Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Award Claim

In the Matter of OX Trading, LLC, optionsXpress, Inc., and Thomas E. Stern

Nov. 21, 2013

2013-103

In the Matter of OX Trading, LLC, optionsXpress, Inc., and Thomas E. Stern
Administrative Proceeding File No.: 3-14853
Case filed: April 19, 2012
Qualifying judgment/order: October 22, 2013

Last Reviewed or Updated: April 26, 2017

Rules & Regulations

Enforcement & Litigation

Compliance

In the Matter of OX Trading, LLC, optionsXpress, Inc., and Thomas E. Stern

More in this Section

Breadcrumb

In the Matter of OX Trading, LLC, optionsXpress, Inc., and Thomas E. Stern