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Notice Rule

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Adding the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 9217

National Securities Exchanges, NYSE American LLC (NYSEAMER)

Public Comments

Submit a Comment on SR-NYSEAMER-2020-52

Last Reviewed or Updated: July 27, 2020

Resources

Notice Rule: SEC Issued Version (pdf 177.85 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Aug. 21, 2020

File Number

SR-NYSEAMER-2020-52

Rule Type

Notice

Release Number

34-89402

SEC Issue Date

July 27, 2020

Federal Register Publish Date

July 31, 2020

Document Citation

85 FR 46203

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Adding the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 9217

Public Comments

Resources

Details

More in this Section

Breadcrumb

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Adding the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 9217

Public Comments

Resources

Details