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CBOE Rulemaking Archive: 2009
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Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
CBOE File Number List for 2009
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Release No. |
Date |
Details |
Fourth Quarter |
SR-CBOE-2009-099 |
34-61270 |
Dec. 31, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Concurrent Listing of $2.50 and $1 Strikes on MNX Options
Comments due: February 1, 2010
|
SR-CBOE-2009-025 |
34-61259 |
Dec. 30, 2009 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Related to the Simple Auction Liaison (SAL)
See also:
Notice: Rel. No. 34-61024
|
SR-CBOE-2009-097 |
34-61248 |
Dec. 29, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Reserve Orders
Comments due: January 26, 2010
|
SR-CBOE-2009-100 |
34-61241 |
Dec. 24, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify CBSX Rule 51.8 to Add Pegged Cross Orders, to Add an Interpretation Regarding Pricing of Cross Orders, and to Add Greater Flexibility to Intermarket Sweep Orders
Comments due: January 25, 2010
|
SR-CBOE-2009-094 |
34-61232 |
Dec. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Increasing the Session Fee for the Regulatory Element of Continuing Education Requirements
Comments due: January 20, 2010
|
SR-CBOE-2009-078 |
34-61198 |
Dec. 17, 2009 |
Order Granting Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Related to Professional Orders
See also:
Notice: Rel. No. 34-60931
|
SR-CBOE-2009-087 |
34-61183 |
Dec. 16, 2009 |
Notice of Filing of a Proposed Rule Change to Establish a Pilot Program to Modify FLEX Exercise Settlement Values and Minimum Value Sizes
Comments due: January 14, 2010
See also:
Order: Rel. No. 34-61439
Comments received
are available
for this notice.
|
SR-CBOE-2009-048 |
34-61140 |
Dec. 10, 2009 |
Order Approving a Proposed Rule Change Regarding Authority Over C2 Options Exchange, Incorporated
See also:
Notice: Rel. No. 34-60307
|
SR-CBOE-2009-022 |
34-61136 |
Dec. 10, 2009 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade S&P 500 Dividend Index Options
Comments due: January 6, 2010
See also:
Notice: Rel. No. 34-59667
|
SR-CBOE-2009-091 |
34-61121 |
Dec. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CBSX Market Data Infrastructure Fee
Comments due: January 4, 2010
|
SR-CBOE-2009-090 |
34-61094 |
Dec. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: December 29, 2009
|
SR-CBOE-2009-088 |
34-61084 |
Dec. 1, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with the New Linkage Plan
Comments due: December 29, 2009
|
SR-CBOE-2009-089 |
34-61068 |
Nov. 27, 2009 |
Notice of Filing of a Proposed Rule Change Related to Stock-Option Orders
Comments due: December 28, 2009
See also:
Order: Rel. No. 34-61274
|
SR-CBOE-2009-025 |
34-61024 |
Nov. 18, 2009 |
Notice of Filing of Proposed Rule Change, As Modified by Amendment No. 1, Related to the Simple Auction Liaison (SAL)
Comments due: December 15, 2009
See also:
Order: Rel. No. 34-61259
|
SR-CBOE-2009-084 |
34-60995 |
Nov. 13, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposal to Codify Certain Provisions of the Options Listing Procedures Plan into CBOE's Rules
Comments due: December 10, 2009
|
SR-CBOE-2009-086 |
34-60977 |
Nov. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposal to Permit $1 Strikes for RMN Options
Comments due: December 9, 2009
|
SR-CBOE-2009-068 |
34-60978 |
Nov. 10, 2009 |
Order Approving a Proposed Rule Change to Amend the $1 Strike Program to Allow Low-Strike LEAPS
See also:
Notice: Rel. No. 34-60749
|
SR-CBOE-2009-070 |
34-60957 |
Nov. 6, 2009 |
Order Approving a Proposed Rule Change Relating to Preferred Market Makers
See also:
Notice: Rel. No. 34-60746
|
SR-CBOE-2009-081 |
34-60938 |
Nov. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Marketing Fee Program
Comments due: December 3, 2009
|
SR-CBOE-2009-082 |
34-60932 |
Nov. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: December 3, 2009
|
SR-CBOE-2009-078 |
34-60931 |
Nov. 4, 2009 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Related to Professional Orders
Comments due: December 3, 2009
See also:
Order: Rel. No. 34-61198
Comments received
are available
for this notice.
|
SR-CBOE-2009-079 |
34-60919 |
Nov. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due: November 30, 2009
|
SR-CBOE-2009-083 |
34-60910 |
Oct. 30, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Time at Which CBSX Opens for Trading from 8:15 a.m. Central Time to 8:00 a.m. Central Time
Comments due: November 30, 2009
|
SR-CBOE-2009-076 |
34-60864 |
Oct. 22, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due: November 19, 2009
|
SR-CBOE-2009-077 |
34-60858 |
Oct. 21, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Chicago Board Options Exchange Stock Exchange Fees Schedule Related to Stock Component of Stock-Option Cross Trade
Comments due: November 18, 2009
|
SR-CBOE-2009-074 |
34-60857 |
Oct. 21, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Interpretation and Policy .13 to Rule 5.3
Comments due: November 18, 2009
|
SR-CBOE-2009-072 |
34-60796 |
Oct. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: November 4, 2009
|
SR-CBOE-2009-073 |
34-60779 |
Oct. 2, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend on CBSX the Taker Fees and Maker Rebates
Comments due: October 29, 2009
|
SR-CBOE-2009-071 |
34-60760 |
Oct. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the CBSX Obvious Error Rule
Comments due: October 29, 2009
|
Third Quarter |
SR-CBOE-2009-068 |
34-60749 |
Sep. 30, 2009 |
Notice of Filing of a Proposed Rule Change to Amend the $1 Strike Program to Allow Low-Strike LEAPS
Comments due: October 28, 2009
See also:
Order: Rel. No. 34-60978
|
SR-CBOE-2009-070 |
34-60746 |
Sep. 30, 2009 |
Notice of Filing of Proposed Rule Change Related to Preferred Market Makers
Comments due: October 28, 2009
See also:
Order: Rel. No. 34-60957
|
SR-CBOE-2009-067 |
34-60727 |
Sep. 28, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials
Comments due: October 26, 2009
|
SR-CBOE-2009-057 |
34-60710 |
Sep. 23, 2009 |
Order Appoving Proposed Rule Change Related to Market-Maker and Specialist Orders
See also:
Notice: Rel. No. 34-60491
|
SR-CBOE-2009-069 |
34-60695 |
Sep. 18, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00
Comments due: October 16, 2009
|
SR-CBOE-2009-062 |
34-60666 |
Sep. 14, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Dissemination of Certain Index Data
Comments due: October 13, 2009
|
SR-CBOE-2009-052 |
34-60665 |
Sep. 14, 2009 |
Order Approving a Proposed Rule Change Related to Hybrid Matching Algorithms
See also:
Notice: Rel. No. 34-60420
|
SR-CBOE-2009-064 |
34-60641 |
Sep. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Equity Option Opening Transactions
Comments due: October 8, 2009
|
SR-CBOE-2009-063 |
34-60629 |
Sep. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: October 5, 2009
|
SR-CBOE-2009-066 |
34-60625 |
Sep. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit CBOE to List Series that are Restricted to Closing Transactions if Such Series are Listed and Restricted to Closing Transactions on Another Exchange
Comments due: October 2, 2009
|
SR-CBOE-2009-047 |
34-60589 |
Aug. 31, 2009 |
Order Approving a Proposed Rule Change to Permit All CBSX Market-Makers to Operate from the CBSX Floor Post
See also:
Notice: Rel. No. 34-60375
|
SR-CBOE-2009-053 |
34-60585 |
Aug. 28, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit FLEX Options on Securities Eligible for Non-FLEX Options Trading and on Corporate Debt Securities
Comments due: September 29, 2009
|
SR-CBOE-2009-060 |
34-60572 |
Aug. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Hybrid Quote Locks
Comments due: September 23, 2009
|
SR-CBOE-2009-061 |
34-60556 |
Aug. 21, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Definition of "Narrow-Based Index"
Comments due: September 17, 2009
|
SR-CBOE-2009-039 |
34-60555 |
Aug. 21, 2009 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Extend the Delta Hedging Exemption From Equity Options Position Limits to Customers
See also:
Notice: Rel. No. 34-60271
|
SR-CBOE-2009-040 |
34-60551 |
Aug. 20, 2009 |
Order Granting Approval of a Proposed Rule Change to Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan
See also:
Notice: Rel. No. 34-60187
|
SR-CBOE-2009-059 |
34-60513 |
Aug. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: September 14, 2009
|
SR-CBOE-2009-007 |
34-60499 |
Aug. 13, 2009 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Tied Hedge Transactions
Comments due: September 11, 2009
See also:
Notice: Rel. No. 34-59435
Comments received
are available
for this notice.
|
SR-CBOE-2009-057 |
34-60491 |
Aug. 12, 2009 |
Notice of Filing of a Proposed Rule Change Related to Market-Maker Orders
Comments due: September 8, 2009
See also:
Order: Rel. No. 34-60710
|
SR-CBOE-2009-037 |
34-60488 |
Aug. 12, 2009 |
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Amend Its Minor Rule Violation Plan
See also:
Notice: Rel. No. 34-60177
|
SR-CBOE-2009-058 |
34-60479 |
Aug. 11, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Matching Algorithms
Comments due: September 8, 2009
|
SR-CBOE-2009-056 |
34-60476 |
Aug. 11, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Matching Algorithms
Comments due: September 8, 2009
|
SR-CBOE-2009-054 |
34-60454 |
Aug. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Marketing Fee Program
Comments due: September 3, 2009
|
SR-CBOE-2009-055 |
34-60445 |
Aug. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: September 1, 2009
|
SR-CBOE-2009-052 |
34-60420 |
Aug. 3, 2009 |
Notice of Filing of a Proposed Rule Change Related to the Hybrid Matching Algorithms
Comments due: August 31, 2009
See also:
Order: Rel. No. 34-60665
|
SR-CBOE-2009-038 |
34-60381 |
Jul. 24, 2009 |
Order Approving a Proposed Rule Change Relating to the Complex Order Book
See also:
Notice: Rel. No. 34-60130
|
SR-CBOE-2009-044 |
34-60376 |
Jul. 23, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Chicago Board Options Exchange Stock Exchange Fees Schedule to Establish Facility Fees
Comments due: August 20, 2009
|
SR-CBOE-2009-047 |
34-60375 |
Jul. 23, 2009 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding the CBSX Floor Post
Comments due: August 20, 2009
See also:
Order: Rel. No. 34-60589
|
SR-CBOE-2009-033 |
34-60370 |
Jul. 23, 2009 |
Order Approving Proposed Rule Change Regarding Statutory Disqualification Procedures
See also:
Notice: Rel. No. 34-60106
|
SR-CBOE-2009-051 |
34-60338 |
Jul. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Two Pilot Programs Related to the Exchange’s Automated Improvement Mechanism
Comments due: August 14, 2009
|
SR-CBOE-2009-050 |
34-60316 |
Jul. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Immediately Add New FAZ and FAS Option Series Within Five Days of Expiration
Comments due: August 14, 2009
|
SR-CBOE-2009-048 |
34-60307 |
Jul. 15, 2009 |
Notice of Filing of a Proposed Rule Change Regarding Authority over C2 Options Exchange, Incorporated
Comments due: August 6, 2009
See also:
Order: Rel. No. 34-61140
|
SR-CBOE-2009-049 |
34-60295 |
Jul. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market-Maker Guidelines
Comments due: August 10, 2009
|
SR-CBOE-2009-039 |
34-60271 |
Jul. 9, 2009 |
Notice of Proposed Rule Change and Amendment No. 1 Thereto to Extend the Delta Hedging Exemption From Equity Options Position Limits to Customers
Comments due: August 7, 2009
See also:
Order: Rel. No. 34-60555
|
SR-CBOE-2009-045 |
34-60264 |
Jul. 8, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBOE Stock Exchange (“CBSX”) Fees Schedule to Establish Regulatory and Inactivity Fees
Comments due: August 6, 2009
|
SR-CBOE-2009-042 |
34-60254 |
Jul. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: August 3, 2009
|
SR-CBOE-2009-046 |
34-60235 |
Jul. 2, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Chicago Board Options Exchange Stock Exchange Fees Schedule to Establish an Additional Transaction Fee Related to Stock Option Trades
Comments due: July 31, 2009
|
SR-CBOE-2009-043 |
34-60223 |
Jul. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due: July 30, 2009
Comments received
are available
for this notice.
|
SR-CBOE-2009-041 |
34-60207 |
Jul. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program
Comments due: July 28, 2009
|
Second Quarter |
SR-CBOE-2009-040 |
34-60187 |
Jun. 29, 2009 |
Notice of Filing of a Proposed Rule Change Regarding a New Options Market Linkage Structure
Comments due: July 29, 2009
See also:
Order: Rel. No. 34-60551
|
SR-CBOE-2009-028 |
34-60185 |
Jun. 29, 2009 |
Order Granting Approval of Proposed Rule Change Relating to Rebating Member Dues for Certain Members
See also:
Notice: Rel. No. 34-59935
|
SR-CBOE-2009-037 |
34-60177 |
Jun. 25, 2009 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Amend Its Minor Rule Violation Plan
Comments due: July 27, 2009
See also:
Order: Rel. No. 34-60488
|
SR-CBOE-2009-029 |
34-60164 |
Jun. 23, 2009 |
Order Approving a Proposed Rule Change to Permanently Establish the Quarterly Option Series Program
See also:
Notice: Rel. No. 34-59920
|
SR-CBOE-2009-038 |
34-60130 |
Jun. 17, 2009 |
Notice of Filing of Proposed Rule Change Related to the Complex Order Book
Comments due: July 15, 2009
See also:
Order: Rel. No. 34-60381
|
SR-CBOE-2009-030 |
34-60129 |
Jun. 17 2009 |
Order Approving Proposed Rule Change Regarding Appointments of CBSX DPMs
See also:
Notice: Rel. No. 34-59896
|
SR-CBOE-2008-55 |
34-60126 |
Jun. 17, 2009 |
Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Margin Requirements
See also:
Notice: Rel. No. 34-59876
|
SR-CBOE-2009-033 |
34-60106 |
Jun. 12, 2009 |
Notice of Filing of Proposed Rule Change Regarding Statutory Disqualification Procedures
Comments due: July 13, 2009
See also:
Order: Rel. No. 34-60370
|
SR-CBOE-2009-036 |
34-60093 |
Jun. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: July 8, 2009
|
SR-CBOE-2009-035 |
34-60048 |
Jun. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: July 2, 2009
|
SR-CBOE-2009-032 |
34-60038 |
Jun. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Modifying the CBOE Stock Exchange Rule Regarding Processing of Round-Lot Orders
Comments due: July 1, 2009
|
SR-CBOE-2009-034 |
34-60020 |
Jun. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less than $1
Comments due: June 29, 2009
|
SR-CBOE-2009-031 |
34-60018 |
Jun. 1, 2009 |
Notice of Filing of Proposed Rule Change Amending CBOE Rules Relating to the Penny Pilot Program
Comments due: June 29, 2009
Comments received
are available
for this notice.
|
SR-CBOE-2009-024 |
34-59981 |
May 27, 2009 |
Order Approving a Proposed Rule Change Related to Obvious Error Rules
See also:
Notice: Rel. No. 34-59793
|
SR-CBOE-2009-028 |
34-59935 |
May 18, 2009 |
Notice of Filing of Proposed Rule Change Relating to Rebating Member Dues for Certain Members
Comments due: June 16, 2009
See also:
Order: Rel. No. 34-60185
|
SR-CBOE-2009-029 |
34-59920 |
May 14, 2009 |
Notice of Filing of a Proposed Rule Change to Permanently Establish the Quarterly Option Series Pilot Program
Comments due: June 11, 2009
See also:
Order: Rel. No. 34-60164
|
SR-CBOE-2009-030 |
34-59896 |
May 11, 2009 |
Notice of Filing of a Proposed Rule Change Regarding Appointments and Obligations of CBSX DPMs
Comments due: June 5, 2009
See also:
Order: Rel. No. 34-60129
|
SR-CBOE-2009-027 |
34-59892 |
May 8, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: June 4, 2009
|
SR-CBOE-2008-55 |
34-59876 |
May 6, 2009 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, Related to Margin Requirements
Comments due: June 3, 2009
See also:
Order: Rel. No. 34-60126
Comments received
are available
for this notice.
|
SR-CBOE-2009-026 |
34-59866 |
May 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: June 2, 2009
|
SR-CBOE-2009-018 |
34-59824 |
Apr. 27, 2009 |
Order Approving Proposed Rule Change to Permanently Establish the Short Term Option Series Pilot Program
See also:
Notice: Rel. No. 34-59601
|
SR-CBOE-2009-024 |
34-59793 |
Apr. 20, 2009 |
Notice of Filing of a Proposed Rule Change Related to Obvious Error Rules
Comments due: May 15, 2009
See also:
Order: Rel. No. 34-59981
|
SR-CBOE-2009-009 |
34-59700 |
Apr. 2, 2009 |
Order Approving a Proposed Rule Change to Amend its Rules Prohibiting Members from Functioning as Market
See also:
Notice: Rel. No. 34-59425
|
SR-CBOE-2009-023 |
34-59694 |
Apr. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: April 30, 2009
|
SR-CBOE-2009-019 |
34-59690 |
Apr. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fees
Comments due: April 30, 2009
|
SR-CBOE-2009-020 |
34-59676 |
Apr. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Close of Trading Hours on the Last Day of Trading in Expiring Quarterly Index Expirations
Comments due: April 29, 2009
Comments received
are available
for this notice.
|
First Quarter |
SR-CBOE-2009-022 |
34-59667 |
Mar. 31, 2009 |
Notice of Filing of Proposal to List and Trade S&P 500 Dividend Index Options
Comments due: April 27, 2009
See also:
Notice/Order: Rel. No. 34-61136
Comments received
are available
for this notice.
|
SR-CBOE-2009-021 |
34-59630 |
Mar. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due: March 26, 2009
Comments received
are available
for this notice.
|
SR-CBOE-2009-018 |
34-59601 |
Mar. 19, 2009 |
Notice of Filing of a Proposed Rule Rule Change Related to Short Term Option Series
Comments due: April 16, 2009
See also:
Order: Rel. No. 34-59824
|
SR-CBOE-2009-017 |
34-59585 |
Mar. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Complex Order Book
Comments due: April 14, 2009
|
SR-CBOE-2009-001 |
34-59587 |
Mar. 17, 2009 |
Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, to Expand the $1 Strike Program
See also:
Notice: Rel. No. 34-59378
|
SR-CBOE-2009-016 |
34-59546 |
Mar. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Hybrid Rule Pertaining to Orders Represented in Open Outcry
Comments due: April 6, 2009
|
SR-CBOE-2009-015 |
34-59539 |
Mar. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Two Pilot Programs
Comments due: April 6, 2009
|
SR-CBOE-2009-012 |
34-59524 |
Mar. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Dividend, Merger and Short Stock Interest Strategies Fee Cap Pilot Program Until March 1, 2010
Comments due: April 3, 2009
|
SR-CBOE-2009-014 |
34-59515 |
Mar. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: April 1, 2009
|
SR-CBOE-2009-013 |
34-59509 |
Mar. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the CBSX Direct Connectivity Charge and the Trading Permit Application Fee
Comments due: April 1, 2009
|
SR-CBOE-2009-010 |
34-59462 |
Feb. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Regulatory Circular RG02-101 Issued Under Rule 17.50(g)(6) – Imposition of Fines for Minor Rule Violations
Comments due: March 27, 2009
|
SR-CBOE-2009-011 |
34-59448 |
Feb. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Simple Auction Liaison (SAL)
Comments due: March 24, 2009
|
SR-CBOE-2009-007 |
34-59435 |
Feb. 23, 2009 |
Notice of Filing of Proposed Rule Change Relating to Tied Hedge Transactions
Comments due: March 23, 2009
See also:
Notice/Order: Rel. No. 34-60499
Comments received
are available
for this notice.
|
SR-CBOE-2009-008 |
34-59427 |
Feb. 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: March 20, 2009
|
SR-CBOE-2009-009 |
34-59425 |
Feb. 19, 2009 |
Notice of Filing of a Proposed Rule Change to Amend its Rules Prohibiting Members from Functioning as Market-Makers
Comments due: March 19, 2009
See also:
Order: Rel. No. 34-59700
|
SR-CBOE-2008-115 |
34-59417 |
Feb. 18, 2009 |
Notice of Filing of Amendments No. 1 and 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, Relating to FLEX Options Expirations
Comments due: March 18, 2009
See also:
Notice: Rel. No. 34-59060
|
SR-CBOE-2009-006 |
34-59406 |
Feb. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend CBOE Rules Relating to DPMs and LMMs
Comments due: March 17, 2009
|
SR-CBOE-2009-002 |
34-59379 |
Feb. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Broker-Dealer Transaction Fees for AIM Executions
Comments due: March 12, 2009
|
SR-CBOE-2009-001 |
34-59378 |
Feb. 10, 2009 |
Notice of Filing of Proposed Rule Change Relating to the $1 Strike Program
Comments due: March 12, 2009
Comments received
are available
for this notice.
See also:
Order: Rel. No. 34-59587
|
SR-CBOE-2008-123 |
34-59359 |
Feb. 4, 2009 |
Order Approving Proposed Rule Change to Adopt a Trade, Flash and Cancel Order Type for CBSX
See also:
Notice: Rel. No. 34-59147
|
SR-CBOE-2009-005 |
34-59357 |
Feb. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: March 4, 2009
|
SR-CBOE-2009-004 |
34-59355 |
Feb. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: March 3, 2009
|
SR-CBOE-2008-127 |
34-59336 |
Feb. 2, 2009 |
Order Approving Proposal to Eliminate the $3 Underlying Price Requirement for Continued Listing and Listing of Additional Series
See also:
Notice: Rel. No. 34-59152
|
SR-CBOE-2009-003 |
34-59331 |
Jan. 30, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Trades for Less than $1
Comments due: February 27, 2009
|
SR-CBOE-2008-117 |
34-59300 |
Jan. 27, 2009 |
Order Approving a Proposed Rule Change to Amend Exchange Rule 4.21 Relating to Third Party Deposits
See also:
Notice: Rel. No. 34-59104
|
SR-CBOE-2008-134 |
34-59213 |
Jan. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: February 5, 2009
|
SR-CBOE-2008-118 |
34-59210 |
Jan. 7, 2009 |
Order Granting Approval of Proposed Rule Change Related to Obvious Error Rules
See also:
Notice: Rel. No. 34-59038
|
SR-CBOE-2008-132 |
34-59209 |
Jan. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Chicago Board Options Exchange, Incorporated Regarding Fees for the CBOE Stock Exchange
Comments due: February 3, 2009
|
SR-CBOE-2008-125 |
34-59200 |
Jan. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Affiliations with Broker-Dealers
Comments due: February 2, 2009
|
SR-CBOE-2008-128 |
34-59193 |
Jan. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees for Fiscal Year 2009
Comments due: January 30, 2009
|
Release No. |
Date |
Details |
SR-CBOE-2009-103 |
34-61369 |
Jan. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: February 16, 2010
|
SR-CBOE-2009-102 |
34-61303 |
Jan. 6, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Chicago Board Options Exchange Stock Exchange Fees Schedule
Comments due: February 4, 2010
|
SR-CBOE-2009-101 |
34-61329 |
Jan. 11, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Fees
Comments due: February 9, 2010
Comments received
are available
for this notice.
|
SR-CBOE-2009-100 |
34-61241 |
Dec. 24, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify CBSX Rule 51.8 to Add Pegged Cross Orders, to Add an Interpretation Regarding Pricing of Cross Orders, and to Add Greater Flexibility to Intermarket Sweep Orders
Comments due: January 25, 2010
|
SR-CBOE-2009-099 |
34-61270 |
Dec. 31, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Concurrent Listing of $2.50 and $1 Strikes on MNX Options
Comments due: February 1, 2010
|
SR-CBOE-2009-098 |
34-61295 |
Jan. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees for Fiscal Year 2010
Comments due: February 4, 2010
Additional Materials:
Exhibit 5
|
SR-CBOE-2009-097 |
34-61248 |
Dec. 29, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Reserve Orders
Comments due: January 26, 2010
|
SR-CBOE-2009-094 |
34-61232 |
Dec. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Increasing the Session Fee for the Regulatory Element of Continuing Education Requirements
Comments due: January 20, 2010
|
SR-CBOE-2009-092 |
34-61336 |
Jan. 12, 2010 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Amend Rule 8.91 – Limitations on Dealings of DPMs and Affiliated Persons of DPMs
Comments due: February 9, 2010
|
SR-CBOE-2009-091 |
34-61121 |
Dec. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CBSX Market Data Infrastructure Fee
Comments due: January 4, 2010
|
SR-CBOE-2009-090 |
34-61094 |
Dec. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: December 29, 2009
|
SR-CBOE-2009-089 |
34-61274 |
Jan. 4, 2010 |
Order Approving a Proposed Rule Change Related to Stock-Option Orders
|
34-61068 |
Nov. 27, 2009 |
Notice of Filing of a Proposed Rule Change Related to Stock-Option Orders
Comments due: December 28, 2009
|
SR-CBOE-2009-088 |
34-61084 |
Dec. 1, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with the New Linkage Plan
Comments due: December 29, 2009
|
SR-CBOE-2009-087 |
34-61439 |
Jan. 28, 2010 |
Order Approving Proposed Rule Change to Establish a Pilot Program to Modify FLEX Option Exercise Settlement Values and Minimum Value Sizes
|
34-61183 |
Dec. 16, 2009 |
Notice of Filing of a Proposed Rule Change to Establish a Pilot Program to Modify FLEX Exercise Settlement Values and Minimum Value Sizes
Comments due: January 14, 2010
Comments received
are available
for this notice.
|
SR-CBOE-2009-086 |
34-60977 |
Nov. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposal to Permit $1 Strikes for RMN Options
Comments due: December 9, 2009
|
SR-CBOE-2009-084 |
34-60995 |
Nov. 13, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposal to Codify Certain Provisions of the Options Listing Procedures Plan into CBOE's Rules
Comments due: December 10, 2009
|
SR-CBOE-2009-083 |
34-60910 |
Oct. 30, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Time at Which CBSX Opens for Trading from 8:15 a.m. Central Time to 8:00 a.m. Central Time
Comments due: November 30, 2009
|
SR-CBOE-2009-082 |
34-60932 |
Nov. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: December 3, 2009
|
SR-CBOE-2009-081 |
34-60938 |
Nov. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Marketing Fee Program
Comments due: December 3, 2009
|
SR-CBOE-2009-079 |
34-60919 |
Nov. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due: November 30, 2009
|
SR-CBOE-2009-078 |
34-61198 |
Dec. 17, 2009 |
Order Granting Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Related to Professional Orders
|
34-60931 |
Nov. 4, 2009 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Related to Professional Orders
Comments due: December 3, 2009
Comments received
are available
for this notice.
|
SR-CBOE-2009-077 |
34-60858 |
Oct. 21, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Chicago Board Options Exchange Stock Exchange Fees Schedule Related to Stock Component of Stock-Option Cross Trade
Comments due: November 18, 2009
|
SR-CBOE-2009-076 |
34-60864 |
Oct. 22, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due: November 19, 2009
|
SR-CBOE-2009-075 |
34-62911 |
Sep. 14, 2010 |
Order Approving Notice of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Establish a Pilot Program to List P.M.-Settled End of Week and End of Month Expirations for Options on Broad-Based Indexes
|
34-62658 |
Aug. 5, 2010 |
Notice of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Establish a Pilot Program to List P.M.-Settled End of Week and End of Month Expirations for Options on Broad-Based Indexes
Comments due: September 2, 2010
|
SR-CBOE-2009-074 |
34-60857 |
Oct. 21, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Interpretation and Policy .13 to Rule 5.3
Comments due: November 18, 2009
|
SR-CBOE-2009-073 |
34-60779 |
Oct. 2, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend on CBSX the Taker Fees and Maker Rebates
Comments due: October 29, 2009
|
SR-CBOE-2009-072 |
34-60796 |
Oct. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: November 4, 2009
|
SR-CBOE-2009-071 |
34-60760 |
Oct. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the CBSX Obvious Error Rule
Comments due: October 29, 2009
|
SR-CBOE-2009-070 |
34-60957 |
Nov. 6, 2009 |
Order Approving a Proposed Rule Change Relating to Preferred Market Makers
|
34-60746 |
Sep. 30, 2009 |
Notice of Filing of Proposed Rule Change Related to Preferred Market Makers
Comments due: October 28, 2009
|
SR-CBOE-2009-069 |
34-60695 |
Sep. 18, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00
Comments due: October 16, 2009
|
SR-CBOE-2009-068 |
34-60978 |
Nov. 10, 2009 |
Order Approving a Proposed Rule Change to Amend the $1 Strike Program to Allow Low-Strike LEAPS
|
34-60749 |
Sep. 30, 2009 |
Notice of Filing of a Proposed Rule Change to Amend the $1 Strike Program to Allow Low-Strike LEAPS
Comments due: October 28, 2009
|
SR-CBOE-2009-067 |
34-60727 |
Sep. 28, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials
Comments due: October 26, 2009
|
SR-CBOE-2009-066 |
34-60625 |
Sep. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit CBOE to List Series that are Restricted to Closing Transactions if Such Series are Listed and Restricted to Closing Transactions on Another Exchange
Comments due: October 2, 2009
|
SR-CBOE-2009-064 |
34-60641 |
Sep. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Equity Option Opening Transactions
Comments due: October 8, 2009
|
SR-CBOE-2009-063 |
34-60629 |
Sep. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: October 5, 2009
|
SR-CBOE-2009-062 |
34-60666 |
Sep. 14, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Dissemination of Certain Index Data
Comments due: October 13, 2009
|
SR-CBOE-2009-061 |
34-60556 |
Aug. 21, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Definition of "Narrow-Based Index"
Comments due: September 17, 2009
|
SR-CBOE-2009-060 |
34-60572 |
Aug. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Hybrid Quote Locks
Comments due: September 23, 2009
|
SR-CBOE-2009-059 |
34-60513 |
Aug. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: September 14, 2009
|
SR-CBOE-2009-058 |
34-60479 |
Aug. 11, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Matching Algorithms
Comments due: September 8, 2009
|
SR-CBOE-2009-057 |
34-60710 |
Sep. 23, 2009 |
Order Appoving Proposed Rule Change Related to Market-Maker and Specialist Orders
|
34-60491 |
Aug. 12, 2009 |
Notice of Filing of a Proposed Rule Change Related to Market-Maker Orders
Comments due: September 8, 2009
|
SR-CBOE-2009-056 |
34-60476 |
Aug. 11, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Matching Algorithms
Comments due: September 8, 2009
|
SR-CBOE-2009-055 |
34-60445 |
Aug. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: September 1, 2009
|
SR-CBOE-2009-054 |
34-60454 |
Aug. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Marketing Fee Program
Comments due: September 3, 2009
|
SR-CBOE-2009-053 |
34-60585 |
Aug. 28, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit FLEX Options on Securities Eligible for Non-FLEX Options Trading and on Corporate Debt Securities
Comments due: September 29, 2009
|
SR-CBOE-2009-052 |
34-60420 |
Aug. 3, 2009 |
Notice of Filing of a Proposed Rule Change Related to the Hybrid Matching Algorithms
Comments due: August 31, 2009
|
SR-CBOE-2009-051 |
34-60338 |
Jul. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Two Pilot Programs Related to the Exchange’s Automated Improvement Mechanism
Comments due: August 14, 2009
|
SR-CBOE-2009-050 |
34-60316 |
Jul. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Immediately Add New FAZ and FAS Option Series Within Five Days of Expiration
Comments due: August 14, 2009
|
SR-CBOE-2009-049 |
34-60295 |
Jul. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market-Maker Guidelines
Comments due: August 10, 2009
|
SR-CBOE-2009-048 |
34-61140 |
Dec. 10, 2009 |
Order Approving a Proposed Rule Change Regarding Authority Over C2 Options Exchange, Incorporated
|
34-60307 |
Jul. 15, 2009 |
Notice of Filing of a Proposed Rule Change Regarding Authority over C2 Options Exchange, Incorporated
Comments due: August 6, 2009
|
SR-CBOE-2009-047 |
34-60589 |
Aug. 31, 2009 |
Order Approving a Proposed Rule Change to Permit All CBSX Market-Makers to Operate from the CBSX Floor Post
|
34-60375 |
Jul. 23, 2009 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding the CBSX Floor Post
Comments due: August 20, 2009
|
SR-CBOE-2009-046 |
34-60235 |
Jul. 2, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Chicago Board Options Exchange Stock Exchange Fees Schedule to Establish an Additional Transaction Fee Related to Stock Option Trades
Comments due: July 31, 2009
|
SR-CBOE-2009-045 |
34-60264 |
Jul. 8, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBOE Stock Exchange (“CBSX”) Fees Schedule to Establish Regulatory and Inactivity Fees
Comments due: August 6, 2009
|
SR-CBOE-2009-044 |
34-60376 |
Jul. 23, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Chicago Board Options Exchange Stock Exchange Fees Schedule to Establish Facility Fees
Comments due: August 20, 2009
|
SR-CBOE-2009-043 |
34-60223 |
Jul. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due: July 30, 2009
Comments received
are available
for this notice.
|
SR-CBOE-2009-042 |
34-60254 |
Jul. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: August 3, 2009
|
SR-CBOE-2009-041 |
34-60207 |
Jul. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program
Comments due: July 28, 2009
|
SR-CBOE-2009-040 |
34-60551 |
Aug. 20, 2009 |
Order Granting Approval of a Proposed Rule Change to Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan
|
34-60187 |
Jun. 29, 2009 |
Notice of Filing of a Proposed Rule Change Regarding a New Options Market Linkage Structure
Comments due: July 29, 2009
|
SR-CBOE-2009-039 |
34-60555 |
Aug. 21, 2009 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Extend the Delta Hedging Exemption From Equity Options Position Limits to Customers
|
34-60271 |
Jul. 9, 2009 |
Notice of Proposed Rule Change and Amendment No. 1 Thereto to Extend the Delta Hedging Exemption From Equity Options Position Limits to Customers
Comments due: August 7, 2009
|
SR-CBOE-2009-038 |
34-60381 |
Jul. 24, 2009 |
Order Approving a Proposed Rule Change Relating to the Complex Order Book
|
34-60130 |
Jun. 17, 2009 |
Notice of Filing of Proposed Rule Change Related to the Complex Order Book
Comments due: July 15, 2009
|
SR-CBOE-2009-037 |
34-60488 |
Aug. 12, 2009 |
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Amend Its Minor Rule Violation Plan
|
34-60177 |
Jun. 25, 2009 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Amend Its Minor Rule Violation Plan
Comments due: July 27, 2009
|
SR-CBOE-2009-036 |
34-60093 |
Jun. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: July 8, 2009
|
SR-CBOE-2009-035 |
34-60048 |
Jun. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: July 2, 2009
|
SR-CBOE-2009-034 |
34-60020 |
Jun. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less than $1
Comments due: June 29, 2009
|
SR-CBOE-2009-033 |
34-60370 |
Jul. 23, 2009 |
Order Approving Proposed Rule Change Regarding Statutory Disqualification Procedures
|
34-60106 |
Jun. 12, 2009 |
Notice of Filing of Proposed Rule Change Regarding Statutory Disqualification Procedures
Comments due: July 13, 2009
|
SR-CBOE-2009-032 |
34-60038 |
Jun. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Modifying the CBOE Stock Exchange Rule Regarding Processing of Round-Lot Orders
Comments due: July 1, 2009
|
SR-CBOE-2009-031 |
34-60018 |
Jun. 1, 2009 |
Notice of Filing of Proposed Rule Change Amending CBOE Rules Relating to the Penny Pilot Program
Comments due: June 29, 2009
Comments received
are available
for this notice.
|
SR-CBOE-2009-030 |
34-60129 |
Jun. 17 2009 |
Order Approving Proposed Rule Change Regarding Appointments of CBSX DPMs
|
34-59896 |
May 11, 2009 |
Notice of Filing of a Proposed Rule Change Regarding Appointments and Obligations of CBSX DPMs
Comments due: June 5, 2009
|
SR-CBOE-2009-029 |
34-60164 |
Jun. 23, 2009 |
Order Approving a Proposed Rule Change to Permanently Establish the Quarterly Option Series Program
|
34-59920 |
May 14, 2009 |
Notice of Filing of a Proposed Rule Change to Permanently Establish the Quarterly Option Series Pilot Program
Comments due: June 11, 2009
|
SR-CBOE-2009-028 |
34-60185 |
Jun. 29, 2009 |
Order Granting Approval of Proposed Rule Change Relating to Rebating Member Dues for Certain Members
|
34-59935 |
May 18, 2009 |
Notice of Filing of Proposed Rule Change Relating to Rebating Member Dues for Certain Members
Comments due: June 16, 2009
|
SR-CBOE-2009-027 |
34-59892 |
May 8, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: June 4, 2009
|
SR-CBOE-2009-026 |
34-59866 |
May 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: June 2, 2009
|
SR-CBOE-2009-025 |
34-61259 |
Dec. 30, 2009 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Related to the Simple Auction Liaison (SAL)
|
34-61024 |
Nov. 18, 2009 |
Notice of Filing of Proposed Rule Change, As Modified by Amendment No. 1, Related to the Simple Auction Liaison (SAL)
Comments due: December 15, 2009
|
SR-CBOE-2009-024 |
34-59981 |
May 27, 2009 |
Order Approving a Proposed Rule Change Related to Obvious Error Rules
|
34-59793 |
Apr. 20, 2009 |
Notice of Filing of a Proposed Rule Change Related to Obvious Error Rules
Comments due: May 15, 2009
|
SR-CBOE-2009-023 |
34-59694 |
Apr. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: April 30, 2009
|
SR-CBOE-2009-022 |
34-61136 |
Dec. 10, 2009 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade S&P 500 Dividend Index Options
Comments due: January 6, 2010
|
34-59667 |
Mar. 31, 2009 |
Notice of Filing of Proposal to List and Trade S&P 500 Dividend Index Options
Comments due: April 27, 2009
Comments received
are available
for this notice.
|
SR-CBOE-2009-021 |
34-59630 |
Mar. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due: March 26, 2009
Comments received
are available
for this notice.
|
SR-CBOE-2009-020 |
34-59676 |
Apr. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Close of Trading Hours on the Last Day of Trading in Expiring Quarterly Index Expirations
Comments due: April 29, 2009
Comments received
are available
for this notice.
|
SR-CBOE-2009-019 |
34-59690 |
Apr. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fees
Comments due: April 30, 2009
|
SR-CBOE-2009-018 |
34-59824 |
Apr. 27, 2009 |
Order Approving Proposed Rule Change to Permanently Establish the Short Term Option Series Pilot Program
|
34-59601 |
Mar. 19, 2009 |
Notice of Filing of a Proposed Rule Rule Change Related to Short Term Option Series
Comments due: April 16, 2009
|
SR-CBOE-2009-017 |
34-59585 |
Mar. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Complex Order Book
Comments due: April 14, 2009
|
SR-CBOE-2009-016 |
34-59546 |
Mar. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Hybrid Rule Pertaining to Orders Represented in Open Outcry
Comments due: April 6, 2009
|
SR-CBOE-2009-015 |
34-59539 |
Mar. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Two Pilot Programs
Comments due: April 6, 2009
|
SR-CBOE-2009-014 |
34-59515 |
Mar. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: April 1, 2009
|
SR-CBOE-2009-013 |
34-59509 |
Mar. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the CBSX Direct Connectivity Charge and the Trading Permit Application Fee
Comments due: April 1, 2009
|
SR-CBOE-2009-012 |
34-59524 |
Mar. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Dividend, Merger and Short Stock Interest Strategies Fee Cap Pilot Program Until March 1, 2010
Comments due: April 3, 2009
|
SR-CBOE-2009-011 |
34-59448 |
Feb. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Simple Auction Liaison (SAL)
Comments due: March 24, 2009
|
SR-CBOE-2009-010 |
34-59462 |
Feb. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Regulatory Circular RG02-101 Issued Under Rule 17.50(g)(6) – Imposition of Fines for Minor Rule Violations
Comments due: March 27, 2009
|
SR-CBOE-2009-009 |
34-59700 |
Apr. 2, 2009 |
Order Approving a Proposed Rule Change to Amend its Rules Prohibiting Members from Functioning as Market
|
34-59425 |
Feb. 19, 2009 |
Notice of Filing of a Proposed Rule Change to Amend its Rules Prohibiting Members from Functioning as Market-Makers
Comments due: March 19, 2009
|
SR-CBOE-2009-008 |
34-59427 |
Feb. 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: March 20, 2009
|
SR-CBOE-2009-007 |
34-60499 |
Aug. 13, 2009 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Tied Hedge Transactions
Comments due: September 11, 2009
|
34-59435 |
Feb. 23, 2009 |
Notice of Filing of Proposed Rule Change Relating to Tied Hedge Transactions
Comments due: March 23, 2009
Comments received
are available
for this notice.
|
SR-CBOE-2009-006 |
34-59406 |
Feb. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend CBOE Rules Relating to DPMs and LMMs
Comments due: March 17, 2009
|
SR-CBOE-2009-005 |
34-59357 |
Feb. 4, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due: March 4, 2009
|
SR-CBOE-2009-004 |
34-59355 |
Feb. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: March 3, 2009
|
SR-CBOE-2009-003 |
34-59331 |
Jan. 30, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Trades for Less than $1
Comments due: February 27, 2009
|
SR-CBOE-2009-002 |
34-59379 |
Feb. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Broker-Dealer Transaction Fees for AIM Executions
Comments due: March 12, 2009
|
SR-CBOE-2009-001 |
34-59587 |
Mar. 17, 2009 |
Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, to Expand the $1 Strike Program
|
34-59378 |
Feb. 10, 2009 |
Notice of Filing of Proposed Rule Change Relating to the $1 Strike Program
Comments due: March 12, 2009
Comments received
are available
for this notice.
|
http://www.sec.gov/rules/sro/cboe/cboearchive/cboearchive2009.shtml
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