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CBOE Rulemaking Archive: 2010

We encourage the public to submit comments on the following Chicago Board Options Exchange (CBOE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter

CBOE File Number List for 2010

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-CBOE-2010-114
34-63580 Dec. 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Opening System
Comments due:  January 18, 2011

SR-CBOE-2010-115
34-63566 Dec. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify How Odd-Lots are Handled on CBSX
Comments due:  January 13, 2011

SR-CBOE-2010-109
34-63559 Dec. 16, 2010 Notice of Filing of a Proposed Rule Change Regarding Rule 4.20 — Anti-Money Laundering Compliance Program
Comments due:  January 12, 2011

SR-CBOE-2010-106
34-63546 Dec. 15, 2010 Notice of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Margin Requirements for Credit Options
Comments due:  January 11, 2011
See also:  Order: Rel. No. 34-63819

SR-CBOE-2010-104
34-63525 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional and Voluntary Professional Fees
Comments due:  January 6, 2011

SR-CBOE-2010-110
34-63524 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  January 6, 2011

SR-CBOE-2010-112
34-63502 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the Individual Stock Trading Pause Pilot Program
Comments due:  January 5, 2011

SR-CBOE-2010-113
34-63485 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the Clearly Erroneous Policy Pilot Program
Comments due:  January 5, 2011

SR-CBOE-2010-103
34-63472 Dec. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees
Comments due:  January 5, 2011

SR-CBOE-2010-108
34-63470 Dec. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CBOE's Marketing Fee Program
Comments due:  January 5, 2011

SR-CBOE-2010-107
34-63426 Dec. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment of the Hybrid Agency Liaison Step-Up Rebate
Comments due:  December 30, 2010

SR-CBOE-2010-105
34-63422 Dec. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Waiver of Transaction Fee for Public Customer Orders in SPDR Options Executed in Open Outcry or in the Automated Improvement Mechanism
Comments due:  December 30, 2010

SR-CBOE-2010-102
34-63386 Nov. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Penny Pilot Program
Comments due:  December 27, 2010

SR-CBOE-2010-046
34-63352 Nov. 19, 2010 Order Granting Approval of Proposed Rule Change To Amend Certain Rules Pertaining to Credit Options
See also:  Notice: Rel. No. 34-63026

SR-CBOE-2010-084
34-63314 Nov. 12, 2010 Order Approving Proposed Rule Change Regarding Registration and Qualification Requirements for Associated Persons
See also:  Notice: Rel. No. 34-62977

SR-CBOE-2010-087
34-63255 Nov. 5, 2010 Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.:  SR-BATS-2010-025; SR-BX-2010-66; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NSX-2010-12; SR-NYSE-2010-69; SR-NYSEAmex-2010-96; SR-NYSEArca-2010-83
See also:  Notice: Rel. No. 34-62951

SR-CBOE-2010-100
34-63244 Nov. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due:  December 1, 2010
Additional Materials:   Text of Proposed Rule Change

SR-CBOE-2010-099
34-63235 Nov. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Short Sell Order Handling
Comments due:  November 30, 2010

SR-CBOE-2010-098
34-63213 Oct. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market Maker Tier Appointment Cost for SPX
Comments due:  November 26, 2010

SR-CBOE-2010-080
34-63202 Oct. 28, 2010 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Trade Options on Leveraged Exchange-Traded Notes and to Broaden the Definition of "Futures-Linked Securities"
See also:  Notice: Rel. No. 34-62880

SR-CBOE-2010-094
34-63191 Oct. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Automatic Execution Feature
Comments due:  November 23, 2010

SR-CBOE-2010-095
34-63186 Oct. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Hybrid 3.0 Classes
Comments due:  November 23, 2010

SR-CBOE-2010-097
34-63185 Oct. 27, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Pilot Program to List Series with Additional Expiration Months for Each Class of Options Opened for Trading on the Exchange
Comments due:  November 23, 2010

SR-CBOE-2010-093
34-63160 Oct. 22, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fee Schedule for the CBOE Stock Exchange
Comments due:  November 19, 2010

SR-CBOE-2010-096
34-63155 Oct. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Range of Strike Price Intervals for VIX Options
Comments due:  November 18, 2010

SR-CBOE-2010-092
34-63138 Oct. 20, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the $0.50 Strike Price Program
Comments due:  November 16, 2010

SR-CBOE-2010-077
34-63096 Oct. 13, 2010 Order Granting Approval of Proposed Rule Change to List Series with Up to 12 Expiration Months for Broad-Based Security Index Options Upon Which the Exchange Calculates a Volatility Index
See also:  Notice: Rel. No. 34-62847

SR-CBOE-2010-090
34-63035 Oct. 4, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Trading Hours for the CBOE Stock Exchange
Comments due:  November 2, 2010

SR-CBOE-2010-046
34-63026 Oct. 1, 2010 Notice of Filing of a Proposed Rule Change to Amend Certain Rules Pertaining to Credit Options
Comments due:  October 28, 2010
See also:  Order: Rel. No. 34-63352
Third Quarter

SR-CBOE-2010-085
34-63001 Sep. 28, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Class Quoting Limit in One Option Classes
Comments due:  October 26, 2010

SR-CBOE-2010-089
34-63000 Sep. 28, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fee Schedule for the CBOE Stock Exchange
Comments due:  October 26, 2010

SR-CBOE-2010-088
34-62997 Sep. 28, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Dates for Pilot Programs
Comments due:  October 25, 2010

SR-CBOE-2010-086
34-62981 Sep. 23, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fees Schedule for the CBOE Stock Exchange
Comments due:  October 21, 2010

SR-CBOE-2010-084
34-62977 Sep. 22, 2010 Notice of Proposed Rule Change Regarding Registration and Qualification Requirements
Comments due:  October 19, 2010
Additional Materials:   Attachment 1
See also:  Order: Rel. No. 34-63314
Comments received are available for this notice.

SR-CBOE-2010-087
34-62951 Sep. 20, 2010 Notice of Filing of a Proposed Rule Change Related to CBSX Market-Maker Obligations
Comments due:  October 18, 2010
See also:  Order: Rel. No. 34-63255

SR-CBOE-2010-082
34-62933 Sep. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Withdraw Regulatory Circular RG01-61
Comments due:  October 14, 2010
Additional Materials:   Exhibit 5

SR-CBOE-2009-075
34-62911 Sep. 14, 2010 Order Approving Notice of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Establish a Pilot Program to List P.M.-Settled End of Week and End of Month Expirations for Options on Broad-Based Indexes
See also:  Notice: Rel. No. 34-62658

SR-CBOE-2010-081
34-62902 Sep. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Waiver of Transaction Fee for Public Customer Orders in SPDR Options Executed in Open Outcry or in the Automated Improvement Mechanism
Comments due:  October 12, 2010

SR-CBOE-2010-083
34-62897 Sep. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Complex Order Book
Comments due:  October 8, 2010

SR-CBOE-2010-056
34-62886 Sep. 10, 2010 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also:  Notice: Rel. No. 34-62337

SR-CBOE-2010-065
34-62884 Sep. 10, 2010 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
See also:  Notice: Rel. No. 34-62409

SR-CBOE-2010-080
34-62880 Sep. 9, 2010 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Trade Options on Leveraged Exchange-Traded Notes and to Broaden the Definition of "Futures-Linked Securities"
Comments due:  October 7, 2010
See also:  Order: Rel. No. 34-63202

SR-CBOE-2010-079
34-62878 Sep. 9, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, to Change the Transaction Fees for 51 Securities on CBSX
Comments due:  October 7, 2010

SR-CBOE-2010-078
34-62870 Sep. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Certain FLEX Options to Trade under the FLEX Trading Procedures for a Limited Time on a Closing Only Basis
Comments due:  October 6, 2010

SR-CBOE-2010-077
34-62847 Sep. 3, 2010 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to List Series with Up to 12 Expiration Months for Broad-Based Security Index Options Upon Which the Exchange Calculates a Volatility Index
Comments due:  October 1, 2010
See also:  Order: Rel. No. 34-63096

SR-CBOE-2010-056
34-62797 Aug. 30, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also:  Notice: Rel. No. 34-62730

SR-CBOE-2010-076
34-62793 Aug. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule
Comments due:  September 28, 2010

SR-CBOE-2010-065
34-62763 Aug. 24, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08

SR-CBOE-2010-075
34-62758 Aug. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the CBOE Stock Exchange Fee Schedule to Change the Transaction Fees for 24 Securities
Comments due:  September 17, 2010

SR-CBOE-2010-056
34-62730 Aug. 16, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
See also:  Notice: Rel. No. 34-62337

SR-CBOE-2010-074
34-62712 Aug. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposal to extend the cut-off time to submit contrary exercise advices
Comments due:  September 9, 2010

SR-CBOE-2010-073
34-62704 Aug. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees
Comments due:  September 8, 2010

SR-CBOE-2010-065
34-62688A Aug. 11, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
See also:  Notice: Rel. No. 34-62409

SR-CBOE-2009-075
34-62658 Aug. 5, 2010 Notice of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Establish a Pilot Program to List P.M.-Settled End of Week and End of Month Expirations for Options on Broad-Based Indexes
Comments due:  September 2, 2010
See also:  Order: Rel. No. 34-62911

SR-CBOE-2010-071
34-62648 Aug. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees Schedule
Comments due:  August 31, 2010
Additional Materials:   Exhibit 5

SR-CBOE-2010-72
34-62637 Aug. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due:  August 31, 2010
Additional Materials:   Exhibit 5

SR-CBOE-2010-069
34-62602 Jul. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Minor Rule Violation Plan
Comments due:  August 27, 2010

SR-CBOE-2010-070
34-62596 Jul. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  August 25, 2010

SR-CBOE-2010-068
34-62579 Jul. 28, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees Schedule
Comments due:  August 26, 2010
Additional Materials:   Exhibit 5

SR-CBOE-2010-067
34-62522 Jul. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism Until July 18, 2011
Comments due:  August 16, 2010

SR-CBOE-2010-043
34-62463 Jul. 7, 2010 Order Granting Approval of Proposed Rule Change to Enable the Listing and Trading of Options on the Sprott Physical Gold Trust
See also:  Notice: Rel. No. 34-62193

SR-CBOE-2010-063
34-62457 Jul. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the CBOE Stock Exchange Fee Schedule
Comments due:  August 3, 2010

SR-CBOE-2010-064
34-62443 Jul. 2, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand its $1 Strike Program
Comments due:  July 30, 2010

SR-CBOE-2010-066
34-62432 Jul. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Payments that CBOE Makes to CBOE Trading Permit Holders that Participate in a Program under which CBOE Subsidizes the Costs of Providing and/or Using Certain Order Routing Functionalities
Comments due:  August 9, 2010
Second Quarter

SR-CBOE-2010-065
34-62409 Jun. 30, 2010 Notice of Filing of a Proposed Rule Change Related to Individual Stock Trading Pauses Due to Extraordinary Market Volatility
Comments due:  July 19, 2010
Additional Materials:   Exhibit 3
See also:  Notice: Rel. No. 34-62688A; Order: Rel. No. 34-62884
Comments received are available for this notice.

SR-CBOE-2010-060
34-62386 Jun. 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of the Initial Fees for Post-Demutualization Trading Permits, Tier Appointment and Bandwidth Packets
Comments due:  July 23, 2010

SR-CBOE-2010-058
34-62382 Jun. 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Conforming Changes in Connection with Demutualization
Comments due:  July 22, 2010

SR-CBOE-2010-061
34-62378 Jun. 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Deletion of Obsolete CBOE Rule 2.50
Comments due:  July 22, 2010

SR-CBOE-2010-056
34-62337 Jun. 21, 2010 Notice of Filing of a Proposed Rule Change Related to the CBSX Clearly Erroneous Policy
Comments due:  July 19, 2010
See also:  Notice: Rel. No. 34-62730; Order: Rel. No. 34-62886
Comments received are available for this notice.

SR-CBOE-2010-038
34-62317 Jun. 17, 2010 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Related to the Hybrid Matching Algorithms
See also:  Notice: Rel. No. 34-62083

SR-CBOE-2010-053
34-62287 Jun. 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Appointment Cost for Options on the iPath S&P 500 VIX Short-Term Futures Index ETN (VXX)
Comments due:  July 14, 2010

SR-CBOE-2010-051
34-62286 Jun. 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due:  July 9, 2010

SR-CBOE-2010-055
34-62272 Jun. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Individual Equity Options Overlying Stocks Subject to Trading Pauses Due to Extraordinary Market Volatility
Comments due:  July 8, 2010

SR-CBOE-2010-047
34-62252 Jun. 10, 2010 Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
See also:  Notice: Rel. No. 34-62132

SR-CBOE-2010-050
34-62227 Jun. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees
Comments due:  July 2, 2010

SR-CBOE-2010-049
34-62204 Jun. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Eligible Order Types
Comments due:  June 29, 2010
Additional Materials:   Exhibit 5

SR-CBOE-2010-043
34-62193 May 28, 2010 Notice of Filing of Proposed Rule Change to Enable the Listing and Trading of Options on the Sprott Physical Gold Trust
Comments due:  June 25, 2010
See also:  Order: Rel. No. 34-62463

SR-CBOE-2010-052
34-62192 May 28, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less than $1
Comments due:  June 25, 2010

SR-CBOE-2010-021
34-62190 May 27, 2010 Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Correlated Instrument Delta Hedge Exemption
See also:  Notice: Rel. No. 34-61785

SR-CBOE-2010-048
34-62170 May 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit CBOE to Open Short Term Option Series on Thursdays
Comments due:  June 23, 2010

SR-CBOE-2008-88
34-62158 May 24, 2010 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to the Demutualization of Chicago Board Options Exchange, Incorporated
Comments due:  June 18, 2010

SR-CBOE-2010-045
34-62148 May 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Post-Demutualization Trading Permit Application Fee
Comments due:  June 22, 2010
Additional Materials:   Exhibit 5

SR-CBOE-2010-036
34-62141 May 20, 2010 Order Granting Accelerated Approval of Proposed Rule Change to Permit $1 Strikes for Options on Trust Issued Receipts
See also:  Notice: Rel. No. 34-61935

SR-CBOE-2010-018
34-62139 May 19, 2010 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade CBOE Gold ETF Volatility Index Options
See also:  Notice: Rel. No. 34-61859

SR-CBOE-2010-047
34-62132 May 19, 2010 Notice of Filing of a Proposed Rule Change Related to Individual Stock Trading Pauses Due to Extraordinary Market Volatility
Comments due:  June 3, 2010
See also:  Order: Rel. No. 34-62252
Comments received are available for this notice.

SR-CBOE-2010-042
34-62095 May 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Suspension of Seat Market
Comments due:  June 9, 2010

SR-CBOE-2010-038
34-62083 May 12, 2010 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Related to the Hybrid Matching Algorithms
Comments due:  June 8, 2010
See also:  Order: Rel. No. 34-62317

SR-CBOE-2010-040
34-62040 May 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program
Comments due:  June 2, 2010

SR-CBOE-2010-035
34-62034 May 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending CBOE Rules 9.11, 9.18 and 9.21 to Correspond and Harmonize with Rules of the Financial Industry Regulatory Authority, Inc.
Comments due:  June 1, 2010

SR-CBOE-2010-039
34-62023 May 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Trade Options on S&P 500 Annual Dividend Index With an Applied Scaling Factor of 1
Comments due:  June 1, 2010

SR-CBOE-2010-032
34-61946 Apr. 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove a Feature and Revise Outdated Text Regarding Certain Execution Rules
Comments due:  May 18, 2010

SR-CBOE-2010-036
34-61935 Apr. 16, 2010 Notice of Proposed Rule Change to Permit $1 Strikes for Options on Trust Issued Receipts
Comments due:  May 10, 2010
See also:  Order: Rel. No. 34-62141

SR-CBOE-2010-033
34-61915 Apr. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Strategy Fee Cap Program
Comments due:  May 13, 2010

SR-CBOE-2010-015
34-61892 Apr. 13, 2010 Order Granting Approval of Proposed Rule Change to Enable the Listing and Trading of Options on the ETFS Palladium Trust and the ETFS Platinum Trust
See also:  Notice: Rel. No. 34-61663

SR-CBOE-2010-031
34-61879 Apr. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Title of CBOE Rule 6.8C
Comments due:  May 7, 2010

SR-CBOE-2010-018
34-61859 Apr. 7, 2010 Notice of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade CBOE Gold ETF Volatility Index Options
Comments due:  May 5, 2010
Additional Materials:   Exhibit 3
See also:  Order: Rel. No. 34-62139

SR-CBOE-2010-030
34-61857 Apr. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Note to Rule 4.11 Advising the Delta-Based Equity Hedge Exemption Is Not Currently Available for Customers
Comments due:  May 4, 2010

SR-CBOE-2010-034
34-61852 Apr. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  May 4, 2010
First Quarter

SR-CBOE-2010-021
34-61785 Mar. 25, 2010 Notice of Proposed Rule Change Relating to Correlated Instrument Delta Hedge Exemption
Comments due:  April 23, 2010
See also:  Order: Rel. No. 34-62190

SR-CBOE-2010-029
34-61754 Mar. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Outdated References in the Exchange Fees Schedule
Comments due:  April 20, 2010

SR-CBOE-2010-027
34-61732 Mar. 18, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBOE Rule 31.85 to, Among Other Things, Prohibit Broker Discretionary Voting on the Elections of Directors
Comments due:  April 14, 2010

SR-CBOE-2010-008
34-61716 Mar. 16, 2010 Order Approving a Proposed Rule Change Relating to Co-location Service Fees
See also:  Notice: Rel. No. 34-61489

SR-CBOE-2010-028
34-61715 Mar. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market-Maker Joint Accounts
Comments due:  April 12, 2010

SR-CBOE-2010-022
34-61701 Mar. 12, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend its Fees Schedule
Comments due:  April 12, 2010

SR-CBOE-2010-005
34-61696 Mar. 12, 2010 Order Approving Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
See also:  Notice: Rel. No. 34-61466

SR-CBOE-2010-026
34-61676 Mar. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Option Pilots
Comments due:  April 8, 2010

SR-CBOE-2010-025
34-61674 Mar. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Permanent Approval of the Dividend, Merger and Short Stock Interest Strategies Fee Cap Pilot Program
Comments due:  April 6, 2010

SR-CBOE-2010-015
34-61663 Mar. 5, 2010 Notice of Filing of Proposed Rule Change to Enable the Listing and Trading of Options on the ETFS Palladium Trust and the ETFS Platinum Trust
Comments due:  April 2, 2010
See also:  Order: Rel. No. 34-61892

SR-CBOE-2010-024
34-61660 Mar. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  April 2, 2010

SR-CBOE-2010-023
34-61659 Mar. 5, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBSX Fees Schedule to Adopt a Document Request Fee and Transaction Fees for Cross Trades that Settle Non-Regular-Way
Comments due:  April 2, 2010

SR-CBOE-2010-020
34-61641 Mar. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  March 31, 2010

SR-CBOE-2010-019
34-61628 Mar. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Multi-Class Broad Based Index Option Spread Orders
Comments due:  March 30, 2010

SR-CBOE-2010-016
34-61565 Feb. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct an Inadvertent Numbering Inconsistency
Comments due:  21 days after publication in the Federal Register

SR-CBOE-2010-017
34-61550 Feb. 19, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule to Increase the Maker Rebate for Transactions in Securities Priced Less than $1 to 0.25% of the Dollar Value of the Transaction
Comments due:  March 19, 2010

SR-CBOE-2010-011
34-61533 Feb. 18, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Reduction of the Customer Transaction Fee for OEX and XEO Weeklys Options
Comments due:  March 18, 2010

SR-CBOE-2010-014
34-61530 Feb. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Settlement Payment Obligation
Comments due:  March 17, 2010

SR-CBOE-2010-013
34-61523 Feb. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CBSX Market Data Infrastructure Fee
Comments due:  March 16, 2010

SR-CBOE-2010-010
34-61500 Feb. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  March 11, 2010

SR-CBOE-2010-012
34-61494 Feb. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 8.85 and Rule 8.92 Regarding the Requirement to Own an Exchange Membership
Comments due:  March 3, 2010

SR-CBOE-2010-008
34-61489 Feb. 4, 2010 Notice of Filing of Proposed Rule Change Relating to Co-location Service Fees
Comments due:  March 3, 2010
See also:  Order: Rel. No. 34-61716

SR-CBOE-2010-007
34-61483 Feb. 3, 2010 Order Granting Approval of Proposed Rule Changes and Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on the ETFS Gold Trust and the ETFS Silver Trust
Additional File Nos:  SR-ISE-2009-106; SR-NYSEAmex-2009-86; and SR-NYSEArca-2009-110
Comments due:  March 3, 2010

SR-CBOE-2010-009
34-61478 Feb. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  March 3, 2010

SR-CBOE-2010-005
34-61466 Feb. 2, 2010 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
Comments due:  February 23, 2010
See also:  Order: Rel. No. 34-61696

SR-CBOE-2009-087
34-61439 Jan. 28, 2010 Order Approving Proposed Rule Change to Establish a Pilot Program to Modify FLEX Option Exercise Settlement Values and Minimum Value Sizes
See also:  Notice: Rel. No. 34-61183

SR-CBOE-2010-003
34-61431 Jan. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Waiver of Certain Fees
Comments due:  February 25, 2010

SR-CBOE-2009-103
34-61369 Jan. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  February 16, 2010

SR-CBOE-2010-001
34-61357 Jan. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Elimination of the Hybrid Electronic Quoting Fee
Comments due:  February 12, 2010

SR-CBOE-2010-004
34-61349 Jan. 14, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Trading Hours for CBSX
Comments due:  February 11, 2010

SR-CBOE-2009-092
34-61336 Jan. 12, 2010 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Amend Rule 8.91 Limitations on Dealings of DPMs and Affiliated Persons of DPMs
Comments due:  February 9, 2010

SR-CBOE-2010-002
34-61331 Jan. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Concurrent Listing of $3.50 and $4 Strikes for Classes in the $0.50 Strike and $1 Strike Programs
Comments due:  February 9, 2010

SR-CBOE-2009-101
34-61329 Jan. 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Fees
Comments due:  February 9, 2010
Comments received are available for this notice.

SR-CBOE-2009-102
34-61303 Jan. 6, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Chicago Board Options Exchange Stock Exchange Fees Schedule
Comments due:  February 4, 2010

SR-CBOE-2009-098
34-61295 Jan. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees for Fiscal Year 2010
Comments due:  February 4, 2010
Additional Materials:   Exhibit 5

SR-CBOE-2009-089
34-61274 Jan. 4, 2010 Order Approving a Proposed Rule Change Related to Stock-Option Orders
See also:  Notice: Rel. No. 34-61068


CBOE File Number List
Release No. Date Details

SR-CBOE-2010-117
34-63631 Jan. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Router Subsidy
Comments due:  January 28, 2011

SR-CBOE-2010-116
34-63701 Jan. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Exchange Fees for Fiscal Year 2011
Comments due:  February 8, 2011
Additional Materials:   Exhibit 5

SR-CBOE-2010-115
34-63566 Dec. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify How Odd-Lots are Handled on CBSX
Comments due:  January 13, 2011

SR-CBOE-2010-114
34-63580 Dec. 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Opening System
Comments due:  January 18, 2011

SR-CBOE-2010-113
34-63485 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the Clearly Erroneous Policy Pilot Program
Comments due:  January 5, 2011

SR-CBOE-2010-112
34-63502 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the Individual Stock Trading Pause Pilot Program
Comments due:  January 5, 2011

SR-CBOE-2010-110
34-63524 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  January 6, 2011

SR-CBOE-2010-109
34-63762 Jan. 25, 2011 Order Approving Notice of Proposed Rule Change Regarding Rule 4.20 - Anti-Money Laundering Compliance Program
34-63559 Dec. 16, 2010 Notice of Filing of a Proposed Rule Change Regarding Rule 4.20 — Anti-Money Laundering Compliance Program
Comments due:  January 12, 2011

SR-CBOE-2010-108
34-63470 Dec. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CBOE's Marketing Fee Program
Comments due:  January 5, 2011

SR-CBOE-2010-107
34-63426 Dec. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment of the Hybrid Agency Liaison Step-Up Rebate
Comments due:  December 30, 2010

SR-CBOE-2010-106
34-63819 Feb. 2, 2011 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Margin Requirements for Credit Options
34-63546 Dec. 15, 2010 Notice of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Margin Requirements for Credit Options
Comments due:  January 11, 2011

SR-CBOE-2010-105
34-63422 Dec. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Waiver of Transaction Fee for Public Customer Orders in SPDR Options Executed in Open Outcry or in the Automated Improvement Mechanism
Comments due:  December 30, 2010

SR-CBOE-2010-104
34-63525 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional and Voluntary Professional Fees
Comments due:  January 6, 2011

SR-CBOE-2010-103
34-63472 Dec. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees
Comments due:  January 5, 2011

SR-CBOE-2010-102
34-63386 Nov. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Penny Pilot Program
Comments due:  December 27, 2010

SR-CBOE-2010-100
34-63244 Nov. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due:  December 1, 2010
Additional Materials:   Text of Proposed Rule Change

SR-CBOE-2010-099
34-63235 Nov. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Short Sell Order Handling
Comments due:  November 30, 2010

SR-CBOE-2010-098
34-63213 Oct. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market Maker Tier Appointment Cost for SPX
Comments due:  November 26, 2010

SR-CBOE-2010-097
34-63185 Oct. 27, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Pilot Program to List Series with Additional Expiration Months for Each Class of Options Opened for Trading on the Exchange
Comments due:  November 23, 2010

SR-CBOE-2010-096
34-63155 Oct. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Range of Strike Price Intervals for VIX Options
Comments due:  November 18, 2010

SR-CBOE-2010-095
34-63186 Oct. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Hybrid 3.0 Classes
Comments due:  November 23, 2010

SR-CBOE-2010-094
34-63191 Oct. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Automatic Execution Feature
Comments due:  November 23, 2010

SR-CBOE-2010-093
34-63160 Oct. 22, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fee Schedule for the CBOE Stock Exchange
Comments due:  November 19, 2010

SR-CBOE-2010-092
34-63138 Oct. 20, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the $0.50 Strike Price Program
Comments due:  November 16, 2010

SR-CBOE-2010-090
34-63035 Oct. 4, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Trading Hours for the CBOE Stock Exchange
Comments due:  November 2, 2010

SR-CBOE-2010-089
34-63000 Sep. 28, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fee Schedule for the CBOE Stock Exchange
Comments due:  October 26, 2010

SR-CBOE-2010-088
34-62997 Sep. 28, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Dates for Pilot Programs
Comments due:  October 25, 2010

SR-CBOE-2010-087
34-63255 Nov. 5, 2010 Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.:  SR-BATS-2010-025; SR-BX-2010-66; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NSX-2010-12; SR-NYSE-2010-69; SR-NYSEAmex-2010-96; SR-NYSEArca-2010-83
34-62951 Sep. 20, 2010 Notice of Filing of a Proposed Rule Change Related to CBSX Market-Maker Obligations
Comments due:  October 18, 2010

SR-CBOE-2010-086
34-62981 Sep. 23, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fees Schedule for the CBOE Stock Exchange
Comments due:  October 21, 2010

SR-CBOE-2010-085
34-63001 Sep. 28, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Class Quoting Limit in One Option Classes
Comments due:  October 26, 2010

SR-CBOE-2010-084
34-63314 Nov. 12, 2010 Order Approving Proposed Rule Change Regarding Registration and Qualification Requirements for Associated Persons
34-62977 Sep. 22, 2010 Notice of Proposed Rule Change Regarding Registration and Qualification Requirements
Comments due:  October 19, 2010
Additional Materials:   Attachment 1
Comments received are available for this notice.

SR-CBOE-2010-083
34-62897 Sep. 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Complex Order Book
Comments due:  October 8, 2010

SR-CBOE-2010-082
34-62933 Sep. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Withdraw Regulatory Circular RG01-61
Comments due:  October 14, 2010
Additional Materials:   Exhibit 5

SR-CBOE-2010-081
34-62902 Sep. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Waiver of Transaction Fee for Public Customer Orders in SPDR Options Executed in Open Outcry or in the Automated Improvement Mechanism
Comments due:  October 12, 2010

SR-CBOE-2010-080
34-63202 Oct. 28, 2010 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Trade Options on Leveraged Exchange-Traded Notes and to Broaden the Definition of "Futures-Linked Securities"
34-62880 Sep. 9, 2010 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Trade Options on Leveraged Exchange-Traded Notes and to Broaden the Definition of "Futures-Linked Securities"
Comments due:  October 7, 2010

SR-CBOE-2010-079
34-62878 Sep. 9, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, to Change the Transaction Fees for 51 Securities on CBSX
Comments due:  October 7, 2010

SR-CBOE-2010-078
34-62870 Sep. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Certain FLEX Options to Trade under the FLEX Trading Procedures for a Limited Time on a Closing Only Basis
Comments due:  October 6, 2010

SR-CBOE-2010-077
34-63096 Oct. 13, 2010 Order Granting Approval of Proposed Rule Change to List Series with Up to 12 Expiration Months for Broad-Based Security Index Options Upon Which the Exchange Calculates a Volatility Index
34-62847 Sep. 3, 2010 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to List Series with Up to 12 Expiration Months for Broad-Based Security Index Options Upon Which the Exchange Calculates a Volatility Index
Comments due:  October 1, 2010

SR-CBOE-2010-076
34-62793 Aug. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule
Comments due:  September 28, 2010

SR-CBOE-2010-075
34-62758 Aug. 23, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the CBOE Stock Exchange Fee Schedule to Change the Transaction Fees for 24 Securities
Comments due:  September 17, 2010

SR-CBOE-2010-074
34-62712 Aug. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposal to extend the cut-off time to submit contrary exercise advices
Comments due:  September 9, 2010

SR-CBOE-2010-073
34-62704 Aug. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees
Comments due:  September 8, 2010

SR-CBOE-2010-72
34-62637 Aug. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due:  August 31, 2010
Additional Materials:   Exhibit 5

SR-CBOE-2010-071
34-62648 Aug. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees Schedule
Comments due:  August 31, 2010
Additional Materials:   Exhibit 5

SR-CBOE-2010-070
34-62596 Jul. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  August 25, 2010

SR-CBOE-2010-069
34-62602 Jul. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Minor Rule Violation Plan
Comments due:  August 27, 2010

SR-CBOE-2010-068
34-62579 Jul. 28, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees Schedule
Comments due:  August 26, 2010
Additional Materials:   Exhibit 5

SR-CBOE-2010-067
34-62522 Jul. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism Until July 18, 2011
Comments due:  August 16, 2010

SR-CBOE-2010-066
34-62432 Jul. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Payments that CBOE Makes to CBOE Trading Permit Holders that Participate in a Program under which CBOE Subsidizes the Costs of Providing and/or Using Certain Order Routing Functionalities
Comments due:  August 9, 2010

SR-CBOE-2010-065
34-62884 Sep. 10, 2010 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
34-62763 Aug. 24, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
34-62688A Aug. 11, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
34-62409 Jun. 30, 2010 Notice of Filing of a Proposed Rule Change Related to Individual Stock Trading Pauses Due to Extraordinary Market Volatility
Comments due:  July 19, 2010
Additional Materials:   Exhibit 3
Comments received are available for this notice.

SR-CBOE-2010-064
34-62443 Jul. 2, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand its $1 Strike Program
Comments due:  July 30, 2010

SR-CBOE-2010-063
34-62457 Jul. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the CBOE Stock Exchange Fee Schedule
Comments due:  August 3, 2010

SR-CBOE-2010-061
34-62378 Jun. 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Deletion of Obsolete CBOE Rule 2.50
Comments due:  July 22, 2010

SR-CBOE-2010-060
34-62386 Jun. 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of the Initial Fees for Post-Demutualization Trading Permits, Tier Appointment and Bandwidth Packets
Comments due:  July 23, 2010

SR-CBOE-2010-058
34-62382 Jun. 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Conforming Changes in Connection with Demutualization
Comments due:  July 22, 2010

SR-CBOE-2010-056
34-62886 Sep. 10, 2010 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also:  Notice: Rel. No. 34-62337
34-62797 Aug. 30, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
34-62730 Aug. 16, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
34-62337 Jun. 21, 2010 Notice of Filing of a Proposed Rule Change Related to the CBSX Clearly Erroneous Policy
Comments due:  July 19, 2010
Comments received are available for this notice.

SR-CBOE-2010-055
34-62272 Jun. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Individual Equity Options Overlying Stocks Subject to Trading Pauses Due to Extraordinary Market Volatility
Comments due:  July 8, 2010

SR-CBOE-2010-053
34-62287 Jun. 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Appointment Cost for Options on the iPath S&P 500 VIX Short-Term Futures Index ETN (VXX)
Comments due:  July 14, 2010

SR-CBOE-2010-052
34-62192 May 28, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less than $1
Comments due:  June 25, 2010

SR-CBOE-2010-051
34-62286 Jun. 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due:  July 9, 2010

SR-CBOE-2010-050
34-62227 Jun. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees
Comments due:  July 2, 2010

SR-CBOE-2010-049
34-62204 Jun. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Eligible Order Types
Comments due:  June 29, 2010
Additional Materials:   Exhibit 5

SR-CBOE-2010-048
34-62170 May 25, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit CBOE to Open Short Term Option Series on Thursdays
Comments due:  June 23, 2010

SR-CBOE-2010-047
34-62252 Jun. 10, 2010 Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
34-62132 May 19, 2010 Notice of Filing of a Proposed Rule Change Related to Individual Stock Trading Pauses Due to Extraordinary Market Volatility
Comments due:  June 3, 2010
Comments received are available for this notice.

SR-CBOE-2010-046
34-63352 Nov. 19, 2010 Order Granting Approval of Proposed Rule Change To Amend Certain Rules Pertaining to Credit Options
34-63026 Oct. 1, 2010 Notice of Filing of a Proposed Rule Change to Amend Certain Rules Pertaining to Credit Options
Comments due:  October 28, 2010

SR-CBOE-2010-045
34-62148 May 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of a Post-Demutualization Trading Permit Application Fee
Comments due:  June 22, 2010
Additional Materials:   Exhibit 5

SR-CBOE-2010-043
34-62463 Jul. 7, 2010 Order Granting Approval of Proposed Rule Change to Enable the Listing and Trading of Options on the Sprott Physical Gold Trust
34-62193 May 28, 2010 Notice of Filing of Proposed Rule Change to Enable the Listing and Trading of Options on the Sprott Physical Gold Trust
Comments due:  June 25, 2010

SR-CBOE-2010-042
34-62095 May 13, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Suspension of Seat Market
Comments due:  June 9, 2010

SR-CBOE-2010-040
34-62040 May 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program
Comments due:  June 2, 2010

SR-CBOE-2010-039
34-62023 May 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Trade Options on S&P 500 Annual Dividend Index With an Applied Scaling Factor of 1
Comments due:  June 1, 2010

SR-CBOE-2010-038
34-62317 Jun. 17, 2010 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Related to the Hybrid Matching Algorithms
34-62083 May 12, 2010 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Related to the Hybrid Matching Algorithms
Comments due:  June 8, 2010

SR-CBOE-2010-036
34-62141 May 20, 2010 Order Granting Accelerated Approval of Proposed Rule Change to Permit $1 Strikes for Options on Trust Issued Receipts
34-61935 Apr. 16, 2010 Notice of Proposed Rule Change to Permit $1 Strikes for Options on Trust Issued Receipts
Comments due:  May 10, 2010

SR-CBOE-2010-035
34-62034 May 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending CBOE Rules 9.11, 9.18 and 9.21 to Correspond and Harmonize with Rules of the Financial Industry Regulatory Authority, Inc.
Comments due:  June 1, 2010

SR-CBOE-2010-034
34-61852 Apr. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  May 4, 2010

SR-CBOE-2010-033
34-61915 Apr. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Strategy Fee Cap Program
Comments due:  May 13, 2010

SR-CBOE-2010-032
34-61946 Apr. 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove a Feature and Revise Outdated Text Regarding Certain Execution Rules
Comments due:  May 18, 2010

SR-CBOE-2010-031
34-61879 Apr. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Title of CBOE Rule 6.8C
Comments due:  May 7, 2010

SR-CBOE-2010-030
34-61857 Apr. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Note to Rule 4.11 Advising the Delta-Based Equity Hedge Exemption Is Not Currently Available for Customers
Comments due:  May 4, 2010

SR-CBOE-2010-029
34-61754 Mar. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Outdated References in the Exchange Fees Schedule
Comments due:  April 20, 2010

SR-CBOE-2010-028
34-61715 Mar. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market-Maker Joint Accounts
Comments due:  April 12, 2010

SR-CBOE-2010-027
34-61732 Mar. 18, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBOE Rule 31.85 to, Among Other Things, Prohibit Broker Discretionary Voting on the Elections of Directors
Comments due:  April 14, 2010

SR-CBOE-2010-026
34-61676 Mar. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Option Pilots
Comments due:  April 8, 2010

SR-CBOE-2010-025
34-61674 Mar. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Permanent Approval of the Dividend, Merger and Short Stock Interest Strategies Fee Cap Pilot Program
Comments due:  April 6, 2010

SR-CBOE-2010-024
34-61660 Mar. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  April 2, 2010

SR-CBOE-2010-023
34-61659 Mar. 5, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBSX Fees Schedule to Adopt a Document Request Fee and Transaction Fees for Cross Trades that Settle Non-Regular-Way
Comments due:  April 2, 2010

SR-CBOE-2010-022
34-61701 Mar. 12, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend its Fees Schedule
Comments due:  April 12, 2010

SR-CBOE-2010-021
34-62190 May 27, 2010 Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Correlated Instrument Delta Hedge Exemption
34-61785 Mar. 25, 2010 Notice of Proposed Rule Change Relating to Correlated Instrument Delta Hedge Exemption
Comments due:  April 23, 2010

SR-CBOE-2010-020
34-61641 Mar. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due:  March 31, 2010

SR-CBOE-2010-019
34-61628 Mar. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Multi-Class Broad Based Index Option Spread Orders
Comments due:  March 30, 2010

SR-CBOE-2010-018
34-62139 May 19, 2010 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade CBOE Gold ETF Volatility Index Options
34-61859 Apr. 7, 2010 Notice of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade CBOE Gold ETF Volatility Index Options
Comments due:  May 5, 2010
Additional Materials:   Exhibit 3

SR-CBOE-2010-017
34-61550 Feb. 19, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule to Increase the Maker Rebate for Transactions in Securities Priced Less than $1 to 0.25% of the Dollar Value of the Transaction
Comments due:  March 19, 2010

SR-CBOE-2010-016
34-61565 Feb. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct an Inadvertent Numbering Inconsistency
Comments due:  March 23, 2010

SR-CBOE-2010-015
34-61892 Apr. 13, 2010 Order Granting Approval of Proposed Rule Change to Enable the Listing and Trading of Options on the ETFS Palladium Trust and the ETFS Platinum Trust
34-61663 Mar. 5, 2010 Notice of Filing of Proposed Rule Change to Enable the Listing and Trading of Options on the ETFS Palladium Trust and the ETFS Platinum Trust
Comments due:  April 2, 2010

SR-CBOE-2010-014
34-61530 Feb. 17, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Settlement Payment Obligation
Comments due:  March 17, 2010

SR-CBOE-2010-013
34-61523 Feb. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CBSX Market Data Infrastructure Fee
Comments due:  March 16, 2010

SR-CBOE-2010-012
34-61494 Feb. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 8.85 and Rule 8.92 Regarding the Requirement to Own an Exchange Membership
Comments due:  March 3, 2010

SR-CBOE-2010-011
34-61533 Feb. 18, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Reduction of the Customer Transaction Fee for OEX and XEO Weeklys Options
Comments due:  March 18, 2010

SR-CBOE-2010-010
34-61500 Feb. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
Comments due:  March 11, 2010

SR-CBOE-2010-009
34-61478 Feb. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  March 3, 2010

SR-CBOE-2010-008
34-61489 Feb. 4, 2010 Notice of Filing of Proposed Rule Change Relating to Co-location Service Fees
Comments due:  March 3, 2010
* Submit comments on SR-CBOE-2010-008

SR-CBOE-2010-007
34-61483 Feb. 3, 2010 Order Granting Approval of Proposed Rule Changes and Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on the ETFS Gold Trust and the ETFS Silver Trust
Additional File Nos:  SR-ISE-2009-106; SR-NYSEAmex-2009-86; and SR-NYSEArca-2009-110
Comments due:  March 3, 2010

SR-CBOE-2010-005
34-61696 Mar. 12, 2010 Order Approving Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
34-61466 Feb. 2, 2010 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
Comments due:  February 23, 2010

SR-CBOE-2010-004
34-61349 Jan. 14, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Trading Hours for CBSX
Comments due:  February 11, 2010

SR-CBOE-2010-003
34-61431 Jan. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Waiver of Certain Fees
Comments due:  February 25, 2010

SR-CBOE-2010-002
34-61331 Jan. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Concurrent Listing of $3.50 and $4 Strikes for Classes in the $0.50 Strike and $1 Strike Programs
Comments due:  February 9, 2010

SR-CBOE-2010-001
34-61357 Jan. 14, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Elimination of the Hybrid Electronic Quoting Fee
Comments due:  February 12, 2010

 

http://www.sec.gov/rules/sro/cboe/cboearchive/cboearchive2010.shtml


Modified: 03/21/2011