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CBOE Rulemaking Archive: 2003

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.

Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.

Chronological List

CBOE File Number List for 2003

Additional Archives


Chronological List
Release No. Date Details

SR-CBOE-2003-33
34-48815 Nov. 20, 2003 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Non-Member Market Maker Transaction Fees
See also:  Order: Rel. No. 34-50484
Comments received are available for this notice.

SR-CBOE-2003-40
34-48807 Nov. 19, 2003 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Options on Certain CBOE Volatility Indices
See also:  Order: Rel. No. 34-49563
Comments received are available for this notice.

SR-CBOE-2003-45
34-48737 Oct. 31, 2003 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Shareholder Approval of Equity Compensation Plans and the Voting of Proxies

SRCBOE200317
34-48591 Oct. 2, 2003 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Options on Russell Indexes
Comments received are available for this notice.

SR-CBOE-2003-24
34-48306 Aug. 8, 2003 Order Approving a Proposed Rule Change and Amendment No. 1 thereto to Interpret Rules Relating to Margin Requirements for Certain Complex Options Spreads on a Pilot Basis
See also:  Notice: Rel. No. 34-48115

SR-CBOE-2003-24
34-48115 Jul. 1, 2003 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto to Interpret Rules Relating to Margin Requirements for Certain Complex Options Spreads on a Pilot Basis
See also:  Order: Rel. No. 34-48306
Comments received are available for this notice.

SR-CBOE-2002-05
34-47959 May 30, 2003 Order Approving Proposed Rule Change and Amendments No. 1, 2, 3, and 4 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 5 and 6 thereto Relating to the Introduction of the CBOE Hybrid System
See also:  Notice: Rel. No. 34-47676

SR-CBOE-2003-20
34-47957 May 30, 2003 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Marketing Fee Procedures
Comments received are available for this notice.

SR-CBOE-2003-19
34-47948 May 30, 2003 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reinstate the Imposition of a Marketing Fee
Comments received are available for this notice.

SR-CBOE-2002-05
34-47676 Apr. 14, 2003 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto Relating to the Introduction of the CBOE Hybrid System
See also:  Order: Rel. No. 34-47959
Comments received are available for this notice.


CBOE File Number List for 2003
Release No. Date Details

SR-CBOE-2003-59
34-49555 Apr. 12, 2004 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Obvious Error Rule

SRCBOE200351
34-49388 Mar. 10, 2004 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Relating to the Listing and Trading of Options on Three Russell Indexes
34-49111 Jan. 21, 2004 Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to the Listing and Trading of Options on Certain Russell Indexes
Comments received are available for this notice.

SR-CBOE-2003-45
34-48737 Oct. 31, 2003 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Shareholder Approval of Equity Compensation Plans and the Voting of Proxies

SR-CBOE-2003-42
34-49699 May 13, 2004 Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Relating to the Retail Automatic Execution System.
Comments due:  June 9, 2004

SR-CBOE-2003-41
34-55976 Jun. 28, 2007 Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 4 to List and Trade Options on Corporate Debt Securities
34-53935 Jun. 2, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to List and Trade Options on Corporate Debt Securities
Comments due:  21 days after publication in the Federal Register
Comments received are available for this notice.

SR-CBOE-2003-40
34-49563 Apr. 14, 2004 Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 Thereto Relang to Options on certain CBOE volatility indexes.
34-48807 Nov. 19, 2003 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Options on Certain CBOE Volatility Indices
Comments received are available for this notice.

SR-CBOE-2003-39
34-50205 Aug. 17, 2004 Order Granting Approval of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to Quote Sizes
34-49990 Jul. 8, 2004 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Relating to Quote Sizes
Comments due:  August 5, 2004
See also:  Order: Rel. No. 34-50205

SR-CBOE-2003-35
34-49472 Mar. 25, 2004 Order Approving Proposed Rule Change, and Amendment Nos. 1, 2, and 3 Thereto by the Chicago Board Optionsxchange, Inc. Relating to Non-Aggregation Treatment of Trading Units of Member Firms for Position and Exercise Limits

SR-CBOE-2003-33
34-50484 Oct. 1, 2004 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2, 3 and 4 Relating to Non-Member Market Maker Transaction Fees
34-48815 Nov. 20, 2003 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Non-Member Market Maker Transaction Fees
Comments received are available for this notice.

SR-CBOE-2003-30
34-51244A Mar. 15, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto Relating to Position Limits and Exercise Limits; Correction
Comments due:  March 22, 2005
34-51244 Feb. 23, 2005 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto Relating to Position Limits and Exercise Limits
Comments due:  March 22, 2005

SR-CBOE-2003-24
34-48306 Aug. 8, 2003 Order Approving a Proposed Rule Change and Amendment No. 1 thereto to Interpret Rules Relating to Margin Requirements for Certain Complex Options Spreads on a Pilot Basis
34-48115 Jul. 1, 2003 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto to Interpret Rules Relating to Margin Requirements for Certain Complex Options Spreads on a Pilot Basis
Comments received are available for this notice.

SR-CBOE-2003-23
34-49518 Apr. 1, 2004 Order Approving Proposed Rule Change Relating to the Chicago Board Options Exchange, Inc.'s Autoquote Triggered EBook Execution System

SR-CBOE-2003-20
34-47957 May 30, 2003 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Marketing Fee Procedures
Comments received are available for this notice.

SR-CBOE-2003-19
34-47948 May 30, 2003 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reinstate the Imposition of a Marketing Fee
Comments received are available for this notice.

SR-CBOE-2003-18
34-50791 Dec. 3, 2004 Notice of Withdrawal of Proposed Rule Change to Amend CBOE Rule 6.24 Relating to Systematizing Orders

SRCBOE200317
34-48591 Oct. 2, 2003 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Options on Russell Indexes
Comments received are available for this notice.

 

http://www.sec.gov/rules/sro/cboe/cboearchive/cboearchive2003.shtml


Modified: 06/12/2008