SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


CBOE Rulemaking Archive: 2013

We encourage the public to submit comments on the following Chicago Board Options Exchange (CBOE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

CBOE File Number List for 2013

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-CBOE-2013-126
34-71190 Dec. 26, 2013 Notice of Filing of a Proposed Rule Change Relating to Supervision
Comments due: January 23, 2014
See also:  Order: Rel. No. 34-71644

SR-CBOE-2013-107
34-71178 Dec. 23, 2013 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Its Rules Regarding Option Orders That Include a Stock Component
See also:  Notice: Rel. No. 34-71489, Notice: Rel. No. 34-70857

SR-CBOE-2013-100
34-71152 Dec. 20, 2013 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to CBSX Trading Permit Holder Eligibility
See also:  Order: Rel. No. 34-71513; Notice: Rel. No. 34-70806

SR-CBOE-2013-123
34-71124 Dec. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Credit Option Margin Pilot Program
Comments due: January 14, 2014

SR-CBOE-2013-124
34-71103 Dec. 17, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 13, 2014
Comments received are available for this proposal.

SR-CBOE-2013-118
34-71093 Dec. 17, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1
Comments due: January 13, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2013-119
34-71089 Dec. 17, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBSX Fees Schedule
Comments due: January 13, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2013-125
34-71080 Dec. 16, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Relating to the Quarterly Option Series Program
Comments due: January 10, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2013-121
34-71079 Dec. 16, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Short Term Option Series Program
Comments due: January 10, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2013-102
34-71073 Dec. 13, 2013 Order Granting Approval of Proposed Rule Change to Establish Modified Hybrid Opening System Opening Procedures for All Volatility Index Constituent Options
See also:  Notice: Rel. No. 34-70755

SR-CBOE-2013-116
34-71063 Dec. 12, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 8, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2013-117
34-71007 Dec. 6, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: January 2, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2013-096
34-71005 Dec. 6, 2013 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Short Term Option Series Program
See also:  Notice: Rel. No. 34-70685

SR-CBOE-2013-114
34-70996 Dec. 5, 2013 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend CBOE Rule 18.2 (Procedures in Trading Permit Holder Controversies)
Comments due: January 2, 2014

SR-CBOE-2013-113
34-70961 Nov. 29, 2013 Notice of Filing of a Proposed Rule Change Relating to Multi-Class Spread Orders
Comments due: December 26, 2013
Additional Materials:  Exhibit 5
See also:  Notice: Rel. No. 34-71556, Notice: Rel. No. 34-71248

SR-CBOE-2013-115
34-70943 Nov. 25, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBSX Fees Schedule
Comments due: December 23, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-112
34-70936 Nov. 25, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Class Quoting Limit for Options on Twitter
Comments due: December 23, 2013

SR-CBOE-2013-093
34-70930 Nov. 22, 2013 Order Approving a Proposed Rule Change to Amend CBOE Rule 6.42
See also:  Notice: Rel. No. 34-70618

SR-CBOE-2013-111
34-70907 Nov. 20, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBSX Fees Schedule
Comments due: December 17, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-108
34-70889 Nov. 15, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 53.23 Related to CBSX RMM Quoting Obligations
Comments due: December 12, 2013

SR-CBOE-2013-110
34-70875 Nov. 14, 2013 Notice of Filing of a Proposed Rule Change to Eliminate the e-DPM Program
Comments due: December 11, 2013
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-71227

SR-CBOE-2013-106
34-70878 Nov. 14, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fourteen Month Extension of Pilot Program that Eliminates Position and Exercise Limits for Physically-Settled SPDR S&P 500 ETF Trust ("SPY") Options
Comments due: December 11, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-109
34-70856 Nov. 13, 2013 Notice of Filing of Proposed Rule Change Relating to Market Maker Appointment Cost Rebalances
Comments due: December 10, 2013
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-71223

SR-CBOE-2013-107
34-70857 Nov. 13, 2013 Notice of Filing of a Proposed Rule Change to Amend Its Rules Regarding Option Orders That Are Tied to Stock Orders
Comments due: December 10, 2013
See also:  Notice: Rel. No. 34-71489, Notice: Rel. No. 34-71178
Comments received are available for this proposal.

SR-CBOE-2013-104
34-70845 Nov. 12, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the Customized Option Pricing Service
Comments due: December 9, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-103
34-70844 Nov. 12, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Obvious Error
Comments due: December 9, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-105
34-70827 Nov. 7, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBSX Fees Schedule
Comments due: December 5, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-100
34-70806 Nov. 5, 2013 Notice of Filing of a Proposed Rule Change Relating to CBSX Trading Permit Holder Eligibility
Comments due: December 3, 2013
Additional Materials:  Exhibit 5
Comments received are available for this proposal.
See also:  Order: Rel. No. 34-71513; Notice: Rel. No. 34-71152

SR-CBOE-2013-101
34-70766 Oct. 28, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt the Concept of a "Responsible Person" on the CBOE Stock Exchange
Comments due: November 22, 2013

SR-CBOE-2013-102
34-70755 Oct. 25, 2013 Notice of Filing of Proposed Rule Change to Amend CBOE Rule 6.2B to Establish Modified Hybrid Opening System Opening Procedures for All Volatility Index Constituent Options
Comments due: November 21, 2013
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-71073

SR-CBOE-2013-099
34-70752 Oct. 24, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Extending the FLEX Exercise Settlement Values Pilot
Comments due: November 20, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-097
34-70705 Oct. 17, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to The Customized Option Pricing Service
Comments due: November 12, 2013

SR-CBOE-2013-098
34-70692 Oct. 16, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Continuing Education
Comments due: November 12, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-096
34-70685 Oct. 15, 2013 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Short Term Option Series Program
Comments due: November 12, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-087
34-70683 Oct. 15, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the Complex Order Book Data Feed for CBOE Listed Options
Comments due: November 12, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-093
34-70618 Oct. 7, 2013 Notice of Filing of a Proposed Rule Change to Amend Rule 6.42
Comments due: November 12, 2013
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-70930

SR-CBOE-2013-092
34-70590 Oct. 1, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to CBSX Appendix A
Comments due: November 12, 2013
Additional Materials:  Exhibit 5
Third Quarter

SR-CBOE-2013-089
34-70540 Sep. 27, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBSX Rule 53.22 Related to CBSX Remote Market-Maker Appointments
Comments due: October 24, 2013

SR-CBOE-2013-079
34-70524 Sep. 26, 2013 Order Approving a Proposal to Amend Rule 24.7 to Add Factors for Determining Whether to Halt Volatility Index Options Trading
See also:  Notice: Rel. No. 34-70136

SR-CBOE-2013-090
34-70522 Sep. 26, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: October 23, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-091
34-70509 Sep. 26, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CBSX Clearly Erroneous Policy Pilot Program
Comments due: October 23, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-088
34-70424 Sep. 17, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Appointment Cost of IWM Options
Comments due: October 15, 2013

SR-CBOE-2013-086
34-70382 Sep. 12, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: October 9, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-083
34-70315 Sep. 4, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: October 1, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-084
34-70314 Sep. 4, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: October 1, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-085
34-70313 Sep. 4, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: October 1, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-082
34-70302 Sep. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: September 30, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-079
34-70136 Aug. 8, 2013 Notice of Proposed Rule to Amend Rule 24.7 to Add Facts for Determining Whether to Halt Volatility Index Options Trading
Comments due: September 4, 2013
See also:  Order: Rel. No. 34-70524

SR-CBOE-2013-070
34-70118 Aug. 5, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Offer a New Data Feed
Comments due: August 30, 2013

SR-CBOE-2013-077
34-70103 Aug. 2, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Order Handling
Comments due: August 29, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-073
34-70091 Aug. 1, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change the Expiration Date For Most Option Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday
Comments due: August 28, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-055
34-70087 Jul. 31, 2013 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade a P.M.-settled Mini-SPX Index Option Product
Comments due: August 27, 2013
Additional Materials:  Exhibit 5
See also:  Notice: Rel. No. 34-69638

SR-CBOE-2013-078
34-70064 Jul. 30, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule to Include a $60 Session Fee for the Series 56 (S501) Continuing Education
Comments due: August 26, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-071
34-70039 Jul. 25, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Technical Disconnect Functionality
Comments due: August 21, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-076
34-70027 Jul. 23, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Continuing Education
Comments due: August 19, 2013
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-CBOE-2013-072
34-70014 Jul. 22, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: August 16, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-074
34-70011 Jul. 19, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to CBSX Rule 53.2
Comments due: August 15, 2013
Comments received are available for this proposal.

SR-CBOE-2013-062
34-69990 Jul. 16, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to PULSe Workstation Functionality
Comments due: August 12, 2013

SR-CBOE-2013-026
34-69987 Jul. 15, 2013 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Complex Orders
Comments due: August 9, 2013

SR-CBOE-2013-054
34-69961 Jul. 10, 2013 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Rule 6.42
See also:  Notice: Rel. No. 34-69629

SR-CBOE-2013-041
34-69948 Jul. 9, 2013 Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rule 6.53(u), Relating to Qualified Contingent Cross Orders
See also:  Notice: Rel. No. 34-69675, Notice: Rel. No. 34-69360

SR-CBOE-2013-069
34-69938 Jul. 5, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extending FLEX AIM Pilot Program Until July 18, 2014
Comments due: July 31, 2013

SR-CBOE-2013-065
34-69916 Jul. 2, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: July 30, 2013
Additional Materials:  Exhibit 5
Second Quarter

SR-CBOE-2013-067
34-69893 Jun. 28, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1
Comments due: July 26, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-066
34-69867 Jun. 27, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extending AIM Pilot Programs
Comments due: July 24, 2013

SR-CBOE-2013-064
34-69861 Jun. 26, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Message Types and Connectivity
Comments due: July 23, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-063
34-69854 Jun. 25, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1
Comments due: July 22, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-043
34-69807 Jun. 20, 2013 Order Approving a Proposed Rule Change Relating to Exchange Rule 9.21
See also:  Notice: Rel. No. 34-69535

SR-CBOE-2013-061
34-69775 Jun. 17, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 12, 2013

SR-CBOE-2013-058
34-69760 Jun. 13, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: July 10, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-059
34-69747 Jun. 12, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: July 9, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-060
34-69716 Jun. 7, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 6.74A
Comments due: July 5, 2013

SR-CBOE-2013-053
34-69693 Jun. 4, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update a Reference in Rule 8.51
Comments due: July 1, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-056
34-69681 Jun. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 28, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-041
34-69675 May 30, 2013 Notice of Filing of Amendment Nos. 1 and 2 and Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rule 6.53(u)
Comments due: June 26, 2013
See also:  Order: Rel. No. 34-69948, Notice: Rel. No. 34-69360

SR-CBOE-2013-055
34-69638 May 24, 2013 Notice of Filing of a Proposed Rule Change to Amend its Rules Regarding the Trading of XSP Options
Comments due: June 20, 2013
Additional Materials:  Exhibit 5
See also:  Notice: Rel. No. 34-70087

SR-CBOE-2013-054
34-69629 May 23, 2013 Notice of Filing of a Proposed Rule Change to Amend Rule 6.42
Comments due: June 20, 2013
Additional Materials:  Exhibit 5
See also:  Notice: Rel. No. 34-69961

SR-CBOE-2013-051
34-69594 May 16, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 12, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-047
34-69574 May 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 10, 2013

SR-CBOE-2013-049
34-69569 May 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 10, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-050
34-69560 May 10, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Complex Order Router Subsidy Program
Comments due: June 6, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-035
34-69558 May 10, 2013 Order Approving Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts
See also:  Notice: Rel. No. 34-69227

SR-CBOE-2013-045
34-69537 May 8, 2013 Notice of Filing of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Trading Permit Holder Business Continuity Plans
Comments due: June 5, 2013
Comments received are available for this proposal.

SR-CBOE-2013-043
34-69535 May 8, 2013 Notice of Filing of a Proposed Rule Change Relating to Exchange Rule 9.21 (Options Communications)
Comments due: June 4, 2013
See also:  Order: Rel. No. 34-69807

SR-CBOE-2013-048
34-69528 May 7, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.74A
Comments due: June 4, 2013

SR-CBOE-2013-027
34-69504 May 2, 2013 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Trading Ahead of Customer Orders and Best Execution and Interpositioning Requirements
See also:  Notice: Rel. No. 34-69146

SR-CBOE-2013-044
34-69496 May 2, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fingerprint-Based Background Checks of Exchange Directors, Officers, Employees and Others
Comments due: May 28, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-039
34-69399A Apr. 30, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for the BBO Data Feed for Securities Traded on the CBOE Stock Exchange; Correction
See also:   Notice: Rel No. 34-69399
Comments due: May 15, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-046
34-69468 Apr. 26, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Rule 6.74(b) that Sets Forth Expired SizeQuote Mechanism Pilot Program
Comments due: May 23, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-037
34-69438 Apr. 23, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the BBO Data Feed for CBOE Listed Options
Comments due: May 21, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-042
34-69422 Apr. 22, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: May 20, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-039
34-69399 Apr. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for the BBO Data Feed for Securities Traded on the CBOE Stock Exchange
See also:   Notice: Rel No. 34-69399A
Comments due: May 15, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-026
34-69364 Apr. 11, 2013 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Complex Orders
Comments due: May 8, 2013
Comments received are available for this proposal.

SR-CBOE-2013-041
34-69360 Apr. 10, 2013 Notice of Filing of a Proposed Rule Change to Amend Rule 6.53
Comments due: May 7, 2013
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-69948, Notice: Rel. No. 34-69675

SR-CBOE-2013-019
34-69338 Apr. 8, 2013 Order Approving a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations
See also:  Notice: Rel. No. 34-68944

SR-CBOE-2013-030
34-69328 Apr. 5, 2013 Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
See also:  Notice: Rel. No. 34-69082
First Quarter

SR-CBOE-2013-038
34-69258 Mar. 29, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 25, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-036
34-69235 Mar. 25, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Order Type and Auction Rules in Advance of Mini-Option Launch
Comments due: April 22, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-035
34-69227 Mar. 25, 2013 Notice of Filing of a Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts
Comments due: April 19, 2013
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-69558

SR-CBOE-2013-040
34-69220 Mar. 22, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders and Mini-Options
Comments due: April 18, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-032
34-69203 Mar. 21, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Order Router Subsidy Program for Complex Orders
Comments due: April 17, 2013
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-CBOE-2013-031
34-69200 Mar. 21, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Equity Rights Program of CBSX
Comments due: April 17, 2013

SR-CBOE-2013-034
34-69158 Mar. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations
Comments due: April 12, 2013

SR-CBOE-2013-029
34-69147 Mar. 15, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Comply with the Requirements of the National Market System Plan to Address Extraordinary Market Volatility
Comments due: April 11, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-027
34-69146 Mar. 15, 2013 Notice of Filing of a Proposed Rule Change Relating to Trading Ahead of Customer Orders and Best Execution and Interpositioning Requirements
Comments due: April 11, 2013
See also:  Order: Rel. No. 34-69504

SR-CBOE-2013-033
34-69129 Mar. 13, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders and Mini-Options
Comments due: April 9, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-016
34-69124 Mar. 12, 2013 Order Granting Accelerated Approval of Proposed Rule Changes to Permit the Minimum Price Variation for Mini Options to be the Same as Permitted for Standard Options on the Same Underlying Security
Additional File No.: SR-ISE-2013-08
See also:  Notice: Rel. No. 34-68873

SR-CBOE-2013-030
34-69082 Mar. 8, 2013 Notice of Filing of Proposed Rule Change Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
Comments due: March 29, 2013
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-69328
Comments received are available for this proposal.

SR-CBOE-2013-028
34-69064 Mar. 7, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 3, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-025
34-69025 Mar. 4, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 29, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-023
34-69000 Feb. 27, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 26, 2013

SR-CBOE-2013-024
34-68998 Feb. 27, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: March 26, 2013

SR-CBOE-2013-019
34-68944 Feb. 15, 2013 Notice of Filing of a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations
Comments due: March 15, 2013
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-69338

SR-CBOE-2013-022
34-68941 Feb. 15, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: March 15, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-020
34-68933 Feb. 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program for an Additional Fourteen Months
Comments due: March 15, 2013

SR-CBOE-2013-021
34-68932 Feb. 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Text in the Exchange Fees Schedule
Comments due: March 14, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-018
34-68901 Feb. 11, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 8, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-014
34-68900 Feb. 11, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: March 8, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2012-124
34-68879 Feb. 8, 2013 Order Approving a Proposed Rule Change to Amend Various CBOE Rules Governing Letters of Guarantee and Authorization
See also:  Notice: Rel. No. 34-68487

SR-CBOE-2012-120
34-68888 Feb. 8, 2013 Order Granting Approval to Proposed Rule Change to Establish a Pilot Program, as Modified by Amendment Nos. 2, 3, and 4, to List and Trade a P.M.-Settled S&P 500 Index Option Product
See also:  Notice: Rel. No. 34-68457

SR-CBOE-2013-017
34-68887 Feb. 8, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 7, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-016
34-68873 Feb. 8, 2013 Notice of Filing of Proposed Rule Change to Permit the Minimum Price Variation for Mini-Options to be the Same as Permitted for Standard Options on the Same Security
Comments due: March 7, 2013
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-69124
Comments received are available for this proposal.

SR-CBOE-2013-015
34-68860 Feb. 7, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 6, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-010
34-68854 Feb. 6, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Individual Stock Trading Pause Pilot Program
Comments due: March 5, 2013

SR-CBOE-2013-007
34-68844 Feb. 6, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Opening of the Complex Order Book
Comments due: March 5, 2013
Additional Materials:   Exhibit 5

SR-CBOE-2013-012
34-68800 Feb. 1, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBSX Rule 52.4 relating to the Clearly Erroneous Policy
Comments due: February 28, 2013

SR-CBOE-2013-011
34-68770 Jan. 30, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Delay the Operative Date of a Rule Change to Exchange Rule 6.3B
Comments due: February 26, 2013

SR-CBOE-2012-116
34-68766 Jan. 30, 2013 Order Granting Approval to a Proposed Rule Change Relating to Bylaw and Other Changes Concerning the Board of Directors of the Exchange
See also:  Notice: Rel. No. 34-68428

SR-CBOE-2013-009
34-68743 Jan. 28, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Minimum Volume Orders
Comments due: February 22, 2013

SR-CBOE-2013-006
34-68742 Jan. 28, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Pre-Opening Information
Comments due: February 22, 2013

SR-CBOE-2013-002
34-68702 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 15, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-003
34-68699 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 15, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-005
34-68696 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the BBO Data Feed for CBOE Listed Options and a BBO Data Feed for Flexible Exchange Options
Comments due: February 15, 2013

SR-CBOE-2013-004
34-68695 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials:  Exhibit 5

SR-CBOE-2013-008
34-68691 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Relating to Preferred Market-Makers' Continuous Quoting Obligation
Comments due: February 15, 2013

SR-CBOE-2013-001
34-68656 Jan. 15, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of Certain Securities
Comments due: February 12, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2012-094
34-68642 Jan. 11, 2013 Order Approving a Proposed Rule Change to Amend the Listing Rules for Compensation Committees to Comply with Securities Exchange Act Rule 10C-1 and Make Other Related Changes
See also:  Notice: Rel. No. 34-68313, Notice: Rel. No. 34-68020

SR-CBOE-2012-133
34-68615 Jan. 10, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Codify in the CBOE Stock Exchange Rules a Cross Order Type Tied to a Related Derivative Component
Comments due: February 6, 2013

SR-CBOE-2012-131
34-68606 Jan. 9, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 5.5.04 to Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions
Comments due: February 5, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2012-108
34-68585 Jan. 4, 2013 Order Approving a Proposed Rule Change to Address the Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
See also:  Notice: Rel. No. 34-68262

SR-CBOE-2012-109
34-68584 Jan. 4, 2013 Order Approving a Proposed Rule Change Related to CBSX to Address the Authority to Cancel Orders When a Technical or Systems Issue Occurs and to Describe the Operation of Routing Service Error Accounts
See also:  Notice: Rel. No. 34-68265

SR-CBOE-2012-132
34-68572 Jan. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 30, 2013
Additional Materials:  Exhibit 5


CBOE File Number List for 2013
Release No. Date Details

SR-CBOE-2013-130
34-71285 Jan. 10, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the PULSe Workstation
Comments due: February 6, 2014
Comments received are available for this proposal.

SR-CBOE-2013-129
34-71295 Jan. 14, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 11, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2013-127
34-71233 Jan. 3, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Order Format 1
Comments due: January 30, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2013-126
34-71644 Mar. 4, 2014 Order Approving Proposed Rule Change Relating to Supervision
34-71190 Dec. 26, 2013 Notice of Filing of a Proposed Rule Change Relating to Supervision
Comments due: January 23, 2014

SR-CBOE-2013-125
34-71080 Dec. 16, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Relating to the Quarterly Option Series Program
Comments due: January 10, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2013-124
34-71103 Dec. 17, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 13, 2014
Comments received are available for this proposal.

SR-CBOE-2013-123
34-71124 Dec. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Credit Option Margin Pilot Program
Comments due: January 14, 2014

SR-CBOE-2013-121
34-71079 Dec. 16, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Short Term Option Series Program
Comments due: January 10, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2013-119
34-71089 Dec. 17, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBSX Fees Schedule
Comments due: January 13, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2013-118
34-71093 Dec. 17, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1
Comments due: January 13, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2013-117
34-71007 Dec. 6, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: January 2, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2013-116
34-71063 Dec. 12, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 8, 2014
Additional Materials:  Exhibit 5

SR-CBOE-2013-115
34-70943 Nov. 25, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBSX Fees Schedule
Comments due: December 23, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-114
34-70996 Dec. 5, 2013 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend CBOE Rule 18.2 (Procedures in Trading Permit Holder Controversies)
Comments due: January 2, 2014

SR-CBOE-2013-113
34-71556 Feb. 18, 2014 Notice of Withdrawal of Proposed Rule Change Relating to Multi-Class Spread Orders
34-71248 Jan. 7, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Multi-Class Spread Orders
34-70961 Nov. 29, 2013 Notice of Filing of a Proposed Rule Change Relating to Multi-Class Spread Orders
Additional Materials:  Exhibit 5

SR-CBOE-2013-112
34-70936 Nov. 25, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase the Class Quoting Limit for Options on Twitter
Comments due: December 23, 2013

SR-CBOE-2013-111
34-70907 Nov. 20, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBSX Fees Schedule
Comments due: December 17, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-110
34-71227 Jan. 2, 2014 Order Approving a Proposed Rule Change to Eliminate the e-DPM Program
34-70875 Nov. 14, 2013 Notice of Filing of a Proposed Rule Change to Eliminate the e-DPM Program
Comments due: December 11, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-109
34-71223 Jan. 2, 2014 Order Approving a Proposed Rule Change Relating to Market-Maker Appointment Cost Rebalances
34-70856 Nov. 13, 2013 Notice of Filing of Proposed Rule Change Relating to Market Maker Appointment Cost Rebalances
Comments due: December 10, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-108
34-70889 Nov. 15, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 53.23 Related to CBSX RMM Quoting Obligations
Comments due: December 12, 2013

SR-CBOE-2013-107
34-71489 Feb. 5, 2014 Notice of Withdrawal of Proposed Rule Change to Amend Its Rules Regarding Option Orders That Include a Stock Component
34-71178 Dec. 23, 2013 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Its Rules Regarding Option Orders That Include a Stock Component
34-70857 Nov. 13, 2013 Notice of Filing of a Proposed Rule Change to Amend Its Rules Regarding Option Orders That Are Tied to Stock Orders
Comments due: December 10, 2013
Comments received are available for this proposal.

SR-CBOE-2013-106
34-70878 Nov. 14, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fourteen Month Extension of Pilot Program that Eliminates Position and Exercise Limits for Physically-Settled SPDR S&P 500 ETF Trust ("SPY") Options
Comments due: December 11, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-105
34-70827 Nov. 7, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBSX Fees Schedule
Comments due: December 5, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-104
34-70845 Nov. 12, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the Customized Option Pricing Service
Comments due: December 9, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-103
34-70844 Nov. 12, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Obvious Error
Comments due: December 9, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-102
34-71073 Dec. 13, 2013 Order Granting Approval of Proposed Rule Change to Establish Modified Hybrid Opening System Opening Procedures for All Volatility Index Constituent Options
34-70755 Oct. 25, 2013 Notice of Filing of Proposed Rule Change to Amend CBOE Rule 6.2B to Establish Modified Hybrid Opening System Opening Procedures for All Volatility Index Constituent Options
Comments due: November 21, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-101
34-70766 Oct. 28, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt the Concept of a "Responsible Person" on the CBOE Stock Exchange
Comments due: November 22, 2013

SR-CBOE-2013-100
34-71513 Feb. 7, 2014 Order Granting Approval of Proposed Rule Change Relating to CBSX Trading Permit Holder Eligibility
34-71152 Dec. 20, 2013 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to CBSX Trading Permit Holder Eligibility
34-70806 Nov. 5, 2013 Notice of Filing of a Proposed Rule Change Relating to CBSX Trading Permit Holder Eligibility
Comments due: December 3, 2013
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-CBOE-2013-099
34-70752 Oct. 24, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Extending the FLEX Exercise Settlement Values Pilot
Comments due: November 20, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-098
34-70692 Oct. 16, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Continuing Education
Comments due: November 12, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-097
34-70705 Oct. 17, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to The Customized Option Pricing Service
Comments due: November 12, 2013

SR-CBOE-2013-096
34-71005 Dec. 6, 2013 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Short Term Option Series Program
34-70685 Oct. 15, 2013 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Short Term Option Series Program
Comments due: November 12, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-093
34-70930 Nov. 22, 2013 Order Approving a Proposed Rule Change to Amend CBOE Rule 6.42
See also:  Notice: Rel. No. 34-70618
34-70618 Oct. 7, 2013 Notice of Filing of a Proposed Rule Change to Amend Rule 6.42
Comments due: November 12, 2013
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-70930

SR-CBOE-2013-092
34-70590 Oct. 1, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to CBSX Appendix A
Comments due: November 12, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-091
34-70509 Sep. 26, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CBSX Clearly Erroneous Policy Pilot Program
Comments due: October 23, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-090
34-70522 Sep. 26, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: October 23, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-089
34-70540 Sep. 27, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBSX Rule 53.22 Related to CBSX Remote Market-Maker Appointments
Comments due: October 24, 2013

SR-CBOE-2013-088
34-70424 Sep. 17, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Appointment Cost of IWM Options
Comments due: October 15, 2013

SR-CBOE-2013-087
34-70683 Oct. 15, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the Complex Order Book Data Feed for CBOE Listed Options
Comments due: November 12, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-086
34-70382 Sep. 12, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: October 9, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-085
34-70313 Sep. 4, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: October 1, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-084
34-70314 Sep. 4, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: October 1, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-083
34-70315 Sep. 4, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: October 1, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-082
34-70302 Sep. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: September 30, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-079
34-70524 Sep. 26, 2013 Order Approving a Proposal to Amend Rule 24.7 to Add Factors for Determining Whether to Halt Volatility Index Options Trading
34-70136 Aug. 8, 2013 Notice of Proposed Rule to Amend Rule 24.7 to Add Facts for Determining Whether to Halt Volatility Index Options Trading
Comments due: September 4, 2013

SR-CBOE-2013-078
34-70064 Jul. 30, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule to Include a $60 Session Fee for the Series 56 (S501) Continuing Education
Comments due: August 26, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-077
34-70103 Aug. 2, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Order Handling
Comments due: August 29, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-076
34-70027 Jul. 23, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Continuing Education
Comments due: August 19, 2013
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-CBOE-2013-074
34-70011 Jul. 19, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to CBSX Rule 53.2
Comments due: August 15, 2013
Comments received are available for this proposal.

SR-CBOE-2013-073
34-70091 Aug. 1, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change the Expiration Date For Most Option Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday
Comments due: August 28, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-072
34-70014 Jul. 22, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: August 16, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-071
34-70039 Jul. 25, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Technical Disconnect Functionality
Comments due: August 21, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-070
34-70118 Aug. 5, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Offer a New Data Feed
Comments due: August 30, 2013

SR-CBOE-2013-069
34-69938 Jul. 5, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extending FLEX AIM Pilot Program Until July 18, 2014
Comments due: July 31, 2013

SR-CBOE-2013-067
34-69893 Jun. 28, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1
Comments due: July 26, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-066
34-69867 Jun. 27, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extending AIM Pilot Programs
Comments due: July 24, 2013

SR-CBOE-2013-065
34-69916 Jul. 2, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: July 30, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-064
34-69861 Jun. 26, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Message Types and Connectivity
Comments due: July 23, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-063
34-69854 Jun. 25, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1
Comments due: July 22, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-062
34-69990 Jul. 16, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to PULSe Workstation Functionality
Comments due: August 12, 2013

SR-CBOE-2013-061
34-69775 Jun. 17, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 12, 2013

SR-CBOE-2013-060
34-69716 Jun. 7, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 6.74A
Comments due: July 5, 2013

SR-CBOE-2013-059
34-69747 Jun. 12, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: July 9, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-058
34-69760 Jun. 13, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: July 10, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-056
34-69681 Jun. 3, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 28, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-055
34-70087 Jul. 31, 2013 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade a P.M.-settled Mini-SPX Index Option Product
Comments due: August 27, 2013
Additional Materials:  Exhibit 5
34-69638 May 24, 2013 Notice of Filing of a Proposed Rule Change to Amend its Rules Regarding the Trading of XSP Options
Comments due: June 20, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-054
34-69961 Jul. 10, 2013 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Rule 6.42
34-69629 May 23, 2013 Notice of Filing of a Proposed Rule Change to Amend Rule 6.42
Comments due: June 20, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-053
34-69693 Jun. 4, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update a Reference in Rule 8.51
Comments due: July 1, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-051
34-69594 May 16, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 12, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-050
34-69560 May 10, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Complex Order Router Subsidy Program
Comments due: June 6, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-049
34-69569 May 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 10, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-048
34-69528 May 7, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.74A
Comments due: June 4, 2013

SR-CBOE-2013-047
34-69574 May 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 10, 2013

SR-CBOE-2013-046
34-69468 Apr. 26, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Rule 6.74(b) that Sets Forth Expired SizeQuote Mechanism Pilot Program
Comments due: May 23, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-045
34-69537 May 8, 2013 Notice of Filing of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Trading Permit Holder Business Continuity Plans
Comments due: June 5, 2013
Comments received are available for this proposal.

SR-CBOE-2013-044
34-69496 May 2, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fingerprint-Based Background Checks of Exchange Directors, Officers, Employees and Others
Comments due: May 28, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-043
34-69807 Jun. 20, 2013 Order Approving a Proposed Rule Change Relating to Exchange Rule 9.21
34-69535 May 8, 2013 Notice of Filing of a Proposed Rule Change Relating to Exchange Rule 9.21 (Options Communications)
Comments due: June 4, 2013

SR-CBOE-2013-042
34-69422 Apr. 22, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: May 20, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-041
34-69948 Jul. 9, 2013 Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rule 6.53(u), Relating to Qualified Contingent Cross Orders
See also:  Notice: Rel. No. 34-69675, Notice: Rel. No. 34-69360
34-69675 May 30, 2013 Notice of Filing of Amendment Nos. 1 and 2 and Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rule 6.53(u)
Comments due: June 26, 2013
34-69360 Apr. 10, 2013 Notice of Filing of a Proposed Rule Change to Amend Rule 6.53
Comments due: May 7, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-040
34-69220 Mar. 22, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders and Mini-Options
Comments due: April 18, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-039
34-69399A Apr. 30, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for the BBO Data Feed for Securities Traded on the CBOE Stock Exchange; Correction
Comments due: May 15, 2013
Additional Materials:  Exhibit 5
34-69399 Apr. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for the BBO Data Feed for Securities Traded on the CBOE Stock Exchange
Comments due: May 15, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-038
34-69258 Mar. 29, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 25, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-037
34-69438 Apr. 23, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the BBO Data Feed for CBOE Listed Options
Comments due: May 21, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-036
34-69235 Mar. 25, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Order Type and Auction Rules in Advance of Mini-Option Launch
Comments due: April 22, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-035
34-69558 May 10, 2013 Order Approving Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts
34-69227 Mar. 25, 2013 Notice of Filing of a Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts
Comments due: April 19, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-034
34-69158 Mar. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations
Comments due: April 12, 2013

SR-CBOE-2013-033
34-69129 Mar. 13, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders and Mini-Options
Comments due: April 9, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-032
34-69203 Mar. 21, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Order Router Subsidy Program for Complex Orders
Comments due: April 17, 2013
Additional Materials:  Exhibit 5 br>Comments received are available for this proposal.

SR-CBOE-2013-031
34-69200 Mar. 21, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Equity Rights Program of CBSX
Comments due: April 17, 2013

SR-CBOE-2013-030
34-69328 Apr. 5, 2013 Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
34-69082 Mar. 8, 2013 Notice of Filing of Proposed Rule Change Relating to the Regulation NMS Plan to Address Extraordinary Market Volatility
Comments due: March 29, 2013
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-CBOE-2013-029
34-69147 Mar. 15, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Comply with the Requirements of the National Market System Plan to Address Extraordinary Market Volatility
Comments due: April 11, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-028
34-69064 Mar. 7, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 3, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-027
34-69504 May 2, 2013 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Trading Ahead of Customer Orders and Best Execution and Interpositioning Requirements
34-69146 Mar. 15, 2013 Notice of Filing of a Proposed Rule Change Relating to Trading Ahead of Customer Orders and Best Execution and Interpositioning Requirements
Comments due: April 11, 2013

SR-CBOE-2013-026
34-69987 Jul. 15, 2013 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Complex Orders
Comments due: August 9, 2013
34-69364 Apr. 11, 2013 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Complex Orders
Comments due: May 8, 2013
Comments received are available for this proposal.

SR-CBOE-2013-025
34-69025 Mar. 4, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 29, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-024
34-68998 Feb. 27, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: March 26, 2013

SR-CBOE-2013-023
34-69000 Feb. 27, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 26, 2013

SR-CBOE-2013-022
34-68941 Feb. 15, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: March 15, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-021
34-68932 Feb. 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Text in the Exchange Fees Schedule
Comments due: March 14, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-020
34-68933 Feb. 14, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program for an Additional Fourteen Months
Comments due: March 15, 2013

SR-CBOE-2013-019
34-69338 Apr. 8, 2013 Order Approving a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations
34-68944 Feb. 15, 2013 Notice of Filing of a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations
Comments due: March 15, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-018
34-68901 Feb. 11, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 8, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-017
34-68887 Feb. 8, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 7, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-016
34-69124 Mar. 12, 2013 Order Granting Accelerated Approval of Proposed Rule Changes to Permit the Minimum Price Variation for Mini Options to be the Same as Permitted for Standard Options on the Same Underlying Security
Additional File No.: SR-ISE-2013-08
34-68873 Feb. 8, 2013 Notice of Filing of Proposed Rule Change to Permit the Minimum Price Variation for Mini-Options to be the Same as Permitted for Standard Options on the Same Security
Comments due: March 7, 2013
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-CBOE-2013-015
34-68860 Feb. 7, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 6, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-014
34-68900 Feb. 11, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: March 8, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-012
34-68800 Feb. 1, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBSX Rule 52.4 relating to the Clearly Erroneous Policy
Comments due: February 28, 2013

SR-CBOE-2013-011
34-68770 Jan. 30, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Delay the Operative Date of a Rule Change to Exchange Rule 6.3B
Comments due: February 26, 2013

SR-CBOE-2013-010
34-68854 Feb. 6, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Individual Stock Trading Pause Pilot Program
Comments due: March 5, 2013

SR-CBOE-2013-009
34-68743 Jan. 28, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Minimum Volume Orders
Comments due: February 22, 2013

SR-CBOE-2013-008
34-68691 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Relating to Preferred Market-Makers' Continuous Quoting Obligation
Comments due: February 15, 2013

SR-CBOE-2013-007
34-68844 Feb. 6, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Opening of the Complex Order Book
Comments due: March 5, 2013
Additional Materials:   Exhibit 5

SR-CBOE-2013-006
34-68742 Jan. 28, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Pre-Opening Information
Comments due: February 22, 2013

SR-CBOE-2013-005
34-68696 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the BBO Data Feed for CBOE Listed Options and a BBO Data Feed for Flexible Exchange Options
Comments due: February 15, 2013

SR-CBOE-2013-004
34-68695 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials:  Exhibit 5

SR-CBOE-2013-003
34-68699 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 15, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-002
34-68702 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 15, 2013
Additional Materials:  Exhibit 5

SR-CBOE-2013-001
34-68656 Jan. 15, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of Certain Securities
Comments due: February 12, 2013
Additional Materials:  Exhibit 5

 

http://www.sec.gov/rules/sro/cboe/cboearchive/cboearchive2013.shtml


Modified: 04/15/2014