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CBOE Rulemaking Archive: 2011

We encourage the public to submit comments on the following Chicago Board Options Exchange (CBOE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

CBOE File Number List for 2011

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-CBOE-2011-107
34-66071 Dec. 29, 2011 Order Granting Accelerated Approval to Proposed Rule Changes in Connection with the Proposed Acquisition of the National Stock Exchange, Inc. by CBOE Stock Exchange, LLC
Additional File No.:  SR-NSX-2011-14
See also:   Notice: Rel. No. 34-65843

SR-CBOE-2011-127
34-66067 Dec. 29, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due:  January 26, 2012

SR-CBOE-2011-087
34-66065 Dec. 28, 2011 Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due:  January 25, 2012
Rebuttal comments due:  February 8, 2012
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also:   Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65438
Comments received are available for this proposal.

SR-CBOE-2011-120
34-66054 Dec. 23, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  January 20, 2012

SR-CBOE-2011-123
34-66052 Dec. 23, 2011 Notice of Filing of a Proposed Rule Change Related to FLEX Options
Comments due:  January 25, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-66702
Comments received are available for this proposal.

SR-CBOE-2011-116
34-66048 Dec. 23, 2011 Notice of Filing of a Proposed Rule Change Relating to its Automated Improvement Mechanism
Comments due:  January 20, 2012

SR-CBOE-2011-117
34-66038 Dec. 22, 2011 Notice of Filing of a Proposed Rule Change Relating to its Automated Improvement Mechanism
Comments due:  January 19, 2012
See also:   Order: Rel. No. 34-66375

SR-CBOE-2011-122
34-66035 Dec. 22, 2011 Notice of Filing of a Proposed Rule Change Related to FLEX Options
Comments due:  January 19, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-66348
Comments received are available for this proposal.

SR-CBOE-2011-118
34-65967 Dec. 15, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  January 11, 2012

SR-CBOE-2011-099
34-65980 Dec. 15, 2011 Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Concerning Industry Directors and the Nomination of Representative Directors
See also:   Notice: Rel. No. 34-65682

SR-CBOE-2011-125
34-65972 Dec. 15, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Weeklys Program
Comments due:  January 11, 2012

SR-CBOE-2011-119
34-65939 Dec. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to a Complex Order Auction Feature
Comments due:  January 9, 2012

SR-CBOE-2011-114
34-65914 Dec. 8, 2011 Notice of Proposed Rule Change Related to Complex Order Processing in Hybrid 3.0 Classes
Comments due:  January 4, 2012
See also:   Order: Rel. No. 34-66235

SR-CBOE-2011-113
34-65872 Dec. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1
Comments due:  December 29, 2011

SR-CBOE-2011-112
34-65875 Dec. 2, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Transaction Fees
Comments due:  December 29, 2011

SR-CBOE-2011-109
34-65833 Nov. 28, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  December 23, 2011

SR-CBOE-2011-107
34-65843 Nov. 28, 2011 Notice of Filing of Proposed Rule Change Amending and Restating the CBSX Operating Agreement and Adopting Rule 2.50
Comments due:  December 23, 2011
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-66071

SR-CBOE-2011-105
34-65835 Nov. 28, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Makersí Continuous Electronic Quoting Obligations and Adjusted Option Series
Comments due:  December 23, 2011

SR-CBOE-2011-110
34-65828 Nov. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Limited Extension to the Compliance Deadline for Registration and Qualification Pursuant to Rule 3.6A
Comments due:  December 22, 2011

SR-CBOE-2011-111
34-65824 Nov. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Individual Stock Trading Pause Pilot Program
Comments due:  December 21, 2011

SR-CBOE-2011-087
34-65770 Nov. 17, 2011 Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also:   Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65438
Comments received are available for this proposal.

SR-CBOE-2011-108
34-65774 Nov. 17, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Weeklys Program
Comments due:  December 14, 2011

SR-CBOE-2011-086
34-65772 Nov. 17, 2011 Order Granting Approval of Proposed Rule to Increase the Number of Series Permitted Per Class in the Short Term Option Series Program
Comments due:  21 days after publication in the Federal Register
See also:   Notice: Rel. No. 34-65445

SR-CBOE-2011-101
34-65781 Nov. 17, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify That CBSX Will Process Only Round-Lot Orders of HOLDRS
Comments due:  December 14, 2011

SR-CBOE-2011-100
34-65741 Nov. 14, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Renew Existing Pilot Program for an Additional Fourteen Months
Comments due:  December 12, 2011
Comments received are available for this proposal.

SR-CBOE-2011-106
34-65732 Nov. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide a Limited Extension to the Compliance Deadline for Registration and Qualification Pursuant to Rule 3.6A
Comments due:  December 9, 2011

SR-CBOE-2011-007
34-65725 Nov. 10, 2011 Notice of Filing of Proposed Rule Change to Adopt Rules in Connection with S&P 500 Option Variance Basket Trades
Comments due:  December 7, 2011
See also:   Order: Rel. No. 34-66265
Comments received are available for this proposal.

SR-CBOE-2011-103
34-65690 Nov. 4, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Process for the Qualification of the Customer Large Trade Discount
Comments due:  December 1, 2011

SR-CBOE-2011-099
34-65682 Nov. 3, 2011 Notice of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Concerning Industry Directors and the Nomination of Representative Directors
Comments due:  November 30, 2011
See also:   Notice: Rel. No. 34-65980

SR-CBOE-2011-104
34-65677 Nov. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Compliance Deadline for Registration and Qualification Pursuant to Rule 3.6A
Comments due:  November 30, 2011

SR-CBOE-2011-102
34-65662 Nov. 1, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Market-Maker Trade Prevention Order on CBOE Stock Exchange
Comments due:  November 28, 2011

SR-CBOE-2011-098
34-65659 Oct. 31, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Options
Comments due:  November 25, 2011

SR-CBOE-2011-094
34-65519 Oct. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees Schedule
Comments due:  November 4, 2011

SR-CBOE-2011-096
34-65518 Oct. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due:  November 4, 2011

SR-CBOE-2011-097
34-65517 Oct. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due:  November 4, 2011

SR-CBOE-2011-095
34-65492 Oct. 6, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule to Delete Erroneous Language With Respect to the SPX Tier Appointment
Comments due:  November 3, 2011

SR-CBOE-2011-093
34-65491 Oct. 6, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Customer Large Trade Discount
Comments due:  November 3, 2011

SR-CBOE-2011-092
34-65481 Oct. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due:  November 1, 2011

SR-CBOE-2011-091
34-65480 Oct. 4, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBOE Stock Exchange Transaction Fees
Comments due:  November 1, 2011
Third Quarter

SR-CBOE-2011-090
34-65454 Sep. 30, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Inactivity Fee on the CBOE Stock Exchange Fees Schedule
Comments due:  October 27, 2011

SR-CBOE-2011-086
34-65445 Sep. 30, 2011 Notice of Proposed Rule to Increase the Number of Series Permitted Per Class in the Short Term Option Series Program
Comments due:  October 27, 2011
See also:   Order: Rel. No. 34-65772

SR-CBOE-2011-087
34-65438 Sep. 28, 2011 Notice of Filing of Proposed Rule Change Related to Market-Wide Circuit Breakers
Comments due:  October 25, 2011
See also:   Notice: Rel. No 34-66680; Order: Rel. No. 34-66065 Notice: Rel. No. 34-65770 and Order: Rel. No. 34-67090
Comments received are available for this proposal.

SR-CBOE-2011-089
34-65417 Sep. 28, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Two-Day Settlement on CBOE Stock Exchange
Comments due:  October 26, 2011

SR-CBOE-2011-040
34-65383 Sep. 22, 2011 Order Approving a Proposed Rule Change to Simplify the $1 Strike Price Interval Program
Comments due:  21 days after publication in the Federal Register
See also:   Notice: Rel. No. 34-65031

SR-CBOE-2011-079
34-65379 Sep. 22, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Market-Maker Trade Prevention Order
Comments due:  October 19, 2011

SR-CBOE-2011-085
34-65325 Sep. 12, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Clearing Trading Permit Holder Proprietary Transaction Fee Waiver for Orders in Multiply-Listed FLEX Options Classes
Comments due:  October 11, 2011

SR-CBOE-2011-082
34-65310 Sep. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Opening and Complex Order Price Check Parameter Features
Comments due:  October 6, 2011

SR-CBOE-2011-083
34-65280 Sep. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due:  October 5, 2011

SR-CBOE-2011-084
34-65250 Sep. 2, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Obsolete Language from the CBOE Stock Exchange Fees Schedule
Comments due:  September 30, 2011

SR-CBOE-2011-080
34-65241 Aug. 31, 2011 Notice of Filing and Immediate Effectiveness of Proposal to Retire a Pilot Program and to Harmonize CBOE's Rules Regarding Listing Expirations with the Existing Rules of Other Exchanges
Comments due:  September 28, 2011

SR-CBOE-2011-081
34-65224 Aug. 30, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Compliance Deadline for Qualification Pursuant to Rule 3.6A
Comments due:  September 28, 2011

SR-CBOE-2011-075
34-65147 Aug. 17, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Registration and Qualification Requirements
Comments due:  September 13, 2011

SR-CBOE-2011-055
34-65116 Aug. 11, 2011 Order Granting Approval of Proposed Rule Change to Trade Options on the CBOE Silver ETF Volatility Index
See also:   Notice: Rel. No. 34-64722

SR-CBOE-2011-078
34-65103 Aug. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the CBSX Clearly Erroneous Policy Pilot Program
Comments due:  September 7, 2011

SR-CBOE-2011-076
34-65070 Aug. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program
Comments due:  September 6, 2011

SR-CBOE-2011-077
34-65060 Aug. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program
Comments due:  September 6, 2011

SR-CBOE-2011-070
34-65057 Aug. 8, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule to Waive the Trading Permit Holder Application Fee on the CBOE Stock Exchange for the Month of August
Comments due:  September 6, 2011

SR-CBOE-2011-040
34-65031 Aug. 4, 2011 Notice of Proposed Rule Change by Chicago Board Options Exchange, Incorporated to Simplify the $1 Strike Price Interval Program
Comments due:  August 30, 2011
See also:   Order: Rel. No. 34-65383

SR-CBOE-2011-073
34-65019 Aug. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees
Comments due:  August 30, 2011

SR-CBOE-2011-071
34-65007 Aug. 2, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule Concerning Facilitation Orders in Multiply-Listed FLEX Options
Comments due:  August 29, 2011

SR-CBOE-2011-039
34-64991 Jul. 29, 2011 Order Granting Approval of Proposed Rule Change to List and Trade Single Stock Dividend Options
See also:   Notice: Rel. No. 34-64654

SR-CBOE-2011-064
34-64946 Jul. 21, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Compliance Deadline for Registration and Qualification Pursuant to Rule 3.6A
Comments due:  August 17, 2011

SR-CBOE-2011-066
34-64930 Jul. 20, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism
Comments due:  August 16, 2011

SR-CBOE-2011-065
34-64928 Jul. 20, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Position and Exercise Limits for Options on the Standard & Poor's Depository Receipts
Comments due:  August 16, 2011

SR-CBOE-2011-068
34-64893 Jul. 14, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Credit Option Margin Pilot Program to January 17, 2012
Comments due:  August 10, 2011

SR-CBOE-2011-061
34-64876 Jul. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule Concerning Certain Orders of Certain Affiliates for Purposes of a Fee Cap and Sliding Scale
Comments due:  August 9, 2011

SR-CBOE-2011-062
34-64851 Jul. 11, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Automated Improvement Mechanism Fees
Comments due:  August 5, 2011

SR-CBOE-2011-057
34-64834 Jul. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PAR Official Fees in Volatility Index Options
Comments due:  August 5, 2011

SR-CBOE-2011-063
34-64824 Jul. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due:  August 2, 2011

SR-CBOE-2011-060
34-64818 Jul. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fees Schedule Relating to the Marketing Fee
Comments due:  August 2, 2011

SR-CBOE-2011-059
34-64817 Jul. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Waiver of the Transaction Fee for Public Customer Orders in SPY Options Executed in Open Outcry or in the Automated Improvement Mechanism
Comments due:  August 2, 2011

SR-CBOE-2011-058
34-64806 Jul. 5, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Changes to its Fees Schedule Related to Qualified Contingent Cross Orders
Comments due:  August 1, 2011
Second Quarter

SR-CBOE-2011-049
34-64735 Jun. 23, 2011 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.:  SR-BATS-2011-016, SR-BYX-2011-011, SR-BX-2011-025, SR-CHX-2011-09, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
See also:   Notice: Rel. No. 34-64434

SR-CBOE-2011-044
34-64725 Jun. 22, 2011 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Reduce the Minimum Size of the Nominating and Governance Committee
See also:   Notice: Rel. No. 34-64395

SR-CBOE-2011-055
34-64722 Jun. 22, 2011 Notice of Filing of Proposed Rule Change to Trade Options on the CBOE Silver ETF Volatility Index
Comments due:  July 19, 2011

SR-CBOE-2011-056
34-64699 Jun. 17, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt the Selection Specifications and Content Outline for the Proprietary Traders Examination Program (Series 56)
Comments due:  July 14, 2011
Comments received are available for this notice.

SR-CBOE-2011-054
34-64674 Jun. 15, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Sales Value Fee
Comments due:  July 11, 2011

SR-CBOE-2011-039
34-64654 Jun. 13, 2011 Notice of Filing of Proposed Rule Change to Trade Single Stock Dividend Options
Comments due:  July 8, 2011
Additional Materials:   Exhibit 3
See also:   Order: Rel. No. 34-64991

SR-CBOE-2011-041
34-64653 Jun. 13, 2011 Order Granting Approval of Proposed Rule Change Establishing Qualified Contingent Cross Orders
See also:   Notice: Rel. No. 34-64354

SR-CBOE-2011-052
34-64642 Jun. 10, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Linkage Fees
Comments due:  July 6, 2011

SR-CBOE-2011-050
34-64617 Jun. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Class Quoting Limit in One Option Class
Comments due:  July 5, 2011

SR-CBOE-2011-053
34-64614 Jun. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Option Expiration Months Open for Trading on the Exchange
Comments due:  July 5, 2011

SR-CBOE-2011-051
34-64592 Jun. 3, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBOE Stock Exchange Transaction Fees to Change the Maker/Taker Fee to a Flat Fee
Comments due:  June 29, 2011

SR-CBOE-2011-026
34-64551 May 26, 2011 Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto to Trade Options on Certain Individual Stock Based Volatility Indexes and Exchange-Traded Fund Based Volatility Indexes
See also:   Notice: Rel. No. 34-64245

SR-CBOE-2011-046
34-64485 May 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Orders Qualifying for Certain Quantity-based Fee Waivers
Comments due:  June 8, 2011

SR-CBOE-2011-043
34-64454 May 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to The Strategy Fee Cap and Clarifications to the CBOE Fees Schedule
Comments due:  June 6, 2011

SR-CBOE-2011-049
34-64434 May 6, 2011 Notice of Proposed Rule Change Related to the Individual Trading Pause Pilot and CBSX Market-Maker Quoting Obligations
Comments due:  June 2, 2011
See also:   Order: Rel. No. 34-64735

SR-CBOE-2011-045
34-64414 May 5, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due:  June 2, 2011

SR-CBOE-2011-042
34-64405 May 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Retroactive Waiver of PAR Official Fees
Comments due:  May 31, 2011

SR-CBOE-2011-048
34-64403 May 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1
Comments due:  May 31, 2011

SR-CBOE-2011-044
34-64395 May 4, 2011 Notice of Filing of a Proposed Rule Change to Reduce the Minimum Size of the Nominating and Governance Committee
Comments due:  May 31, 2011
See also:   Order: Rel. No. 34-64725

SR-CBOE-2011-041
34-64354 Apr. 27, 2011 Notice of Filing of Proposed Rule Change Establishing Qualified Contingent Cross Orders
Comments due:  May 25, 2011
See also:   Order: Rel. No. 34-64653
Comments received are available for this notice.

SR-CBOE-2011-028
34-64304 Apr. 15, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Transaction Fees for CBOE Gold ETF Volatility Index Options
Comments due:  May 12, 2011

SR-CBOE-2011-026
34-64245 Apr. 7, 2011 Notice of Filing of a Proposed Rule Change to Trade Options on Individual Stock Based Volatility Indexes and Certain Exchange-Traded Fund Based Volatility Indexes
Comments due:  May 4, 2011
See also:   Order: Rel. No. 34-64551

SR-CBOE-2011-038
34-64243 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Close of Trading Hours for Expiring End of Week and End of Month Expirations
Comments due:  May 4, 2011
Comments received are available for this notice.

SR-CBOE-2011-032
34-64227 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program
Comments due:  May 4, 2011

SR-CBOE-2011-030
34-64217 Apr. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PAR Official Fees
Comments due:  May 4, 2011

SR-CBOE-2011-033
34-64212 Apr. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CBOE's Marketing Fee Program
Comments due:  May 3, 2011

SR-CBOE-2011-036
34-64200 Apr. 6, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to CBSX Rule 52.6
Comments due:  May 3, 2011

SR-CBOE-2011-035
34-64199 Apr. 6, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBSX Maker and Taker Transaction Fees and Rebates for Transactions in Securities Priced $1 or Greater
Comments due:  May 3, 2011

SR-CBOE-2011-034
34-64197 Apr. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Waiver of Transaction Fee for Public Customer Orders in SPY Options Executed in Open Outcry or in the Automated Improvement Mechanism
Comments due:  May 3, 2011
Additional Materials:   Text of Proposed Rule Change

SR-CBOE-2011-031
34-64194 Apr. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program
Comments due:  May 3, 2011

SR-CBOE-2011-008
34-64189 Apr. 5, 2011 Order Granting Approval of Proposed Rule Change to Permit the Listing of Series with $0.50 and $1 Strike Price Increments on Certain Options Used to Calculate Volatility Indexes
See also:   Notice: Rel. No. 34-63927
First Quarter

SR-CBOE-2011-029
34-64159 Mar. 31, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the $2.50 Strike Price Program
Comments due:  April 27, 2011

SR-CBOE-2011-010
34-64127 Mar. 25, 2011 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Bylaw and Related Rule Changes
See also:   Notice: Rel. No. 34-63844

SR-CBOE-2011-024
34-64110 Mar. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Programs Relating to FLEX Exercise Settlement Values and Minimum Value Sizes
Comments due:  April 19, 2011

SR-CBOE-2011-022
34-64070 Mar. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to PAR Official Fees
Comments due:  April 8, 2011

SR-CBOE-2011-019
34-64057 Mar. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the CBOE Fees Schedule
Comments due:  April 4, 2011

SR-CBOE-2011-023
34-64051 Mar. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Revenue Sharing Program with Correlix, Inc.
Comments due:  April 4, 2011

SR-CBOE-2011-020
34-64027 Mar. 3, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fees Schedule for the CBOE Stock Exchange
Comments due:  March 30, 2011

SR-CBOE-2011-021
34-64007 Mar. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due:  March 30, 2011

SR-CBOE-2011-018
34-63998 Mar. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify a Fee Schedule for the Sale by Market Data Express, LLC, of a BBO Data Feed for Securities Traded on CBSX
Comments due:  March 28, 2011
Additional Materials:   Exhibit 5

SR-CBOE-2011-014
34-63997 Mar. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify a Fee Schedule for the Sale by Market Data Express, LLC, of a BBO Data Feed for CBOE Listed Options
Comments due:  March 28, 2011
Additional Materials:   Exhibit 5

SR-CBOE-2011-008
34-63927 Feb. 17, 2011 Notice of Proposed Rule Change to Permit the Listing of $0.50 and $1 Strike Price Increments on Certain Options Used to Calculate Volatility Indexes
Comments due:  March 17, 2011
See also:   Order: Rel. No. 34-64189

SR-CBOE-2011-017
34-63917 Feb. 16, 2011 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Amend an Exchange Rule Relating to Giving Proxies
Comments due:  March 16, 2011

SR-CBOE-2011-015
34-63887 Feb. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CFLEX Surcharge Fee Cap
Comments due:  March 10, 2011

SR-CBOE-2011-012
34-63877 Feb. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due:  March 8, 2011
Comments received are available for this notice.

SR-CBOE-2011-013
34-63876 Feb. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees
Comments due:  March 9, 2011

SR-CBOE-2011-010
34-63844 Feb. 4, 2011 Notice of Filing of a Proposed Rule Change Relating to Bylaw and Related Rule Changes
Comments due:  March 3, 2011
Additional Materials:   Exhibit 5A; Exhibit 5B
See also:   Order: Rel. No. 34-64127

SR-CBOE-2011-009
34-63842 Feb. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Stock-Option Orders
Comments due:  March 3, 2011

SR-CBOE-2011-011
34-63831 Feb. 3, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fees Schedule for the CBOE Stock Exchange
Comments due:  March 3, 2011

SR-CBOE-2010-106
34-63819 Feb. 2, 2011 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Margin Requirements for Credit Options
See also:   Notice: Rel. No. 34-63546

SR-CBOE-2011-006
34-63772 Jan. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Listing of Option Series with $1 Strike Prices
Comments due:  February 22, 2011

SR-CBOE-2011-005
34-63763 Jan. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Short Sale Order Handling
Comments due:  February 22, 2011

SR-CBOE-2010-109
34-63762 Jan. 25, 2011 Order Approving Notice of Proposed Rule Change Regarding Rule 4.20 - Anti-Money Laundering Compliance Program
See also:   Notice: Rel. No. 34-63559

SR-CBOE-2011-001
34-63721 Jan. 14, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due:  February 11, 2011

SR-CBOE-2011-004
34-63706 Jan. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees
Comments due:  February 9, 2011

SR-CBOE-2010-116
34-63701 Jan. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Exchange Fees for Fiscal Year 2011
Comments due:  February 8, 2011
Additional Materials:   Exhibit 5

SR-CBOE-2011-003
34-63656 Jan. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Reciprocal Listing Respecting a $5 Strike Program for Stock Options
Comments due:  February 2, 2011

SR-CBOE-2011-002
34-63651 Jan. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a $5 Strike Price Program
Comments due:  February 2, 2011

SR-CBOE-2010-117
34-63631 Jan. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Router Subsidy
Comments due:  January 28, 2011


CBOE File Number List
Release No. Date Details

SR-CBOE-2011-127
34-66067 Dec. 29, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due:  January 26, 2012

SR-CBOE-2011-126
34-66408 Feb. 16, 2012 Order Approving Proposed Rule Change Relating to the CBOE Stock Exchange Request for Quote Rules
34-66119 Jan. 9, 2012 Notice of Filing of a Proposed Rule Change Relating to the CBOE Stock Exchange Request for Quote Rules
Comments due:  February 3, 2012

SR-CBOE-2011-125
34-65972 Dec. 15, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Weeklys Program
Comments due:  January 11, 2012

SR-CBOE-2011-123
34-66702 Mar. 30, 2012 Order Approving Proposed Rule Change to Establish an Automated Improvement Mechanism and a Solicitation Auction Mechanism for FLEX Options
34-66052 Dec. 23, 2011 Notice of Filing of a Proposed Rule Change Related to FLEX Options
Comments due:  January 25, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-CBOE-2011-122
34-66348 Feb. 7, 2012 Order Approving Proposed Rule Change, As Modified by Amendment No. 1, Related to Trading of FLEX Options
34-66035 Dec. 22, 2011 Notice of Filing of a Proposed Rule Change Related to FLEX Options
Comments due:  January 19, 2012
Additional Materials:   Exhibit 5
Comments received are available for this proposal.

SR-CBOE-2011-120
34-66054 Dec. 23, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  January 20, 2012

SR-CBOE-2011-119
34-65939 Dec. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to a Complex Order Auction Feature
Comments due:  January 9, 2012

SR-CBOE-2011-118
34-65967 Dec. 15, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  January 11, 2012

SR-CBOE-2011-117
34-66375 Feb. 10, 2012 Order Approving Proposed Rule Change Relating to its Automated Improvement Mechanism
34-66038 Dec. 22, 2011 Notice of Filing of a Proposed Rule Change Relating to its Automated Improvement Mechanism
Comments due:  January 19, 2012

SR-CBOE-2011-116
34-66048 Dec. 23, 2011 Notice of Filing of a Proposed Rule Change Relating to its Automated Improvement Mechanism
Comments due:  January 20, 2012

SR-CBOE-2011-114
34-66235 Jan. 25, 2012 Order Approving a Proposed Rule Change Relating to Complex Order Processing in Hybrid 3.0 Classes
34-65914 Dec. 8, 2011 Notice of Proposed Rule Change Related to Complex Order Processing in Hybrid 3.0 Classes
Comments due:  January 4, 2012

SR-CBOE-2011-113
34-65872 Dec. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1
Comments due:  December 29, 2011

SR-CBOE-2011-112
34-65875 Dec. 2, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Transaction Fees
Comments due:  December 29, 2011

SR-CBOE-2011-111
34-65824 Nov. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Individual Stock Trading Pause Pilot Program
Comments due:  December 21, 2011

SR-CBOE-2011-110
34-65828 Nov. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Limited Extension to the Compliance Deadline for Registration and Qualification Pursuant to Rule 3.6A
Comments due:  December 22, 2011

SR-CBOE-2011-109
34-65833 Nov. 28, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  December 23, 2011

SR-CBOE-2011-108
34-65774 Nov. 17, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Weeklys Program
Comments due:  December 14, 2011

SR-CBOE-2011-107
34-66071 Dec. 29, 2011 Order Granting Accelerated Approval to Proposed Rule Changes in Connection with the Proposed Acquisition of the National Stock Exchange, Inc. by CBOE Stock Exchange, LLC
Additional File No.:  SR-NSX-2011-14
34-65843 Nov. 28, 2011 Notice of Filing of Proposed Rule Change Amending and Restating the CBSX Operating Agreement and Adopting Rule 2.50
Comments due:  December 23, 2011
Additional Materials:   Exhibit 5

SR-CBOE-2011-106
34-65732 Nov. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide a Limited Extension to the Compliance Deadline for Registration and Qualification Pursuant to Rule 3.6A
Comments due:  December 9, 2011

SR-CBOE-2011-105
34-65835 Nov. 28, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Makersí Continuous Electronic Quoting Obligations and Adjusted Option Series
Comments due:  December 23, 2011

SR-CBOE-2011-104
34-65677 Nov. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Compliance Deadline for Registration and Qualification Pursuant to Rule 3.6A
Comments due:  November 30, 2011

SR-CBOE-2011-103
34-65690 Nov. 4, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Process for the Qualification of the Customer Large Trade Discount
Comments due:  December 1, 2011

SR-CBOE-2011-102
34-65662 Nov. 1, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Market-Maker Trade Prevention Order on CBOE Stock Exchange
Comments due:  November 28, 2011

SR-CBOE-2011-101
34-65781 Nov. 17, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify That CBSX Will Process Only Round-Lot Orders of HOLDRS
Comments due:  December 14, 2011

SR-CBOE-2011-100
34-65741 Nov. 14, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Renew Existing Pilot Program for an Additional Fourteen Months
Comments due:  December 12, 2011
Comments received are available for this proposal.

SR-CBOE-2011-099
34-65980 Dec. 15, 2011 Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Concerning Industry Directors and the Nomination of Representative Directors
See also:   Notice: Rel. No. 34-65682
34-65682 Nov. 3, 2011 Notice of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Concerning Industry Directors and the Nomination of Representative Directors
Comments due:  November 30, 2011

SR-CBOE-2011-098
34-65659 Oct. 31, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to FLEX Options
Comments due:  November 25, 2011

SR-CBOE-2011-097
34-65517 Oct. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due:  November 4, 2011

SR-CBOE-2011-096
34-65518 Oct. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due:  November 4, 2011

SR-CBOE-2011-095
34-65492 Oct. 6, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule to Delete Erroneous Language With Respect to the SPX Tier Appointment
Comments due:  November 3, 2011

SR-CBOE-2011-094
34-65519 Oct. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees Schedule
Comments due:  November 4, 2011

SR-CBOE-2011-093
34-65491 Oct. 6, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Customer Large Trade Discount
Comments due:  November 3, 2011

SR-CBOE-2011-092
34-65481 Oct. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due:  November 1, 2011

SR-CBOE-2011-091
34-65480 Oct. 4, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBOE Stock Exchange Transaction Fees
Comments due:  November 1, 2011

SR-CBOE-2011-090
34-65454 Sep. 30, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Inactivity Fee on the CBOE Stock Exchange Fees Schedule
Comments due:  October 27, 2011

SR-CBOE-2011-089
34-65417 Sep. 28, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Two-Day Settlement on CBOE Stock Exchange
Comments due:  October 26, 2011

SR-CBOE-2011-087
34-67090 May 31, 2012 Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments due:  June 27, 2012
34-66680 Mar. 29, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
34-66065 Dec. 28, 2011 Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due:  January 25, 2012
Rebuttal comments due:  February 8, 2012
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments received are available for this proposal.
34-65770 Nov. 17, 2011 Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
34-65438 Sep. 28, 2011 Notice of Filing of Proposed Rule Change Related to Market-Wide Circuit Breakers
Comments due:  October 25, 2011
Comments received are available for this proposal.

SR-CBOE-2011-086
34-65772 Nov. 17, 2011 Order Granting Approval of Proposed Rule to Increase the Number of Series Permitted Per Class in the Short Term Option Series Program
See also:   Notice: Rel. No. 34-65445
34-65445 Sep. 30, 2011 Notice of Proposed Rule to Increase the Number of Series Permitted Per Class in the Short Term Option Series Program
Comments due:  October 27, 2011
See also:   Order: Rel. No. 34-65772

SR-CBOE-2011-085
34-65325 Sep. 12, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Clearing Trading Permit Holder Proprietary Transaction Fee Waiver for Orders in Multiply-Listed FLEX Options Classes
Comments due:  October 11, 2011

SR-CBOE-2011-084
34-65250 Sep. 2, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Obsolete Language from the CBOE Stock Exchange Fees Schedule
Comments due:  September 30, 2011

SR-CBOE-2011-083
34-65280 Sep. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due:  October 5, 2011

SR-CBOE-2011-082
34-65310 Sep. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Opening and Complex Order Price Check Parameter Features
Comments due:  October 6, 2011

SR-CBOE-2011-081
34-65224 Aug. 30, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Compliance Deadline for Qualification Pursuant to Rule 3.6A
Comments due:  September 28, 2011

SR-CBOE-2011-080
34-65241 Aug. 31, 2011 Notice of Filing and Immediate Effectiveness of Proposal to Retire a Pilot Program and to Harmonize CBOE's Rules Regarding Listing Expirations with the Existing Rules of Other Exchanges
Comments due:  September 28, 2011

SR-CBOE-2011-079
34-65379 Sep. 22, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Market-Maker Trade Prevention Order
Comments due:  October 19, 2011

SR-CBOE-2011-078
34-65103 Aug. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the CBSX Clearly Erroneous Policy Pilot Program
Comments due:  September 7, 2011

SR-CBOE-2011-077
34-65060 Aug. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program
Comments due:  September 6, 2011

SR-CBOE-2011-076
34-65070 Aug. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program
Comments due:  September 6, 2011

SR-CBOE-2011-075
34-65147 Aug. 17, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Registration and Qualification Requirements
Comments due:  September 13, 2011

SR-CBOE-2011-073
34-65019 Aug. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees
Comments due:  August 30, 2011

SR-CBOE-2011-071
34-65007 Aug. 2, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule Concerning Facilitation Orders in Multiply-Listed FLEX Options
Comments due:  August 29, 2011

SR-CBOE-2011-070
34-65057 Aug. 8, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule to Waive the Trading Permit Holder Application Fee on the CBOE Stock Exchange for the Month of August
Comments due:  September 6, 2011

SR-CBOE-2011-068
34-64893 Jul. 14, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Credit Option Margin Pilot Program to January 17, 2012
Comments due:  August 10, 2011

SR-CBOE-2011-066
34-64930 Jul. 20, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism
Comments due:  August 16, 2011

SR-CBOE-2011-065
34-64928 Jul. 20, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Position and Exercise Limits for Options on the Standard & Poor's Depository Receipts
Comments due:  August 16, 2011

SR-CBOE-2011-064
34-64946 Jul. 21, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Compliance Deadline for Registration and Qualification Pursuant to Rule 3.6A
Comments due:  August 17, 2011

SR-CBOE-2011-063
34-64824 Jul. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due:  August 2, 2011

SR-CBOE-2011-062
34-64851 Jul. 11, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Automated Improvement Mechanism Fees
Comments due:  August 5, 2011

SR-CBOE-2011-061
34-64876 Jul. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule Concerning Certain Orders of Certain Affiliates for Purposes of a Fee Cap and Sliding Scale
Comments due:  August 9, 2011

SR-CBOE-2011-060
34-64818 Jul. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fees Schedule Relating to the Marketing Fee
Comments due:  August 2, 2011

SR-CBOE-2011-059
34-64817 Jul. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Waiver of the Transaction Fee for Public Customer Orders in SPY Options Executed in Open Outcry or in the Automated Improvement Mechanism
Comments due:  August 2, 2011

SR-CBOE-2011-058
34-64806 Jul. 5, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Changes to its Fees Schedule Related to Qualified Contingent Cross Orders
Comments due:  August 1, 2011

SR-CBOE-2011-057
34-64834 Jul. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PAR Official Fees in Volatility Index Options
Comments due:  August 5, 2011

SR-CBOE-2011-056
34-64699 Jun. 17, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt the Selection Specifications and Content Outline for the Proprietary Traders Examination Program (Series 56)
Comments due:  July 14, 2011
Comments received are available for this notice.

SR-CBOE-2011-055
34-65116 Aug. 11, 2011 Order Granting Approval of Proposed Rule Change to Trade Options on the CBOE Silver ETF Volatility Index
See also:   Notice: Rel. No. 34-64722
34-64722 Jun. 22, 2011 Notice of Filing of Proposed Rule Change to Trade Options on the CBOE Silver ETF Volatility Index
Comments due:  July 19, 2011

SR-CBOE-2011-054
34-64674 Jun. 15, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Sales Value Fee
Comments due:  July 11, 2011

SR-CBOE-2011-053
34-64614 Jun. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Option Expiration Months Open for Trading on the Exchange
Comments due:  July 5, 2011

SR-CBOE-2011-052
34-64642 Jun. 10, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Linkage Fees
Comments due:  July 6, 2011

SR-CBOE-2011-051
34-64592 Jun. 3, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBOE Stock Exchange Transaction Fees to Change the Maker/Taker Fee to a Flat Fee
Comments due:  June 29, 2011

SR-CBOE-2011-050
34-64617 Jun. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Class Quoting Limit in One Option Class
Comments due:  July 5, 2011

SR-CBOE-2011-049
34-64735 Jun. 23, 2011 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.:  SR-BATS-2011-016, SR-BYX-2011-011, SR-BX-2011-025, SR-CHX-2011-09, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
34-64434 May 6, 2011 Notice of Proposed Rule Change Related to the Individual Trading Pause Pilot and CBSX Market-Maker Quoting Obligations
Comments due:  June 2, 2011

SR-CBOE-2011-048
34-64403 May 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1
Comments due:  May 31, 2011

SR-CBOE-2011-046
34-64485 May 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Orders Qualifying for Certain Quantity-based Fee Waivers
Comments due:  June 8, 2011

SR-CBOE-2011-045
34-64414 May 5, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule
Comments due:  June 2, 2011

SR-CBOE-2011-044
34-64725 Jun. 22, 2011 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Reduce the Minimum Size of the Nominating and Governance Committee
34-64395 May 4, 2011 Notice of Filing of a Proposed Rule Change to Reduce the Minimum Size of the Nominating and Governance Committee
Comments due:  May 31, 2011

SR-CBOE-2011-043
34-64454 May 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to The Strategy Fee Cap and Clarifications to the CBOE Fees Schedule
Comments due:  June 6, 2011

SR-CBOE-2011-042
34-64405 May 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Retroactive Waiver of PAR Official Fees
Comments due:  May 31, 2011

SR-CBOE-2011-041
34-64653 Jun. 13, 2011 Order Granting Approval of Proposed Rule Change Establishing Qualified Contingent Cross Orders
34-64354 Apr. 27, 2011 Notice of Filing of Proposed Rule Change Establishing Qualified Contingent Cross Orders
Comments due:  May 25, 2011
Comments received are available for this notice.

SR-CBOE-2011-040
34-65383 Sep. 22, 2011 Order Approving a Proposed Rule Change to Simplify the $1 Strike Price Interval Program
34-65031 Aug. 4, 2011 Notice of Proposed Rule Change by Chicago Board Options Exchange, Incorporated to Simplify the $1 Strike Price Interval Program
Comments due:  August 30, 2011

SR-CBOE-2011-039
34-64991 Jul. 29, 2011 Order Granting Approval of Proposed Rule Change to List and Trade Single Stock Dividend Options
34-64654 Jun. 13, 2011 Notice of Filing of Proposed Rule Change to Trade Single Stock Dividend Options
Comments due:  July 8, 2011
Additional Materials:   Exhibit 5

SR-CBOE-2011-038
34-64243 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Close of Trading Hours for Expiring End of Week and End of Month Expirations
Comments due:  May 4, 2011
Comments received are available for this notice.

SR-CBOE-2011-036
34-64200 Apr. 6, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to CBSX Rule 52.6
Comments due:  May 3, 2011

SR-CBOE-2011-035
34-64199 Apr. 6, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend CBSX Maker and Taker Transaction Fees and Rebates for Transactions in Securities Priced $1 or Greater
Comments due:  May 3, 2011

SR-CBOE-2011-034
34-64197 Apr. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Waiver of Transaction Fee for Public Customer Orders in SPY Options Executed in Open Outcry or in the Automated Improvement Mechanism
Comments due:  May 3, 2011
Additional Materials:   Text of Proposed Rule Change

SR-CBOE-2011-033
34-64212 Apr. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CBOE's Marketing Fee Program
Comments due:  May 3, 2011

SR-CBOE-2011-032
34-64227 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of a CBSX Clearly Erroneous Policy Pilot Program
Comments due:  May 4, 2011

SR-CBOE-2011-031
34-64194 Apr. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program
Comments due:  May 3, 2011

SR-CBOE-2011-030
34-64217 Apr. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PAR Official Fees
Comments due:  May 4, 2011

SR-CBOE-2011-029
34-64159 Mar. 31, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the $2.50 Strike Price Program
Comments due:  April 27, 2011

SR-CBOE-2011-028
34-64304 Apr. 15, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Transaction Fees for CBOE Gold ETF Volatility Index Options
Comments due:  May 12, 2011

SR-CBOE-2011-026
34-64551 May 26, 2011 Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto to Trade Options on Certain Individual Stock Based Volatility Indexes and Exchange-Traded Fund Based Volatility Indexes
34-64245 Apr. 7, 2011 Notice of Filing of a Proposed Rule Change to Trade Options on Individual Stock Based Volatility Indexes and Certain Exchange-Traded Fund Based Volatility Indexes
Comments due:  May 4, 2011

SR-CBOE-2011-024
34-64110 Mar. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Programs Relating to FLEX Exercise Settlement Values and Minimum Value Sizes
Comments due:  April 19, 2011

SR-CBOE-2011-023
34-64051 Mar. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Revenue Sharing Program with Correlix, Inc.
Comments due:  April 4, 2011

SR-CBOE-2011-022
34-64070 Mar. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to PAR Official Fees
Comments due:  April 8, 2011

SR-CBOE-2011-021
34-64007 Mar. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due:  March 30, 2011

SR-CBOE-2011-020
34-64027 Mar. 3, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fees Schedule for the CBOE Stock Exchange
Comments due:  March 30, 2011

SR-CBOE-2011-019
34-64057 Mar. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the CBOE Fees Schedule
Comments due:  April 4, 2011

SR-CBOE-2011-018
34-63998 Mar. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify a Fee Schedule for the Sale by Market Data Express, LLC, of a BBO Data Feed for Securities Traded on CBSX
Comments due:  March 28, 2011
Additional Materials:   Exhibit 5

SR-CBOE-2011-017
34-63917 Feb. 16, 2011 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Amend an Exchange Rule Relating to Giving Proxies
Comments due:  March 16, 2011

SR-CBOE-2011-015
34-63887 Feb. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CFLEX Surcharge Fee Cap
Comments due:  March 10, 2011

SR-CBOE-2011-014
34-63997 Mar. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify a Fee Schedule for the Sale by Market Data Express, LLC, of a BBO Data Feed for CBOE Listed Options
Comments due:  March 28, 2011
Additional Materials:   Exhibit 5

SR-CBOE-2011-013
34-63876 Feb. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees
Comments due:  March 9, 2011

SR-CBOE-2011-012
34-63877 Feb. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due:  March 8, 2011
Comments received are available for this notice.

SR-CBOE-2011-011
34-63831 Feb. 3, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fees Schedule for the CBOE Stock Exchange
Comments due:  March 3, 2011

SR-CBOE-2011-010
34-64127 Mar. 25, 2011 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Bylaw and Related Rule Changes
34-63844 Feb. 4, 2011 Notice of Filing of a Proposed Rule Change Relating to Bylaw and Related Rule Changes
Comments due:  March 3, 2011
Additional Materials:   Exhibit 5A; Exhibit 5B

SR-CBOE-2011-009
34-63842 Feb. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Stock-Option Orders
Comments due:  March 3, 2011

SR-CBOE-2011-008
34-64189 Apr. 5, 2011 Order Granting Approval of Proposed Rule Change to Permit the Listing of Series with $0.50 and $1 Strike Price Increments on Certain Options Used to Calculate Volatility Indexes
34-63927 Feb. 17, 2011 Notice of Proposed Rule Change to Permit the Listing of $0.50 and $1 Strike Price Increments on Certain Options Used to Calculate Volatility Indexes
Comments due:  March 17, 2011

SR-CBOE-2011-007
34-66265 Jan. 27, 2012 Order Approving a Proposed Rule Change to Adopt Rules Governing S&P 500 Option Variance Basket Trades
34-65725 Nov. 10, 2011 Notice of Filing of Proposed Rule Change to Adopt Rules in Connection with S&P 500 Option Variance Basket Trades
Comments due:  December 7, 2011
Comments received are available for this proposal.

SR-CBOE-2011-006
34-63772 Jan. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Listing of Option Series with $1 Strike Prices
Comments due:  February 22, 2011

SR-CBOE-2011-005
34-63763 Jan. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Short Sale Order Handling
Comments due:  February 22, 2011

SR-CBOE-2011-004
34-63706 Jan. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees Schedule and Circular Regarding Trading Permit Holder Application and Other Related Fees
Comments due:  February 9, 2011

SR-CBOE-2011-003
34-63656 Jan. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Reciprocal Listing Respecting a $5 Strike Program for Stock Options
Comments due:  February 2, 2011

SR-CBOE-2011-002
34-63651 Jan. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a $5 Strike Price Program
Comments due:  February 2, 2011

SR-CBOE-2011-001
34-63721 Jan. 14, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees
Comments due:  21 days after publication in the Federal Register

 

http://www.sec.gov/rules/sro/cboe/cboearchive/cboearchive2011.shtml


Modified: 04/15/2014