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CBOE Rulemaking Archive: 2004

We encourage the public to submit comments on the following Chicago Board Options Exchange (CBOE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

CBOE File Number List for 2004

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-CBOE-2004-67
34-50924 Dec. 23, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to Split Price Priority
Comments due:  January 24, 2005
See also:  Order: Rel. No. 34-51148

SR-CBOE-2004-04
34-50907 Dec. 22, 2004 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange's Guaranteed Participation Rule Relating to Facilitation and Crossing Transactions.
See also:  Notice: Rel. No. 34-50655

SR-CBOE-2004-81
34-50920 Dec. 22, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amnding Rule 30.20 to Conform with the requirements of Regulation SHO.
Comments due:  January 19, 2005

SR-CBOE-2004-52
34-50915 Dec. 22, 2004 Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Amend CBOE's “Trigger” Rule to Permit RAES Orders to Automatically Execute Against Orders Resting on the Exchange’s Limit Order Book
See also:  Notice: Rel. No. 34-50673

SR-CBOE-2004-85
34-50909 Dec. 22, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Designated Primary Market-Makers' Handling of Non-Public Customer Orders
Comments due:  January 19, 2005
See also:  Order: Rel. No. 34-51173

SR-CBOE-2004-84
34-50903 Dec. 21, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees
Comments due:  January 19, 2005

SR-CBOE-2002-03
34-50886 Dec. 20, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Customer Portfolio and Cross-Margining Requirements
Comments due:  January 18, 2005
See also:  Order: Rel. No. 34-52032; Notices: Rel. Nos. 34-51614; 34-45630
Comments received are available for this notice.

SR-CBOE-2004-83
34-50880 Dec. 17, 2004 Notice of Filing Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 to Amend the Exchange's Obvious Error Rule
Comments due:  January 18, 2005

SR-CBOE-2004-66
34-50874 Dec. 16, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Borrowing and Lending by Registered Persons
Comments due:  January 12, 2005

SR-CBOE-2004-50
34-50853 Dec. 14, 2004 Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Amend CBOE Rules Regarding Limitations on Designated Primary Market-Makers Putting Into Effect Stop and Stop-Limit Orders
See also:  Notice: Rel. No. 34-50542

SR-CBOE-2004-79
34-50840 Dec. 10, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Hours for Options on Units and Options on the Nasdaq-100 Index Tracking Stock
Comments due:  January 7, 2005

SR-CBOE-2004-76
34-50837 Dec. 10, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a DPM and Market-Maker Transaction Fee in Options on the Mini-Nasdaq-100 Index
Comments due:  January 7, 2005

SR-CBOE-2004-73
34-50821 Dec. 8, 2004 Notice of Filing of Proposed Rule Change to Restrict a Designated Primary Market-Maker’s Ability to Charge a Brokerage Commission
Comments due:  January 5, 2005
See also:  Order: Rel. No. 34-51235
Comments received are available for this notice.

SR-CBOE-2003-18
34-50791 Dec. 3, 2004 Notice of Withdrawal of Proposed Rule Change to Amend CBOE Rule 6.24 Relating to Systematizing Orders

SR-CBOE-2004-78
34-50779 Dec. 1, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to the Retail Automatic Execution System
Comments due:  December 29, 2004

SR-CBOE-2004-64
34-50775 Dec. 1, 2004 Order Approving Proposed Rule Change Relating to the Allocation of N-Second Group Trades Pursuant to Rule 6.45A(c)
See also:  Notice: Rel. No. 34-50583

SR-CBOE-2004-74
34-50759 Nov. 30, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options on Revised-Value Versions of the European-Style Exercise, P.M.-Settled Option Contract on the Standard & Poor’s 100 Stock Index
Comments due:  December 28, 2004

SR-CBOE-2004-77
34-50755 Nov. 30, 2004 Notice of Filing of Proposed Rule Change Relating to the Systematizing of Orders in Connection with the Requirement to Design and Implement a Consolidated Options Audit Trail System ("COATS")
Comments due:  December 27, 2004
See also:  Order: Rel. No. 34-50996
Comments received are available for this notice.

SR-CBOE-2004-69
34-50735 Nov. 24, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated to Eliminate the Exchange's Marketing Fee Voting Procedures
Comments due:  December 22, 2004

SR-CBOE-2004-68
34-50736 Nov. 24, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc. to Adopt a New Marketing Fee
Comments due:  December 22, 2004

SR-CBOE-2004-71
34-50732 Nov. 23, 2004 Notice of Filing of Proposed Rule Change to Modify the Distribution of the DPM Participation Entitlement for Orders Specifying a Preferred DPM Under CBOE Rule 8.87
Comments due:  December 22, 2004
See also:  Order: Rel. No. 34-51779
Comments received are available for this notice.

SR-CBOE-2004-25
34-50725 Nov. 23, 2004 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Relating to Designated Primary Market-Makers Obligations
See also:  Notice: Rel. No. 34-50548

SR-CBOE-2004-45
34-50682 Nov. 17, 2004 Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Trading of Complex Orders on the CBOE Hybrid System
Comments due:  December 14, 2004
See also:  Order: Rel. No. 34-51271
Comments received are available for this notice.

SR-CBOE-2004-52
34-50673 Nov. 16, 2004 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated to Amend its "Trigger" Rule to Permit RAES Orders to Automatically Execute Against Orders Resting on the Exchange's Limit Order Book
Comments due:  December 13, 2004
See also:  Order: Rel. No. 34-50915

SR-CBOE-2004-04
34-50655 Nov. 10, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. to Amend its Guaranteed Participation Rule Relating to Facilitation and Crossing Transactions
Comments due:  December 9, 2004
See also:  Order: Rel. No. 34-50907

SR-CBOE-2004-62
34-50630 Nov. 3, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 9.3A Relating to Continuing Education for Registered Persons
Comments due:  December 1, 2004

SR-CBOE-2004-64
34-50583 Oct. 22, 2004 Notice of Filing of Proposed Rule Change Relating to the Allocation of N-Second Group Trades Pursuant to Rule 6.45A(c)
Comments due:  November 22, 2004
See also:  Order: Rel. No. 34-50775

SR-CBOE-2004-41
34-50562 Oct. 19, 2004 Order Approving a Proposed Rule Change and Amendment No. 1 by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Inc.; a Proposed Rule Change and Amendments No. 1 and 2 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to Minimum Size Guarantees for Linkage Orders SR-BSE-2004-14; SR-CBOE-2004-41; SR-ISE-2004-01; SR-PCX-2004-84; SR-Phlx-2004-16
See also:  Notice: Rel. No. 34-50340

SR-CBOE-2004-25
34-50548 Oct. 15, 2004 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Relating to Designated Primary Market-Makers Obligations
Comments due:  November 12, 2004
See also:  Order: Rel. No. 34-50725

SR-CBOE-2004-57
34-50540 Oct. 14, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 thereto Relating to the Permanent Approval of Autobook
Comments due:  November 12, 2004

SR-CBOE-2004-50
34-50542 Oct. 14, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend its Rules Regarding Limitations on Designated Primary Market-Makers Putting into Effect Stop and Stop-Limit Orders
Comments due:  November 12, 2004
See also:  Order: Rel. No. 34-50853

SR-CBOE-2003-33
34-50484 Oct. 1, 2004 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2, 3 and 4 Relating to Non-Member Market Maker Transaction Fees
See also:  Notice: Rel. No. 34-48815
Third Quarter

SR-CBOE-2004-61
34-50469 Sep. 29, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Reduction of Customer Transaction Fees for Options on Exchange-Traded Funds and Holding Company Depositary Receipts
Comments due:  21 days after publication in the Federal Register

SR-CBOE-2004-16
34-50464 Sep. 29, 2004 Order Granting Petition for Review and Scheduling Filing of Statements
See also:  Orders: Rel. Nos. 34-52611, 34-51568, 34-51252, 34-50028; Notice: Rel. No. 34-49620

SR-CBOE-2004-41
34-50340 Sep. 9, 2004 Notice of Filing of Proposed Rule Change Relating to Minimum Size Guarantees for Linkage Orders
Comments due:  October 7, 2004
See also:  Order: Rel. No. 34-50562

SR-CBOE-2004-12
34-50327 Sep. 7, 2004 Order Approving Proposed Rule Change to Require Members to Use and Maintain a Back-up Autoquote System in Hybrid Classes
See also:  Notice: Rel. No. 34-50055

SR-CBOE-2004-39
34-50292 Aug. 31, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Extending a Limited Pilot Program for Maximum Bid/Ask Differentials
Comments due:  September 28, 2004

SR-CBOE-2004-42
34-50269 Aug. 26, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Calculation of Securities Indexes Underlying Options
Comments due:  September 23, 2004

SR-CBOE-2004-55
34-50212 Aug. 18, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Marketing Fee to Incorporate Electronic DPMs
Comments due:  September 14, 2004

SR-CBOE-2004-43
34-50209 Aug. 18, 2004 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange's Membership Rules to Accommodate e-DPMs
See also:  Notice: Rel. No. 34-50007

SR-CBOE-2003-39
34-50205 Aug. 17, 2004 Order Granting Approval of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to Quote Sizes
See also:  Notice: Rel. No. 34-49990

SR-CBOE-2004-38
34-50175 Aug. 10, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange's Fee Schedule for Fiscal Year 2005
Comments due:  September 7, 2004

SR-CBOE-2004-02
34-50169 Aug. 9, 2004 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Amend the Obvious Error Rule Relating to Options Quoted "No-Bid"

See also:  Notice: Rel. No. 34-49462

SR-CBOE-2004-56
34-50164 Aug. 6, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to Margin Requirements for Certain Complex Option Spreads
Comments due:  September 7, 2004
Comments received are available for this notice.

SR-CBOE-2004-47
34-50130 Jul. 30, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Marketing Fee Voting Procedures
Comments due:  August 27, 2004

SR-CBOE-2004-44
34-50079 Jul. 26, 2004 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Permanent Approval of the $5 Quote Width Pilot Program
Comments due:  August 20, 2004

SR-CBOE-2004-49
34-50063 Jul. 22, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Exchange to list up to Seven Expiration Months for Certain Index Options up until the Expiration of Those Options in November 2004
Comments due:  August 19, 2004

SR-CBOE-2004-48
34-50058 Jul. 22, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Transaction Fees for DPMs and e-DPMs
Comments due:  August 20, 2004

SR-CBOE-2004-12
34-50055 Jul. 21, 2004 Notice of Filing of Proposed Rule Change to Require Members to Use and Maintain a Back-up Autoquote System in Hybrid Classes
Comments due:  August 20, 2004
See also:  Order: Rel. No. 34-50327

SR-CBOE-2004-40
34-50048 Jul. 20, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Extension of Linkage Fee Pilot Program
Comments due:  August 18, 2004

SR-CBOE-2004-16
34-50028 Jul. 15, 2004 Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b)
See also:  Orders: Rel. Nos. 34-52611, 34-51568, 34-51252, 34-50464; Notice: Rel. No. 34-49620

SR-CBOE-2004-43
34-50007 Jul. 13, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 to Amend the Exchange’s Membership Rules to Accommodate e-DPMs
Comments due:  August 9, 2004
See also:  Order: Rel. No. 34-50209

SR-CBOE-2004-33
34-50005 Jul. 12, 2004 Order Granting Accelerated Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to Frequency of Executions on the Hybrid Trading System

See also:  Notice: Rel. No. 34-49814

SR-CBOE-2004-24
34-50003 Jul. 12, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Allowing a New Type of Designated Primary Market-Maker - e-DPMs

See also:  Notice: Rel. No. 34-49643

SR-CBOE-2004-28
34-49995 Jul. 9, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Enhanced Corporate Governance Requirements for Listed Companies
Comments due:  August 5, 2004

SR-CBOE-2003-39
34-49990 Jul. 8, 2004 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Relating to Quote Sizes
Comments due:  August 5, 2004
See also:  Order: Rel. No. 34-50205

SR-CBOE-2004-23
34-49798A Jul. 6, 2004 Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Permanently Approve the Modified ROS Opening Procedure Pilot Program, which Occurs on the Settlement Date of Futures and Options on Volatility Indexes; Correction
See also:  Order: Rel. No. 34-49798; Notice: Rel. No. 34-49614

SR-CBOE-2004-30
34-49965 Jul. 2, 2004 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Comments due:  August 2, 2004
See also:  Order: Rel. No. 34-51244A
Second Quarter

SR-CBOE-2002-24
34-49932 Jun. 28, 2004 Order Granting Approval of the Proposed Rule Change and Amendment Nos. 1 and 2 and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 4 Relating to Listing Standards for Options on Micro Narrow-Based Security Indexes

SR-CBOE-2004-36
34-49919 Jun. 25, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a One-Month Extension of the $5 Quote Width Pilot Program
Comments due:  July 23, 2004

SR-CBOE-2004-35
34-49916 Jun. 25, 2004 Notice of Filing of Proposed Rule Change to Amend CBOE Rule 8.85 to Require the Immediate Display of Customer Limit Orders
Comments due:  July 23, 2004
See also:  Order: Rel. No. 34-51063

SR-CBOE-2004-31
34-49887 Jun. 17, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Handling of Principal Acting as Agent Orders Under Linkage
Comments due:  July 16, 2004

SR-CBOE-2004-15
34-49880 Jun. 17, 2004 Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Automatic Executions for Underlying Specialists
See also:  Notice: Rel. No. 34-49659

SR-CBOE-2004-05
34-49877 Jun. 16, 2004 Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 thereto Relating to the Relocation of an Entire Trading Station’s Securities to Another Trading Station
See also:  Notice: Rel. No. 34-49687

SR-CBOE-2004-29
34-49867 Jun. 15, 2004 Notice of Filing an Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 thereto, by the Chicago Board Options Exchange, Incorporated Proposing to Extend a Pilot Program Relating to Certain Limitations on Trade-Through Liability
Comments due:  July 15, 2004

SR-CBOE-2004-33
34-49814 Jun. 4, 2004 Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Frequency of Executions on the Hybrid Trading System
Comments due:  July 6, 2004
See also:  Order: Rel. No. 34-50005

SR-CBOE-2004-34
34-49799 Jun. 3, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
Comments due:  July 1, 2004

SR-CBOE-2004-23
34-49798 Jun. 3, 2004 Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Permanently Approve the Modified ROS Opening Procedure Pilot Program, which Occurs on the Settlement Date of Futures and Options on Volatility Indexes
See also:  Order: Rel. No. 34-49798A; Notice: Rel. No. 34-49614

SR-CBOE-2004-20
34-49791 Jun. 2, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Relating to the $5 Quotation Spread Pilot Program
See also:  Notice: Rel. No. 34-49588

SR-CBOE-2004-13
34-49769 May 25, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Retroactive Crediting of Certain DPM Principal Acting as Agent Order Transaction Fees
See also:  Notice: Rel. No. 34-49575

SR-CBOE-2004-26
34-49723 May 18, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove from the Exchange Rules References to Certain Indexes and Trading Permits
Comments due:  June 14, 2004

SR-CBOE-2003-42
34-49699 May 13, 2004 Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Relating to the Retail Automatic Execution System.

SR-CBOE-2004-09
34-49698 May 13, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Options on Certain CBOE Volatility Indexes
Comments due: June 10, 2004

SR-CBOE-2004-05
34-49687 May 12, 2004 Notice of Filing of a proposed rule change and Amendments No. 1 and 2 thereto to amend CBOE Rules 8.84 and 8.95 to grant to its MTS Committee the authority to approve the relocation of an entire trading station’s securities to another trading station that is operated by the same Designated Primary Market-Maker organization.
Comments due:  June 9, 2004
See also:  Order: Rel. No. 34-49877

SR-CBOE-2004-27
34-49679 May 11, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment to the Modified Rapid Opening Procedure Pilot Program
Comments due:  June 7, 2004

SR-CBOE-2004-15
34-49659 May 6, 2004 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Automatic Executions for Underlying Specialists
Comments due:  June 3, 2004
See also:  Order: Rel. No. 34-49880

SR-CBOE-2004-24
34-49643 Apr. 30, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Allowing a New Type of Designated Primary Market-Maker - e-DPMs
Comments due:  May 28, 2004
See also:  Order: Rel. No. 34-50003

SR-CBOE-2004-16
34-49620 Apr. 26, 2004 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b)
Comments due:  May 24, 2004
See also:  Order: Rel. No. 34-52611; Orders: Rel. Nos. 34-51568, 34-51252, 34-50464, 34-50028
Comments received are available for this notice.

SR-CBOE-2004-23
34-49614 Apr. 26, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Seeking Permanent Approval of the Modified Rapid Opening System Pilot Program.
Comments due:  May 21, 2004
See also:  Order: Rel. No. 34-49798A; Order: Rel. No. 34-49798

SR-CBOE-2004-19
34-49601 Apr. 22, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a DPM and Market Maker Transaction Fee
Comments due:  May 21, 2004

SR-CBOE-2004-20
34-49588 Apr. 21, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the $5 Quotation Spread Pilot Program
Comments due:  May 18, 2004
See also:  Order: Rel. No. 34-49791

SR-CBOE-2004-22
34-49584 Apr. 20, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange's Automated Limit Order Dplay Facility ("Autobook") Pilot Program Until October 19, 2004
Comments due:  May 18, 2004

SR-CBOE-2004-17
34-49577 Apr. 19, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Establishing a Process for Approving and Appointing Remote Electronic Designated Primary Market-Makers

SR-CBOE-2004-13
34-49575 Apr. 16, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to Retroactive Crediting of DPM Principal Acting as Agent Order Transaction Fees
Comments due:  May 14, 2004
See also:  Order: Rel. No. 34-49769

SR-CBOE-2003-40
34-49563 Apr. 14, 2004 Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 Thereto Relang to Options on certain CBOE volatility indexes.
See also:  Notice: Rel. No. 34-48807

SR-CBOE-2003-59
34-49555 Apr. 12, 2004 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange's Obvious Error Rule

SR-CBOE-2004-18
34-49524 Apr. 2, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Extension of Its Prospective Fee Reduction Program
Comments due:  April 30, 2004

SR-CBOE-2003-23
34-49518 Apr. 1, 2004 Order Approving Proposed Rule Change Relating to the Chicago Board Options Exchange, Inc.'s Autoquote Triggered EBook Execution System
First Quarter

SR-CBOE-2003-35
34-49472 Mar. 25, 2004 Order Approving Proposed Rule Change, and Amendment Nos. 1, 2, and 3 Thereto Relating to Non-Aggregation Treatment of Trading Units of Member Firms for Position and Exercise Limits

SR-CBOE-2004-11
34-49468 Mar. 24, 2004 A Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to a Pilot Program for Modification of ROS on the Settlement Date of Futures and Options on Volatility Indexes Has Been Granted Accelerated Approval as a Pilot to Run Through November 17, 2004
Comments due:  April 21, 2004

SR-CBOE-2004-02
34-49462 Mar. 23, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Obvious Error Rule Relating to "No-Bid" Options
Comments due:  April 21, 2004
See also:  Order: Rel. No. 34-50169

SR–CBOE–2003–51
34-49388 Mar. 10, 2004 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Relating to the Listing and Trading of Options on Three Russell Indexes
See also:  Notice: Rel. No. 34-49111

SR–CBOE–2003–51
34-49111 Jan. 21, 2004 Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to the Listing and Trading of Options on Certain Russell Indexes
See also:  Order: Rel. No. 34-49388
Comments received are available for this notice.


CBOE File Number List for 2004
Release No. Date Details

SR-CBOE-2004-91
34-51030 Jan. 12, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend a Pilot Program and Eliminate the Rule Prohibiting Electronically Generated and Communicated Orders
Comments due:  February 14, 2005

SR-CBOE-2004-90
34-50994 Jan. 7, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Delay of the Operative Period for Rule 6.45A(c)(iii)
Comments due:  February 3, 2005

SR-CBOE-2004-89
34-51220 Feb. 17, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Reduced-Value Options on the Russell 2000 Stock Index
Comments due:  March 18, 2005

SR-CBOE-2004-88
34-50962 Jan. 5, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Customer Large Trade Discount Program
Comments due:  February 2, 2005

SR-CBOE-2004-87
34-51822 Jun. 10, 2005 Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Trading Rules on the Hybrid System for Index Options and Options on ETFs
34-51680 May 10, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Trading Rules on the Hybrid System for Index Options and Options on ETFs
Comments due:  June 7, 2005

SR-CBOE-2004-86
34-52367 Aug. 31, 2005 Order Granting Approval of Proposed Rule Change Relating to the Modified ROS Opening Procedure
34-52101 Jul. 21, 2005 Notice of Filing of Proposed Rule Change Relating to the Modified ROS Opening Procedure
Comments due:  August 18, 2005

SR-CBOE-2004-85
34-51173 Feb. 9, 2005 Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Regarding Designated Primary Market-Makers' Handling of Non-Public Customer Orders
34-50909 Dec. 22, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Designated Primary Market-Makers' Handling of Non-Public Customer Orders
Comments due:  January 19, 2005

SR-CBOE-2004-84
34-50903 Dec. 21, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees
Comments due:  January 19, 2005

SR-CBOE-2004-83
34-50880 Dec. 17, 2004 Notice of Filing Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 to Amend the Exchange's Obvious Error Rule
Comments due:  January 18, 2005

SR-CBOE-2004-82
34-51282 Mar. 1, 2005 Order Granting Approving to Proposed Rule Change Relating to Exchange Rule 17.10(d), Review of Decision Not to Initiate Charges
34-50964 Jan. 5, 2005 Notice of Filing of a Proposed Rule Change Relating to Exchange Rule 17.10(d) – Review of Decision Not to Initiate Charges
Comments due:  February 2, 2005

SR-CBOE-2004-81
34-50920 Dec. 22, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amnding Rule 30.20 to Conform with the requirements of Regulation SHO.
Comments due:  January 19, 2005

SR-CBOE-2004-79
34-50840 Dec. 10, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Hours for Options on Units and Options on the Nasdaq-100 Index Tracking Stock
Comments due:  January 7, 2005

SR-CBOE-2004-78
34-50779 Dec. 1, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to the Retail Automatic Execution System
Comments due:  December 29, 2004

SR-CBOE-2004-77
34-50996 Jan. 7, 2005 Order Approving Proposed Rule Change Relating to the Systematizing of Orders in Connection with the Requirement to Design and Implement a Consolidated Options Audit Trail System
34-50755 Nov. 30, 2004 Notice of Filing of Proposed Rule Change Relating to the Systematizing of Orders in Connection with the Requirement to Design and Implement a Consolidated Options Audit Trail System ("COATS")
Comments due:  December 27, 2004
Comments received are available for this notice.

SR-CBOE-2004-76
34-50837 Dec. 10, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a DPM and Market-Maker Transaction Fee in Options on the Mini-Nasdaq-100 Index
Comments due:  January 7, 2005

SR-CBOE-2004-75
34-51366 Mar. 14, 2005 Order Approving Proposed Rule and Amendments No. 1 and 2 Relating to the Introduction of Remote Market-Makers
34-51107 Jan. 31, 2005 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Introduction of Remote Market-Makers
Comments due:  February 25, 2005

SR-CBOE-2004-74
34-50759 Nov. 30, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options on Revised-Value Versions of the European-Style Exercise, P.M.-Settled Option Contract on the Standard & Poor’s 100 Stock Index
Comments due:  December 28, 2004

SR-CBOE-2004-73
34-51235 Feb. 22, 2005 Order Granting Approval of Proposed Rule Change to Restrict a Designated Primary Market-Maker’s Ability to Charge a Brokerage Commission
34-50821 Dec. 8, 2004 Notice of Filing of Proposed Rule Change to Restrict a Designated Primary Market-Maker’s Ability to Charge a Brokerage Commission
Comments due:  January 5, 2005
Comments received are available for this notice.

SR-CBOE-2004-72
34-51205 Feb. 15, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Relating to the SizeQuote Mechanism Pilot Program
34-50967 Jan. 5, 2005 Notice of Filing of Proposed Rule Change Relating to the SizeQuote Mechanism
Comments due:  February 2, 2005

SR-CBOE-2004-71
34-51779 Jun. 2, 2005 Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto to Modify the Distribution of the DPM Participation Entitlement for Orders Specifying a Preferred DPM under CBOE Rule 8.87
34-50732 Nov. 23, 2004 Notice of Filing of Proposed Rule Change to Modify the Distribution of the DPM Participation Entitlement for Orders Specifying a Preferred DPM Under CBOE Rule 8.87
Comments due:  December 22, 2004
Comments received are available for this notice.

SR-CBOE-2004-69
34-50735 Nov. 24, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated to Eliminate the Exchange's Marketing Fee Voting Procedures
Comments due:  December 22, 2004

SR-CBOE-2004-68
34-50736 Nov. 24, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc. to Adopt a New Marketing Fee
Comments due:  December 22, 2004

SR-CBOE-2004-67
34-51148 Feb. 8, 2005 Order Approving Proposed Rule Change and Amendment No. 1 thereto Relating to Split Price Priority
34-50924 Dec. 23, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to Split Price Priority
Comments due:  January 24, 2005

SR-CBOE-2004-66
34-50874 Dec. 16, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Borrowing and Lending by Registered Persons
Comments due:  January 12, 2005

SR-CBOE-2004-65
34-53637 Apr. 12, 2006 Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Restrictions on Arbitrators serving on CBOE’s Arbitration Committee
34-53431 Mar. 7, 2006 Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Restrictions on Arbitrators serving on CBOE’s Arbitration Committee
Comments due:  April 3, 2006

SR-CBOE-2004-64
34-50775 Dec. 1, 2004 Order Approving Proposed Rule Change Relating to the Allocation of N-Second Group Trades Pursuant to Rule 6.45A(c)
34-50583 Oct. 22, 2004 Notice of Filing of Proposed Rule Change Relating to the Allocation of N-Second Group Trades Pursuant to Rule 6.45A(c)
Comments due:  November 22, 2004

SR-CBOE-2004-63
34-52011 Jul. 12, 2005 Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to List and Trade Short Term Option Series
34-51172 Feb. 9, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Short Term Option Series
Comments due:  March 9, 2005
Comments received are available for this notice.

SR-CBOE-2004-62
34-50630 Nov. 3, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 9.3A Relating to Continuing Education for Registered Persons
Comments due:  December 1, 2004

SR-CBOE-2004-61
34-50469 Sep. 29, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Reduction of Customer Transaction Fees for Options on Exchange-Traded Funds and Holding Company Depositary Receipts
Comments due:  October 26, 2004

SR-CBOE-2004-59
34-51717 May 19, 2005 Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 4 and 5 Relating to Back-up Trading Arrangements
34-51510 Apr. 8, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Back-up Trading Arrangements
Comments due:  May 5, 2005
Additional Materials:
*
*
Amendment No. 3, Exhibit 3.A: Agreement Relating to Back-Up Trading Arrangements
*
*
Amendment No. 3, Exhibit 3.B: First Amendment to Agreement Relating to Back-Up Trading Arrangements

SR-CBOE-2004-58
34-51429 Mar. 24, 2005 Order Granting Accelerated Approval to a Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 3 and 4 to the Proposed Rule Change Relating to Market-Maker Quoting Obligations and Market-Maker Appointments
34-51234 Feb. 22, 2005 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto by the Chicago Board Options Exchange, Incorporated Relating to Market-Maker Quoting and Market-Maker Appointments
Comments due:  March 22, 2005

SR-CBOE-2004-57
34-50540 Oct. 14, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 thereto Relating to the Permanent Approval of Autobook
Comments due:  November 12, 2004

SR-CBOE-2004-56
34-50164 Aug. 6, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to Margin Requirements for Certain Complex Option Spreads
Comments due:  September 7, 2004
Comments received are available for this notice.

SR-CBOE-2004-55
34-50212 Aug. 18, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Marketing Fee to Incorporate Electronic DPMs
Comments due:  September 14, 2004

SR-CBOE-2004-54
34-51766 May 31, 2005 Order Approving a Proposed Rule Change and Partial Amendment No. 1 to Amend Rules Relating to Margin Treatment on Stock Transactions Effected by an Options Market Maker to Hedge Options Positions
34-51497 Apr. 6, 2005 Notice of Filing of Proposed Rule Change and Partial Amendment No. 1 thereto to Amend Rules Relating to Margin Treatment on Stock Transactions Effected by an Options Market Maker to Hedge Options Positions
Comments due:  21 days after publication in the Federal Register

SR-CBOE-2004-53
34-52950 Dec. 14, 2005 Order Approving a Proposed Rule Change and Partial Amendment No. 1 Relating to Margin Requirements for Complex Options Spreads
34-52739 Nov. 4, 2005 Notice of Filing of Proposed Rule Change and Partial Amendment No. 1 Relating to Margin Requirements for Complex Options Spreads
Comments due:  December 5, 2005

SR-CBOE-2004-52
34-50915 Dec. 22, 2004 Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Amend CBOE's “Trigger” Rule to Permit RAES Orders to Automatically Execute Against Orders Resting on the Exchange’s Limit Order Book
34-50673 Nov. 16, 2004 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated to Amend its "Trigger" Rule to Permit RAES Orders to Automatically Execute Against Orders Resting on the Exchange's Limit Order Book
Comments due:  December 13, 2004

SR-CBOE-2004-50
34-50853 Dec. 14, 2004 Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Amend CBOE Rules Regarding Limitations on Designated Primary Market-Makers Putting Into Effect Stop and Stop-Limit Orders
34-50542 Oct. 14, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend its Rules Regarding Limitations on Designated Primary Market-Makers Putting into Effect Stop and Stop-Limit Orders
Comments due:  November 12, 2004

SR-CBOE-2004-49
34-50063 Jul. 22, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Exchange to list up to Seven Expiration Months for Certain Index Options up until the Expiration of Those Options in November 2004
Comments due:  August 19, 2004

SR-CBOE-2004-48
34-50058 Jul. 22, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Transaction Fees for DPMs and e-DPMs
Comments due:  August 20, 2004

SR-CBOE-2004-47
34-50130 Jul. 30, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Marketing Fee Voting Procedures
Comments due:  August 27, 2004

SR-CBOE-2004-45
34-51271 Feb. 28, 2005 Order Approving Proposed Rule Change and Amendment No. 2 and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 5 Relating to the Trading of Complex Orders on the CBOE Hybrid System
34-50682 Nov. 17, 2004 Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Trading of Complex Orders on the CBOE Hybrid System
Comments due:  December 14, 2004
Comments received are available for this notice.

SR-CBOE-2004-44
34-50079 Jul. 26, 2004 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Permanent Approval of the $5 Quote Width Pilot Program
Comments due:  August 20, 2004

SR-CBOE-2004-43
34-50209 Aug. 18, 2004 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange's Membership Rules to Accommodate e-DPMs
34-50007 Jul. 13, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 to Amend the Exchange’s Membership Rules to Accommodate e-DPMs
Comments due:  August 9, 2004

SR-CBOE-2004-42
34-50269 Aug. 26, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Calculation of Securities Indexes Underlying Options
Comments due:  September 23, 2004

SR-CBOE-2004-41
34-50562 Oct. 19, 2004 Order Approving a Proposed Rule Change and Amendment No. 1 by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Inc.; a Proposed Rule Change and Amendments No. 1 and 2 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to Minimum Size Guarantees for Linkage Orders SR-BSE-2004-14; SR-CBOE-2004-41; SR-ISE-2004-01; SR-PCX-2004-84; SR-Phlx-2004-16
34-50340 Sep. 9, 2004 Notice of Filing of Proposed Rule Change Relating to Minimum Size Guarantees for Linkage Orders
Comments due:  October 7, 2004

SR-CBOE-2004-40
34-50048 Jul. 20, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Extension of Linkage Fee Pilot Program
Comments due:  August 18, 2004

SR-CBOE-2004-39
34-50292 Aug. 31, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Extending a Limited Pilot Program for Maximum Bid/Ask Differentials
Comments due:  September 28, 2004

SR-CBOE-2004-38
34-50175 Aug. 10, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange's Fee Schedule for Fiscal Year 2005
Comments due:  September 7, 2004

SR-CBOE-2004-37
34-52779 Nov. 16, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Deletion of Interpretation and Policy .01(e) to CBOE Rule 5.4
34-52562 Oct. 4, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Deletion of Interpretation and Policy .01(e) to CBOE Rule 5.4
Comments due:  November 2, 2005

SR-CBOE-2004-36
34-49919 Jun. 25, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a One-Month Extension of the $5 Quote Width Pilot Program
Comments due:  July 23, 2004

SR-CBOE-2004-35
34-51063 Jan. 21, 2005 Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto To Require the Immediate Display of Customer Limit Orders
34-49916 Jun. 25, 2004 Notice of Filing of Proposed Rule Change to Amend CBOE Rule 8.85 to Require the Immediate Display of Customer Limit Orders
Comments due:  July 23, 2004

SR-CBOE-2004-34
34-49799 Jun. 3, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
Comments due:  July 1, 2004

SR-CBOE-2004-33
34-50005 Jul. 12, 2004 Order Granting Accelerated Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to Frequency of Executions on the Hybrid Trading System
34-49814 Jun. 4, 2004 Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Frequency of Executions on the Hybrid Trading System
Comments due:  July 6, 2004

SR-CBOE-2004-31
34-49887 Jun. 17, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Handling of Principal Acting as Agent Orders Under Linkage
Comments due:  July 16, 2004

SR-CBOE-2004-30
34-49965 Jul. 2, 2004 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Comments due:  August 2, 2004
See also:  Notices; Rel. Nos. 34-51244A and 34-51244

SR-CBOE-2004-29
34-49867 Jun. 15, 2004 Notice of Filing an Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 thereto Proposing to Extend a Pilot Program Relating to Certain Limitations on Trade-Through Liability
Comments due:  July 15, 2004

SR-CBOE-2004-28
34-49995 Jul. 9, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Enhanced Corporate Governance Requirements for Listed Companies
Comments due:  August 5, 2004

SR-CBOE-2004-27
34-49679 May 11, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment to the Modified Rapid Opening Procedure Pilot Program
Comments due:  June 7, 2004

SR-CBOE-2004-26
34-49723 May 18, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove from the Exchange Rules References to Certain Indexes and Trading Permits
Comments due:  June 14, 2004

SR-CBOE-2004-25
34-50725 Nov. 23, 2004 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Relating to Designated Primary Market-Makers Obligations
34-50548 Oct. 15, 2004 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Relating to Designated Primary Market-Makers Obligations
Comments due:  November 12, 2004

SR-CBOE-2004-24
34-50003 Jul. 12, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Allowing a New Type of Designated Primary Market-Maker - e-DPMs
Comments due:  August 9, 2004
34-49643 Apr. 30, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Allowing a New Type of Designated Primary Market-Maker - e-DPMs
Comments due:  May 28, 2004

SR-CBOE-2004-23
34-49798A Jul. 6, 2004 Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Permanently Approve the Modified ROS Opening Procedure Pilot Program, which Occurs on the Settlement Date of Futures and Options on Volatility Indexes; Correction
34-49798 Jun. 3, 2004 Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto to Permanently Approve the Modified ROS Opening Procedure Pilot Program, which Occurs on the Settlement Date of Futures and Options on Volatility Indexes
34-49614 Apr. 26, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Seeking Permanent Approval of the Modified Rapid Opening System Pilot Program.
Comments due:  May 21, 2004

SR-CBOE-2004-22
34-49584 Apr. 20, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange's Automated Limit Order Dplay Facility ("Autobook") Pilot Program Until October 19, 2004
Comments due:  May 18, 2004

SR-CBOE-2004-21
34-54422 Sep. 11, 2006 Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Establish Rules for a Screen-Based Trading System for Non-Option Securities
Comments due:  October 6, 2006
34-53112 Jan. 12, 2006 Notice of Filing of Proposed Rule Change to Establish Rules for a Screen-Based Trading System for Non-option Securities
Comments due:  February 13, 2006

SR-CBOE-2004-20
34-49791 Jun. 2, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Relating to the $5 Quotation Spread Pilot Program
34-49588 Apr. 21, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the $5 Quotation Spread Pilot Program
Comments due:  May 18, 2004

SR-CBOE-2004-19
34-49601 Apr. 22, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a DPM and Market Maker Transaction Fee
Comments due:  May 21, 2004

SR-CBOE-2004-18
34-49524 Apr. 2, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Extension of Its Prospective Fee Reduction Program
Comments due:  April 30, 2004

SR-CBOE-2004-17
34-49577 Apr. 19, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Establishing a Process for Approving and Appointing Remote Electronic Designated Primary Market-Makers

SR-CBOE-2004-16
34-51568 Apr. 18, 2005 Order Denying Motion for Reconsideration of Order Setting Aside Earlier Order Issued by Delegated Authority and Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation and an Amendment to Rule 3.16(b)
34-51252 Feb. 25, 2005 Order Setting Aside Earlier Order Issued by Delegated Authority and Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b)
Comments received are available for this notice.
See Also Additional Materials: Motion for Reconsideration
34-50464 Sep. 29, 2004 Order Granting Petition for Review and Scheduling Filing of Statements
34-50028 Jul. 15, 2004 Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b)
34-49620 Apr. 26, 2004 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b)
Comments due:  May 24, 2004
Comments received are available for this notice.

SR-CBOE-2004-15
34-49880 Jun. 17, 2004 Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Automatic Executions for Underlying Specialists
34-49659 May 6, 2004 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Automatic Executions for Underlying Specialists
Comments due:  June 3, 2004

SR-CBOE-2004-13
34-49769 May 25, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Retroactive Crediting of Certain DPM Principal Acting as Agent Order Transaction Fees
34-49575 Apr. 16, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto Relating to Retroactive Crediting of DPM Principal Acting as Agent Order Transaction Fees
Comments due:  May 14, 2004

SR-CBOE-2004-12
34-50327 Sep. 7, 2004 Order Approving Proposed Rule Change to Require Members to Use and Maintain a Back-up Autoquote System in Hybrid Classes
34-50055 Jul. 21, 2004 Notice of Filing of Proposed Rule Change to Require Members to Use and Maintain a Back-up Autoquote System in Hybrid Classes
Comments due:  August 20, 2004

SR-CBOE-2004-11
34-49468 Mar. 24, 2004 A Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to a Pilot Program for Modification of ROS on the Settlement Date of Futures and Options on Volatility Indexes Has Been Granted Accelerated Approval as a Pilot to Run Through November 17, 2004
Comments due:  April 21, 2004

SR-CBOE-2004-09
34-49698 May 13, 2004 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Options on Certain CBOE Volatility Indexes
Comments due: June 10, 2004

SR-CBOE-2004-05
34-49877 Jun. 16, 2004 Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 thereto Relating to the Relocation of an Entire Trading Station’s Securities to Another Trading Station.
34-49687 May 12, 2004 Notice of Filing of a proposed rule change and Amendments No. 1 and 2 thereto to amend CBOE Rules 8.84 and 8.95 to grant to its MTS Committee the authority to approve the relocation of an entire trading station’s securities to another trading station that is operated by the same Designated Primary Market-Maker organization.
Comments due:  June 9, 2004

SR-CBOE-2004-04
34-50907 Dec. 22, 2004 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange's Guaranteed Participation Rule Relating to Facilitation and Crossing Transactions.
34-50655 Nov. 10, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend its Guaranteed Participation Rule Relating to Facilitation and Crossing Transactions
Comments due:  December 9, 2004

SR-CBOE-2004-02
34-50169 Aug. 9, 2004 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Amend the Obvious Error Rule Relating to Options Quoted "No-Bid"
34-49462 Mar. 23, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Obvious Error Rule Relating to "No-Bid" Options
Comments due:  April 21, 2004

 

http://www.sec.gov/rules/sro/cboe/cboearchive/cboearchive2004.shtml


Modified: 10/16/2014