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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs

National Securities Exchanges, MIAX PEARL, LLC (PEARL)

Public Comments

Submit a Comment on SR-PEARL-2023-38

Last Reviewed or Updated: Oct. 3, 2023

Resources

Notice Rule: SEC Issued Version (pdf 163.35 KB)

Exhibit 5

Details

Public Comments Due

Sept. 28, 2023

File Number

SR-PEARL-2023-38

Rule Type

Notice

Release Number

34-98261

SEC Issue Date

Aug. 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs

Public Comments

Resources

Details

More in this Section

Breadcrumb

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs

Public Comments

Resources

Details