In the Matter of Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC
April 30, 2019
2019-69
In the Matter of Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC
Administrative Proceeding File No.: 3-19102
Date Filed: March 11, 2019
Date of Qualifying Judgment/Order: March 11, 2019
Modified: April 30, 2019