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CBOE Rulemaking Archive: 2011
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CBOE File Number List for 2011
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Release No. |
Date |
Details |
Fourth Quarter |
SR-CBOE-2011-107 |
34-66071 |
Dec. 29, 2011 |
Order Granting Accelerated Approval to Proposed Rule Changes in Connection with the Proposed Acquisition of the National Stock Exchange, Inc. by CBOE Stock Exchange, LLC
Additional File No.: SR-NSX-2011-14
See also:
Notice: Rel. No. 34-65843
|
SR-CBOE-2011-127 |
34-66067 |
Dec. 29, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: January 26, 2012
|
SR-CBOE-2011-087 |
34-66065 |
Dec. 28, 2011 |
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due: January 25, 2012
Rebuttal comments due: February 8, 2012
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also:
Order: Rel. No. 34-67090;
Notice: Rel. No 34-66680;
Notice: Rel. No. 34-65770; and
Notice: Rel. No. 34-65438
Comments received
are available
for this proposal.
|
SR-CBOE-2011-120 |
34-66054 |
Dec. 23, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 20, 2012
|
SR-CBOE-2011-123 |
34-66052 |
Dec. 23, 2011 |
Notice of Filing of a Proposed Rule Change Related to FLEX Options
Comments due: January 25, 2012
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-66702
Comments received
are available
for this proposal.
|
SR-CBOE-2011-116 |
34-66048 |
Dec. 23, 2011 |
Notice of Filing of a Proposed Rule Change Relating to its Automated Improvement Mechanism
Comments due: January 20, 2012
|
SR-CBOE-2011-117 |
34-66038 |
Dec. 22, 2011 |
Notice of Filing of a Proposed Rule Change Relating to its Automated Improvement Mechanism
Comments due: January 19, 2012
See also:
Order: Rel. No. 34-66375
|
SR-CBOE-2011-122 |
34-66035 |
Dec. 22, 2011 |
Notice of Filing of a Proposed Rule Change Related to FLEX Options
Comments due: January 19, 2012
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-66348
Comments received
are available
for this proposal.
|
SR-CBOE-2011-118 |
34-65967 |
Dec. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due: January 11, 2012
|
SR-CBOE-2011-099 |
34-65980 |
Dec. 15, 2011 |
Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Concerning Industry Directors and the Nomination of Representative Directors
See also:
Notice: Rel. No. 34-65682
|
SR-CBOE-2011-125 |
34-65972 |
Dec. 15, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Weeklys Program
Comments due: January 11, 2012
|
SR-CBOE-2011-119 |
34-65939 |
Dec. 12, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to a Complex Order Auction Feature
Comments due: January 9, 2012
|
SR-CBOE-2011-114 |
34-65914 |
Dec. 8, 2011 |
Notice of Proposed Rule Change Related to Complex Order Processing in Hybrid 3.0 Classes
Comments due: January 4, 2012
See also:
Order: Rel. No. 34-66235
|
SR-CBOE-2011-113 |
34-65872 |
Dec. 2, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1
Comments due: December 29, 2011
|
SR-CBOE-2011-112 |
34-65875 |
Dec. 2, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Transaction Fees
Comments due: December 29, 2011
|
SR-CBOE-2011-109 |
34-65833 |
Nov. 28, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 23, 2011
|
SR-CBOE-2011-107 |
34-65843 |
Nov. 28, 2011 |
Notice of Filing of Proposed Rule Change Amending and Restating the CBSX Operating Agreement and Adopting Rule 2.50
Comments due: December 23, 2011
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-66071
|
SR-CBOE-2011-105 |
34-65835 |
Nov. 28, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Makers’ Continuous Electronic Quoting Obligations and Adjusted Option Series
Comments due: December 23, 2011
|
SR-CBOE-2011-110 |
34-65828 |
Nov. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Limited Extension to the Compliance Deadline for Registration and Qualification Pursuant to Rule 3.6A
Comments due: December 22, 2011
|
SR-CBOE-2011-111 |
34-65824 |
Nov. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Individual Stock Trading Pause Pilot Program
Comments due: December 21, 2011
|
SR-CBOE-2011-087 |
34-65770 |
Nov. 17, 2011 |
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also:
Order: Rel. No. 34-67090;
Notice: Rel. No 34-66680;
Order: Rel. No. 34-66065; and
Notice: Rel. No. 34-65438
Comments received
are available
for this proposal.
|
SR-CBOE-2011-108 |
34-65774 |
Nov. 17, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Weeklys Program
Comments due: December 14, 2011
|
SR-CBOE-2011-086 |
34-65772 |
Nov. 17, 2011 |
Order Granting Approval of Proposed Rule to Increase the Number of Series Permitted Per Class in the Short Term Option Series Program
Comments due: 21 days after publication in the Federal Register
See also:
Notice: Rel. No. 34-65445
|
SR-CBOE-2011-101 |
34-65781 |
Nov. 17, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify That CBSX Will Process Only Round-Lot Orders of HOLDRS
Comments due: December 14, 2011
|
SR-CBOE-2011-100 |
34-65741 |
Nov. 14, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Renew Existing Pilot Program for an Additional Fourteen Months
Comments due: December 12, 2011
Comments received
are available
for this proposal.
|
SR-CBOE-2011-106 |
34-65732 |
Nov. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide a Limited Extension to the Compliance Deadline for Registration and Qualification Pursuant to Rule 3.6A
Comments due: December 9, 2011
|
SR-CBOE-2011-007 |
34-65725 |
Nov. 10, 2011 |
Notice of Filing of Proposed Rule Change to Adopt Rules in Connection with S&P 500 Option Variance Basket Trades
Comments due: December 7, 2011
See also:
Order: Rel. No. 34-66265
Comments received
are available
for this proposal.
|
SR-CBOE-2011-103 |
34-65690 |
Nov. 4, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Process for the Qualification of the Customer Large Trade Discount
Comments due: December 1, 2011
|
SR-CBOE-2011-099 |
34-65682 |
Nov. 3, 2011 |
Notice of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Concerning Industry Directors and the Nomination of Representative Directors
Comments due: November 30, 2011
See also:
Notice: Rel. No. 34-65980
|
SR-CBOE-2011-104 |
34-65677 |
Nov. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Compliance Deadline for Registration and Qualification Pursuant to Rule 3.6A
Comments due: November 30, 2011
|
SR-CBOE-2011-102 |
34-65662 |
Nov. 1, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Market-Maker Trade Prevention Order on CBOE Stock Exchange
Comments due: November 28, 2011
|
SR-CBOE-2011-098 |
34-65659 |
Oct. 31, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Options
Comments due: November 25, 2011
|
SR-CBOE-2011-094 |
34-65519 |
Oct. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees Schedule
Comments due: November 4, 2011
|
SR-CBOE-2011-096 |
34-65518 |
Oct. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due: November 4, 2011
|
SR-CBOE-2011-097 |
34-65517 |
Oct. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due: November 4, 2011
|
SR-CBOE-2011-095 |
34-65492 |
Oct. 6, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule to Delete Erroneous Language With Respect to the SPX Tier Appointment
Comments due: November 3, 2011
|
SR-CBOE-2011-093 |
34-65491 |
Oct. 6, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Customer Large Trade Discount
Comments due: November 3, 2011
|
SR-CBOE-2011-092 |
34-65481 |
Oct. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due: November 1, 2011
|
SR-CBOE-2011-091 |
34-65480 |
Oct. 4, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBOE Stock Exchange Transaction Fees
Comments due: November 1, 2011
|
Third Quarter |
SR-CBOE-2011-090 |
34-65454 |
Sep. 30, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Inactivity Fee on the CBOE Stock Exchange Fees Schedule
Comments due: October 27, 2011
|
SR-CBOE-2011-086 |
34-65445 |
Sep. 30, 2011 |
Notice of Proposed Rule to Increase the Number of Series Permitted Per Class in the Short Term Option Series Program
Comments due: October 27, 2011
See also:
Order: Rel. No. 34-65772
|
SR-CBOE-2011-087 |
34-65438 |
Sep. 28, 2011 |
Notice of Filing of Proposed Rule Change Related to Market-Wide Circuit Breakers
Comments due: October 25, 2011
See also:
Notice: Rel. No 34-66680;
Order: Rel. No. 34-66065
Notice: Rel. No. 34-65770
and
Order: Rel. No. 34-67090
Comments received
are available
for this proposal.
|
SR-CBOE-2011-089 |
34-65417 |
Sep. 28, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Two-Day Settlement on CBOE Stock Exchange
Comments due: October 26, 2011
|
SR-CBOE-2011-040 |
34-65383 |
Sep. 22, 2011 |
Order Approving a Proposed Rule Change to Simplify the $1 Strike Price Interval Program
Comments due: 21 days after publication in the Federal Register
See also:
Notice: Rel. No. 34-65031
|
SR-CBOE-2011-079 |
34-65379 |
Sep. 22, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Market-Maker Trade Prevention Order
Comments due: October 19, 2011
|
SR-CBOE-2011-085 |
34-65325 |
Sep. 12, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Clearing Trading Permit Holder Proprietary Transaction Fee Waiver for Orders in Multiply-Listed FLEX Options Classes
Comments due: October 11, 2011
|
SR-CBOE-2011-082 |
34-65310 |
Sep. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Opening and Complex Order Price Check Parameter Features
Comments due: October 6, 2011
|
SR-CBOE-2011-083 |
34-65280 |
Sep. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due: October 5, 2011
|
SR-CBOE-2011-084 |
34-65250 |
Sep. 2, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Obsolete Language from the CBOE Stock Exchange Fees Schedule
Comments due: September 30, 2011
|
SR-CBOE-2011-080 |
34-65241 |
Aug. 31, 2011 |
Notice of Filing and Immediate Effectiveness of Proposal to Retire a Pilot Program and to Harmonize CBOE's Rules Regarding Listing Expirations with the Existing Rules of Other Exchanges
Comments due: September 28, 2011
|
SR-CBOE-2011-081 |
34-65224 |
Aug. 30, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Compliance Deadline for Qualification Pursuant to Rule 3.6A
Comments due: September 28, 2011
|
SR-CBOE-2011-075 |
34-65147 |
Aug. 17, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Registration and Qualification Requirements
Comments due: September 13, 2011
|
SR-CBOE-2011-055 |
34-65116 |
Aug. 11, 2011 |
Order Granting Approval of Proposed Rule Change to Trade Options on the CBOE Silver ETF Volatility Index
See also:
Notice: Rel. No. 34-64722
|
SR-CBOE-2011-078 |
34-65103 |
Aug. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the CBSX Clearly Erroneous Policy Pilot Program
Comments due: September 7, 2011
|
SR-CBOE-2011-076 |
34-65070 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program
Comments due: September 6, 2011
|
SR-CBOE-2011-077 |
34-65060 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program
Comments due: September 6, 2011
|
SR-CBOE-2011-070 |
34-65057 |
Aug. 8, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule to Waive the Trading Permit Holder Application Fee on the CBOE Stock Exchange for the Month of August
Comments due: September 6, 2011
|
SR-CBOE-2011-040 |
34-65031 |
Aug. 4, 2011 |
Notice of Proposed Rule Change by Chicago Board Options Exchange, Incorporated to Simplify the $1 Strike Price Interval Program
Comments due: August 30, 2011
See also:
Order: Rel. No. 34-65383
|
SR-CBOE-2011-073 |
34-65019 |
Aug. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees
Comments due: August 30, 2011
|
SR-CBOE-2011-071 |
34-65007 |
Aug. 2, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule Concerning Facilitation Orders in Multiply-Listed FLEX Options
Comments due: August 29, 2011
|
SR-CBOE-2011-039 |
34-64991 |
Jul. 29, 2011 |
Order Granting Approval of Proposed Rule Change to List and Trade Single Stock Dividend Options
See also:
Notice: Rel. No. 34-64654
|
SR-CBOE-2011-064 |
34-64946 |
Jul. 21, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Compliance Deadline for Registration and Qualification Pursuant to Rule 3.6A
Comments due: August 17, 2011
|
SR-CBOE-2011-066 |
34-64930 |
Jul. 20, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism
Comments due: August 16, 2011
|
SR-CBOE-2011-065 |
34-64928 |
Jul. 20, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Position and Exercise Limits for Options on the Standard & Poor's Depository Receipts
Comments due: August 16, 2011
|
SR-CBOE-2011-068 |
34-64893 |
Jul. 14, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Credit Option Margin Pilot Program to January 17, 2012
Comments due: August 10, 2011
|
SR-CBOE-2011-061 |
34-64876 |
Jul. 13, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule Concerning Certain Orders of Certain Affiliates for Purposes of a Fee Cap and Sliding Scale
Comments due: August 9, 2011
|
SR-CBOE-2011-062 |
34-64851 |
Jul. 11, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Automated Improvement Mechanism Fees
Comments due: August 5, 2011
|
SR-CBOE-2011-057 |
34-64834 |
Jul. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PAR Official Fees in Volatility Index Options
Comments due: August 5, 2011
|
SR-CBOE-2011-063 |
34-64824 |
Jul. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due: August 2, 2011
|
SR-CBOE-2011-060 |
34-64818 |
Jul. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fees Schedule Relating to the Marketing Fee
Comments due: August 2, 2011
|
SR-CBOE-2011-059 |
34-64817 |
Jul. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Waiver of the Transaction Fee for Public Customer Orders in SPY Options Executed in Open Outcry or in the Automated Improvement Mechanism
Comments due: August 2, 2011
|
SR-CBOE-2011-058 |
34-64806 |
Jul. 5, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Changes to its Fees Schedule Related to Qualified Contingent Cross Orders
Comments due: August 1, 2011
|
Second Quarter |
SR-CBOE-2011-049 |
34-64735 |
Jun. 23, 2011 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.: SR-BATS-2011-016, SR-BYX-2011-011, SR-BX-2011-025, SR-CHX-2011-09, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
See also:
Notice: Rel. No. 34-64434
|
SR-CBOE-2011-044 |
34-64725 |
Jun. 22, 2011 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Reduce the Minimum Size of the Nominating and Governance Committee
See also:
Notice: Rel. No. 34-64395
|
SR-CBOE-2011-055 |
34-64722 |
Jun. 22, 2011 |
Notice of Filing of Proposed Rule Change to Trade Options on the CBOE Silver ETF Volatility Index
Comments due: July 19, 2011
|
SR-CBOE-2011-056 |
34-64699 |
Jun. 17, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt the Selection Specifications and Content Outline for the Proprietary Traders Examination Program (Series 56)
Comments due: July 14, 2011
Comments received
are available
for this notice.
|
SR-CBOE-2011-054 |
34-64674 |
Jun. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Sales Value Fee
Comments due: July 11, 2011
|
SR-CBOE-2011-039 |
34-64654 |
Jun. 13, 2011 |
Notice of Filing of Proposed Rule Change to Trade Single Stock Dividend Options
Comments due: July 8, 2011
Additional Materials:
Exhibit 3
See also:
Order: Rel. No. 34-64991
|
SR-CBOE-2011-041 |
34-64653 |
Jun. 13, 2011 |
Order Granting Approval of Proposed Rule Change Establishing Qualified Contingent Cross Orders
See also:
Notice: Rel. No. 34-64354
|
SR-CBOE-2011-052 |
34-64642 |
Jun. 10, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Linkage Fees
Comments due: July 6, 2011
|
SR-CBOE-2011-050 |
34-64617 |
Jun. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Class Quoting Limit in One Option Class
Comments due: July 5, 2011
|
SR-CBOE-2011-053 |
34-64614 |
Jun. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Option Expiration Months Open for Trading on the Exchange
Comments due: July 5, 2011
|
SR-CBOE-2011-051 |
34-64592 |
Jun. 3, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBOE Stock Exchange Transaction Fees to Change the Maker/Taker Fee to a Flat Fee
Comments due: June 29, 2011
|
SR-CBOE-2011-026 |
34-64551 |
May 26, 2011 |
Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto to Trade Options on Certain Individual Stock Based Volatility Indexes and Exchange-Traded Fund Based Volatility Indexes
See also:
Notice: Rel. No. 34-64245
|
SR-CBOE-2011-046 |
34-64485 |
May 13, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Orders Qualifying for Certain Quantity-based Fee Waivers
Comments due: June 8, 2011
|
SR-CBOE-2011-043 |
34-64454 |
May 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to The Strategy Fee Cap and Clarifications to the CBOE Fees Schedule
Comments due: June 6, 2011
|
SR-CBOE-2011-049 |
34-64434 |
May 6, 2011 |
Notice of Proposed Rule Change Related to the Individual Trading Pause Pilot and CBSX Market-Maker Quoting Obligations
Comments due: June 2, 2011
See also:
Order: Rel. No. 34-64735
|
SR-CBOE-2011-045 |
34-64414 |
May 5, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: June 2, 2011
|
SR-CBOE-2011-042 |
34-64405 |
May 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Retroactive Waiver of PAR Official Fees
Comments due: May 31, 2011
|
SR-CBOE-2011-048 |
34-64403 |
May 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1
Comments due: May 31, 2011
|
SR-CBOE-2011-044 |
34-64395 |
May 4, 2011 |
Notice of Filing of a Proposed Rule Change to Reduce the Minimum Size of the Nominating and Governance Committee
Comments due: May 31, 2011
See also:
Order: Rel. No. 34-64725
|
SR-CBOE-2011-041 |
34-64354 |
Apr. 27, 2011 |
Notice of Filing of Proposed Rule Change Establishing Qualified Contingent Cross Orders
Comments due: May 25, 2011
See also:
Order: Rel. No. 34-64653
Comments received
are available
for this notice.
|
SR-CBOE-2011-028 |
34-64304 |
Apr. 15, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Transaction Fees for CBOE Gold ETF Volatility Index Options
Comments due: May 12, 2011
|
SR-CBOE-2011-026 |
34-64245 |
Apr. 7, 2011 |
Notice of Filing of a Proposed Rule Change to Trade Options on Individual Stock Based Volatility Indexes and Certain Exchange-Traded Fund Based Volatility Indexes
Comments due: May 4, 2011
See also:
Order: Rel. No. 34-64551
|
SR-CBOE-2011-038 |
34-64243 |
Apr. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Close of Trading Hours for Expiring End of Week and End of Month Expirations
Comments due: May 4, 2011
Comments received
are available
for this notice.
|
SR-CBOE-2011-032 |
34-64227 |
Apr. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program
Comments due: May 4, 2011
|
SR-CBOE-2011-030 |
34-64217 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PAR Official Fees
Comments due: May 4, 2011
|
SR-CBOE-2011-033 |
34-64212 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CBOE's Marketing Fee Program
Comments due: May 3, 2011
|
SR-CBOE-2011-036 |
34-64200 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to CBSX Rule 52.6
Comments due: May 3, 2011
|
SR-CBOE-2011-035 |
34-64199 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBSX Maker and Taker Transaction Fees and Rebates for Transactions in Securities Priced $1 or Greater
Comments due: May 3, 2011
|
SR-CBOE-2011-034 |
34-64197 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Waiver of Transaction Fee for Public Customer Orders in SPY Options Executed in Open Outcry or in the Automated Improvement Mechanism
Comments due: May 3, 2011
Additional Materials:
Text of Proposed Rule Change
|
SR-CBOE-2011-031 |
34-64194 |
Apr. 5, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program
Comments due: May 3, 2011
|
SR-CBOE-2011-008 |
34-64189 |
Apr. 5, 2011 |
Order Granting Approval of Proposed Rule Change to Permit the Listing of Series with $0.50 and $1 Strike Price Increments on Certain Options Used to Calculate Volatility Indexes
See also:
Notice: Rel. No. 34-63927
|
First Quarter |
SR-CBOE-2011-029 |
34-64159 |
Mar. 31, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the $2.50 Strike Price Program
Comments due: April 27, 2011
|
SR-CBOE-2011-010 |
34-64127 |
Mar. 25, 2011 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Bylaw and Related Rule Changes
See also:
Notice: Rel. No. 34-63844
|
SR-CBOE-2011-024 |
34-64110 |
Mar. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Programs Relating to FLEX Exercise Settlement Values and Minimum Value Sizes
Comments due: April 19, 2011
|
SR-CBOE-2011-022 |
34-64070 |
Mar. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to PAR Official Fees
Comments due: April 8, 2011
|
SR-CBOE-2011-019 |
34-64057 |
Mar. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the CBOE Fees Schedule
Comments due: April 4, 2011
|
SR-CBOE-2011-023 |
34-64051 |
Mar. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Revenue Sharing Program with Correlix, Inc.
Comments due: April 4, 2011
|
SR-CBOE-2011-020 |
34-64027 |
Mar. 3, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fees Schedule for the CBOE Stock Exchange
Comments due: March 30, 2011
|
SR-CBOE-2011-021 |
34-64007 |
Mar. 2, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due: March 30, 2011
|
SR-CBOE-2011-018 |
34-63998 |
Mar. 1, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify a Fee Schedule for the Sale by Market Data Express, LLC, of a BBO Data Feed for Securities Traded on CBSX
Comments due: March 28, 2011
Additional Materials:
Exhibit 5
|
SR-CBOE-2011-014 |
34-63997 |
Mar. 1, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify a Fee Schedule for the Sale by Market Data Express, LLC, of a BBO Data Feed for CBOE Listed Options
Comments due: March 28, 2011
Additional Materials:
Exhibit 5
|
SR-CBOE-2011-008 |
34-63927 |
Feb. 17, 2011 |
Notice of Proposed Rule Change to Permit the Listing of $0.50 and $1 Strike Price Increments on Certain Options Used to Calculate Volatility Indexes
Comments due: March 17, 2011
See also:
Order: Rel. No. 34-64189
|
SR-CBOE-2011-017 |
34-63917 |
Feb. 16, 2011 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Amend an Exchange Rule Relating to Giving Proxies
Comments due: March 16, 2011
|
SR-CBOE-2011-015 |
34-63887 |
Feb. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CFLEX Surcharge Fee Cap
Comments due: March 10, 2011
|
SR-CBOE-2011-012 |
34-63877 |
Feb. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: March 8, 2011
Comments received
are available
for this notice.
|
SR-CBOE-2011-013 |
34-63876 |
Feb. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees
Comments due: March 9, 2011
|
SR-CBOE-2011-010 |
34-63844 |
Feb. 4, 2011 |
Notice of Filing of a Proposed Rule Change Relating to Bylaw and Related Rule Changes
Comments due: March 3, 2011
Additional Materials:
Exhibit 5A;
Exhibit 5B
See also:
Order: Rel. No. 34-64127
|
SR-CBOE-2011-009 |
34-63842 |
Feb. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Stock-Option Orders
Comments due: March 3, 2011
|
SR-CBOE-2011-011 |
34-63831 |
Feb. 3, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fees Schedule for the CBOE Stock Exchange
Comments due: March 3, 2011
|
SR-CBOE-2010-106 |
34-63819 |
Feb. 2, 2011 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Margin Requirements for Credit Options
See also:
Notice: Rel. No. 34-63546
|
SR-CBOE-2011-006 |
34-63772 |
Jan. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Listing of Option Series with $1 Strike Prices
Comments due: February 22, 2011
|
SR-CBOE-2011-005 |
34-63763 |
Jan. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Short Sale Order Handling
Comments due: February 22, 2011
|
SR-CBOE-2010-109 |
34-63762 |
Jan. 25, 2011 |
Order Approving Notice of Proposed Rule Change Regarding Rule 4.20 - Anti-Money Laundering Compliance Program
See also:
Notice: Rel. No. 34-63559
|
SR-CBOE-2011-001 |
34-63721 |
Jan. 14, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due: February 11, 2011
|
SR-CBOE-2011-004 |
34-63706 |
Jan. 12, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees
Comments due: February 9, 2011
|
SR-CBOE-2010-116 |
34-63701 |
Jan. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Exchange Fees for Fiscal Year 2011
Comments due: February 8, 2011
Additional Materials:
Exhibit 5
|
SR-CBOE-2011-003 |
34-63656 |
Jan. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Reciprocal Listing Respecting a $5 Strike Program for Stock Options
Comments due: February 2, 2011
|
SR-CBOE-2011-002 |
34-63651 |
Jan. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a $5 Strike Price Program
Comments due: February 2, 2011
|
SR-CBOE-2010-117 |
34-63631 |
Jan. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Router Subsidy
Comments due: January 28, 2011
|
Release No. |
Date |
Details |
SR-CBOE-2011-127 |
34-66067 |
Dec. 29, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: January 26, 2012
|
SR-CBOE-2011-126 |
34-66408 |
Feb. 16, 2012 |
Order Approving Proposed Rule Change Relating to the CBOE Stock Exchange Request for Quote Rules
|
34-66119 |
Jan. 9, 2012 |
Notice of Filing of a Proposed Rule Change Relating to the CBOE Stock Exchange Request for Quote Rules
Comments due: February 3, 2012
|
SR-CBOE-2011-125 |
34-65972 |
Dec. 15, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Weeklys Program
Comments due: January 11, 2012
|
SR-CBOE-2011-123 |
34-66702 |
Mar. 30, 2012 |
Order Approving Proposed Rule Change to Establish an Automated Improvement Mechanism and a Solicitation Auction Mechanism for FLEX Options
|
34-66052 |
Dec. 23, 2011 |
Notice of Filing of a Proposed Rule Change Related to FLEX Options
Comments due: January 25, 2012
Additional Materials:
Exhibit 5
Comments received
are available
for this proposal.
|
SR-CBOE-2011-122 |
34-66348 |
Feb. 7, 2012 |
Order Approving Proposed Rule Change, As Modified by Amendment No. 1, Related to Trading of FLEX Options
|
34-66035 |
Dec. 22, 2011 |
Notice of Filing of a Proposed Rule Change Related to FLEX Options
Comments due: January 19, 2012
Additional Materials:
Exhibit 5
Comments received
are available
for this proposal.
|
SR-CBOE-2011-120 |
34-66054 |
Dec. 23, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 20, 2012
|
SR-CBOE-2011-119 |
34-65939 |
Dec. 12, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to a Complex Order Auction Feature
Comments due: January 9, 2012
|
SR-CBOE-2011-118 |
34-65967 |
Dec. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due: January 11, 2012
|
SR-CBOE-2011-117 |
34-66375 |
Feb. 10, 2012 |
Order Approving Proposed Rule Change Relating to its Automated Improvement Mechanism
|
34-66038 |
Dec. 22, 2011 |
Notice of Filing of a Proposed Rule Change Relating to its Automated Improvement Mechanism
Comments due: January 19, 2012
|
SR-CBOE-2011-116 |
34-66048 |
Dec. 23, 2011 |
Notice of Filing of a Proposed Rule Change Relating to its Automated Improvement Mechanism
Comments due: January 20, 2012
|
SR-CBOE-2011-114 |
34-66235 |
Jan. 25, 2012 |
Order Approving a Proposed Rule Change Relating to Complex Order Processing in Hybrid 3.0 Classes
|
34-65914 |
Dec. 8, 2011 |
Notice of Proposed Rule Change Related to Complex Order Processing in Hybrid 3.0 Classes
Comments due: January 4, 2012
|
SR-CBOE-2011-113 |
34-65872 |
Dec. 2, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1
Comments due: December 29, 2011
|
SR-CBOE-2011-112 |
34-65875 |
Dec. 2, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Transaction Fees
Comments due: December 29, 2011
|
SR-CBOE-2011-111 |
34-65824 |
Nov. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Individual Stock Trading Pause Pilot Program
Comments due: December 21, 2011
|
SR-CBOE-2011-110 |
34-65828 |
Nov. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Limited Extension to the Compliance Deadline for Registration and Qualification Pursuant to Rule 3.6A
Comments due: December 22, 2011
|
SR-CBOE-2011-109 |
34-65833 |
Nov. 28, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: December 23, 2011
|
SR-CBOE-2011-108 |
34-65774 |
Nov. 17, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Weeklys Program
Comments due: December 14, 2011
|
SR-CBOE-2011-107 |
34-66071 |
Dec. 29, 2011 |
Order Granting Accelerated Approval to Proposed Rule Changes in Connection with the Proposed Acquisition of the National Stock Exchange, Inc. by CBOE Stock Exchange, LLC
Additional File No.: SR-NSX-2011-14
|
34-65843 |
Nov. 28, 2011 |
Notice of Filing of Proposed Rule Change Amending and Restating the CBSX Operating Agreement and Adopting Rule 2.50
Comments due: December 23, 2011
Additional Materials:
Exhibit 5
|
SR-CBOE-2011-106 |
34-65732 |
Nov. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide a Limited Extension to the Compliance Deadline for Registration and Qualification Pursuant to Rule 3.6A
Comments due: December 9, 2011
|
SR-CBOE-2011-105 |
34-65835 |
Nov. 28, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Makers’ Continuous Electronic Quoting Obligations and Adjusted Option Series
Comments due: December 23, 2011
|
SR-CBOE-2011-104 |
34-65677 |
Nov. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Compliance Deadline for Registration and Qualification Pursuant to Rule 3.6A
Comments due: November 30, 2011
|
SR-CBOE-2011-103 |
34-65690 |
Nov. 4, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Process for the Qualification of the Customer Large Trade Discount
Comments due: December 1, 2011
|
SR-CBOE-2011-102 |
34-65662 |
Nov. 1, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Market-Maker Trade Prevention Order on CBOE Stock Exchange
Comments due: November 28, 2011
|
SR-CBOE-2011-101 |
34-65781 |
Nov. 17, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify That CBSX Will Process Only Round-Lot Orders of HOLDRS
Comments due: December 14, 2011
|
SR-CBOE-2011-100 |
34-65741 |
Nov. 14, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Renew Existing Pilot Program for an Additional Fourteen Months
Comments due: December 12, 2011
Comments received
are available
for this proposal.
|
SR-CBOE-2011-099 |
34-65980 |
Dec. 15, 2011 |
Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Concerning Industry Directors and the Nomination of Representative Directors
See also:
Notice: Rel. No. 34-65682
|
34-65682 |
Nov. 3, 2011 |
Notice of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Concerning Industry Directors and the Nomination of Representative Directors
Comments due: November 30, 2011
|
SR-CBOE-2011-098 |
34-65659 |
Oct. 31, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Options
Comments due: November 25, 2011
|
SR-CBOE-2011-097 |
34-65517 |
Oct. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due: November 4, 2011
|
SR-CBOE-2011-096 |
34-65518 |
Oct. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due: November 4, 2011
|
SR-CBOE-2011-095 |
34-65492 |
Oct. 6, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule to Delete Erroneous Language With Respect to the SPX Tier Appointment
Comments due: November 3, 2011
|
SR-CBOE-2011-094 |
34-65519 |
Oct. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees Schedule
Comments due: November 4, 2011
|
SR-CBOE-2011-093 |
34-65491 |
Oct. 6, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Customer Large Trade Discount
Comments due: November 3, 2011
|
SR-CBOE-2011-092 |
34-65481 |
Oct. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due: November 1, 2011
|
SR-CBOE-2011-091 |
34-65480 |
Oct. 4, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBOE Stock Exchange Transaction Fees
Comments due: November 1, 2011
|
SR-CBOE-2011-090 |
34-65454 |
Sep. 30, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Inactivity Fee on the CBOE Stock Exchange Fees Schedule
Comments due: October 27, 2011
|
SR-CBOE-2011-089 |
34-65417 |
Sep. 28, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Two-Day Settlement on CBOE Stock Exchange
Comments due: October 26, 2011
|
SR-CBOE-2011-087 |
34-67090 |
May 31, 2012 |
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments due: June 27, 2012
|
34-66680 |
Mar. 29, 2012 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
|
34-66065 |
Dec. 28, 2011 |
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due: January 25, 2012
Rebuttal comments due: February 8, 2012
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments received
are available
for this proposal.
|
34-65770 |
Nov. 17, 2011 |
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
|
34-65438 |
Sep. 28, 2011 |
Notice of Filing of Proposed Rule Change Related to Market-Wide Circuit Breakers
Comments due: October 25, 2011
Comments received
are available
for this proposal.
|
SR-CBOE-2011-086 |
34-65772 |
Nov. 17, 2011 |
Order Granting Approval of Proposed Rule to Increase the Number of Series Permitted Per Class in the Short Term Option Series Program
See also:
Notice: Rel. No. 34-65445
|
34-65445 |
Sep. 30, 2011 |
Notice of Proposed Rule to Increase the Number of Series Permitted Per Class in the Short Term Option Series Program
Comments due: October 27, 2011
See also:
Order: Rel. No. 34-65772
|
SR-CBOE-2011-085 |
34-65325 |
Sep. 12, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Clearing Trading Permit Holder Proprietary Transaction Fee Waiver for Orders in Multiply-Listed FLEX Options Classes
Comments due: October 11, 2011
|
SR-CBOE-2011-084 |
34-65250 |
Sep. 2, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Obsolete Language from the CBOE Stock Exchange Fees Schedule
Comments due: September 30, 2011
|
SR-CBOE-2011-083 |
34-65280 |
Sep. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due: October 5, 2011
|
SR-CBOE-2011-082 |
34-65310 |
Sep. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Opening and Complex Order Price Check Parameter Features
Comments due: October 6, 2011
|
SR-CBOE-2011-081 |
34-65224 |
Aug. 30, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Compliance Deadline for Qualification Pursuant to Rule 3.6A
Comments due: September 28, 2011
|
SR-CBOE-2011-080 |
34-65241 |
Aug. 31, 2011 |
Notice of Filing and Immediate Effectiveness of Proposal to Retire a Pilot Program and to Harmonize CBOE's Rules Regarding Listing Expirations with the Existing Rules of Other Exchanges
Comments due: September 28, 2011
|
SR-CBOE-2011-079 |
34-65379 |
Sep. 22, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Market-Maker Trade Prevention Order
Comments due: October 19, 2011
|
SR-CBOE-2011-078 |
34-65103 |
Aug. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the CBSX Clearly Erroneous Policy Pilot Program
Comments due: September 7, 2011
|
SR-CBOE-2011-077 |
34-65060 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program
Comments due: September 6, 2011
|
SR-CBOE-2011-076 |
34-65070 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program
Comments due: September 6, 2011
|
SR-CBOE-2011-075 |
34-65147 |
Aug. 17, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Registration and Qualification Requirements
Comments due: September 13, 2011
|
SR-CBOE-2011-073 |
34-65019 |
Aug. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees
Comments due: August 30, 2011
|
SR-CBOE-2011-071 |
34-65007 |
Aug. 2, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule Concerning Facilitation Orders in Multiply-Listed FLEX Options
Comments due: August 29, 2011
|
SR-CBOE-2011-070 |
34-65057 |
Aug. 8, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule to Waive the Trading Permit Holder Application Fee on the CBOE Stock Exchange for the Month of August
Comments due: September 6, 2011
|
SR-CBOE-2011-068 |
34-64893 |
Jul. 14, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Credit Option Margin Pilot Program to January 17, 2012
Comments due: August 10, 2011
|
SR-CBOE-2011-066 |
34-64930 |
Jul. 20, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism
Comments due: August 16, 2011
|
SR-CBOE-2011-065 |
34-64928 |
Jul. 20, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Position and Exercise Limits for Options on the Standard & Poor's Depository Receipts
Comments due: August 16, 2011
|
SR-CBOE-2011-064 |
34-64946 |
Jul. 21, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Compliance Deadline for Registration and Qualification Pursuant to Rule 3.6A
Comments due: August 17, 2011
|
SR-CBOE-2011-063 |
34-64824 |
Jul. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due: August 2, 2011
|
SR-CBOE-2011-062 |
34-64851 |
Jul. 11, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Automated Improvement Mechanism Fees
Comments due: August 5, 2011
|
SR-CBOE-2011-061 |
34-64876 |
Jul. 13, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule Concerning Certain Orders of Certain Affiliates for Purposes of a Fee Cap and Sliding Scale
Comments due: August 9, 2011
|
SR-CBOE-2011-060 |
34-64818 |
Jul. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fees Schedule Relating to the Marketing Fee
Comments due: August 2, 2011
|
SR-CBOE-2011-059 |
34-64817 |
Jul. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Waiver of the Transaction Fee for Public Customer Orders in SPY Options Executed in Open Outcry or in the Automated Improvement Mechanism
Comments due: August 2, 2011
|
SR-CBOE-2011-058 |
34-64806 |
Jul. 5, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Changes to its Fees Schedule Related to Qualified Contingent Cross Orders
Comments due: August 1, 2011
|
SR-CBOE-2011-057 |
34-64834 |
Jul. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PAR Official Fees in Volatility Index Options
Comments due: August 5, 2011
|
SR-CBOE-2011-056 |
34-64699 |
Jun. 17, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt the Selection Specifications and Content Outline for the Proprietary Traders Examination Program (Series 56)
Comments due: July 14, 2011
Comments received
are available
for this notice.
|
SR-CBOE-2011-055 |
34-65116 |
Aug. 11, 2011 |
Order Granting Approval of Proposed Rule Change to Trade Options on the CBOE Silver ETF Volatility Index
See also:
Notice: Rel. No. 34-64722
|
34-64722 |
Jun. 22, 2011 |
Notice of Filing of Proposed Rule Change to Trade Options on the CBOE Silver ETF Volatility Index
Comments due: July 19, 2011
|
SR-CBOE-2011-054 |
34-64674 |
Jun. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Sales Value Fee
Comments due: July 11, 2011
|
SR-CBOE-2011-053 |
34-64614 |
Jun. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Option Expiration Months Open for Trading on the Exchange
Comments due: July 5, 2011
|
SR-CBOE-2011-052 |
34-64642 |
Jun. 10, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Linkage Fees
Comments due: July 6, 2011
|
SR-CBOE-2011-051 |
34-64592 |
Jun. 3, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBOE Stock Exchange Transaction Fees to Change the Maker/Taker Fee to a Flat Fee
Comments due: June 29, 2011
|
SR-CBOE-2011-050 |
34-64617 |
Jun. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Class Quoting Limit in One Option Class
Comments due: July 5, 2011
|
SR-CBOE-2011-049 |
34-64735 |
Jun. 23, 2011 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.: SR-BATS-2011-016, SR-BYX-2011-011, SR-BX-2011-025, SR-CHX-2011-09, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
|
34-64434 |
May 6, 2011 |
Notice of Proposed Rule Change Related to the Individual Trading Pause Pilot and CBSX Market-Maker Quoting Obligations
Comments due: June 2, 2011
|
SR-CBOE-2011-048 |
34-64403 |
May 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1
Comments due: May 31, 2011
|
SR-CBOE-2011-046 |
34-64485 |
May 13, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Orders Qualifying for Certain Quantity-based Fee Waivers
Comments due: June 8, 2011
|
SR-CBOE-2011-045 |
34-64414 |
May 5, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due: June 2, 2011
|
SR-CBOE-2011-044 |
34-64725 |
Jun. 22, 2011 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Reduce the Minimum Size of the Nominating and Governance Committee
|
34-64395 |
May 4, 2011 |
Notice of Filing of a Proposed Rule Change to Reduce the Minimum Size of the Nominating and Governance Committee
Comments due: May 31, 2011
|
SR-CBOE-2011-043 |
34-64454 |
May 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to The Strategy Fee Cap and Clarifications to the CBOE Fees Schedule
Comments due: June 6, 2011
|
SR-CBOE-2011-042 |
34-64405 |
May 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Retroactive Waiver of PAR Official Fees
Comments due: May 31, 2011
|
SR-CBOE-2011-041 |
34-64653 |
Jun. 13, 2011 |
Order Granting Approval of Proposed Rule Change Establishing Qualified Contingent Cross Orders
|
34-64354 |
Apr. 27, 2011 |
Notice of Filing of Proposed Rule Change Establishing Qualified Contingent Cross Orders
Comments due: May 25, 2011
Comments received
are available
for this notice.
|
SR-CBOE-2011-040 |
34-65383 |
Sep. 22, 2011 |
Order Approving a Proposed Rule Change to Simplify the $1 Strike Price Interval Program
|
34-65031 |
Aug. 4, 2011 |
Notice of Proposed Rule Change by Chicago Board Options Exchange, Incorporated to Simplify the $1 Strike Price Interval Program
Comments due: August 30, 2011
|
SR-CBOE-2011-039 |
34-64991 |
Jul. 29, 2011 |
Order Granting Approval of Proposed Rule Change to List and Trade Single Stock Dividend Options
|
34-64654 |
Jun. 13, 2011 |
Notice of Filing of Proposed Rule Change to Trade Single Stock Dividend Options
Comments due: July 8, 2011
Additional Materials:
Exhibit 5
|
SR-CBOE-2011-038 |
34-64243 |
Apr. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Close of Trading Hours for Expiring End of Week and End of Month Expirations
Comments due: May 4, 2011
Comments received
are available
for this notice.
|
SR-CBOE-2011-036 |
34-64200 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to CBSX Rule 52.6
Comments due: May 3, 2011
|
SR-CBOE-2011-035 |
34-64199 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBSX Maker and Taker Transaction Fees and Rebates for Transactions in Securities Priced $1 or Greater
Comments due: May 3, 2011
|
SR-CBOE-2011-034 |
34-64197 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Waiver of Transaction Fee for Public Customer Orders in SPY Options Executed in Open Outcry or in the Automated Improvement Mechanism
Comments due: May 3, 2011
Additional Materials:
Text of Proposed Rule Change
|
SR-CBOE-2011-033 |
34-64212 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CBOE's Marketing Fee Program
Comments due: May 3, 2011
|
SR-CBOE-2011-032 |
34-64227 |
Apr. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program
Comments due: May 4, 2011
|
SR-CBOE-2011-031 |
34-64194 |
Apr. 5, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program
Comments due: May 3, 2011
|
SR-CBOE-2011-030 |
34-64217 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PAR Official Fees
Comments due: May 4, 2011
|
SR-CBOE-2011-029 |
34-64159 |
Mar. 31, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the $2.50 Strike Price Program
Comments due: April 27, 2011
|
SR-CBOE-2011-028 |
34-64304 |
Apr. 15, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Transaction Fees for CBOE Gold ETF Volatility Index Options
Comments due: May 12, 2011
|
SR-CBOE-2011-026 |
34-64551 |
May 26, 2011 |
Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto to Trade Options on Certain Individual Stock Based Volatility Indexes and Exchange-Traded Fund Based Volatility Indexes
|
34-64245 |
Apr. 7, 2011 |
Notice of Filing of a Proposed Rule Change to Trade Options on Individual Stock Based Volatility Indexes and Certain Exchange-Traded Fund Based Volatility Indexes
Comments due: May 4, 2011
|
SR-CBOE-2011-024 |
34-64110 |
Mar. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Programs Relating to FLEX Exercise Settlement Values and Minimum Value Sizes
Comments due: April 19, 2011
|
SR-CBOE-2011-023 |
34-64051 |
Mar. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Revenue Sharing Program with Correlix, Inc.
Comments due: April 4, 2011
|
SR-CBOE-2011-022 |
34-64070 |
Mar. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to PAR Official Fees
Comments due: April 8, 2011
|
SR-CBOE-2011-021 |
34-64007 |
Mar. 2, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due: March 30, 2011
|
SR-CBOE-2011-020 |
34-64027 |
Mar. 3, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fees Schedule for the CBOE Stock Exchange
Comments due: March 30, 2011
|
SR-CBOE-2011-019 |
34-64057 |
Mar. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the CBOE Fees Schedule
Comments due: April 4, 2011
|
SR-CBOE-2011-018 |
34-63998 |
Mar. 1, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify a Fee Schedule for the Sale by Market Data Express, LLC, of a BBO Data Feed for Securities Traded on CBSX
Comments due: March 28, 2011
Additional Materials:
Exhibit 5
|
SR-CBOE-2011-017 |
34-63917 |
Feb. 16, 2011 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Amend an Exchange Rule Relating to Giving Proxies
Comments due: March 16, 2011
|
SR-CBOE-2011-015 |
34-63887 |
Feb. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CFLEX Surcharge Fee Cap
Comments due: March 10, 2011
|
SR-CBOE-2011-014 |
34-63997 |
Mar. 1, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify a Fee Schedule for the Sale by Market Data Express, LLC, of a BBO Data Feed for CBOE Listed Options
Comments due: March 28, 2011
Additional Materials:
Exhibit 5
|
SR-CBOE-2011-013 |
34-63876 |
Feb. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees
Comments due: March 9, 2011
|
SR-CBOE-2011-012 |
34-63877 |
Feb. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: March 8, 2011
Comments received
are available
for this notice.
|
SR-CBOE-2011-011 |
34-63831 |
Feb. 3, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fees Schedule for the CBOE Stock Exchange
Comments due: March 3, 2011
|
SR-CBOE-2011-010 |
34-64127 |
Mar. 25, 2011 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Bylaw and Related Rule Changes
|
34-63844 |
Feb. 4, 2011 |
Notice of Filing of a Proposed Rule Change Relating to Bylaw and Related Rule Changes
Comments due: March 3, 2011
Additional Materials:
Exhibit 5A;
Exhibit 5B
|
SR-CBOE-2011-009 |
34-63842 |
Feb. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Stock-Option Orders
Comments due: March 3, 2011
|
SR-CBOE-2011-008 |
34-64189 |
Apr. 5, 2011 |
Order Granting Approval of Proposed Rule Change to Permit the Listing of Series with $0.50 and $1 Strike Price Increments on Certain Options Used to Calculate Volatility Indexes
|
34-63927 |
Feb. 17, 2011 |
Notice of Proposed Rule Change to Permit the Listing of $0.50 and $1 Strike Price Increments on Certain Options Used to Calculate Volatility Indexes
Comments due: March 17, 2011
|
SR-CBOE-2011-007 |
34-66265 |
Jan. 27, 2012 |
Order Approving a Proposed Rule Change to Adopt Rules Governing S&P 500 Option Variance Basket Trades
|
34-65725 |
Nov. 10, 2011 |
Notice of Filing of Proposed Rule Change to Adopt Rules in Connection with S&P 500 Option Variance Basket Trades
Comments due: December 7, 2011
Comments received
are available
for this proposal.
|
SR-CBOE-2011-006 |
34-63772 |
Jan. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Listing of Option Series with $1 Strike Prices
Comments due: February 22, 2011
|
SR-CBOE-2011-005 |
34-63763 |
Jan. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Short Sale Order Handling
Comments due: February 22, 2011
|
SR-CBOE-2011-004 |
34-63706 |
Jan. 12, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees
Comments due: February 9, 2011
|
SR-CBOE-2011-003 |
34-63656 |
Jan. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Reciprocal Listing Respecting a $5 Strike Program for Stock Options
Comments due: February 2, 2011
|
SR-CBOE-2011-002 |
34-63651 |
Jan. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a $5 Strike Price Program
Comments due: February 2, 2011
|
SR-CBOE-2011-001 |
34-63721 |
Jan. 14, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due: 21 days after publication in the Federal Register
|
http://www.sec.gov/rules/sro/cboe/cboearchive/cboearchive2011.shtml
|