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In the Matter of Convergex Execution Solutions, LLC, now known as Cowen Execution Services LLC

Oct. 31, 2018

2018-126

In the Matter of Convergex Execution Solutions, LLC, now known as Cowen Execution Services LLC
Administrative Proceeding File No.: 3-18761
Date Filed: September 13, 2018
Date of Qualifying Judgment/Order: September 13, 2018

Last Reviewed or Updated: Oct. 31, 2018

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In the Matter of Convergex Execution Solutions, LLC, now known as Cowen Execution Services LLC

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In the Matter of Convergex Execution Solutions, LLC, now known as Cowen Execution Services LLC