6.18 Concerning the Exchange's Disaster Recovery Facility
Comments due: December 24, 2012
|
SR-CBOE-2012-109 |
34-68265 |
Nov. 19, 2012 |
Notice of Proposed Rule Change Related to CBSX to Address Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
Comments due: December 17, 2012
See also:
Order: Rel. No. 34-68584
|
SR-CBOE-2012-108 |
34-68262 |
Nov. 19, 2012 |
Notice of Proposed Rule Change to Address Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
Comments due: December 17, 2012
See also:
Order: Rel. No. 34-68585
|
SR-CBOE-2012-112 |
34-68252 |
Nov. 16, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct Rule Numbering Errors
Comments due: December 14, 2012
|
SR-CBOE-2012-068 |
34-68246 |
Nov. 15, 2012 |
Notice of Withdrawal of a Proposed Rule Change to Amend the Customer Large Trade Discount
See also:
Order: Rel. No. 34-67794,
Notice: Rel. No. 34-67481
|
SR-CBOE-2012-110 |
34-68242 |
Nov. 15, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Weekly Options Program
Comments due: December 12, 2012
|
SR-CBOE-2012-107 |
34-68241 |
Nov. 15, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 12, 2012
Additional Materials:
Exhibit 5
|
SR-CBOE-2012-106 |
34-68218 |
Nov. 13, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation Date of Changes to Market-Makers' Continuous Quoting Obligations
Comments due: December 11, 2012
|
SR-CBOE-2012-104 |
34-68178 |
Nov. 7, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: December 5, 2012
|
SR-CBOE-2012-087 |
34-68171 |
Nov. 6, 2012 |
Order Granting Approval of Proposed Rule Change to Amend Rule 17.2 Regarding Requests for Data Related to Exchange Reviews
See also:
Notice: Rel. No. 34-67879
|
SR-CBOE-2012-105 |
34-68169 |
Nov. 6, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 4, 2012
|
SR-CBOE-2012-071 |
34-68164 |
Nov. 6, 2012 |
Order Granting Approval of Proposed Rule Change to Increase the Maximum Term for LEAPS to Fifteen Years
See also:
Notice: Rel. No. 34-67892,
Notice: Rel. No. 34-67600
|
SR-CBOE-2012-098 |
34-68163 |
Nov. 6, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 4, 2012
Additional Materials:
Exhibit 5
|
SR-CBOE-2012-100 |
34-68155 |
Nov. 5, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to System Access, Connectivity, and Testing
Comments due: November 30, 2012
|
SR-CBOE-2012-103 |
34-68144 |
Nov. 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to CBSX Rule 53.24
Comments due: November 29, 2012
|
SR-CBOE-2012-102 |
34-68145 |
Nov. 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Extending the FLEX Exercise Settlement Values Pilot
Comments due: November 29, 2012
|
SR-CBOE-2012-101 |
34-68131 |
Nov. 1, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: November 29, 2012
Additional Materials:
Exhibit 5
|
SR-CBOE-2012-099 |
34-68110 |
Oct. 26, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Technical Change to SPY Position Limit Pilot Program and Representation Regarding Timing of Submission of Pilot Report
Comments due: November 23, 2012
|
SR-CBOE-2012-097 |
34-68105 |
Oct. 25, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: November 21, 2012
|
SR-CBOE-2012-085 |
34-68095 |
Oct. 24, 2012 |
Order Approving Proposed Rule Change Relating to the Complex Order Auction Process
See also:
Notice: Rel. No. 34-67827
|
SR-CBOE-2012-066 |
34-68086 |
Oct. 23, 2012 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Increase Position and Exercise Limits for EEM Options
See also:
Notice: Rel. No. 34-67790,
Notice: Rel. No. 34-67478
|
SR-CBOE-2012-092 |
34-68074 |
Oct. 19, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend the Weekly Program
Comments due: November 15, 2012
Comments received
are available
for this proposal.
|
SR-CBOE-2012-094 |
34-68020 |
Oct. 9, 2012 |
Notice of Filing of a Proposed Rule Change to Update its Rule 31.10 - Corporate Governance - in Order to Comply With New Rule 10C-1 Under the Securities Exchange Act of 1934
Comments due: November 5, 2012
See also:
Order: Rel. No. 34-68642,
Notice: Rel. No. 34-68313
|
SR-CBOE-2012-096 |
34-68010 |
Oct. 9, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Order Routing Rules
Comments due: November 6, 2012
|
SR-CBOE-2012-095 |
34-67992 |
Oct. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Closing Rotation Procedures for S&P 500 Index Options
Comments due: November 2, 2012
|
Third Quarter |
SR-CBOE-2012-080 |
34-67946 |
Sep. 28, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: October 25, 2012
Additional Materials:
Exhibit 5
|
SR-CBOE-2012-093 |
34-67938 |
Sep. 27, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change related to AIM, SAM, FLEX AIM, FLEX SAM and FLEX Electronic RFQs
Comments due: October 24, 2012
|
SR-CBOE-2012-091 |
34-67937 |
Sep. 27, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule to Eliminate Position and Exercise Limits for Physically-Settled SPY Options on a Pilot Basis
Comments due: October 24, 2012
|
SR-CBOE-2012-090 |
34-67928 |
Sep. 26, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Codification of a Fee Schedule for the Sale by Market Data Express, LLC, an Affiliate of CBOE, of a Data Product That Includes Option Valuations
Comments due: October 23, 2012
|
SR-CBOE-2012-082 |
34-67903 |
Sep. 21, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Small Order Preference Priority Overlay
Comments due: October 18, 2012
|
SR-CBOE-2012-089 |
34-67893 |
Sep. 20, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: October 17, 2012
|
SR-CBOE-2012-087 |
34-67879 |
Sep. 18, 2012 |
Notice of Filing of a Proposed Rule Change to Amend Rules Regarding Requests for Data Related to Exchange Reviews
Comments due: October 15, 2012
See also:
Order: Rel. No. 34-68171
|
SR-CBOE-2012-088 |
34-67861 |
Sep. 14, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: October 11, 2012
|
SR-CBOE-2012-071 |
34-67892 |
Sep. 12, 2012 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Increase the Maximum Term for LEAPS to Fifteen Years
See also:
Order: Rel. No. 34-68164,
Notice: Rel. No. 34-67600
|
SR-CBOE-2012-085 |
34-67827 |
Sept. 11, 2012 |
Notice of Filing of a Proposed Rule Change Relating to Complex Order Auctions
Comments due: October 9, 2012
See also:
Order: Rel. No. 34-68095
|
SR-CBOE-2012-083 |
34-67813 |
Sep. 10, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Availability of a Data Product That Includes Option Valuations Through Market Data Express, LLC, an Affiliate of CBOE
Comments due: October 5, 2012
|
SR-CBOE-2012-068 |
34-67794 |
Sep. 6, 2012 |
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Customer Large Trade Discount
Comments due: October 3, 2012
Rebuttal Comments due: October 17, 2012
See also:
Notice: Rel. No. 34-68246,
Notice: Rel. No. 34-67481
|
SR-CBOE-2012-066 |
34-67790 |
Sep. 6, 2012 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Increase Position and Exercise Limits for EEM Options
See also:
Order: Rel. No. 34-68086,
Notice: Rel. No. 34-67478
|
SR-CBOE-2012-084 |
34-67777 |
Sep. 4, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Transaction Fees for CBOE Range Options on the S&P 500 Index
Comments due: October 1, 2012
Additional Materials:
Exhibit 5
|
SR-CBOE-2012-043 |
34-67752 |
Aug. 29, 2012 |
Order Approving a Proposed Rule Change Relating to Spread Margin Rules
See also:
Notice: Rel. No. 34-67086
|
SR-CBOE-2012-076 |
34-67670 |
Aug. 15, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Automatic Order Handling Process
Comments due: September 12, 2012
|
SR-CBOE-2012-078 |
34-67668 |
Aug. 15, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: September 12, 2012
|
SR-CBOE-2012-077 |
34-67644 |
Aug. 13, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation Date of Changes to Market-Makers' Continuous Quoting Obligations
Comments due: September 7, 2012
|
SR-CBOE-2012-040 |
34-67624 |
Aug. 8, 2012 |
Order Granting Approval of Proposed Rule Change Related to Permanent Approval of its Pilot on FLEX Minimum Value Sizes
See also:
Notice: Rel. No. 34-66934
|
SR-CBOE-2012-071 |
34-67600 |
Aug. 6, 2012 |
Notice of Proposed Rule Change to Increase the Maximum Term for LEAPS to Fifteen Years
Comments due: August 31, 2012
See also:
Order: Rel. No. 34-68164,
Notice: Rel. No. 34-67892
Comments received
are available
for this proposal.
|
SR-CBOE-2012-065 |
34-67597 |
Aug. 6, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: August 31, 2012
|
SR-CBOE-2012-074 |
34-67581 |
Aug. 2, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Rule Regarding Records of Written Complaints for the CBOE Stock Exchange
Comments due: August 29, 2012
|
SR-CBOE-2012-073 |
34-67580 |
Aug. 2, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: August 29, 2012
|
SR-CBOE-2012-070 |
34-67575 |
Aug. 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program
Comments due: August 29, 2012
|
SR-CBOE-2012-069 |
34-67574 |
Aug. 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program
Comments due: August 29, 2012
|
SR-CBOE-2012-067 |
34-67561 |
Aug. 1, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Temporary Rule 6.83
Comments due: August 28, 2012
|
SR-CBOE-2012-072 |
34-67560 |
Aug. 1, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update References in Rules
Comments due: August 28, 2012
|
SR-CBOE-2012-075 |
34-67557 |
Aug. 1, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: August 28, 2012
|
SR-CBOE-2012-049 |
34-67548 |
Jul. 31, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Four New Order Types on the CBOE Stock Exchange
Comments due: August 27, 2012
|
SR-CBOE-2012-048 |
34-67547 |
Jul. 31, 2012 |
Order Approving a Proposed Rule Change Relating to Distribution of Auction Messages
See also:
Notice: Rel. No. 34-67209
|
SR-CBOE-2012-042 |
34-67482 |
Jul. 20, 2012 |
Order Granting Approval of Proposed Rule Change to List and Trade CBOE S&P 500 AM/PM Basis Options
See also:
Notice: Rel. No. 34-67084 |
SR-CBOE-2012-068 |
34-67481 |
Jul. 20, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due: August 16, 2012
See also:
Notice: Rel. No. 34-68246,
Order: Rel. No. 34-67794 |
SR-CBOE-2012-066 |
34-67478 |
Jul. 20, 2012 |
Notice of Filing of Proposed Rule Change to Increase Position and Exercise Limits for EEM Options
See also:
Order: Rel. No. 34-68086,
Notice: Rel. No. 34-67790
Comments due: August 16, 2012
|
SR-CBOE-2012-062 |
34-67440 |
Jul. 13, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due: August 9, 2012
|
SR-CBOE-2012-064 |
34-67410 |
Jul. 11, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Continuous Electronic Quotes
Comments due: August 7, 2012
|
SR-CBOE-2012-063 |
34-67383 |
Jul. 10, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: August 6, 2012
|
SR-CBOE-2012-060 |
34-67340 |
Jul. 3, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: July 31, 2012
|
Second Quarter |
SR-CBOE-2012-059 |
34-67322 |
Jun. 29, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due: July 27, 2012
Comments received
are available
for this proposal.
|
SR-CBOE-2012-061 |
34-67302 |
Jun. 28, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange’s Automated Improvement Mechanism
Comments due: July 26, 2012
|
SR-CBOE-2012-057 |
34-67231 |
Jun. 21, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Class Quoting Limit for Options on Facebook
Comments due: July 18, 2012
|
SR-CBOE-2012-048 |
34-67209 |
Jun. 18, 2012 |
Notice of Filing of a Proposed Rule Change Relating to Distribution of Auction Messages
Comments due: July 13, 2012
See also:
Order: Rel. No. 34-67547
|
SR-CBOE-2012-054 |
34-67173 |
Jun. 8, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: July 5, 2012
|
SR-CBOE-2012-013 |
34-67152 |
Jun. 7, 2012 |
Order Granting Approval of a Proposed Rule Change to Adopt Self-Trade Prevention Modifiers on the CBOE Stock Exchange
See also:
Notice: Rel. No. 34-66860
|
SR-CBOE-2012-053 |
34-67144 |
Jun. 6, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1
Comments due: July 3, 2012
|
SR-CBOE-2012-055 |
34-67135 |
Jun. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Approval of Trading Permit Holders
Comments due: July 2, 2012
|
SR-CBOE-2012-052 |
34-67124 |
Jun. 5, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: July 3, 2012
|
SR-CBOE-2012-043 |
34-67086 |
May 31, 2012 |
Notice of Filing of a Proposed Rule Change Relating to Spread Margin Rules
Comments due: June 28, 2012
See also:
Order: Rel. No. 34-67752
|
SR-CBOE-2012-042 |
34-67084 |
May 31, 2012 |
Notice of Filing of Proposed Rule Change to List and Trade CBOE S&P 500 AM/PM Basis Options
Comments due: June 27, 2012
See also:
Order: Rel. No. 34-67482 |
SR-CBOE-2011-087 |
34-67090 |
May 31, 2012 |
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments due: June 27, 2012
See also:
Notice: Rel. No. 34-66680;
Order: Rel. No. 34-66065;
Notice: Rel. No. 34-65770; and
Notice: Rel. No. 34-65438
|
SR-CBOE-2012-051 |
34-67078 |
May 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Options
Comments due: June 26, 2012
|
SR-CBOE-2012-047 |
34-67065 |
May 25, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due: June 22, 2012
|
SR-CBOE-2012-050 |
34-67055 |
May 24, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Name Change of the CBOE Regulatory Oversight Committee
Comments due: June 21, 2012
|
SR-CBOE-2012-039 |
34-67000 |
May 16, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3.6A - Qualification and Registration of Trading Permit Holders and Associated Persons
Comments due: June 12, 2012
|
SR-CBOE-2012-041 |
34-66953 |
May 9, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 5, 2012
|
SR-CBOE-2012-040 |
34-66934 |
May 7, 2012 |
Notice of Proposed Rule Change Related to Permanent Approval of its Pilot on FLEX Minimum Value Sizes
Comments due: June 1, 2012
See also:
Order: Rel. No. 34-67624
|
SR-CBOE-2012-038 |
34-66888 |
May 1, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due: May 29, 2012
|
SR-CBOE-2012-013 |
34-66860 |
Apr. 25, 2012 |
Notice of Filing of a Proposed Rule Change to Adopt Self-Trade Prevention Modifiers on the CBOE Stock Exchange
Comments due: May 22, 2012
See also:
Order: Rel. No. 34-67152
|
SR-CBOE-2012-037 |
34-66812 |
Apr. 16, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: May 11, 2012
|
SR-CBOE-2012-035 |
34-66784 |
Apr. 11, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule
Comments due: May 8, 2012
|
SR-CBOE-2012-036 |
34-66781 |
April 11, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due: May 8, 2012
|
SR-CBOE-2012-033 |
34-66769 |
Apr. 6, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Options
Comments due: May 3, 2012
|
SR-CBOE-2012-005 |
34-66759 |
Apr. 6, 2012 |
Order Approving a Proposed Rule Change Relating to Stock-Option Orders
See also:
Notice: Rel. No. 34-66394
|
SR-CBOE-2012-034 |
34-66743 |
Apr. 5, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct Hyperlink in Rule 5.5A
Comments due: May 2, 2012
|
SR-CBOE-2012-025 |
34-66727 |
Apr. 3, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Trading Floor Booth Fees and Policy
Comments due: April 30, 2012
Additional Materials:
Exhibit 5
|
First Quarter |
SR-CBOE-2012-030 |
34-66704 |
Mar. 30, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Transaction Fees
Comments due: April 26, 2012
|
SR-CBOE-2011-123 |
34-66702 |
Mar. 30, 2012 |
Order Approving Proposed Rule Change to Establish an Automated Improvement Mechanism and a Solicitation Auction Mechanism for FLEX Options
See also:
Notice: Rel. No. 34-66052
|
SR-CBOE-2012-027 |
34-66701 |
Mar. 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Programs Relating to FLEX Exercise Settlement Values and Minimum Value Sizes
Comments due: April 26, 2012
|
SR-CBOE-2011-087 |
34-66680 |
Mar. 29, 2012 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also:
Order: Rel. No. 34-67090;
Order: Rel. No. 34-66065;
Notice: Rel. No. 34-65770; and
Notice: Rel. No. 34-65438
|
SR-CBOE-2012-029 |
34-66665 |
Mar. 27, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: April 23, 2012
|
SR-CBOE-2012-028 |
34-66637 |
Mar. 21, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: April 17, 2012
|
SR-CBOE-2012-024 |
34-66609 |
Mar. 15, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Telemarketing Rules
Comments due: April 11, 2012
|
SR-CBOE-2012-026 |
34-66563 |
Mar. 9, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Weeklys Program
Comments due: April 5, 2012
|
SR-CBOE-2012-022 |
34-66556 |
Mar. 9, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: April 5, 2012
|
SR-CBOE-2012-021 |
34-66520 |
Mar. 6, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make an Amendment Regarding the Administrative Fee Related to the Marketing Fee
Comments due: April 2, 2012
|
SR-CBOE-2012-020 |
34-66498 |
Mar. 1, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: March 28, 2012
|
SR-CBOE-2012-016 |
34-66486 |
Feb. 28, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule of Market Data Express, LLC
Comments due: March 26, 2012
Additional Materials:
Exhibit 5
|
SR-CBOE-2012-018 |
34-66449 |
Feb. 23, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct Rule Numbering Errors
Comments due: March 21, 2012
|
SR-CBOE-2011-126 |
34-66408 |
Feb. 16, 2012 |
Order Approving Proposed Rule Change Relating to the CBOE Stock Exchange Request for Quote Rules
See also:
Notice: Rel. No. 34-66119
|
SR-CBOE-2012-005 |
34-66394 |
Feb. 14, 2012 |
Notice of Filing of a Proposed Rule Change Related to Stock-Option Processing
Comments due: March 13, 2012
See also:
Order: Rel. No. 34-66759
|
SR-CBOE-2012-014 |
34-66382 |
Feb. 10, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Transaction Fees for Options on the CBOE Emerging Markets ETF Volatility Index, the CBOE Brazil ETF Volatility Index and CBOE Oil ETF Volatility Index
Comments due: March 8, 2012
|
SR-CBOE-2011-117 |
34-66375 |
Feb. 10, 2012 |
Order Approving Proposed Rule Change Relating to its Automated Improvement Mechanism
See also:
Notice: Rel. No. 34-66038
|
SR-CBOE-2011-122 |
34-66348 |
Feb. 7, 2012 |
Order Approving Proposed Rule Change, As Modified by Amendment No. 1, Related to Trading of FLEX Options
See also:
Notice: Rel. No. 34-66035
|
SR-CBOE-2012-012 |
34-66344 |
Feb. 7, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 5, 2012
|
SR-CBOE-2012-008 |
34-66277 |
Jan. 30, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 24, 2012
Additional Materials:
Exhibit 5
Comments received
are available
for this proposal.
|
SR-CBOE-2012-010 |
34-66274 |
Jan. 30, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 24, 2012
|
SR-CBOE-2011-007 |
34-66265 |
Jan. 27, 2012 |
Order Approving a Proposed Rule Change to Adopt Rules Governing S&P 500 Option Variance Basket Trades
See also:
Notice: Rel. No. 34-65725
|
SR-CBOE-2011-114 |
34-66235 |
Jan. 25, 2012 |
Order Approving a Proposed Rule Change Relating to Complex Order Processing in Hybrid 3.0 Classes
See also:
Notice: Rel. No. 34-65914
|
SR-CBOE-2012-009 |
34-66213 |
Jan. 23, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Appointments in Hybrid 3.0 Classes
Comments due: February 21, 2012
|
SR-CBOE-2012-004 |
34-66207 |
Jan. 20, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Automatic Execution and Complex Order Price Check Parameter Features
Comments due: February 16, 2012
|
SR-CBOE-2012-003 |
34-66174 |
Jan. 18, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: February 14, 2012
|
SR-CBOE-2012-002 |
34-66167 |
Jan. 17, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program
Comments due: February 13, 2012
|
SR-CBOE-2012-001 |
34-66166 |
Jan. 17, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program
Comments due: February 13, 2012
|
SR-CBOE-2012-007 |
34-66163 |
Jan. 17, 2012 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Decouple and Extend CBOE's Credit Option Margin Pilot Program to January 17, 2013
Comments due: February 13, 2012
|
SR-CBOE-2011-126 |
34-66119 |
Jan. 9, 2012 |
Notice of Filing of a Proposed Rule Change Relating to the CBOE Stock Exchange Request for Quote Rules
Comments due: February 3, 2012
See also:
Order: Rel. No. 34-66408
|
CBOE File Number List for 2012 |
Release No. |
Date |
Details |
SR-CBOE-2012-133 |
34-68615 |
Jan. 10, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Codify in the CBOE Stock Exchange Rules a Cross Order Type Tied to a Related Derivative Component
Comments due: February 6, 2013
|
SR-CBOE-2012-132 |
34-68572 |
Jan. 3, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 30, 2013
Additional Materials:
Exhibit 5
|
SR-CBOE-2012-131 |
34-68606 |
Jan. 9, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 5.5.04 to Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions
Comments due: February 5, 2013
Additional Materials:
Exhibit 5
|
SR-CBOE-2012-127 |
34-68550 |
Dec. 31, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange Penny Pilot Program
Comments due: January 28, 2013
|
SR-CBOE-2012-125 |
34-68539 |
Dec. 27, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Credit Option Margin Pilot Program
Comments due: January 23, 2013
|
SR-CBOE-2012-124 |
34-68879 |
Feb. 8, 2013 |
Order Approving a Proposed Rule Change to Amend Various CBOE Rules Governing Letters of Guarantee and Authorization
|
34-68487 |
Dec. 20, 2012 |
Notice of Proposed Rule to Amend Various CBOE Rules Governing Letters of Guarantee and Authorization
Comments due: January 17, 2013
|
SR-CBOE-2012-122 |
34-68504 |
Dec. 20, 2012 |
Notice of Filing of a Proposed Rule Change Related to SPX Combo Orders
Comments due: January 18, 2013
|
SR-CBOE-2012-120 |
34-68888 |
Feb. 8, 2013 |
Order Granting Approval to Proposed Rule Change to Establish a Pilot Program, as Modified by Amendment Nos. 2, 3, and 4, to List and Trade a P.M.-Settled S&P 500 Index Option Product
|
34-68457 |
Dec. 18, 2012 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2, to Allow the Listing and Trading of a P.M.-Settled S&P 500 Index Option Product
Comments due: January 16, 2013
|
SR-CBOE-2012-119 |
34-68417 |
Dec. 12, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: January 8, 2013
Comments received
are available
for this proposal.
|
SR-CBOE-2012-118 |
34-68480 |
Dec. 19, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: January 16, 2013
|
SR-CBOE-2012-117 |
34-68350 |
Dec. 4, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rule Related to Multi-Class Broad-Based Index Option Spread Orders
Comments due: December 31, 2012
|
SR-CBOE-2012-116 |
34-68766 |
Jan. 30, 2013 |
Order Granting Approval to a Proposed Rule Change Relating to Bylaw and Other Changes Concerning the Board of Directors of the Exchange
|
34-68428 |
Dec. 13, 2012 |
Notice of Proposed Rule Change Related to Bylaw and Other Changes
Comments due: January 9, 2013
|
SR-CBOE-2012-115 |
34-68360 |
Dec. 5, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 2, 2013
Additional Materials:
Exhibit 5
|
SR-CBOE-2012-114 |
34-68342 |
Dec. 3, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 28, 2012
Additional Materials:
Exhibit 5
|
SR-CBOE-2012-113 |
34-68352 |
Dec. 4, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: December 31, 2012
|
SR-CBOE-2012-112 |
34-68252 |
Nov. 16, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct Rule Numbering Errors
Comments due: December 14, 2012
|
SR-CBOE-2012-111 |
34-68301 |
Nov. 27, 2012 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend CBOE Rule 6.18 Concerning the Exchange's Disaster Recovery Facility
Comments due: December 24, 2012
|
SR-CBOE-2012-110 |
34-68242 |
Nov. 15, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Weekly Options Program
Comments due: December 12, 2012
|
SR-CBOE-2012-109 |
34-68584 |
Jan. 4, 2013 |
Order Approving a Proposed Rule Change Related to CBSX to Address the Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
|
34-68265 |
Nov. 19, 2012 |
Notice of Proposed Rule Change Related to CBSX to Address Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
Comments due: December 17, 2012
|
SR-CBOE-2012-108 |
34-68585 |
Jan. 4, 2013 |
Order Approving a Proposed Rule Change to Address the Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
|
34-68262 |
Nov. 19, 2012 |
Notice of Proposed Rule Change to Address Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
Comments due: December 17, 2012
|
SR-CBOE-2012-107 |
34-68241 |
Nov. 15, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 12, 2012
Additional Materials:
Exhibit 5
|
SR-CBOE-2012-106 |
34-68218 |
Nov. 13, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation Date of Changes to Market-Makers' Continuous Quoting Obligations
Comments due: December 11, 2012
|
SR-CBOE-2012-105 |
34-68169 |
Nov. 6, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 4, 2012
|
SR-CBOE-2012-104 |
34-68178 |
Nov. 7, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: December 5, 2012
|
SR-CBOE-2012-103 |
34-68144 |
Nov. 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to CBSX Rule 53.24
Comments due: November 29, 2012
|
SR-CBOE-2012-102 |
34-68145 |
Nov. 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Extending the FLEX Exercise Settlement Values Pilot
Comments due: November 29, 2012
|
SR-CBOE-2012-101 |
34-68131 |
Nov. 1, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: November 29, 2012
Additional Materials:
Exhibit 5
|
SR-CBOE-2012-100 |
34-68155 |
Nov. 5, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to System Access, Connectivity, and Testing
Comments due: November 30, 2012
|
SR-CBOE-2012-099 |
34-68110 |
Oct. 26, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Technical Change to SPY Position Limit Pilot Program and Representation Regarding Timing of Submission of Pilot Report
Comments due: November 23, 2012
|
SR-CBOE-2012-098 |
34-68163 |
Nov. 6, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 4, 2012
Additional Materials:
Exhibit 5
|
SR-CBOE-2012-097 |
34-68105 |
Oct. 25, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: November 21, 2012
|
SR-CBOE-2012-096 |
34-68010 |
Oct. 9, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Order Routing Rules
Comments due: November 6, 2012
|
SR-CBOE-2012-095 |
34-67992 |
Oct. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Closing Rotation Procedures for S&P 500 Index Options
Comments due: November 2, 2012
|
SR-CBOE-2012-094 |
34-68642 |
Jan. 11, 2013 |
Order Approving a Proposed Rule Change to Amend the Listing Rules for Compensation Committees to Comply with Securities Exchange Act Rule 10C-1 and Make Other Related Changes
|
34-68313 |
Nov. 28, 2012 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1
Additional File Nos.: SR-BATS-2012-039, SR-BX-2012-063, SR-NASDAQ-2012-109, SR-NYSE-2012-49, SR-NYSEArca-2012-105, SR-NYSEMKT-2012-48
|
34-68020 |
Oct. 9, 2012 |
Notice of Filing of a Proposed Rule Change to Update its Rule 31.10 - Corporate Governance - in Order to Comply With New Rule 10C-1 Under the Securities Exchange Act of 1934
Comments due: November 5, 2012
|
SR-CBOE-2012-093 |
34-67938 |
Sep. 27, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change related to AIM, SAM, FLEX AIM, FLEX SAM and FLEX Electronic RFQs
Comments due: October 24, 2012
|
SR-CBOE-2012-092 |
34-68074 |
Oct. 19, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend the Weekly Program
Comments due: November 15, 2012
Comments received
are available
for this proposal.
|
SR-CBOE-2012-091 |
34-67937 |
Sep. 27, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule to Eliminate Position and Exercise Limits for Physically-Settled SPY Options on a Pilot Basis
Comments due: October 24, 2012
|
SR-CBOE-2012-090 |
34-67928 |
Sep. 26, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Codification of a Fee Schedule for the Sale by Market Data Express, LLC, an Affiliate of CBOE, of a Data Product That Includes Option Valuations
Comments due: October 23, 2012
|
SR-CBOE-2012-089 |
34-67893 |
Sep. 20, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: October 17, 2012
|
SR-CBOE-2012-088 |
34-67861 |
Sep. 14, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: October 11, 2012
|
SR-CBOE-2012-087 |
34-68171 |
Nov. 6, 2012 |
Order Granting Approval of Proposed Rule Change to Amend Rule 17.2 Regarding Requests for Data Related to Exchange Reviews
|
34-67879 |
Sep. 18, 2012 |
Notice of Filing of a Proposed Rule Change to Amend Rules Regarding Requests for Data Related to Exchange Reviews
Comments due: October 15, 2012
|
SR-CBOE-2012-085 |
34-68095 |
Oct. 24, 2012 |
Order Approving Proposed Rule Change Relating to the Complex Order Auction Process
|
34-67827 |
Sept. 11, 2012 |
Notice of Filing of a Proposed Rule Change Relating to Complex Order Auctions
Comments due: October 9, 2012
|
SR-CBOE-2012-084 |
34-67777 |
Sep. 4, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Transaction Fees for CBOE Range Options on the S&P 500 Index
Comments due: October 1, 2012
Additional Materials:
Exhibit 5
|
SR-CBOE-2012-083 |
34-67813 |
Sep. 10, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Availability of a Data Product That Includes Option Valuations Through Market Data Express, LLC, an Affiliate of CBOE
Comments due: October 5, 2012
|
SR-CBOE-2012-082 |
34-67903 |
Sep. 21, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Small Order Preference Priority Overlay
Comments due: October 18, 2012
|
SR-CBOE-2012-080 |
34-67946 |
Sep. 28, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: October 25, 2012
Additional Materials:
Exhibit 5
|
SR-CBOE-2012-078 |
34-67668 |
Aug. 15, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: September 12, 2012
|
SR-CBOE-2012-077 |
34-67644 |
Aug. 13, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation Date of Changes to Market-Makers' Continuous Quoting Obligations
Comments due: September 7, 2012
|
SR-CBOE-2012-076 |
34-67670 |
Aug. 15, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Automatic Order Handling Process
Comments due: September 12, 2012
|
SR-CBOE-2012-075 |
34-67557 |
Aug. 1, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: August 28, 2012
|
SR-CBOE-2012-074 |
34-67581 |
Aug. 2, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Rule Regarding Records of Written Complaints for the CBOE Stock Exchange
Comments due: August 29, 2012
|
SR-CBOE-2012-073 |
34-67580 |
Aug. 2, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: August 29, 2012
|
SR-CBOE-2012-072 |
34-67560 |
Aug. 1, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update References in Rules
Comments due: August 28, 2012
|
SR-CBOE-2012-071 |
34-68164 |
Nov. 6, 2012 |
Order Granting Approval of Proposed Rule Change to Increase the Maximum Term for LEAPS to Fifteen Years
|
34-67892 |
Sep. 12, 2012 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Increase the Maximum Term for LEAPS to Fifteen Years
|
34-67600 |
Aug. 6, 2012 |
Notice of Proposed Rule Change to Increase the Maximum Term for LEAPS to Fifteen Years
Comments due: August 31, 2012
Comments received
are available
for this proposal.
|
SR-CBOE-2012-070 |
34-67575 |
Aug. 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program
Comments due: August 29, 2012
|
SR-CBOE-2012-069 |
34-67574 |
Aug. 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program
Comments due: August 29, 2012
|
SR-CBOE-2012-068 |
34-68246 |
Nov. 15, 2012 |
Notice of Withdrawal of a Proposed Rule Change to Amend the Customer Large Trade Discount
|
34-67794 |
Sep. 6, 2012 |
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Customer Large Trade Discount
Comments due: October 3, 2012
Rebuttal Comments due: October 17, 2012
|
34-67481 |
Jul. 20, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due: August 16, 2012
|
SR-CBOE-2012-067 |
34-67561 |
Aug. 1, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Temporary Rule 6.83
Comments due: August 28, 2012
|
SR-CBOE-2012-066 |
34-68086 |
Oct. 23, 2012 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Increase Position and Exercise Limits for EEM Options
|
34-67790 |
Sep. 6, 2012 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Increase Position and Exercise Limits for EEM Options
|
34-67478 |
Jul. 20, 2012 |
Notice of Filing of Proposed Rule Change to Increase Position and Exercise Limits for EEM Options
Comments due: August 16, 2012
|
SR-CBOE-2012-065 |
34-67597 |
Aug. 6, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: August 31, 2012
|
SR-CBOE-2012-064 |
34-67410 |
Jul. 11, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Continuous Electronic Quotes
Comments due: August 7, 2012
|
SR-CBOE-2012-063 |
34-67383 |
Jul. 10, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: August 6, 2012
|
SR-CBOE-2012-062 |
34-67440 |
Jul. 13, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due: August 9, 2012
|
SR-CBOE-2012-061 |
34-67302 |
Jun. 28, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange’s Automated Improvement Mechanism
Comments due: July 26, 2012
|
SR-CBOE-2012-060 |
34-67340 |
Jul. 3, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: July 31, 2012
|
SR-CBOE-2012-059 |
34-67322 |
Jun. 29, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due: July 27, 2012
Comments received
are available
for this proposal.
|
SR-CBOE-2012-057 |
34-67231 |
Jun. 21, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Class Quoting Limit for Options on Facebook
Comments due: July 18, 2012
|
SR-CBOE-2012-055 |
34-67135 |
Jun. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Approval of Trading Permit Holders
Comments due: July 2, 2012
|
SR-CBOE-2012-054 |
34-67173 |
Jun. 8, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: July 5, 2012
|
SR-CBOE-2012-053 |
34-67144 |
Jun. 6, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1
Comments due: July 3, 2012
|
SR-CBOE-2012-052 |
34-67124 |
Jun. 5, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: July 3, 2012
|
SR-CBOE-2012-051 |
34-67078 |
May 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Options
Comments due: June 26, 2012
|
SR-CBOE-2012-050 |
34-67055 |
May 24, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Name Change of the CBOE Regulatory Oversight Committee
Comments due: June 21, 2012
|
SR-CBOE-2012-049 |
34-67548 |
Jul. 31, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Four New Order Types on the CBOE Stock Exchange.
Comments due: August 27, 2012
|
SR-CBOE-2012-048 |
34-67547 |
Jul. 31, 2012 |
Order Approving a Proposed Rule Change Relating to Distribution of Auction Messages
|
34-67209 |
Jun. 18, 2012 |
Notice of Filing of a Proposed Rule Change Relating to Distribution of Auction Messages
Comments due: July 13, 2012
|
SR-CBOE-2012-047 |
34-67065 |
May 25, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due: June 22, 2012
|
SR-CBOE-2012-043 |
34-67752 |
Aug. 29, 2012 |
Order Approving a Proposed Rule Change Relating to Spread Margin Rules
|
34-67086 |
May 31, 2012 |
Notice of Filing of a Proposed Rule Change Relating to Spread Margin Rules
Comments due: June 28, 2012
|
SR-CBOE-2012-042 |
34-67482 |
Jul. 20, 2012 |
Order Granting Approval of Proposed Rule Change to List and Trade CBOE S&P 500 AM/PM Basis Options |
34-67084 |
May 31, 2012 |
Notice of Filing of Proposed Rule Change to List and Trade CBOE S&P 500 AM/PM Basis Options
Comments due: June 27, 2012
|
SR-CBOE-2012-041 |
34-66953 |
May 9, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 5, 2012
|
SR-CBOE-2012-040 |
34-67624 |
Aug. 8, 2012 |
Order Granting Approval of Proposed Rule Change Related to Permanent Approval of its Pilot on FLEX Minimum Value Sizes
|
34-66934 |
May 7, 2012 |
Notice of Proposed Rule Change Related to Permanent Approval of its Pilot on FLEX Minimum Value Sizes
Comments due: June 1, 2012
|
SR-CBOE-2012-039 |
34-67000 |
May 16, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3.6A - Qualification and Registration of Trading Permit Holders and Associated Persons
Comments due: June 12, 2012
|
SR-CBOE-2012-038 |
34-66888 |
May 1, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due: May 29, 2012
|
SR-CBOE-2012-037 |
34-66812 |
Apr. 16, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: May 11, 2012
|
SR-CBOE-2012-036 |
34-66781 |
April 11, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due: May 8, 2012
|
SR-CBOE-2012-035 |
34-66784 |
Apr. 11, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule
Comments due: May 8, 2012
|
SR-CBOE-2012-034 |
34-66743 |
Apr. 5, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct Hyperlink in Rule 5.5A
Comments due: May 2, 2012
|
SR-CBOE-2012-033 |
34-66769 |
Apr. 6, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Options
Comments due: May 3, 2012
|
SR-CBOE-2012-030 |
34-66704 |
Mar. 30, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Transaction Fees
Comments due: April 26, 2012
|
SR-CBOE-2012-029 |
34-66665 |
Mar. 27, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: April 23, 2012
|
SR-CBOE-2012-028 |
34-66637 |
Mar. 21, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: April 17, 2012
|
SR-CBOE-2012-027 |
34-66701 |
Mar. 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Programs Relating to FLEX Exercise Settlement Values and Minimum Value Sizes
Comments due: April 26, 2012
|
SR-CBOE-2012-026 |
34-66563 |
Mar. 9, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Weeklys Program
Comments due: April 5, 2012
|
SR-CBOE-2012-025 |
34-66727 |
Apr. 3, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Trading Floor Booth Fees and Policy
Comments due: April 30, 2012
Additional Materials:
Exhibit 5
|
SR-CBOE-2012-024 |
34-66609 |
Mar. 15, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Telemarketing Rules
Comments due: April 11, 2012
|
SR-CBOE-2012-022 |
34-66556 |
Mar. 9, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: April 5, 2012
|
SR-CBOE-2012-021 |
34-66520 |
Mar. 6, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make an Amendment Regarding the Administrative Fee Related to the Marketing Fee
Comments due: April 2, 2012
|
SR-CBOE-2012-020 |
34-66498 |
Mar. 1, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: March 28, 2012
|
SR-CBOE-2012-018 |
34-66449 |
Feb. 23, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct Rule Numbering Errors
Comments due: March 21, 2012
|
SR-CBOE-2012-016 |
34-66486 |
Feb. 28, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule of Market Data Express, LLC
Comments due: March 26, 2012
Additional Materials:
Exhibit 5
|
SR-CBOE-2012-014 |
34-66382 |
Feb. 10, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Transaction Fees for Options on the CBOE Emerging Markets ETF Volatility Index, the CBOE Brazil ETF Volatility Index and CBOE Oil ETF Volatility Index
Comments due: March 8, 2012
|
SR-CBOE-2012-013 |
34-67152 |
Jun. 7, 2012 |
Order Granting Approval of a Proposed Rule Change to Adopt Self-Trade Prevention Modifiers on the CBOE Stock Exchange
|
34-66860 |
Apr. 25, 2012 |
Notice of Filing of a Proposed Rule Change to Adopt Self-Trade Prevention Modifiers on the CBOE Stock Exchange
Comments due: May 22, 2012
| SR-CBOE-2012-012 |
34-66344 |
Feb. 7, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 5, 2012
|
SR-CBOE-2012-010 |
34-66274 |
Jan. 30, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 24, 2012
|
SR-CBOE-2012-009 |
34-66213 |
Jan. 23, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Appointments in Hybrid 3.0 Classes
Comments due: February 21, 2012
|
SR-CBOE-2012-008 |
34-66277 |
Jan. 30, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 24, 2012
Additional Materials:
Exhibit 5
Comments received
are available
for this proposal.
|
SR-CBOE-2012-007 |
34-66163 |
Jan. 17, 2012 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Decouple and Extend CBOE's Credit Option Margin Pilot Program to January 17, 2013
Comments due: February 13, 2012
|
SR-CBOE-2012-005 |
34-66759 |
Apr. 6, 2012 |
Order Approving a Proposed Rule Change Relating to Stock-Option Orders
|
34-66394 |
Feb. 14, 2012 |
Notice of Filing of a Proposed Rule Change Related to Stock-Option Processing
Comments due: March 13, 2012
|
SR-CBOE-2012-004 |
34-66207 |
Jan. 20, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Automatic Execution and Complex Order Price Check Parameter Features
Comments due: February 16, 2012
|
SR-CBOE-2012-003 |
34-66174 |
Jan. 18, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: February 14, 2012
|
SR-CBOE-2012-002 |
34-66167 |
Jan. 17, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program
Comments due: February 13, 2012
|
SR-CBOE-2012-001 |
34-66166 |
Jan. 17, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program
Comments due: February 13, 2012
|
http://www.sec.gov/rules/sro/cboe/cboearchive/cboearchive2012.shtml
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