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CBOE Rulemaking Archive: 2009

We encourage the public to submit comments on the following Chicago Board Options Exchange (CBOE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

CBOE File Number List for 2009

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-CBOE-2009-099
34-61270 Dec. 31, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Concurrent Listing of $2.50 and $1 Strikes on MNX Options
Comments due:  February 1, 2010

SR-CBOE-2009-025
34-61259 Dec. 30, 2009 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Related to the Simple Auction Liaison (SAL)
See also:   Notice: Rel. No. 34-61024

SR-CBOE-2009-097
34-61248 Dec. 29, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Reserve Orders
Comments due:  January 26, 2010

SR-CBOE-2009-100
34-61241 Dec. 24, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify CBSX Rule 51.8 to Add Pegged Cross Orders, to Add an Interpretation Regarding Pricing of Cross Orders, and to Add Greater Flexibility to Intermarket Sweep Orders
Comments due:  January 25, 2010

SR-CBOE-2009-094
34-61232 Dec. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Increasing the Session Fee for the Regulatory Element of Continuing Education Requirements
Comments due:  January 20, 2010

SR-CBOE-2009-078
34-61198 Dec. 17, 2009 Order Granting Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Related to Professional Orders
See also:   Notice: Rel. No. 34-60931

SR-CBOE-2009-087
34-61183 Dec. 16, 2009 Notice of Filing of a Proposed Rule Change to Establish a Pilot Program to Modify FLEX Exercise Settlement Values and Minimum Value Sizes
Comments due:  January 14, 2010
See also:   Order: Rel. No. 34-61439
Comments received are available for this notice.

SR-CBOE-2009-048
34-61140 Dec. 10, 2009 Order Approving a Proposed Rule Change Regarding Authority Over C2 Options Exchange, Incorporated
See also:   Notice: Rel. No. 34-60307

SR-CBOE-2009-022
34-61136 Dec. 10, 2009 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade S&P 500 Dividend Index Options
Comments due:  January 6, 2010
See also:   Notice: Rel. No. 34-59667

SR-CBOE-2009-091
34-61121 Dec. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CBSX Market Data Infrastructure Fee
Comments due:  January 4, 2010

SR-CBOE-2009-090
34-61094 Dec. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  December 29, 2009

SR-CBOE-2009-088
34-61084 Dec. 1, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with the New Linkage Plan
Comments due:  December 29, 2009

SR-CBOE-2009-089
34-61068 Nov. 27, 2009 Notice of Filing of a Proposed Rule Change Related to Stock-Option Orders
Comments due:  December 28, 2009
See also:   Order: Rel. No. 34-61274

SR-CBOE-2009-025
34-61024 Nov. 18, 2009 Notice of Filing of Proposed Rule Change, As Modified by Amendment No. 1, Related to the Simple Auction Liaison (SAL)
Comments due:  December 15, 2009
See also:   Order: Rel. No. 34-61259

SR-CBOE-2009-084
34-60995 Nov. 13, 2009 Notice of Filing and Immediate Effectiveness of a Proposal to Codify Certain Provisions of the Options Listing Procedures Plan into CBOE's Rules
Comments due:  December 10, 2009

SR-CBOE-2009-086
34-60977 Nov. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposal to Permit $1 Strikes for RMN Options
Comments due:  December 9, 2009

SR-CBOE-2009-068
34-60978 Nov. 10, 2009 Order Approving a Proposed Rule Change to Amend the $1 Strike Program to Allow Low-Strike LEAPS
See also:   Notice: Rel. No. 34-60749

SR-CBOE-2009-070
34-60957 Nov. 6, 2009 Order Approving a Proposed Rule Change Relating to Preferred Market Makers
See also:   Notice: Rel. No. 34-60746

SR-CBOE-2009-081
34-60938 Nov. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Marketing Fee Program
Comments due:  December 3, 2009

SR-CBOE-2009-082
34-60932 Nov. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  December 3, 2009

SR-CBOE-2009-078
34-60931 Nov. 4, 2009 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Related to Professional Orders
Comments due:  December 3, 2009
See also:   Order: Rel. No. 34-61198
Comments received are available for this notice.

SR-CBOE-2009-079
34-60919 Nov. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  November 30, 2009

SR-CBOE-2009-083
34-60910 Oct. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Time at Which CBSX Opens for Trading from 8:15 a.m. Central Time to 8:00 a.m. Central Time
Comments due:  November 30, 2009

SR-CBOE-2009-076
34-60864 Oct. 22, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  November 19, 2009

SR-CBOE-2009-077
34-60858 Oct. 21, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Chicago Board Options Exchange Stock Exchange Fees Schedule Related to Stock Component of Stock-Option Cross Trade
Comments due:  November 18, 2009

SR-CBOE-2009-074
34-60857 Oct. 21, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Interpretation and Policy .13 to Rule 5.3
Comments due:  November 18, 2009

SR-CBOE-2009-072
34-60796 Oct. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  November 4, 2009

SR-CBOE-2009-073
34-60779 Oct. 2, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend on CBSX the Taker Fees and Maker Rebates
Comments due:  October 29, 2009

SR-CBOE-2009-071
34-60760 Oct. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the CBSX Obvious Error Rule
Comments due:  October 29, 2009
Third Quarter

SR-CBOE-2009-068
34-60749 Sep. 30, 2009 Notice of Filing of a Proposed Rule Change to Amend the $1 Strike Program to Allow Low-Strike LEAPS
Comments due:  October 28, 2009
See also:   Order: Rel. No. 34-60978

SR-CBOE-2009-070
34-60746 Sep. 30, 2009 Notice of Filing of Proposed Rule Change Related to Preferred Market Makers
Comments due:  October 28, 2009
See also:   Order: Rel. No. 34-60957

SR-CBOE-2009-067
34-60727 Sep. 28, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials
Comments due:  October 26, 2009

SR-CBOE-2009-057
34-60710 Sep. 23, 2009 Order Appoving Proposed Rule Change Related to Market-Maker and Specialist Orders
See also:   Notice: Rel. No. 34-60491

SR-CBOE-2009-069
34-60695 Sep. 18, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00
Comments due:  October 16, 2009

SR-CBOE-2009-062
34-60666 Sep. 14, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Dissemination of Certain Index Data
Comments due:  October 13, 2009

SR-CBOE-2009-052
34-60665 Sep. 14, 2009 Order Approving a Proposed Rule Change Related to Hybrid Matching Algorithms
See also:   Notice: Rel. No. 34-60420

SR-CBOE-2009-064
34-60641 Sep. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Equity Option Opening Transactions
Comments due:  October 8, 2009

SR-CBOE-2009-063
34-60629 Sep. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  October 5, 2009

SR-CBOE-2009-066
34-60625 Sep. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit CBOE to List Series that are Restricted to Closing Transactions if Such Series are Listed and Restricted to Closing Transactions on Another Exchange
Comments due:  October 2, 2009

SR-CBOE-2009-047
34-60589 Aug. 31, 2009 Order Approving a Proposed Rule Change to Permit All CBSX Market-Makers to Operate from the CBSX Floor Post
See also:   Notice: Rel. No. 34-60375

SR-CBOE-2009-053
34-60585 Aug. 28, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit FLEX Options on Securities Eligible for Non-FLEX Options Trading and on Corporate Debt Securities
Comments due:  September 29, 2009

SR-CBOE-2009-060
34-60572 Aug. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Hybrid Quote Locks
Comments due:  September 23, 2009

SR-CBOE-2009-061
34-60556 Aug. 21, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Definition of "Narrow-Based Index"
Comments due:  September 17, 2009

SR-CBOE-2009-039
34-60555 Aug. 21, 2009 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Extend the Delta Hedging Exemption From Equity Options Position Limits to Customers
See also:   Notice: Rel. No. 34-60271

SR-CBOE-2009-040
34-60551 Aug. 20, 2009 Order Granting Approval of a Proposed Rule Change to Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan
See also:   Notice: Rel. No. 34-60187

SR-CBOE-2009-059
34-60513 Aug. 17, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  September 14, 2009

SR-CBOE-2009-007
34-60499 Aug. 13, 2009 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Tied Hedge Transactions
Comments due:  September 11, 2009
See also:   Notice: Rel. No. 34-59435
Comments received are available for this notice.

SR-CBOE-2009-057
34-60491 Aug. 12, 2009 Notice of Filing of a Proposed Rule Change Related to Market-Maker Orders
Comments due:  September 8, 2009
See also:   Order: Rel. No. 34-60710

SR-CBOE-2009-037
34-60488 Aug. 12, 2009 Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Amend Its Minor Rule Violation Plan
See also:   Notice: Rel. No. 34-60177

SR-CBOE-2009-058
34-60479 Aug. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Matching Algorithms
Comments due:  September 8, 2009

SR-CBOE-2009-056
34-60476 Aug. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Matching Algorithms
Comments due:  September 8, 2009

SR-CBOE-2009-054
34-60454 Aug. 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Marketing Fee Program
Comments due:  September 3, 2009

SR-CBOE-2009-055
34-60445 Aug. 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  September 1, 2009

SR-CBOE-2009-052
34-60420 Aug. 3, 2009 Notice of Filing of a Proposed Rule Change Related to the Hybrid Matching Algorithms
Comments due:  August 31, 2009
See also:   Order: Rel. No. 34-60665

SR-CBOE-2009-038
34-60381 Jul. 24, 2009 Order Approving a Proposed Rule Change Relating to the Complex Order Book
See also:   Notice: Rel. No. 34-60130

SR-CBOE-2009-044
34-60376 Jul. 23, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Chicago Board Options Exchange Stock Exchange Fees Schedule to Establish Facility Fees
Comments due:  August 20, 2009

SR-CBOE-2009-047
34-60375 Jul. 23, 2009 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding the CBSX Floor Post
Comments due:  August 20, 2009
See also:   Order: Rel. No. 34-60589

SR-CBOE-2009-033
34-60370 Jul. 23, 2009 Order Approving Proposed Rule Change Regarding Statutory Disqualification Procedures
See also:   Notice: Rel. No. 34-60106

SR-CBOE-2009-051
34-60338 Jul. 17, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Two Pilot Programs Related to the Exchange’s Automated Improvement Mechanism
Comments due:  August 14, 2009

SR-CBOE-2009-050
34-60316 Jul. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Immediately Add New FAZ and FAS Option Series Within Five Days of Expiration
Comments due:  August 14, 2009

SR-CBOE-2009-048
34-60307 Jul. 15, 2009 Notice of Filing of a Proposed Rule Change Regarding Authority over C2 Options Exchange, Incorporated
Comments due:  August 6, 2009
See also:   Order: Rel. No. 34-61140

SR-CBOE-2009-049
34-60295 Jul. 13, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market-Maker Guidelines
Comments due:  August 10, 2009

SR-CBOE-2009-039
34-60271 Jul. 9, 2009 Notice of Proposed Rule Change and Amendment No. 1 Thereto to Extend the Delta Hedging Exemption From Equity Options Position Limits to Customers
Comments due:  August 7, 2009
See also:   Order: Rel. No. 34-60555

SR-CBOE-2009-045
34-60264 Jul. 8, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBOE Stock Exchange (“CBSX”) Fees Schedule to Establish Regulatory and Inactivity Fees
Comments due:  August 6, 2009

SR-CBOE-2009-042
34-60254 Jul. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  August 3, 2009

SR-CBOE-2009-046
34-60235 Jul. 2, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Chicago Board Options Exchange Stock Exchange Fees Schedule to Establish an Additional Transaction Fee Related to Stock Option Trades
Comments due:  July 31, 2009

SR-CBOE-2009-043
34-60223 Jul. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  July 30, 2009
Comments received are available for this notice.

SR-CBOE-2009-041
34-60207 Jul. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program
Comments due:  July 28, 2009
Second Quarter

SR-CBOE-2009-040
34-60187 Jun. 29, 2009 Notice of Filing of a Proposed Rule Change Regarding a New Options Market Linkage Structure
Comments due:  July 29, 2009
See also:   Order: Rel. No. 34-60551

SR-CBOE-2009-028
34-60185 Jun. 29, 2009 Order Granting Approval of Proposed Rule Change Relating to Rebating Member Dues for Certain Members
See also:   Notice: Rel. No. 34-59935

SR-CBOE-2009-037
34-60177 Jun. 25, 2009 Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Amend Its Minor Rule Violation Plan
Comments due:  July 27, 2009
See also:   Order: Rel. No. 34-60488

SR-CBOE-2009-029
34-60164 Jun. 23, 2009 Order Approving a Proposed Rule Change to Permanently Establish the Quarterly Option Series Program
See also:   Notice: Rel. No. 34-59920

SR-CBOE-2009-038
34-60130 Jun. 17, 2009 Notice of Filing of Proposed Rule Change Related to the Complex Order Book
Comments due:  July 15, 2009
See also:   Order: Rel. No. 34-60381

SR-CBOE-2009-030
34-60129 Jun. 17 2009 Order Approving Proposed Rule Change Regarding Appointments of CBSX DPMs
See also:   Notice: Rel. No. 34-59896

SR-CBOE-2008-55
34-60126 Jun. 17, 2009 Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Margin Requirements
See also:   Notice: Rel. No. 34-59876

SR-CBOE-2009-033
34-60106 Jun. 12, 2009 Notice of Filing of Proposed Rule Change Regarding Statutory Disqualification Procedures
Comments due:  July 13, 2009
See also:   Order: Rel. No. 34-60370

SR-CBOE-2009-036
34-60093 Jun. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  July 8, 2009

SR-CBOE-2009-035
34-60048 Jun. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  July 2, 2009

SR-CBOE-2009-032
34-60038 Jun. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Modifying the CBOE Stock Exchange Rule Regarding Processing of Round-Lot Orders
Comments due:  July 1, 2009

SR-CBOE-2009-034
34-60020 Jun. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less than $1
Comments due:  June 29, 2009

SR-CBOE-2009-031
34-60018 Jun. 1, 2009 Notice of Filing of Proposed Rule Change Amending CBOE Rules Relating to the Penny Pilot Program
Comments due:  June 29, 2009
Comments received are available for this notice.

SR-CBOE-2009-024
34-59981 May 27, 2009 Order Approving a Proposed Rule Change Related to Obvious Error Rules
See also:   Notice: Rel. No. 34-59793

SR-CBOE-2009-028
34-59935 May 18, 2009 Notice of Filing of Proposed Rule Change Relating to Rebating Member Dues for Certain Members
Comments due:  June 16, 2009
See also:   Order: Rel. No. 34-60185

SR-CBOE-2009-029
34-59920 May 14, 2009 Notice of Filing of a Proposed Rule Change to Permanently Establish the Quarterly Option Series Pilot Program
Comments due:  June 11, 2009
See also:   Order: Rel. No. 34-60164

SR-CBOE-2009-030
34-59896 May 11, 2009 Notice of Filing of a Proposed Rule Change Regarding Appointments and Obligations of CBSX DPMs
Comments due:  June 5, 2009
See also:   Order: Rel. No. 34-60129

SR-CBOE-2009-027
34-59892 May 8, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  June 4, 2009

SR-CBOE-2008-55
34-59876 May 6, 2009 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, Related to Margin Requirements
Comments due:  June 3, 2009
See also:   Order: Rel. No. 34-60126
Comments received are available for this notice.

SR-CBOE-2009-026
34-59866 May 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  June 2, 2009

SR-CBOE-2009-018
34-59824 Apr. 27, 2009 Order Approving Proposed Rule Change to Permanently Establish the Short Term Option Series Pilot Program
See also:   Notice: Rel. No. 34-59601

SR-CBOE-2009-024
34-59793 Apr. 20, 2009 Notice of Filing of a Proposed Rule Change Related to Obvious Error Rules
Comments due:  May 15, 2009
See also:   Order: Rel. No. 34-59981

SR-CBOE-2009-009
34-59700 Apr. 2, 2009 Order Approving a Proposed Rule Change to Amend its Rules Prohibiting Members from Functioning as Market
See also:   Notice: Rel. No. 34-59425

SR-CBOE-2009-023
34-59694 Apr. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  April 30, 2009

SR-CBOE-2009-019
34-59690 Apr. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fees
Comments due:  April 30, 2009

SR-CBOE-2009-020
34-59676 Apr. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Close of Trading Hours on the Last Day of Trading in Expiring Quarterly Index Expirations
Comments due:  April 29, 2009
Comments received are available for this notice.
First Quarter

SR-CBOE-2009-022
34-59667 Mar. 31, 2009 Notice of Filing of Proposal to List and Trade S&P 500 Dividend Index Options
Comments due:  April 27, 2009
See also:   Notice/Order: Rel. No. 34-61136
Comments received are available for this notice.

SR-CBOE-2009-021
34-59630 Mar. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  March 26, 2009
Comments received are available for this notice.

SR-CBOE-2009-018
34-59601 Mar. 19, 2009 Notice of Filing of a Proposed Rule Rule Change Related to Short Term Option Series
Comments due:  April 16, 2009
See also:   Order: Rel. No. 34-59824

SR-CBOE-2009-017
34-59585 Mar. 17, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Complex Order Book
Comments due:  April 14, 2009

SR-CBOE-2009-001
34-59587 Mar. 17, 2009 Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, to Expand the $1 Strike Program
See also:   Notice: Rel. No. 34-59378

SR-CBOE-2009-016
34-59546 Mar. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Hybrid Rule Pertaining to Orders Represented in Open Outcry
Comments due:  April 6, 2009

SR-CBOE-2009-015
34-59539 Mar. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Two Pilot Programs
Comments due:  April 6, 2009

SR-CBOE-2009-012
34-59524 Mar. 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Dividend, Merger and Short Stock Interest Strategies Fee Cap Pilot Program Until March 1, 2010
Comments due:  April 3, 2009

SR-CBOE-2009-014
34-59515 Mar. 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  April 1, 2009

SR-CBOE-2009-013
34-59509 Mar. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the CBSX Direct Connectivity Charge and the Trading Permit Application Fee
Comments due:  April 1, 2009

SR-CBOE-2009-010
34-59462 Feb. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Regulatory Circular RG02-101 Issued Under Rule 17.50(g)(6) – Imposition of Fines for Minor Rule Violations
Comments due:  March 27, 2009

SR-CBOE-2009-011
34-59448 Feb. 25, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Simple Auction Liaison (SAL)
Comments due:  March 24, 2009

SR-CBOE-2009-007
34-59435 Feb. 23, 2009 Notice of Filing of Proposed Rule Change Relating to Tied Hedge Transactions
Comments due:  March 23, 2009
See also:   Notice/Order: Rel. No. 34-60499
Comments received are available for this notice.

SR-CBOE-2009-008
34-59427 Feb. 20, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  March 20, 2009

SR-CBOE-2009-009
34-59425 Feb. 19, 2009 Notice of Filing of a Proposed Rule Change to Amend its Rules Prohibiting Members from Functioning as Market-Makers
Comments due:  March 19, 2009
See also:   Order: Rel. No. 34-59700

SR-CBOE-2008-115
34-59417 Feb. 18, 2009 Notice of Filing of Amendments No. 1 and 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, Relating to FLEX Options Expirations
Comments due:  March 18, 2009
See also:   Notice: Rel. No. 34-59060

SR-CBOE-2009-006
34-59406 Feb. 13, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend CBOE Rules Relating to DPMs and LMMs
Comments due:  March 17, 2009

SR-CBOE-2009-002
34-59379 Feb. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Broker-Dealer Transaction Fees for AIM Executions
Comments due:  March 12, 2009

SR-CBOE-2009-001
34-59378 Feb. 10, 2009 Notice of Filing of Proposed Rule Change Relating to the $1 Strike Program
Comments due:  March 12, 2009
Comments received are available for this notice.
See also:   Order: Rel. No. 34-59587

SR-CBOE-2008-123
34-59359 Feb. 4, 2009 Order Approving Proposed Rule Change to Adopt a Trade, Flash and Cancel Order Type for CBSX
See also:   Notice: Rel. No. 34-59147

SR-CBOE-2009-005
34-59357 Feb. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  March 4, 2009

SR-CBOE-2009-004
34-59355 Feb. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  March 3, 2009

SR-CBOE-2008-127
34-59336 Feb. 2, 2009 Order Approving Proposal to Eliminate the $3 Underlying Price Requirement for Continued Listing and Listing of Additional Series
See also:   Notice: Rel. No. 34-59152

SR-CBOE-2009-003
34-59331 Jan. 30, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Trades for Less than $1
Comments due:  February 27, 2009

SR-CBOE-2008-117
34-59300 Jan. 27, 2009 Order Approving a Proposed Rule Change to Amend Exchange Rule 4.21 Relating to Third Party Deposits
See also:   Notice: Rel. No. 34-59104

SR-CBOE-2008-134
34-59213 Jan. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  February 5, 2009

SR-CBOE-2008-118
34-59210 Jan. 7, 2009 Order Granting Approval of Proposed Rule Change Related to Obvious Error Rules
See also:   Notice: Rel. No. 34-59038

SR-CBOE-2008-132
34-59209 Jan. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Chicago Board Options Exchange, Incorporated Regarding Fees for the CBOE Stock Exchange
Comments due:  February 3, 2009

SR-CBOE-2008-125
34-59200 Jan. 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Affiliations with Broker-Dealers Comments due:  February 2, 2009

SR-CBOE-2008-128
34-59193 Jan. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees for Fiscal Year 2009
Comments due:  January 30, 2009


CBOE File Number List
Release No. Date Details

SR-CBOE-2009-103
34-61369 Jan. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  February 16, 2010

SR-CBOE-2009-102
34-61303 Jan. 6, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Chicago Board Options Exchange Stock Exchange Fees Schedule
Comments due:  February 4, 2010

SR-CBOE-2009-101
34-61329 Jan. 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Fees
Comments due:  February 9, 2010
Comments received are available for this notice.

SR-CBOE-2009-100
34-61241 Dec. 24, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify CBSX Rule 51.8 to Add Pegged Cross Orders, to Add an Interpretation Regarding Pricing of Cross Orders, and to Add Greater Flexibility to Intermarket Sweep Orders
Comments due:  January 25, 2010

SR-CBOE-2009-099
34-61270 Dec. 31, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Concurrent Listing of $2.50 and $1 Strikes on MNX Options
Comments due:  February 1, 2010

SR-CBOE-2009-098
34-61295 Jan. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees for Fiscal Year 2010
Comments due:  February 4, 2010
Additional Materials:   Exhibit 5

SR-CBOE-2009-097
34-61248 Dec. 29, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Reserve Orders
Comments due:  January 26, 2010

SR-CBOE-2009-094
34-61232 Dec. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Increasing the Session Fee for the Regulatory Element of Continuing Education Requirements
Comments due:  January 20, 2010

SR-CBOE-2009-092
34-61336 Jan. 12, 2010 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Amend Rule 8.91 – Limitations on Dealings of DPMs and Affiliated Persons of DPMs
Comments due:  February 9, 2010

SR-CBOE-2009-091
34-61121 Dec. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CBSX Market Data Infrastructure Fee
Comments due:  January 4, 2010

SR-CBOE-2009-090
34-61094 Dec. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  December 29, 2009

SR-CBOE-2009-089
34-61274 Jan. 4, 2010 Order Approving a Proposed Rule Change Related to Stock-Option Orders
34-61068 Nov. 27, 2009 Notice of Filing of a Proposed Rule Change Related to Stock-Option Orders
Comments due:  December 28, 2009

SR-CBOE-2009-088
34-61084 Dec. 1, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with the New Linkage Plan
Comments due:  December 29, 2009

SR-CBOE-2009-087
34-61439 Jan. 28, 2010 Order Approving Proposed Rule Change to Establish a Pilot Program to Modify FLEX Option Exercise Settlement Values and Minimum Value Sizes
34-61183 Dec. 16, 2009 Notice of Filing of a Proposed Rule Change to Establish a Pilot Program to Modify FLEX Exercise Settlement Values and Minimum Value Sizes
Comments due:  January 14, 2010
Comments received are available for this notice.

SR-CBOE-2009-086
34-60977 Nov. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposal to Permit $1 Strikes for RMN Options
Comments due:  December 9, 2009

SR-CBOE-2009-084
34-60995 Nov. 13, 2009 Notice of Filing and Immediate Effectiveness of a Proposal to Codify Certain Provisions of the Options Listing Procedures Plan into CBOE's Rules
Comments due:  December 10, 2009

SR-CBOE-2009-083
34-60910 Oct. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Time at Which CBSX Opens for Trading from 8:15 a.m. Central Time to 8:00 a.m. Central Time
Comments due:  November 30, 2009

SR-CBOE-2009-082
34-60932 Nov. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  December 3, 2009

SR-CBOE-2009-081
34-60938 Nov. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Marketing Fee Program
Comments due:  December 3, 2009

SR-CBOE-2009-079
34-60919 Nov. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  November 30, 2009

SR-CBOE-2009-078
34-61198 Dec. 17, 2009 Order Granting Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Related to Professional Orders
34-60931 Nov. 4, 2009 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Related to Professional Orders
Comments due:  December 3, 2009
Comments received are available for this notice.

SR-CBOE-2009-077
34-60858 Oct. 21, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Chicago Board Options Exchange Stock Exchange Fees Schedule Related to Stock Component of Stock-Option Cross Trade
Comments due:  November 18, 2009

SR-CBOE-2009-076
34-60864 Oct. 22, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  November 19, 2009

SR-CBOE-2009-075
34-62911 Sep. 14, 2010 Order Approving Notice of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Establish a Pilot Program to List P.M.-Settled End of Week and End of Month Expirations for Options on Broad-Based Indexes
34-62658 Aug. 5, 2010 Notice of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Establish a Pilot Program to List P.M.-Settled End of Week and End of Month Expirations for Options on Broad-Based Indexes
Comments due:  September 2, 2010

SR-CBOE-2009-074
34-60857 Oct. 21, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Interpretation and Policy .13 to Rule 5.3
Comments due:  November 18, 2009

SR-CBOE-2009-073
34-60779 Oct. 2, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend on CBSX the Taker Fees and Maker Rebates
Comments due:  October 29, 2009

SR-CBOE-2009-072
34-60796 Oct. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  November 4, 2009

SR-CBOE-2009-071
34-60760 Oct. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the CBSX Obvious Error Rule
Comments due:  October 29, 2009

SR-CBOE-2009-070
34-60957 Nov. 6, 2009 Order Approving a Proposed Rule Change Relating to Preferred Market Makers
34-60746 Sep. 30, 2009 Notice of Filing of Proposed Rule Change Related to Preferred Market Makers
Comments due:  October 28, 2009

SR-CBOE-2009-069
34-60695 Sep. 18, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals of $0.50 for Options on Stocks Trading at or Below $3.00
Comments due:  October 16, 2009

SR-CBOE-2009-068
34-60978 Nov. 10, 2009 Order Approving a Proposed Rule Change to Amend the $1 Strike Program to Allow Low-Strike LEAPS
34-60749 Sep. 30, 2009 Notice of Filing of a Proposed Rule Change to Amend the $1 Strike Program to Allow Low-Strike LEAPS
Comments due:  October 28, 2009

SR-CBOE-2009-067
34-60727 Sep. 28, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials
Comments due:  October 26, 2009

SR-CBOE-2009-066
34-60625 Sep. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit CBOE to List Series that are Restricted to Closing Transactions if Such Series are Listed and Restricted to Closing Transactions on Another Exchange
Comments due:  October 2, 2009

SR-CBOE-2009-064
34-60641 Sep. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Equity Option Opening Transactions
Comments due:  October 8, 2009

SR-CBOE-2009-063
34-60629 Sep. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  October 5, 2009

SR-CBOE-2009-062
34-60666 Sep. 14, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Dissemination of Certain Index Data
Comments due:  October 13, 2009

SR-CBOE-2009-061
34-60556 Aug. 21, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Definition of "Narrow-Based Index"
Comments due:  September 17, 2009

SR-CBOE-2009-060
34-60572 Aug. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Hybrid Quote Locks
Comments due:  September 23, 2009

SR-CBOE-2009-059
34-60513 Aug. 17, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  September 14, 2009

SR-CBOE-2009-058
34-60479 Aug. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Matching Algorithms
Comments due:  September 8, 2009

SR-CBOE-2009-057
34-60710 Sep. 23, 2009 Order Appoving Proposed Rule Change Related to Market-Maker and Specialist Orders
34-60491 Aug. 12, 2009 Notice of Filing of a Proposed Rule Change Related to Market-Maker Orders
Comments due:  September 8, 2009

SR-CBOE-2009-056
34-60476 Aug. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Matching Algorithms
Comments due:  September 8, 2009

SR-CBOE-2009-055
34-60445 Aug. 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  September 1, 2009

SR-CBOE-2009-054
34-60454 Aug. 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Marketing Fee Program
Comments due:  September 3, 2009

SR-CBOE-2009-053
34-60585 Aug. 28, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit FLEX Options on Securities Eligible for Non-FLEX Options Trading and on Corporate Debt Securities
Comments due:  September 29, 2009

SR-CBOE-2009-052
34-60420 Aug. 3, 2009 Notice of Filing of a Proposed Rule Change Related to the Hybrid Matching Algorithms
Comments due:  August 31, 2009

SR-CBOE-2009-051
34-60338 Jul. 17, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Two Pilot Programs Related to the Exchange’s Automated Improvement Mechanism
Comments due:  August 14, 2009

SR-CBOE-2009-050
34-60316 Jul. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Immediately Add New FAZ and FAS Option Series Within Five Days of Expiration
Comments due:  August 14, 2009

SR-CBOE-2009-049
34-60295 Jul. 13, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market-Maker Guidelines
Comments due:  August 10, 2009

SR-CBOE-2009-048
34-61140 Dec. 10, 2009 Order Approving a Proposed Rule Change Regarding Authority Over C2 Options Exchange, Incorporated
34-60307 Jul. 15, 2009 Notice of Filing of a Proposed Rule Change Regarding Authority over C2 Options Exchange, Incorporated
Comments due:  August 6, 2009

SR-CBOE-2009-047
34-60589 Aug. 31, 2009 Order Approving a Proposed Rule Change to Permit All CBSX Market-Makers to Operate from the CBSX Floor Post
34-60375 Jul. 23, 2009 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding the CBSX Floor Post
Comments due:  August 20, 2009

SR-CBOE-2009-046
34-60235 Jul. 2, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Chicago Board Options Exchange Stock Exchange Fees Schedule to Establish an Additional Transaction Fee Related to Stock Option Trades
Comments due:  July 31, 2009

SR-CBOE-2009-045
34-60264 Jul. 8, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBOE Stock Exchange (“CBSX”) Fees Schedule to Establish Regulatory and Inactivity Fees
Comments due:  August 6, 2009

SR-CBOE-2009-044
34-60376 Jul. 23, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Chicago Board Options Exchange Stock Exchange Fees Schedule to Establish Facility Fees
Comments due:  August 20, 2009

SR-CBOE-2009-043
34-60223 Jul. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  July 30, 2009
Comments received are available for this notice.

SR-CBOE-2009-042
34-60254 Jul. 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  August 3, 2009

SR-CBOE-2009-041
34-60207 Jul. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program
Comments due:  July 28, 2009

SR-CBOE-2009-040
34-60551 Aug. 20, 2009 Order Granting Approval of a Proposed Rule Change to Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan
34-60187 Jun. 29, 2009 Notice of Filing of a Proposed Rule Change Regarding a New Options Market Linkage Structure
Comments due:  July 29, 2009

SR-CBOE-2009-039
34-60555 Aug. 21, 2009 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Extend the Delta Hedging Exemption From Equity Options Position Limits to Customers
34-60271 Jul. 9, 2009 Notice of Proposed Rule Change and Amendment No. 1 Thereto to Extend the Delta Hedging Exemption From Equity Options Position Limits to Customers
Comments due:  August 7, 2009

SR-CBOE-2009-038
34-60381 Jul. 24, 2009 Order Approving a Proposed Rule Change Relating to the Complex Order Book
34-60130 Jun. 17, 2009 Notice of Filing of Proposed Rule Change Related to the Complex Order Book
Comments due:  July 15, 2009

SR-CBOE-2009-037
34-60488 Aug. 12, 2009 Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Amend Its Minor Rule Violation Plan
34-60177 Jun. 25, 2009 Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Amend Its Minor Rule Violation Plan
Comments due:  July 27, 2009

SR-CBOE-2009-036
34-60093 Jun. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  July 8, 2009

SR-CBOE-2009-035
34-60048 Jun. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  July 2, 2009

SR-CBOE-2009-034
34-60020 Jun. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less than $1
Comments due:  June 29, 2009

SR-CBOE-2009-033
34-60370 Jul. 23, 2009 Order Approving Proposed Rule Change Regarding Statutory Disqualification Procedures
34-60106 Jun. 12, 2009 Notice of Filing of Proposed Rule Change Regarding Statutory Disqualification Procedures
Comments due:  July 13, 2009

SR-CBOE-2009-032
34-60038 Jun. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Modifying the CBOE Stock Exchange Rule Regarding Processing of Round-Lot Orders
Comments due:  July 1, 2009

SR-CBOE-2009-031
34-60018 Jun. 1, 2009 Notice of Filing of Proposed Rule Change Amending CBOE Rules Relating to the Penny Pilot Program
Comments due:  June 29, 2009
Comments received are available for this notice.

SR-CBOE-2009-030
34-60129 Jun. 17 2009 Order Approving Proposed Rule Change Regarding Appointments of CBSX DPMs
34-59896 May 11, 2009 Notice of Filing of a Proposed Rule Change Regarding Appointments and Obligations of CBSX DPMs
Comments due:  June 5, 2009

SR-CBOE-2009-029
34-60164 Jun. 23, 2009 Order Approving a Proposed Rule Change to Permanently Establish the Quarterly Option Series Program
34-59920 May 14, 2009 Notice of Filing of a Proposed Rule Change to Permanently Establish the Quarterly Option Series Pilot Program
Comments due:  June 11, 2009

SR-CBOE-2009-028
34-60185 Jun. 29, 2009 Order Granting Approval of Proposed Rule Change Relating to Rebating Member Dues for Certain Members
34-59935 May 18, 2009 Notice of Filing of Proposed Rule Change Relating to Rebating Member Dues for Certain Members
Comments due:  June 16, 2009

SR-CBOE-2009-027
34-59892 May 8, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  June 4, 2009

SR-CBOE-2009-026
34-59866 May 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  June 2, 2009

SR-CBOE-2009-025
34-61259 Dec. 30, 2009 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Related to the Simple Auction Liaison (SAL)
34-61024 Nov. 18, 2009 Notice of Filing of Proposed Rule Change, As Modified by Amendment No. 1, Related to the Simple Auction Liaison (SAL)
Comments due:  December 15, 2009

SR-CBOE-2009-024
34-59981 May 27, 2009 Order Approving a Proposed Rule Change Related to Obvious Error Rules
34-59793 Apr. 20, 2009 Notice of Filing of a Proposed Rule Change Related to Obvious Error Rules
Comments due:  May 15, 2009

SR-CBOE-2009-023
34-59694 Apr. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  April 30, 2009

SR-CBOE-2009-022
34-61136 Dec. 10, 2009 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade S&P 500 Dividend Index Options
Comments due:  January 6, 2010
34-59667 Mar. 31, 2009 Notice of Filing of Proposal to List and Trade S&P 500 Dividend Index Options
Comments due:  April 27, 2009
Comments received are available for this notice.

SR-CBOE-2009-021
34-59630 Mar. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  March 26, 2009
Comments received are available for this notice.

SR-CBOE-2009-020
34-59676 Apr. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Close of Trading Hours on the Last Day of Trading in Expiring Quarterly Index Expirations
Comments due:  April 29, 2009
Comments received are available for this notice.

SR-CBOE-2009-019
34-59690 Apr. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fees
Comments due:  April 30, 2009

SR-CBOE-2009-018
34-59824 Apr. 27, 2009 Order Approving Proposed Rule Change to Permanently Establish the Short Term Option Series Pilot Program
34-59601 Mar. 19, 2009 Notice of Filing of a Proposed Rule Rule Change Related to Short Term Option Series
Comments due:  April 16, 2009

SR-CBOE-2009-017
34-59585 Mar. 17, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Complex Order Book
Comments due:  April 14, 2009

SR-CBOE-2009-016
34-59546 Mar. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Hybrid Rule Pertaining to Orders Represented in Open Outcry
Comments due:  April 6, 2009

SR-CBOE-2009-015
34-59539 Mar. 9, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Two Pilot Programs
Comments due:  April 6, 2009

SR-CBOE-2009-014
34-59515 Mar. 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  April 1, 2009

SR-CBOE-2009-013
34-59509 Mar. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the CBSX Direct Connectivity Charge and the Trading Permit Application Fee
Comments due:  April 1, 2009

SR-CBOE-2009-012
34-59524 Mar. 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Dividend, Merger and Short Stock Interest Strategies Fee Cap Pilot Program Until March 1, 2010
Comments due:  April 3, 2009

SR-CBOE-2009-011
34-59448 Feb. 25, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Simple Auction Liaison (SAL)
Comments due:  March 24, 2009

SR-CBOE-2009-010
34-59462 Feb. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Regulatory Circular RG02-101 Issued Under Rule 17.50(g)(6) – Imposition of Fines for Minor Rule Violations
Comments due:  March 27, 2009

SR-CBOE-2009-009
34-59700 Apr. 2, 2009 Order Approving a Proposed Rule Change to Amend its Rules Prohibiting Members from Functioning as Market
34-59425 Feb. 19, 2009 Notice of Filing of a Proposed Rule Change to Amend its Rules Prohibiting Members from Functioning as Market-Makers
Comments due:  March 19, 2009

SR-CBOE-2009-008
34-59427 Feb. 20, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  March 20, 2009

SR-CBOE-2009-007
34-60499 Aug. 13, 2009 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Tied Hedge Transactions
Comments due:  September 11, 2009
34-59435 Feb. 23, 2009 Notice of Filing of Proposed Rule Change Relating to Tied Hedge Transactions
Comments due:  March 23, 2009
Comments received are available for this notice.

SR-CBOE-2009-006
34-59406 Feb. 13, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend CBOE Rules Relating to DPMs and LMMs
Comments due:  March 17, 2009

SR-CBOE-2009-005
34-59357 Feb. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  March 4, 2009

SR-CBOE-2009-004
34-59355 Feb. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  March 3, 2009

SR-CBOE-2009-003
34-59331 Jan. 30, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Trades for Less than $1
Comments due:  February 27, 2009

SR-CBOE-2009-002
34-59379 Feb. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Broker-Dealer Transaction Fees for AIM Executions
Comments due:  March 12, 2009

SR-CBOE-2009-001
34-59587 Mar. 17, 2009 Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, to Expand the $1 Strike Program
34-59378 Feb. 10, 2009 Notice of Filing of Proposed Rule Change Relating to the $1 Strike Program
Comments due:  March 12, 2009
Comments received are available for this notice.

 

http://www.sec.gov/rules/sro/cboe/cboearchive/cboearchive2009.shtml


Modified: 05/29/2014