|
|
CBOE Rulemaking Archive: 2014
We encourage the public to submit comments on the following Chicago Board Options Exchange (CBOE) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
CBOE File Number List for 2014
Additional Archives
2023 |
2022 |
2021 |
2020 |
2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
Release No. |
Date |
Details |
Fourth Quarter |
SR-CBOE-2014-093 |
34-73974 |
Dec. 31, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.54
Comments due: January 28, 2015
Additional Materials: Exhibit 5
|
SR-CBOE-2014-094 |
34-73955 |
Dec. 30, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the CBOE Book Depth Data Feed and for Certain Other CBOE Real-Time Data Feeds
Comments due: January 27, 2015
Additional Materials: Exhibit 5
|
SR-CBOE-2014-091 |
34-73837 |
Dec. 15, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Credit Option Margin Pilot Program through January 15, 2016
Comments due: January 9, 2015
|
SR-CBOE-2014-092 |
34-73832 |
Dec. 12, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 8, 2015
Additional Materials: Exhibit 5
|
SR-CBOE-2014-089 |
34-73788 |
Dec. 8, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise the Sales Value Fee
Comments due: January 2, 2015
Additional Materials: Exhibit 5
|
SR-CBOE-2014-062 |
34-73704 |
Nov. 28, 2014 |
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Adopt Extended Trading Hours for SPX and VIX
Comments due: December 26, 2014
|
SR-CBOE-2014-088 |
34-73697 |
Nov. 26, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to SPX End-of-Month Closing Procedures
Comments due: December 24, 2014
|
SR-CBOE-2014-085 |
34-73628 |
Nov. 18, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Professional Orders
Comments due: December 15, 2014
Comments received are available for this proposal.
|
SR-CBOE-2014-086 |
34-73624 |
Nov. 18, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program through June 30, 2015
Comments due: December 15, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-084 |
34-73575 |
Nov. 12, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 9, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-067 |
34-73487 |
Oct. 31, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Automatic Order Handling Process in No-Bid Series
Comments due: November 28, 2014
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-CBOE-2014-083 |
34-73479 |
Oct. 31, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation Date of the Requirement to Apply an Indicator to SPX Combo Orders Upon Systematization
Comments due: November 28, 2014
Comments received are available for this proposal.
|
SR-CBOE-2014-080 |
34-73460 |
Oct. 29, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Extending the FLEX Exercise Settlement Values Pilot
Comments due: November 25, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-081 |
34-73450 |
Oct. 28, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Functionality of Public Automated Routing System
Comments due: November 20, 2014
|
SR-CBOE-2014-082 |
34-73439 |
Oct. 27, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CBOE Trade Match System
Comments due: November 21, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-071 |
34-73435 |
Oct. 27, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Complex Order Book
Comments due: November 21, 2014
|
SR-CBOE-2014-079 |
34-73422 |
Oct. 24, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program
Comments due: November 20, 2014
|
SR-CBOE-2014-015 |
34-73409 |
Oct. 22, 2014 |
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Complex Orders
See also: Notice: Rel. No. 34-72957
|
SR-CBOE-2014-073 |
34-73355 |
Oct. 15, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Margin Treatment of Over-the-Counter Options Contracts Cleared by The Options Clearing Corporation
Comments due: November 12, 2014
|
SR-CBOE-2014-075 |
34-73354 |
Oct. 15, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Order Routing Subsidy Program and the Complex Order Routing Subsidy Program
Comments due: November 12, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-076 |
34-73338 |
Oct. 10, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend a Pilot Program
Comments due: November 7, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-072 |
34-73327 |
Oct. 9, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: November 6, 2014
Additional Materials: Exhibit 5
|
Third Quarter |
SR-CBOE-2014-070 |
34-73100 |
Sep. 15, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: October 10, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-062 |
34-73017 |
Sep. 8, 2014 |
Notice of Filing of a Proposed Rule Change to Adopt Extended Trading Hours
Comments due: October 3, 2014
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-73704
Comments received are available for this proposal.
|
SR-CBOE-2014-069 |
34-72991 |
Sep. 4, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to XSP and DJX Strike Price Listings
Comments due: October 1, 2014
|
SR-CBOE-2014-068 |
34-72990 |
Sep. 4, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Strike Setting Regimes for SPY and DIA Options
Comments due: October 1, 2014
|
SR-CBOE-2014-017 |
34-72986 |
Sep. 4, 2014 |
Order Approving a Proposed Rule Change, as Modified by Amendment 1, to Amend Its Rules Related to Complex Orders
See also: Notice: Rel. No. 34-72329, Notice: Rel. No. 34-72008, Notice: Rel. No. 34-71648
|
SR-CBOE-2014-066 |
34-72970 |
Sep. 3, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Trade Nullification and Price Adjustment
Comments due: September 30, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-015 |
34-72957 |
Sep. 2, 2014 |
Notice of Filing of a Proposed Rule Change Relating to Complex Orders
Comments due: September 29, 2014
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-73409
|
SR-CBOE-2014-065 |
34-72903 |
Aug. 22, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: September 18, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-060 |
34-72892 |
Aug. 21, 2014 |
Order Granting Accelerated Approval of a Proposed Rule Change to Amend Rule 24.19
See also: Notice: Rel. No. 34-72704
|
SR-CBOE-2014-050 |
34-72866 |
Aug. 19, 2014 |
Notice of Withdrawal of Proposed Rule Change Relating to Trade Nullification and Price Adjustment
See also: Notice: Rel. No. 34-72390
|
SR-CBOE-2014-064 |
34-72855 |
Aug. 15, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: September 11, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-040 |
34-72839 |
Aug. 13, 2014 |
Order Approving a Proposed Rule Change Relating to Orders That Are Tied to Stock
Comments due: 21 days after publication in the Federal Register
See also: Notice: Rel. No. 34-72154
|
SR-CBOE-2014-061 |
34-72822 |
Aug. 12, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: September 8, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-059 |
34-72742 |
Aug. 1, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Market-Maker Quoting Obligations
Comments due: August 28, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-060 |
34-72704 |
Jul. 29, 2014 |
Notice of Filing of a Proposed Rule Change to Amend Rule 24.19
Comments due: August 20, 2014
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-72892
|
SR-CBOE-2014-048 |
34-72668 |
Jul. 24, 2014 |
Order Granting Approval of a Proposed Rule Change Relating to the Give Up of a Clearing Trading Permit Holder
See also: Notice: Rel. No. 34-72325
|
SR-CBOE-2014-058 |
34-72660 |
Jul. 23, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Bandwidth Allowance
Comments due: August 19, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-057 |
34-72621 |
Jul. 16, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Customized Option Pricing Service
Comments due: August 12, 2014
|
SR-CBOE-2014-055 |
34-72608 |
Jul. 15, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fees Schedule
Comments due: August 11, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-053 |
34-72586 |
Jul. 10, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to The Options Regulatory Fee
Comments due: August 6, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-054 |
34-72570 |
Jul. 9, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Extending AIM and FLEX AIM Pilot Programs Until July 18, 2015
Comments due: August 5, 2014
|
SR-CBOE-2014-056 |
34-72555 |
Jul. 8, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Application Procedures for Trading Permit Holders and Associated Persons of Trading Permit Holders
Comments due: August 4, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-052 |
34-72539 |
Jul. 3, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Rules Governing the Short Term Option Series Program
Comments due: July 31, 2014
|
Second Quarter |
SR-CBOE-2014-026 |
34-72495 |
Jun. 27, 2014 |
Notice of Withdrawal of Proposed Rule Change to Amend Rule 24.19
See also: Notice: Rel. No. 34-71872
|
SR-CBOE-2014-051 |
34-72482 |
Jun. 26, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Strike Settings for Mini-S&P 500 Index Options
Comments due: July 23, 2014
|
SR-CBOE-2014-039 |
34-72468 |
Jun. 25, 2014 |
Order Approving a Proposed Rule Change as Modified by Amendment No. 1 to Amend Certain Margin Rules for Volatility Index Options
See also: Notice: Rel. No. 34-72115
|
SR-CBOE-2014-050 |
34-72390 |
Jun. 13, 2014 |
Notice of Filing of a Proposed Rule Change Relating to Trade Nullification and Price Adjustment
Comments due: July 10, 2014
See also: Notice: Rel. No. 34-72866
|
SR-CBOE-2014-049 |
34-72388 |
Jun. 13, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees Schedule
Comments due: July 10, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-017 |
34-72329 |
Jun. 5, 2014 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment 1, to Amend Its Rules Related to Complex Orders
Comments due: July 2, 2014
Rebuttal comments due: July 16, 2014
Comments received
are available
for this proposal.
See also: Order: Rel. No. 34-72986, Notice: Rel. No. 34-72008, Notice: Rel. No. 34-71648
|
SR-CBOE-2014-048 |
34-72325 |
Jun. 5, 2014 |
Notice of Filing of a Proposed Rule Change Relating to the Give Up of a Clearing Trading Permit Holder
Comments due: July 2, 2014
Additional Materials: Exhibit 3, Exhibit 5
See also: Order: Rel. No. 34-72668
|
SR-CBOE-2014-043 |
34-72284 |
May 30, 2014 |
Notice of Filing of a Proposed Rule Change Relating to Closing Rotation Procedures for S&P 500 Index Options
Comments due: June 26, 2014
|
SR-CBOE-2014-047 |
34-72277 |
May 29, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due: June 25, 2014
|
SR-CBOE-2014-046 |
34-72271 |
May 29, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 24.20
Comments due: June 25, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-031 |
34-72267 |
May 28, 2014 |
Notice of Withdrawal of a Proposed Rule Change to Amend the Fees Schedule
See also: Notice: Rel. No. 34-71899
|
SR-CBOE-2014-029 |
34-72230 |
May 22, 2014 |
Order Approving a Proposed Rule Change to Enhance the Exchange's Audit Trail
See also: Notice: Rel. No. 34-71859
|
SR-CBOE-2014-045 |
34-72207 |
May 21, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: June 18, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-042 |
34-72197 |
May 20, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Trading Space Allocation Procedures
Comments due: June 17, 2014
|
SR-CBOE-2014-044 |
34-72195 |
May 20, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Regulatory Cooperation
Comments due: June 17, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-040 |
34-72154 |
May 13, 2014 |
Notice of Filing of a Proposed Rule Change Relating to Orders That Are Tied to Stock
Comments due: June 9, 2014
See also: Order: Rel. No. 34-72839
Comments received are available for this proposal.
|
SR-CBOE-2014-039 |
34-72115 |
May 7, 2014 |
Notice of Filing of a Proposed Rule Change to Amend Certain Margin Rules for Volatility Index Options
Comments due: June 3, 2014
Additional Materials: Partial Amendment No. 1
See also: Notice: Rel. No. 34-72468
|
SR-CBOE-2014-038 |
34-72082 |
May 2, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Availability of Certain Delayed Market Data on CBOE Websites
Comments due: May 29, 2014
|
SR-CBOE-2014-017 |
34-72008 |
Apr. 23, 2014 |
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment 1 Thereto, to Amend Its Rules Related to Complex Orders
See also: Order: Rel. No. 34-72986, Order: Rel. No. 34-72329, Notice: Rel. No. 34-71648
|
SR-CBOE-2014-037 |
34-71971 |
Apr. 18, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: May 15, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-031 |
34-71899 |
Apr. 8, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: May 5, 2014
Additional Materials: Exhibit 5
Comments received are available for this proposal.
See also: Notice: Rel. No. 34-72267
|
SR-CBOE-2014-034 |
34-71883 |
Apr. 7, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Maker Appointment Adjustments
Comments due: May 2, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-036 |
34-71880 |
Apr. 4, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the End of Trading on CBSX
Comments due: May 1, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-026 |
34-71872 |
Apr. 4, 2014 |
Notice of Filing of a Proposed Rule Change to Amend its Rule 24.19
Comments due: May 1, 2014
See also: Notice: Rel. No. 34-72495
Comments received are available for this proposal.
|
SR-CBOE-2014-035 |
34-71860 |
Apr. 3, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fix Technical Errors
Comments due: April 30, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-029 |
34-71859 |
Apr. 3, 2014 |
Notice of Filing of a Proposed Rule Change to Enhance the Exchange Audit Trail
Comments due: April 30, 2014
See also: Order: Rel. No. 34-72230
|
SR-CBOE-2014-028 |
34-71858 |
Apr. 3, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule of its CBOE Stock Exchange
Comments due: April 30, 2014
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-CBOE-2014-033 |
34-71857 |
Apr. 3, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.25
Comments due: April 30, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-030 |
34-71848 |
Apr. 2, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 5.5
Comments due: April 29, 2014
|
SR-CBOE-2014-027 |
34-71836 |
Apr. 1, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program
Comments due: April 28, 2014
|
First Quarter |
SR-CBOE-2014-025 |
34-71798 |
Mar. 25, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CBSX Clearly Erroneous Policy
Comments due: April 21, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-023 |
34-71789 |
Mar. 25, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 21, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-021 |
34-71775 |
Mar. 24, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CBSX BBO Data Feed and a New CBSX Book Depth Data Feed
Comments due: April 18, 2014
|
SR-CBOE-2014-020 |
34-71774 |
Mar. 24, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain CBOE Real-Time Data Feeds and a New Book Depth Data Feed
Comments due: April 18, 2014
|
SR-CBOE-2014-003 |
34-71764 |
Mar. 21, 2014 |
Order Granting Approval of Proposed Rule Change to List and Trade CBOE Short-Term Volatility Index Options
See also:
Notice: Rel. No. 34-71458
|
SR-CBOE-2014-024 |
34-71744 |
Mar. 19, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Appointment Cost for CBOE Volatility Index (VIX) Options
Comments due: April 15, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-018 |
34-71663 |
Mar. 7, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: April 3, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-017 |
34-71648 |
Mar. 5, 2014 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendment 1, to Amend Its Rules Related to Complex Orders
Comments due: March 31, 2014
Comments received
are available
for this proposal.
See also: Order: Rel. No. 34-72986, Order: Rel. No. 34-72329, Notice: Rel. No. 34-72008
|
SR-CBOE-2013-126 |
34-71644 |
Mar. 4, 2014 |
Order Approving Proposed Rule Change Relating to Supervision
See also:
Notice: Rel. No. 34-71190
|
SR-CBOE-2013-113 |
34-71556 |
Feb. 18, 2014 |
Notice of Withdrawal of Proposed Rule Change Relating to Multi-Class Spread Orders
See also:
Notice: Rel. No. 34-71248,
Notice: Rel. No. 34-70961
|
SR-CBOE-2014-012 |
34-71539 |
Feb. 12, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 12, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2013-100 |
34-71513 |
Feb. 7, 2014 |
Order Granting Approval of Proposed Rule Change Relating to CBSX Trading Permit Holder Eligibility
See also:
Notice: Rel. No. 34-71152;
Notice: Rel. No. 34-70806
|
SR-CBOE-2014-013 |
34-71512 |
Feb. 7, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Short Term Option Series Program
Comments due: March 6, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-011 |
34-71510 |
Feb. 7, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a CBOE Stock Exchange Fee for Qualification Examination Waiver Requests
Comments due: March 6, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-010 |
34-71509 |
Feb. 7, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Fee for Qualification Examination Waiver Requests
Comments due: March 6, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2013-107 |
34-71489 |
Feb. 5, 2014 |
Notice of Withdrawal of Proposed Rule Change to Amend Its Rules Regarding Option Orders That Include a Stock Component
See also:
Notice: Rel. No. 34-71178,
Notice: Rel. No. 34-70857
|
SR-CBOE-2014-003 |
34-71458 |
Jan. 31, 2014 |
Notice of Filing of Proposed Rule Change to List and Trade CBOE Short-Term Volatility Index Options
Comments due: February 27, 2014
Additional Materials:
Exhibit 3,
Exhibit 5
See also:
Order: Rel. No. 34-71764
|
SR-CBOE-2014-009 |
34-71436 |
Jan. 29, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange Bulletin
Comments due: February 25, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-004 |
34-71424 |
Jan. 28, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend a Pilot Program to List and Trade P.M.-Settled S&P 500 Index Option Products
Comments due: February 24, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-008 |
34-71423 |
Jan. 28, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: February 24, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-006 |
34-71402 |
Jan. 27, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Bylaws of its Parent Company
Comments due: February 21, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-001 |
34-71371 |
Jan. 23, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend CBOE's Rules to Enhance the Independence and Integrity of the Regulatory Functions of the Exchange
Comments due: February 19, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-002 |
34-71347 |
Jan. 17, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Quote Risk Monitor Mechanism
Comments due: February 14, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2013-129 |
34-71295 |
Jan. 14, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 11, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2013-130 |
34-71285 |
Jan. 10, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the PULSe Workstation
Comments due: February 6, 2014
Comments received
are available
for this proposal.
|
SR-CBOE-2013-113 |
34-71248 |
Jan. 7, 2014 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Multi-Class Spread Orders
See also:
Notice: Rel. No. 34-71556,
Notice: Rel. No. 34-70961
|
SR-CBOE-2013-127 |
34-71233 |
Jan. 3, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Order Format 1
Comments due: January 30, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2013-110 |
34-71227 |
Jan. 2, 2014 |
Order Approving a Proposed Rule Change to Eliminate the e-DPM Program
See also:
Notice: Rel. No. 34-70875
|
SR-CBOE-2013-109 |
34-71223 |
Jan. 2, 2014 |
Order Approving a Proposed Rule Change Relating to Market-Maker Appointment Cost Rebalances
See also:
Notice: Rel. No. 34-70856
|
CBOE File Number List for 2014 |
Release No. |
Date |
Details |
SR-CBOE-2014-094 |
34-73955 |
Dec. 30, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the CBOE Book Depth Data Feed and for Certain Other CBOE Real-Time Data Feeds
Comments due: January 27, 2015
Additional Materials: Exhibit 5
|
SR-CBOE-2014-093 |
34-73974 |
Dec. 31, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.54
Comments due: January 28, 2015
Additional Materials: Exhibit 5
|
SR-CBOE-2014-092 |
34-73832 |
Dec. 12, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 8, 2015
Additional Materials: Exhibit 5
|
SR-CBOE-2014-091 |
34-73837 |
Dec. 15, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Credit Option Margin Pilot Program through January 15, 2016
Comments due: January 9, 2015
|
SR-CBOE-2014-089 |
34-73788 |
Dec. 8, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise the Sales Value Fee
Comments due: January 2, 2015
Additional Materials: Exhibit 5
|
SR-CBOE-2014-088 |
34-73697 |
Nov. 26, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to SPX End-of-Month Closing Procedures
Comments due: December 24, 2014
|
SR-CBOE-2014-086 |
34-73624 |
Nov. 18, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program through June 30, 2015
Comments due: December 15, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-085 |
34-73628 |
Nov. 18, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Professional Orders
Comments due: December 15, 2014
Comments received are available for this proposal.
|
SR-CBOE-2014-084 |
34-73575 |
Nov. 12, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 9, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-083 |
34-73479 |
Oct. 31, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Implementation Date of the Requirement to Apply an Indicator to SPX Combo Orders Upon Systematization
Comments due: November 28, 2014
Comments received are available for this proposal.
|
SR-CBOE-2014-082 |
34-73439 |
Oct. 27, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CBOE Trade Match System
Comments due: November 21, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-081 |
34-73450 |
Oct. 28, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Functionality of Public Automated Routing System
Comments due: November 24, 2014
|
SR-CBOE-2014-080 |
34-73460 |
Oct. 29, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Extending the FLEX Exercise Settlement Values Pilot
Comments due: November 25, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-079 |
34-73422 |
Oct. 24, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program
Comments due: November 20, 2014
|
SR-CBOE-2014-076 |
34-73338 |
Oct. 10, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend a Pilot Program
Comments due: November 7, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-075 |
34-73354 |
Oct. 15, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Order Routing Subsidy Program and the Complex Order Routing Subsidy Program
Comments due: November 12, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-073 |
34-73355 |
Oct. 15, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Margin Treatment of Over-the-Counter Options Contracts Cleared by The Options Clearing Corporation
Comments due: November 12, 2014
|
SR-CBOE-2014-072 |
34-73327 |
Oct. 9, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: November 6, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-071 |
34-73435 |
Oct. 27, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Complex Order Book
Comments due: November 21, 2014
|
SR-CBOE-2014-070 |
34-73100 |
Sep. 15, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: October 10, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-069 |
34-72991 |
Sep. 4, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to XSP and DJX Strike Price Listings
Comments due: October 1, 2014
|
SR-CBOE-2014-068 |
34-72990 |
Sep. 4, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Strike Setting Regimes for SPY and DIA Options
Comments due: October 1, 2014
|
SR-CBOE-2014-067 |
34-73487 |
Oct. 31, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Automatic Order Handling Process in No-Bid Series
Comments due: November 28, 2014
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-CBOE-2014-066 |
34-72970 |
Sep. 3, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Trade Nullification and Price Adjustment
Comments due: September 30, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-065 |
34-72903 |
Aug. 22, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: September 18, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-064 |
34-72855 |
Aug. 15, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: September 11, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-062 |
34-73704 |
Nov. 28, 2014 |
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Adopt Extended Trading Hours for SPX and VIX
Comments due: December 26, 2014
|
34-73017 |
Sep. 8, 2014 |
Notice of Filing of a Proposed Rule Change to Adopt Extended Trading Hours
Comments due: October 3, 2014
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-CBOE-2014-061 |
34-72822 |
Aug. 12, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: September 8, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-060 |
34-72892 |
Aug. 21, 2014 |
Order Granting Accelerated Approval of a Proposed Rule Change to Amend Rule 24.19
|
34-72704 |
Jul. 29, 2014 |
Notice of Filing of a Proposed Rule Change to Amend Rule 24.19
Comments due: August 20, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-059 |
34-72742 |
Aug. 1, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Market-Maker Quoting Obligations
Comments due: August 28, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-058 |
34-72660 |
Jul. 23, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Bandwidth Allowance
Comments due: August 19, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-057 |
34-72621 |
Jul. 16, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Customized Option Pricing Service
Comments due: August 12, 2014
|
SR-CBOE-2014-056 |
34-72555 |
Jul. 8, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Application Procedures for Trading Permit Holders and Associated Persons of Trading Permit Holders
Comments due: August 4, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-055 |
34-72608 |
Jul. 15, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fees Schedule
Comments due: August 11, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-054 |
34-72570 |
Jul. 9, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Extending AIM and FLEX AIM Pilot Programs Until July 18, 2015
Comments due: August 5, 2014
|
SR-CBOE-2014-053 |
34-72586 |
Jul. 10, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to The Options Regulatory Fee
Comments due: August 6, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-052 |
34-72539 |
Jul. 3, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Rules Governing the Short Term Option Series Program
Comments due: July 31, 2014
|
SR-CBOE-2014-051 |
34-72482 |
Jun. 26, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Strike Settings for Mini-S&P 500 Index Options
Comments due: July 23, 2014
|
SR-CBOE-2014-050 |
34-72866 |
Aug. 19, 2014 |
Notice of Withdrawal of Proposed Rule Change Relating to Trade Nullification and Price Adjustment
|
34-72390 |
Jun. 13, 2014 |
Notice of Filing of a Proposed Rule Change Relating to Trade Nullification and Price Adjustment
Comments due: July 10, 2014
|
SR-CBOE-2014-049 |
34-72388 |
Jun. 13, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees Schedule
Comments due: July 10, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-048 |
34-72668 |
Jul. 24, 2014 |
Order Granting Approval of a Proposed Rule Change Relating to the Give Up of a Clearing Trading Permit Holder
|
34-72325 |
Jun. 5, 2014 |
Notice of Filing of a Proposed Rule Change Relating to the Give Up of a Clearing Trading Permit Holder
Comments due: July 2, 2014
Additional Materials: Exhibit 3, Exhibit 5
|
SR-CBOE-2014-047 |
34-72277 |
May 29, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due: June 25, 2014
|
SR-CBOE-2014-046 |
34-72271 |
May 29, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 24.20
Comments due: June 25, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-045 |
34-72207 |
May 21, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: June 18, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-044 |
34-72195 |
May 20, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Regulatory Cooperation
Comments due: June 17, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-043 |
34-72284 |
May 30, 2014 |
Notice of Filing of a Proposed Rule Change Relating to Closing Rotation Procedures for S&P 500 Index Options
Comments due: June 26, 2014
|
SR-CBOE-2014-042 |
34-72197 |
May 20, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Trading Space Allocation Procedures
Comments due: June 17, 2014
|
SR-CBOE-2014-040 |
34-72839 |
Aug. 13, 2014 |
Order Approving a Proposed Rule Change Relating to Orders That Are Tied to Stock
Comments due: 21 days after publication in the Federal Register
|
34-72154 |
May 13, 2014 |
Notice of Filing of a Proposed Rule Change Relating to Orders That Are Tied to Stock
Comments due: June 9, 2014
Comments received are available for this proposal.
|
SR-CBOE-2014-039 |
34-72468 |
Jun. 25, 2014 |
Order Approving a Proposed Rule Change as Modified by Amendment No. 1 to Amend Certain Margin Rules for Volatility Index Options
|
34-72115 |
May 7, 2014 |
Notice of Filing of a Proposed Rule Change to Amend Certain Margin Rules for Volatility Index Options
Comments due: June 3, 2014
Additional Materials: Partial Amendment No. 1
|
SR-CBOE-2014-038 |
34-72082 |
May 2, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Availability of Certain Delayed Market Data on CBOE Websites
Comments due: May 29, 2014
|
SR-CBOE-2014-037 |
34-71971 |
Apr. 18, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: May 15, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-036 |
34-71880 |
Apr. 4, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the End of Trading on CBSX
Comments due: May 1, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-035 |
34-71860 |
Apr. 3, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fix Technical Errors
Comments due: April 30, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-034 |
34-71883 |
Apr. 7, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Maker Appointment Adjustments
Comments due: May 2, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-033 |
34-71857 |
Apr. 3, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.25
Comments due: April 30, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-031 |
34-72267 |
May 28, 2014 |
Notice of Withdrawal of a Proposed Rule Change to Amend the Fees Schedule
|
34-71899 |
Apr. 8, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: May 5, 2014
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-CBOE-2014-030 |
34-71848 |
Apr. 2, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 5.5
Comments due: April 29, 2014
|
SR-CBOE-2014-029 |
34-72230 |
May 22, 2014 |
Order Approving a Proposed Rule Change to Enhance the Exchange's Audit Trail
|
34-71859 |
Apr. 3, 2014 |
Notice of Filing of a Proposed Rule Change to Enhance the Exchange Audit Trail
Comments due: April 30, 2014
|
SR-CBOE-2014-028 |
34-71858 |
Apr. 3, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule of its CBOE Stock Exchange
Comments due: April 30, 2014
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-CBOE-2014-027 |
34-71836 |
Apr. 1, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program
Comments due: April 28, 2014
|
SR-CBOE-2014-026 |
34-72495 |
Jun. 27, 2014 |
Notice of Withdrawal of Proposed Rule Change to Amend Rule 24.19
|
34-71872 |
Apr. 4, 2014 |
Notice of Filing of a Proposed Rule Change to Amend its Rule 24.19
Comments due: May 1, 2014
Comments received are available for this proposal.
|
SR-CBOE-2014-025 |
34-71798 |
Mar. 25, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CBSX Clearly Erroneous Policy
Comments due: April 21, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-024 |
34-71744 |
Mar. 19, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Appointment Cost for CBOE Volatility Index (VIX) Options
Comments due: April 15, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-023 |
34-71789 |
Mar. 25, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 21, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-021 |
34-71775 |
Mar. 24, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CBSX BBO Data Feed and a New CBSX Book Depth Data Feed
Comments due: April 18, 2014
|
SR-CBOE-2014-020 |
34-71774 |
Mar. 24, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain CBOE Real-Time Data Feeds and a New Book Depth Data Feed
Comments due: April 18, 2014
|
SR-CBOE-2014-018 |
34-71663 |
Mar. 7, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: April 3, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-017 |
34-72986 |
Sep. 4, 2014 |
Order Approving a Proposed Rule Change, as Modified by Amendment 1, to Amend Its Rules Related to Complex Orders
|
34-72329 |
Jun. 5, 2014 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment 1, to Amend Its Rules Related to Complex Orders
Comments due: July 2, 2014
Rebuttal comments due: July 16, 2014
Comments received
are available
for this proposal.
|
34-72008 |
Apr. 23, 2014 |
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment 1 Thereto, to Amend Its Rules Related to Complex Orders
|
34-71648 |
Mar. 5, 2014 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendment 1, to Amend Its Rules Related to Complex Orders
Comments due: March 31, 2014
|
SR-CBOE-2014-015 |
34-73409 |
Oct. 22, 2014 |
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Complex Orders
|
34-72957 |
Sep. 2, 2014 |
Notice of Filing of a Proposed Rule Change Relating to Complex Orders
Comments due: September 29, 2014
Additional Materials: Exhibit 5
|
SR-CBOE-2014-013 |
34-71512 |
Feb. 7, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Short Term Option Series Program
Comments due: March 6, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-012 |
34-71539 |
Feb. 12, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 12, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-011 |
34-71510 |
Feb. 7, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a CBOE Stock Exchange Fee for Qualification Examination Waiver Requests
Comments due: March 6, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-010 |
34-71509 |
Feb. 7, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Fee for Qualification Examination Waiver Requests
Comments due: March 6, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-009 |
34-71436 |
Jan. 29, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange Bulletin
Comments due: February 25, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-008 |
34-71423 |
Jan. 28, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: February 24, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-006 |
34-71402 |
Jan. 27, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Bylaws of its Parent Company
Comments due: February 21, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-004 |
34-71424 |
Jan. 28, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend a Pilot Program to List and Trade P.M.-Settled S&P 500 Index Option Products
Comments due: February 24, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-003 |
34-71764 |
Mar. 21, 2014 |
Order Granting Approval of Proposed Rule Change to List and Trade CBOE Short-Term Volatility Index Options
|
34-71458 |
Jan. 31, 2014 |
Notice of Filing of Proposed Rule Change to List and Trade CBOE Short-Term Volatility Index Options
Comments due: February 27, 2014
Additional Materials:
Exhibit 3,
Exhibit 5
|
SR-CBOE-2014-002 |
34-71347 |
Jan. 17, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Quote Risk Monitor Mechanism
Comments due: February 14, 2014
Additional Materials:
Exhibit 5
|
SR-CBOE-2014-001 |
34-71371 |
Jan. 23, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend CBOE's Rules to Enhance the Independence and Integrity of the Regulatory Functions of the Exchange
Comments due: February 19, 2014
Additional Materials:
Exhibit 5
|
http://www.sec.gov/rules/sro/cboe/cboearchive/cboearchive2014.shtml
|