In the Matter of Convergex Execution Solutions, LLC, now known as Cowen Execution Services LLC
In the Matter of Convergex Execution Solutions, LLC, now known as Cowen Execution Services LLC
Administrative Proceeding File No.: 3-18761
Date Filed: September 13, 2018
Date of Qualifying Judgment/Order: September 13, 2018
Last Reviewed or Updated: Oct. 31, 2018