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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Statements Made in a Recent Filing In Regards to the Six-Month Lookback Period for New Issues Added to the Penny Pilot on a Quarterly Basis

National Securities Exchanges, NYSE American LLC (NYSEAMER)

Last Reviewed or Updated: March 26, 2019

Resources

Notice Rule: SEC Issued Version (pdf 149.21 KB)

Notice Rule: Federal Register Version

Details

File Number

SR-NYSEAMER-2019-07

Rule Type

Notice

Release Number

34-85425

SEC Issue Date

March 26, 2019

Federal Register Publish Date

April 1, 2019

Document Citation

84 FR 12304

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Statements Made in a Recent Filing In Regards to the Six-Month Lookback Period for New Issues Added to the Penny Pilot on a Quarterly Basis

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Statements Made in a Recent Filing In Regards to the Six-Month Lookback Period for New Issues Added to the Penny Pilot on a Quarterly Basis

Resources

Details