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Notice Rule

Notice of Filing of Proposed Rule Change by The Options Clearing Corporation to Amend and Enhance the Options Clearing Corporation's Model Risk Management Policy

Registered Clearing Agencies, The Options Clearing Corporation

Public Comments

Submit a Comment on SR-OCC-2023-004

Last Reviewed or Updated: June 6, 2023

Resources

Notice Rule: SEC Issued Version (pdf 286.6 KB)

Exhibit 3

Exhibit 5

Details

Public Comments Due

June 7, 2023

File Number

SR-OCC-2023-004

Rule Type

Notice

Release Number

34-97484

SEC Issue Date

May 11, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by The Options Clearing Corporation to Amend and Enhance the Options Clearing Corporation's Model Risk Management Policy

Public Comments

Resources

Details

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Notice of Filing of Proposed Rule Change by The Options Clearing Corporation to Amend and Enhance the Options Clearing Corporation's Model Risk Management Policy

Public Comments

Resources

Details